Radnor Township School District | Case 9745-08-09 | 2009-09-15
Pennsylvania special education due-process decision
- Case number
- 9745-08-09
- Date
- 09/15/2009
- Parties / district (official listing)
- Radnor Township School District
- Hearing officer
- Deborah DeLauro
- Issues (official listing)
- Compensatory Education Free Appropriate Public Education Placement Procedural Violation Parent Rights
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
DUE PROCESS HEARING
Name of Child: Student
ODR #9745/08-09 LS
Date of Birth:
Xx/xx/xx
Dates of Hearing:
May 13, 2009
July 14/ 2009
July 15, 2009
August 5, 2009
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Parent Attorney
Catherine Merino Reisman, Esq.
Reisman Carolla LLP
20 East Redman Avenue
Haddonfield NJ 08033-2315
School District School District Attorney
Radnor Township Andria B. Saia, Esq
135 S. Wayne Avenue Levin Legal Group
Wayne, PA 1908-4117 1402 Mason Mills Business Park
1800 Byberry Road
Huntingdon Valley, PA 19006
Date Record Closed: September 1, 2009
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Date of Decision: September 15, 2009
Hearing Officer: Deborah G. DeLauro, Esq.
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Background
Student is a teen-aged eighth grade student who is a resident of the Radnor
Township School District. Student is a child who qualifies for special education services
under the category of mental retardation with a secondary category of speech and
language impairment. Student attended [redacted] Elementary School, a District School,
until the middle of the 2004-2005 school year. At Parents’ request, when Student was in
third grade, Student transferred to a private Diocesan school for students with learning
and physical disabilities (Private School). The IEP team agreed and issued a NOREP
supporting the change of placement. The District paid Student’s tuition but as a private
school, Private School developed its’ own Individual Service Program and stated that it
would not implement the District’s IEP.
In addition to functional academics and a life skills program at Private School,
Student received speech and language and occupational therapy services from the
Montgomery County Intermediate Unit, and upon further request from Student’s Parents,
the District provided additional speech and language therapy three times a week and one-
to-one academic tutoring twice a week after school. Student remained at Private School
until the 2008-2009 school year. Student was re-evaluated by the District in the Summer
of 2008 and an IEP team meeting was convened on August 28, 2008. The District
proposed an IEP placing Student at [redacted] Middle School and, apart from a request of
one-to-one services in language arts, math and speech,
1
the present levels of
performance, the goals and the specially designed instruction were all agreed upon.
However, a factual dispute arose over whether the District agreed to provide the
one-to-one services requested by the Parents at the IEP meeting. The Parents left the
meeting believing that the District agreed to provide one-to-one instruction in math,
language arts and speech. The District representatives apparently left the meeting with a
less than clear understanding of what had been agreed to. After two months of
attempting to arrange for services and adding 1:1 instruction and services where possible,
the District issued a NOREP on November 3, 2009 along with a Settlement Agreement
which included the one-to-one services in dispute. The Parents rejected the NOREP and
an IEP team meeting was scheduled for November 7, 2009 in order to review a new draft
of the IEP. The Parents continued to disagree because the services were not listed on the
IEP. Following on the IEP meeting, the District issued a NOREP along with a
Compensatory Education which included, inter alia, the additional services in dispute.
Fearing that they would be waiving pendancy rights for the services, Parents rejected the
NOREP and Compensatory Education Agreement.
On February 23, 2009, the Parents filed a Due Process Complaint raising FAPE
issues that dated back to the January 2005 through February 23, 2009. The Parents assert
that the District denied Student FAPE by 1) failing to develop or implement an IEP from
January 2005 through June 2008; 2) failing to develop an appropriate IEP which was to
have been based on an agreement reached at the August 28, 2008 IEP meeting; 3) failing
1 Parents requested one-to-one instruction in math, language arts and speech, five days a week for one hour
a day.
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to timely and comprehensively re-evaluate Student; 4) failing to have an appropriate IEP
at the start of the 2008-2009 school year; 5) failing to offer an appropriate Extended
School Year (hereinafter “ESY”) program at the February 20, 2009 IEP meeting; and 6)
violating IDEA, §504 and the ADA when it offered related services in lieu of
compensatory education for allegedly inappropriate services for the past two years.
After a preliminary ruling on the statute of limitations issue
2
, this hearing officer
dedicated the first hearing session to the knew or should have known date and the issue of
exceptions to the two-year limitations period. Finding that the KOSHK date was May 15,
2005, this hearing officer ruled that Parents’ claims were barred from May 19, 2005 to
May 19, 2007 and further finding that no exception(s) existed, the scope of the hearing
was limited to the period from May 19, 2007 to February 23, 2009. [N.T. 194]
Issues
1. Whether the August 28, 2008 IEP was appropriate?
2. Whether the Student is entitled to compensatory education from May 19, 2007 to
February 23, 2009?
3. Whether the Parents are entitled to tuition reimbursement for the 2009 ESY?
3
4. Whether the District is obligated to reimburse Parents for IEEs they obtained?4
Findings of Fact5
1. Student (hereinafter “Student”)6
is a teen-aged eighth grade student who resides
in the Radnor Township School District (hereinafter “District”)
2. Student was diagnosed [with a disability] as an infant and qualifies for special
education services as a student with mental retardation (hereinafter “MR”)
pursuant to the Individuals with Disabilities Education Act (hereinafter “IDEA”).
[SD-3; SD-9; N.T. pp. 20 ] 7
2 See Hearing Officer’s Correspondence No. 2 Ruling on the Statute of Limitations issue, incorporated
herein and attached hereto.
3 This issue was resolved by the Parties after the first hearing session. [N.T. 196 -197]
4 This issue was withdrawn by Parent’s counsel at the last hearing session on August 5, 2009.
5 Although the scope of the hearing is from May 19, 2007 to February 23, 2009, background Findings of
Fact are necessary as a context in this matter.
6 All future references to Student will be generic and gender neutral. These impersonal references to
Student are not intended to be disrespectful but rather to respect Student’s privacy.
7 References to “SD” and “P” are to the School District, and Parent exhibits, respectively. References to
“N.T.” are to the transcripts of the May 13, July 14 and 15 and August 5, 2009 hearing sessions conducted
in this matter.
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3. Student attended District schools from kindergarten through second grade. In
January 2005, during Student’s third grade year, Student transferred to Private
School, a Diocesan school for students who have learning and physical
disabilities. (SD-9; N.T. 490, 614)
4. Parents decided, without input from the IEP team, to enroll Student in Private
School in January 2005. [N.T. 614, 664, 706]
5. Although Student was placed at Private School at Parents’ request, the District
issued and the Parents signed a NOREP agreeing to the placement. [P-1; SD-3;
N.T. 86,-88, 90, 149, 490, 614]
6. The District did not evaluate Student before Student transferred or while Student
attended school at Private School. [N.T. 50-51, 506, 615]
7. The District paid Student’s tuition at Private School but as a private school,
Private School developed its own Individual Service Plan (hereinafter “ISP”)8
and
stated that it would not implement the District’s IEP. [SD-5; N.T.618, 666]
8. The principal of Private School, (hereinafter Ms. D.), stated that she explained to
the Parents that since it is a Catholic Educational facility, it does not get all the
services from the State that the public school gets so they work only on goals
consistent with its program. [N.T. 618, 665-666]
9. Student’s program at Private School consisted of: functional academics,
vocational skills and life skills as well as speech language (twice a week) and
occupational therapy (once a week). The Montgomery County IU provided the
speech and language and occupational therapy services. [N.T. 663]
10. At Parents’ request, the District augmented Student’s program by providing
additional speech and language services three times a week as well as one-to-one
academic tutoring with a focus on reading twice a week after school. [N.T. 679,
683, ]
11. During the time that Student was enrolled in Private School, Student’s behaviors
were addressed at every ISP meeting. [SD-5-8; N.T. 675-678]
12. Many of Student’s inappropriate behaviors decreased during the time Student was
attending Private School. [N.T. 566]
13. Each year, the Private School staff developed a new ISP that reflected Student’s
progress, scores on assessments and Student’s program for the next year. [SD-5-8;
P-14]
8 There is no functional difference between ISP and IEP. [N.T. 670-671] Since Private School is a private
school, for a period of time, it was advised to refer to their IEPs as ISP because IEPs are public school
documents. The forms otherwise are identical. [N.T. 670-671]
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14. The IEP for 2007-2008, like the previous ISPs, was developed by the team,
including parents, and includes:
a. present education levels of performance, including recent assessments;
[SD-8]
b. a separate behavior plan [SD-8; N.T. 675]
c. annual goals designed to enable Student to make progress; [SD-8; SD-
24; N.T. 678]
d. a statement of expected levels of achievement and how and when
progress shall be reported; [SD-8; N.T. 684]
e. a statement of program modifications, specially designed instruction,
and related services; [SD-8]
1) a specially designed instruction included the use of many
research-based curriculums such as Edmark, PCI sight words,
Touchmath and Touchmoney. [N.T. 691]
2) related services included speech and occupational therapy
provided by the MCIU through Private School as well as
additional individual speech therapy 3 times a week and
academic tutoring provided two times a week by the District.
[SD-8; N.T. 114-116, 679]
15. Parents were active participants in the ISP team and their ideas were frequently
incorporated into Student’s goals. [P-14; N.T. 672, 751, 753]
16. Private School monitored Student’s academic progress and assessed Student’s
progress yearly with classroom evaluation and with the Brigance. [P-2; the [N.T.
567, 571, 673, 678]
17. Sometimes Student did not cooperate when taking the Brigance; therefore, it was
not always indicative of Student’s actual ability that Student was able to
demonstrate in the classroom. [N.T. 673, 733-734]
18. Student’s progress was detailed and progress reports sent home in December,
March and May each year while at Private School. [SD-24; N.T. 683, 749]
19. Student’s progress was noted on reports by letter “M” for Mastered, “G” for
Good, “S” for Satisfactory and “I” for Needs Improvement which referenced
percentages of accuracy based on data collection using tracking sheets. [N.T. 684-
685]
20. The system used by Private School in reporting progress was explained to the
parents when they received their first progress reports from Private School. [N.T.
684-685]
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21. Parents indicated that they thought Student’s progress was good on most of the
progress reports and they never returned any progress report with concerns about
Student’s progress. [SD-5-8; N.T.738]
22. Parent never indicated to Ms. D. or to Student’s teacher, (hereinafter Ms. K.”)
that she thought that Student didn’t make progress while Student was attending
Private School. In fact, Ms. D. reported that in most conversations, Parent was
“always positive” and “thought Student was doing well.” [N.T. 668-669, 730,
739]
23. While at Private School, Student made progress in speech and language as
indicated in reports by the speech and language therapist. [SD-24, N.T. 679, 683]
24. Student also made progress in reading, as evidenced by the Edmark report sent
home to Student’s parents. [N.T. 693-694, 737] Student progressed from lesson
50 to lesson 80 in the Edmark program. [N.T. 737]
25. At the end of the 2007-2008 school year, the Parents received binders of Student’s
language arts of math work which indicated Student’s progress. [N.T. 737]
26. School psychologist, (hereinafter “Mr. D.”), attended the 2005-2006, 2006-2007
and the 2007-2008 ISP meetings at Parent’s request. [N.T. 49-50] Mr. D. stated
that after each of the ISP meetings Student attended with Parent they would have
a discussion about how she felt about the progress Student was making and
whether she wanted to look at other programs. [N.T. 84-85] Mr. D stated that
Parent wasn’t interested in looking at other programs because she was happy with
the placement at Private School and felt that Student was making, if not
educational, behavioral progress; Student was no longer resistant to getting on the
bus and Student had some friends. [N.T. 86-87]
27. The District did not issue a NOREP for the 2006-2007 and the 2007-2008 school
years. [N.T. 49-50]
28. The District did not evaluate Student from January 2005 until August 2008. [N.T.
50-51, 615]
29. At the 2006-2007 ISP meeting, Mr. D stated that he was concerned about the
minimal progress Student seemed to be making as indicated on the Brigance
Diagnostic Inventory of Basic Skills (hereinafter “Brigance”) but he stated that he
always asked Parent if she wanted to look at other programs. [N.T. 85-87]
30. Student remained at Private School until the 2008-2009 school year. [N.T. 86-88,
90]
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31. Parent never told Ms. D. or Ms. K. that Student was leaving Private School
because she did not believe that Student had made progress there. [N.T. 669, 730,
739]
32. Student was evaluated by the District in the summer of 2008. [SD-9]
33. Given Student’s measured Full Scale IQ (hereinafter “FSIQ”) at 47-49, at all
times relevant to this matter, Student has made progress in light of Student’s
potential and is performing consistent with that potential.[SD-8; N.T. 582, 687]
34. Student’s FSIQ is consistent with previous findings9
falls within the moderately
impaired or delayed range. [SD-9; N.T. 582, 687]
35. On the RR, Student’s cognitive functioning was measured using the Stanford-
Binet Intelligence Scales, Fifth Edition and yielded the following results:
Scale Standard
Score
Percentile
Rank
Qualitative Description
Fluid Reasoning (both NV and
V
59 0.3 Mildly Impaired or
Delayed
Knowledge (both NV and V) 60 0.4 Mildly Impaired or
Delayed
Quantitative Reasoning (both
NV and V)
61 1 Mildly Impaired or
Delayed
Visual-Spatial Reasoning
(both NV and V)
53 0.1 Moderately Impaired or
Delayed
Working Memory (both NV
and V)
57 0.2 Mildly Impaired or
Delayed
Non-verbal IQ 43 <0.1 Moderately Impaired or
Delayed
Verbal IQ 59 0.3 Mildly Impaired or
Delayed
Full Scale IQ 49 <0.1 Moderately Impaired or
Delayed
36. Student’s basic academic skills were measured on the Wechsler Individual
Achievement Test-II (hereinafter “WIAT-II”)
Subtest Standard Score Percentile Age & Grade Eqv
Word Reading 40 <0.1 6.0 (K.8)
Reading Comprehension 40 <0.1 6.0 (1.0)
Pseudo word Decoding 59 0.3 4.0 (Pre-K)
Numerical Operations 41 <0.1 6.4 (1.0)
Math Reasoning 40 <0.1 4.8(K.2)
9 Private evaluation conducted by Dr. B. in 2005. [SD-9]
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Spelling 41 <0.1 5.8 (K.6)
37. In addition to conducting a classroom observation of Student, Mr. D. administered
the following additional assessments: the Naglieri Nonverbal Ability Test; the
Beery-Buktenica Developmental Test of Visual-Motor Integration (VMI); the
Developmental Reading Assessment (DRA) (conducted by Dr. M, K-12 Literary
Coordinator); the Vineland-II Adaptive Behavior Scales; the Behavior
Assessment Scale for Children-Second Edition (BASC-2); Speech and Language
Evaluation, conducted by Ms. N, MS, DLP-CCC; a Physical Therapy Assessment
conducted by Ms. G, PT and an Occupational Therapy evaluation conducted by
Ms. L, MS, OTR/L. [SD-9]
38. Parents expressed their concerns regarding portions of the RR by letter. [SD-10;
N.T. 496]
39. On August 28, 2008, an IEP team meeting was convened and the District
proposed a program and placement for Student at the [redacted] Middle School.
The August IEP was considered a ‘draft” in order to provide input from all IEP
team members.[SD-14; N.T. 374, 380, 383, 390, 400-401, 425, 438, 589]
40. At the August 28, 2008, IEP meeting Parent provided the IEP team with a list of
services which she indicated were “non-negotiable.” [N.T. 439, 591]
41. The “non-negotiable” list included one-to-one instruction in reading, math and
speech five days a week. [N.T. 439,592]
42. There have been no recommendations from experts, specialists, service providers
or therapists, stating that Student needed that level of services. [N.T. 439-440,
591]
43. Parent admitted that there are no educational evaluations that state that Student
learns better with one-to-one instruction; or that one-to-one instruction was
required in order for Student to make progress. [N.T. 441, 550, 606]
44. The August 28, 2008 IEP includes Present Level of Educational Performance
based on information derived from the RR. The IEP includes baseline information
regarding the following areas of need: Reading Skills, Written Language, Math
Reasoning, Math Calculation, Expressive Language, Receptive Language,
Speech, Behavior, Social Emotional Functioning, Gross Motor Skills, Fine Motor
Skills, and Organization. [SD-14; N.T.]
45. Parents never disagreed with or were precluded from discussing the present levels
of educational performance delineated in the August 28
th draft IEP. [N.T. 438,
640]
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46. The August 28th IEP also includes Post School Goals/Transition goals which
identify the activity, the location, the frequency, the projected beginning date, the
Agency responsible, and the anticipated outcomes. [SD-14]
47. Also included in the August 28th IEP are goals which follow the areas of need
identified in the RR. [SD-14; N.T. 640, 642]
48. Parents never disagreed with the content of or were precluded from discussing the
identified goals in the August 28th IEP. [SD-16; N.T. 640]
49. Finally the August 28th draft IEP includes the following Modifications and
Specially Designed Instruction (hereinafter “SDI”):
1) preferential seating near teacher
2) supplement auditory information with visual aids
3) allow for student to clarify directions before and throughout tasks
4) provide “wait time” when asking questions in class to allow time
to process thoughts and formulate a response
5) conduct related learning with introduction of themes,
background, resolutions
6) introduce and review all vocabulary terms related to a topic
before beginning a new topic
7) model compound/complex sentences in a variety of sentence
types and provide the visual cues whenever possible
8) slow Student’s speaking rate and self- monitor placement and
manner in production of target sounds during speech tasks
9) read listener’s facial cues or verbally “check-in’ to determine
comprehension on Student’s part
10) role play with familiar peers, and/or therapist daily living
activities such as job interview, phone conversation, peer/social
outings, small talk, etc.
11) use antonyms, synonyms, and similes to clarify and repair
communication breakdowns
12) incorporate interactive software to further develop and improve
phonological awareness, articulation and overall intelligibility
13) one-on-one instructional aide in academic classes and transition
fading to independence
14) science, all specials will be graded pass/fail
15) alternate special or special support in lieu of social studies and
foreign language
16) keyboarding will not be covered in Tech Ed
17) reminders to maintain personal space
18) trial to determine if books on tape/or other assistive technology is
appropriate [SD-14]
50. The August 28th draft IEP included the following related services:
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1) adaptive physical education - 30 minutes once a week;
2) occupational therapy – group 30 minutes/twice a week;
3) speech and language therapy group - 42 minutes/week once a
week
4) speech and language therapy – individual 30 minutes twice a
week
5) physical therapy - 30 minutes, once a week [SD-14]
51. Apart from the non-negotiable list of one-to-one services, Parents never requested
that anything in the IEP be changed except the implementation dates on the goals
and the deletion of the SDI regarding Science. [SD-16; N.T. 444, 601-643]
52. There is nothing written on the August 28th IEP indicating that the District agreed
to include the requested on-on-one services. [SD-14; N.T. 376, 439, 592]
53. The District implemented the August 28th IEP from the start of the 2008-2009
school year. [N.T.]
54. Student was receiving the following additional services and instruction during the
2008-2009 school year: 1:1 Reading: 5 days/week; 1:1 Math: 2 days/week; 1:1
Speech: 3 days/week. [SD-20; N.T. ]
55. Student’s schedule during the 2008-2009 school year was as follows:10
1st Reading (1:1)
2nd Language Arts
3rd Language Arts
4th Math
5th Lunch
6th 1:1 Speech (MWF)
6th 1:1 Math (TTH)
7th Specials11
8th Community Based Instruction
9th Community Based Instruction
[SD-20]
56. Student made measurable progress in every area of need identified on the IEP. [P-
12; N.T. 411]
10 In addition to the services and instruction delineated in Student’s schedule, Student was also receiving
the following related services pursuant to the August 28th IEP: speech/language therapy 3x week for 42
minutes; physical therapy 1x week for 30 minutes; occupational therapy 2x week for 30 minute s, and
adaptive physical education 1x week for 30 minutes. [SD-14; SD-16]
11 Specials included: FACS; Music; Art; and Tech Ed.[P-1, p.162]
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57. Parent agreed that Student made progress in reading and math; in fact, she
admitted that Student’s progress in reading exceeded her expectations. [N.T. 545-
546]
58. Student’s teacher, Ms. S. implemented a behavior plan based on data which used
a point system. A behavior check list was also sent home to Parents every day.
[SD-19; N.T. 417-419]
59. On November 3rd Parents requested an “emergency” IEP meeting because they
learned that the District had not agreed to provide all of the requested one-on-one
services. [N.T. 516]
60. At the November 3rd IEP meeting, the Parents disapproved the NOREP offering
the following additional services and instruction: 1:1 Reading: 5 days/week; 1:1
Math: 2 days/week; 1:1 Speech: 3 days/week. [SD-16; N.T. 404-405]
61. The District offered the one-to-one services requested by the Parents as part of a
Settlement Agreement. [P-13; N.T. 518-519]
62. The Parents rejected the Settlement Agreement because they wanted the one-to-
one services without a waiver of rights. [N.T. 551-560]
63. On November 7, 2008, the District offered the Parents a draft IEP with a NOREP
and a Compensatory Education Agreement for the requested services for the
duration of the 2008-2009 school year. [SD-17; N.T. 601]
64. Parents rejected the IEP and NOREP because of their concern that the 1:1
services had not been written into Student’s IEP. [N.T. 401-402]
65. The November 11, 2008 NOREP proposed to provide the requested services in a
Compensatory Education Agreement, explaining that “the Parents are requesting
more related services be included in the IEP than the District thinks are required
to provide Student with a FAPE. In an effort to reach an amicable agreement, the
District is offering to provide the services via the enclosed compensatory
education agreement.” [SD-17; N.T. 601]
66. The Parents rejected the compensatory education agreement because they
believed that contrary to the District’s assurance that it did not contain a waiver of
rights, by limiting the services to one year, the agreement constituted a waiver of
pendency rights for those services. [SD-17; N.T. 631-634]
67. The Compensatory Education Agreement indicates in part that; “Resolution of
outstanding services requested by parents for the 2008-2009 school year offered
as compensation for programming during the 2006-2007 and the 2007-2008
school years, while enrolled in Private School school at parents request” and
under “Other terms and conditions determined by the IEP team” it stated that:
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“Parents do not waive their rights to seek additional redress.”[SD-17; N.T. 631-
634]
Credibility of Witnesses
Hearing officers are empowered to judge the credibility of witnesses, weigh
evidence and, accordingly, render a decision incorporating findings of fact, discussion
and conclusions of law. The decision shall be based solely upon the substantial evidence
presented at the hearing.12
The District psychologist, Mr. D, was involved with Student from the June 2004
IEP and NOREP which ultimately supported Student’s transition from a District program
to Private School. Mr. D attended the ISP/IEP meetings with Parent; he re-evaluated
Student in the Summer of 2008 and was part of the team at the August 28, 2008 IEP
meeting. This Hearing Officer found Mr. D’s testimony to be sincere, forthright and
highly credible. The only criticism this hearing officer has for Mr. D is that his efforts
(along with other District personnel) to appease Parent’s wishes
Quite often, testimony – or documentary evidence – conflicts;
this is to be expected as, had the parties been in full accord, there would have been no
need for a hearing. Thus, part of the responsibility of the Hearing Officer is to assign
weight to the testimony and documentary evidence concerning a child’s special education
experience. Hearing Officers have the plenary responsibility to make “express, qualitative
determinations regarding the relative credibility and persuasiveness of the witnesses”.
Blount v. Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28 (2003). This
is a particularly important function, as in many cases the hearing officer level is the only
forum in which the witnesses will be appearing in person.
13
On the other hand, the TSS working with Student during this period, Mr. G
(hereinafter “Mr. G.”), lost some credibility with this hearing officer when he
embellished his work experience and educational training. Although he was
knowledgeable about managing behavior, his testimony regarding the strained relations
with the District’s teachers and his perception of what occurred at the August 28th IEP
meeting, lacked sufficient weight to counter other evidence in the record.
inadvertently
contributed to the misunderstanding which arose from the August 28, 2008 IEP meeting.
Student’s mother testified at length and although clearly concerned about her
child, her testimony not only contradicted testimonial and documentary evidence
presented, but also revealed that she could be very demanding and capable of
manipulating the facts in order to serve her purpose or position. For example, in March
2008, when Dr. C conducted a re-evaluation to assess progress and update Student’s
Treatment Plan, Parent indicated that Student had intense behavioral issues; however,
when Parent completed the BASC for the District’s RR in August 2008, she indicated
that Student had no clinically significant problematic behaviors. Similarly, while Student
attended Private School from January 2005 through the 2007-2008 school year and when
12 Spec. Educ. Op. No. 1528 (11/1/04), quoting 22 PA Code, Sec. 14.162(f). See also, Carlisle Area
School District v. Scott P., 62 F.3d 520, 524 (3rd Cir. 1995), cert. denied, 517 U.S. 1135 (1996) .
13 Non-negotiable list of services.
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Student re-enrolled in the District in time for the 2008-2009 school year, Parents were
active participants in every ISP/IEP meeting and were continuously apprised of their
son’s program and Student’s progress; yet Parent now claims that she was unaware of
Student’s minimal progress at Private School and that she was denied active participation
at those very IEP/ISP meetings. Therefore, this hearing officer found Parent’s testimony
to carry less weight than other witnesses.
Dr. C, a pediatric neuro-psychologist14
Ms. S (hereinafter “Ms. S”) testified credibly although at times her testimony
appeared somewhat glib.
, conducted a Re-evaluation in order to
assess progress in treatment, update the treatment plan, and make recommendations for
future treatment. Although credible, his testimony added little weight to the primary
issues involved in this case.
15
Finally, this hearing officer found the testimony from Ms. D. and Ms. K from
Private School to be highly credible especially when they testified about their program
compared to the District’s program and Student’s documented progress at Private School.
Furthermore, Ms. D’s and Ms. K’s provided credible testimony that the Parents were
always very positive and never indicated that they were taking Student out of Private
School because they believed that Student did not make progress.
Nevertheless, this hearing officer found her explanation of
what occurred with the TSS and his effect on Student’s behavior to be believable and
supported by documentary and testimonial evidence. Furthermore, her interactions with
Student’s mother as shown in the emails before, during and after the August 28
th IEP
meeting provided an honest explanation of why the District said that it was never agreed
to put the one-to-one services in the IEP but yet, they were still trying to find providers to
accommodate Parent’s wishes even though they did not believe those extra services were
necessary for Student to receive a FAPE.
16
Legal Basis, Discussion and Conclusions
Burden of Proof
In November 2005 the U.S. Supreme Court held that, in an administrative
hearing, the burden of persuasion for cases brought under the IDEA is properly placed
upon the party seeking relief. Schaffer v. Weast
, 126 S. Ct. 528, 537 (2005). The Third
Circuit addressed this matter as well more recently. L.E. v. Ramsey Board of Education,
435 F.3d. 384; 2006 U.S. App. LEXIS 1582, at 14-18 (3d Cir. 2006). The party bearing
the burden of persuasion must prove its case by a preponderance of the evidence. This
14 Dr. C contracts with [redacted mental health agency] to conduct psychological evaluations in order to
authorize wraparound services.
15 When asked on cross examination whether she was aware of any recommendations for five times a week
math? She replied “Nope. None” [N.T. 440] Then when asked whether she had ever indicated to the
[[mental health agency] behavior consultant or the TSS] that she was too busy to talk to them? Ms. S
replied: “Nope.”
16 Ms. D testified credibly that Parent told her that they were pleased with Student’s socialization and
Student’s time at Private School. [N.T. 669]
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15
burden remains on that party throughout the case. Jaffess v. Council Rock School
District, 2006 WL 3097939 (E.D. Pa. October 26, 2006).
In this case, the Parents requested the hearing and therefore they bore the burden
of proof. The burden of proof is in two parts: the burden of production (simply, which
party presents its case first) and the burden of persuasion (which side has to convince the
decision-maker(s) by a preponderance of the evidence that its position should be upheld).
However, application of the burden of proof does not enter into play unless the
evidence is in equipoise, that is, unless the evidence is equally balanced so as to create a
50/50 ratio. In this matter the evidence was not in equipoise. As described in greater
detail below, the Parents did not meet their burden of proof on either issue.
Whether the August 28, 2008 IEP was appropriate thereby providing Student with a
free appropriate public education (hereinafter “FAPE”)?
Children with disabilities who require specially designed instruction are
guaranteed a FAPE by federal and commonwealth statutes.
Special education issues are governed by the Individuals with Disabilities
Education Improvement Act of 2004 (“IDEIA”), which took effect on July 1, 2005, and
amends the Individuals with Disabilities Education Act (“IDEA”). 20 U.S.C. § 1400 et
seq. (as amended, 2004). Eligible students are entitled under the IDEIA and
Pennsylvania Special Education Regulations at 22 PA Code § 14 et seq. to receive a
FAPE.
A school district offers FAPE by providing personalized instruction and
support services pursuant to an IEP that need not provide the maximum possible
benefit, but that must be reasonably calculated to enable the child to achieve
meaningful educational benefit. Meaningful educational benefit is more than a
trivial or de
minimis educational benefit. Whether an IEP is reasonably calculated
to afford a child educational benefit can only be determined as of the time it is
offered to the student and not at some later date. 20 U.S.C. §1412; Board of
Education v. Rowley, 458 U.S. 176, 73 L.Ed.2d 690, 102 S.Ct. 3034 (1982);
Ridgewood Board of Education v. M.E. ex. rel. M.E., 172 F.3d 238 (3d Cir.
1999); Stroudsburg Area School District v. Jared N., 712 A.2d 807 (Pa. Cmwlth.
1998); Polk v. Central Susquehanna Intermediate Unit 16, 853 F.2d 171 (3
rd Cir.
1988) Fuhrmann v. East Hanover Board of Education, 993 F.2d 1031 (3d Cir.
1993); Daniel G. v. Delaware Valley School District, 813 A.2d 36 (Pa. Cmwlth.
2002)
The IEP must be likely to produce progress, not regression or trivial educational
advancement Board of Educ. v. Diamond, 808 F.2d 987 (3d Cir. 1986)]. Polk, supra,
citing Board of Education v. Diamond, 808 F.2d 987 (3
rd Cir. 1986) held that “Rowley
makes it perfectly clear that the Act requires a plan of instruction under which
educational progress is likely.” (Emphasis in the original). The IEP must afford the child
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16
with special needs an education that would confer meaningful benefit. Additionally, the
court in Polk held that educational benefit “must be gauged in relation to the child’s
potential.”
Districts need not provide the optimal level of service, or even a level that would
confer additional benefits, since the IEP as required by the IDEA represents only a basic
floor of opportunity. Carlisle Area School District v. Scott P., 62 F. 3d at 533-534.
What the statute guarantees is an “appropriate” education, “not one that provides
everything that might be thought desirable by ‘loving parents.’” Tucker v. Bayshore
Union Free School District, 873 F.2d 563, 567 (2d Cir. 1989). If personalized
instruction is being provided with sufficient supportive services to permit the student to
benefit from the instruction the child is receiving a “free appropriate public education as
defined by the Act.” Polk, Rowley. The purpose of the IEP is not to provide the “best”
education or maximize the potential of the child. The IEP simply must propose an
appropriate education for the child.
Fuhrman, supra.
Guidance for determining the factors comprising “meaningful benefit” is offered
in Cypres v. Fairbanks, 118 F.3d 245, 253 (5th Cir. 1997) as follows:
1. The program must be individualized on the basis of the student’s assessment and
performance;
2. The program must be administered in the least restrictive environment;
3. The services must be provided in a coordinated and collaborative manner by the key
“stakeholders”; and
4. Positive academic and nonacademic benefits must be demonstrated.
In the case at bar, the documentary and testimonial evidence clearly shows that
Student’s ISP/ISPs were based on accurate and up-to-date assessments, both at Private
School and the District; they were coordinated and implemented in a effective and
collaborative manner, and, most importantly, Student made academic and non-academic
progress pursuant to Student’s potential. Moreover, a review of the academic assessments
demonstrates that Student was performing consistent with Student’s ability. [SD-9; SD-
11]
In fact, the evidence reveals that the IEP/ISPs provided more than a basic floor of
opportunity, but they were calculated and conferred meaningful educational benefit.
Specifically, a review of Student’s IEP/ISPs reveals that they both included a
statement of Student’s present levels of educational performance; a statement of
measurable annual goals, including benchmarks or short-term objectives, related to
meeting Student’s needs; a statement of the special education and related services and
supplementary aids and services to be provided to Student...and a statement of the
program modifications or supports for school personnel that will be provided for Student
to advance appropriately toward attaining the annual goals (and) to be involved and
progress in the general curriculum...and to be educated and participate with other children
with disabilities and non-disabled children, to the extent possible; and an explanation of
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the extent, if any, to which Student will not participate with non-disabled children in the
regular class... CFR §300.347(a)(1) through (4)
An IEP must be crafted in such a manner that, provided it is implemented, there is
a reasonable degree of likelihood that the student will make educational progress.
Although implementation of an appropriate IEP does not guarantee that the student will
make progress, in this instance the record is replete with evidence of Student’s progress
in all identified areas of need.
Furthermore, Student’s IEP/ISPs were specific enough to address all of Student’s
identified needs, academic, functional and behavioral. 20 U.S.C. §1414(d)(1)(A)(i)(II),
(IV); Christen G. v. Lower Merion Sch. Dist., 919 F.Supp. 793 (E.D. Pa. 1996); 20
U.S.C. §1414(d)(3)(A)(iv). To that end, since Student’s behavior frequently impeded
Student’s learning, the IEP/ISP teams must consider strategies to address that behavior.
20 U.S.C. §1414(d)((3)(B)(i).
It is true that the IDEIA requires a local educational agency to address every
substantial educational need of the child with a disability, including behavior and social
skills. If the IEP is inadequate in any material way, it is inappropriate as a matter of law.
Rose v. Chester Co. Intermed. Unit, 196 WL 238699, 24 IDELR 61, aff’d
114 F.3d 1173
(3d Cir. 1997). This is reflected in the requirements for both evaluations and individual
education plans.
The local educational agency must conduct a “full and individual initial
evaluation ….” 20 U.S.C §1414(a)(1)(A). The child must be “assessed in all
areas of suspected disability.” 20 U.S.C. §1414(b)(3)(B). The regulations require
that the evaluation procedures “assist in determining … [t] Student content of the
child’s IEP. 34 C.F.R. §300.304(b)(1)
Additionally the IDEIA provides that all testing instruments must be valid and
reliable for the purpose for which they are used, be administered by trained and
knowledgeable personnel and be administered in accordance with the applicable
instructions of the publisher. 20 U.S.C. §1414(b)(3)(A); 34 C.F.R. §300.304(c)(1).
In evaluating a child, a district may not use any single measure or
assessment as the sole criterion for determining whether a child is a child with a
disability or determining an appropriate educational program for the child; and
The child is assessed in all areas of suspected disability;
Assessment tools and strategies that provide relevant information that
directly assists persons in determining the educational needs of the child are
provided.
Use of technically sound instruments that may assess the relative
contribution of cognitive and behavioral factors, in addition to physical or
developmental factors.
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Further, IDEA 2004 at Section 614(b)(3) imposes additional requirements
that local educational agencies ensure that
Assessments and other evaluation materials used to assess a child:
Are selected and administered so as not to be discriminatory on a
racial or cultural basis;
Are provided and administered in the language and form most
likely to yield accurate information on what the child knows and
can do academically, developmentally and functionally unless it is
not feasible to so provide or administer;
Are used for purposes for which the assessments or measures are
valid and reliable;
Are administered by trained and knowledgeable personnel; and
Are administered in accordance with any instructions provided by
the producer of such assessments;
Although a re-evaluation under 34 CFR 300.303 is not defined in the IDEA or in
the 2006 implementing regulations, it is understood to be a comprehensive evaluation
analogous to an initial evaluation under 34 C.F.R. 300.301, conducted for students who
already have undergone evaluations and been found eligible for services. While a
reevaluation must meet the same IDEA requirements as an initial evaluation, a student’s
reevaluation need not be identical to Student’s initial evaluation in every respect. For
example, because a re-evaluation must be individualized, it must take into account the
student’s then current needs. As a result, different procedures may need to be used.
A reevaluation under 34 C.F.R. 300.305(a)(2) of the IDEA a regulations should
address the following five issues:
1) Whether the child continues to have a disability. 34 CFR 300.305(a)(2)(i).
2) The child’s educational needs. 34 CFR 300.305(a)(2)(i)
3) Ascertainment of the child’s present levels of academic performance, and
related developmental needs. 34 CFR 300.305(a)(2)(ii)
4) Whether the child continues to need special education and related
services. 34 CFR 300.305(a)(2)(iii)
5) Whether any additions or modifications to the special education and
related services called for in the child’s IEP are needed to enable Student
or her to meet the measurable annual goals set out therein and to
participate, as appropriate, in the general education curriculum. 34 CFR
300.305(a)(2)(iv)
With regard to reevaluation, the local educational agency must ensure that a
reevaluation of each child with a disability is conducted “if it is determined that the
educational or related services needs, including improved academic achievement and
functional performance, of a child warrant, a reevaluation or if the child’s parent or
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teacher requests a reevaluation.” A reevaluation “may occur not more than once a year,
unless the parent and public agency agree otherwise; and must occur at least once every 3
years, unless the parent and the public agency agree that a reevaluation is unnecessary.”
34 C.F.R. §300.303 However, with regard to students with disabilities who are identified
as mentally retarded, those students must be reevaluated at least once every 2 years.
22 Pa. CODE §14.124.
Here, a review of the evidence in the record persuades this hearing officer
that the District’s Re-Evaluation Report (hereinafter “RR”) was appropriate and
met all of the delineated requirements in IDEIA. Specifically, the RR was
comprehensive and evaluated Student in all areas of need; it not only ascertained
Student’s present levels of educational performance, but also identified Student’s
related academic and developmental needs. The RR did not use any single
measure or assessment as the sole criterion for determining an appropriate
educational program for the child; in fact, it used technically sound instruments
which were valid for the purpose for which they were used, and were
administered by Mr. S, who is highly trained with 36 years of experience who
administered the tests in accordance with the applicable instructions.
A further review of the evidence reveals that the RR formed the basis of the
August 28
th IEP and it progeny.17
Those IEPs provided an appropriate program that met
both substantive and procedural regulatory requirements and, as noted above, were
designed to provide meaningful educational benefit. Rowley, at U.S. 176, 206-07, 102
S.Ct. 3034 (1982)
Therefore, since a preponderance of the evidence demonstrates that Student
received a FAPE during the period of time from August 28, 2009 to February 23, 2009,
this hearing officer finds the August 28, 2008 IEP to be appropriate.
Whether Student entitled to compensatory education for the time period between
May 19, 2007 and February 23, 2009?
Compensatory education is a remedy designed to provide a student with the
services Student should have received pursuant to a free appropriate public education
(FAPE). When a student has been denied the due process rights or an appropriate
educational program that Student should have received, compensatory education is an in-
kind remedy. Lester H. v. Gilhool, 916 F. 2d 865 (3d Cir. 1990), cert. denied 499 U.S.
923, 111 S.Ct. 317 (1991) A child is entitled to compensatory education services if the
child is exceptional and in need of services and/or accommodations and if through some
action or inaction of the District the child was denied FAPE.
Like tuition reimbursement, compensatory education is an equitable remedy,
designed to assure that an eligible student receives all of the special education services to
17 The November 7, 2008 IEP and the January, 2009 IEP.
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20
which Student is entitled. It is not, however, appropriate to consider countervailing
equities in determining whether compensatory education should be awarded, as in tuition
reimbursement cases. In re: The Educational Assignment of Nicholas T., Special
Education Appeals Panel Opinion No. 1166 (August 17, 2001); In re: The Educational
Assignment of Laura C., Special Education Appeals Panel Opinion No. 1183 (October
19, 2001). Rather, once it is determined that a School District has failed to provide
FAPE, compensatory education, measured as stated above, must be awarded. Id
. Since
it is the responsibility of school districts to offer FAPE to all eligible students at all times,
the conduct of the parents in assuring that appropriate services are provided is irrelevant.
Id
.
In determining whether an award of compensatory education is warranted, the
first step in the analysis is to assess the appropriateness of the program offered by the
School District at the time it was offered or provided. In re: The Educational Assignment
of Karyn S., Special Education Appeals Panel Opinion No. 1124 (June 4, 2001). An
award of compensatory education for lack of an appropriate program may be based upon
implementation as well as the contents of the IEP. Ridgewood; In re: The Educational
Assignment of Zachary S., Special Education Appeals Panel Opinion No.1000 (February
28, 2000).
Nevertheless, in the 2004 revisions to the IDEA, Congress affirmed its position
that de minimis procedural violations do not constitute a deprivation of FAPE.
Referencing 20 U.S.C. 1415(f)(3)(E) and (F), 1415(h)(4), 1415(o) , it provides:
In matters alleging a procedural violation, a hearing officer may find that a child
did not receive a free appropriate public education only if the procedural
inadequacies (1) impeded the child’s right to a FAPE; (2) significantly impeded
the parents’ opportunity to participate in the decision making process…; or (3)
caused a deprivation of educational benefits.
The circumstances in this case
18 are such that the District did not conduct its’ own
re-evaluation19
while Student was attending Private School at Parent’s request, but
instead relied on Private School’s evaluations and assessments, which the record reveals
formed the basis of appropriate ISP/IEPs, and which met all the necessary components of
law and were developed by a team including the Parents. Therefore, since Student
received a FAPE and made meaningful educational progress, any procedural error which
arguably may have occurred, was harmless.
Next, with regard to Parent’s allegation that they were denied the opportunity to
participate in the IEP/ISP meetings, the documentary and testimonial evidence shows
otherwise. In fact, a review of the record reveals that the Parents were active participants
in all of the ISP/IEP meeting at Private School; and they were provided with numerous
18 Parents’ decision to place Student in Private School was unilateral which ordinarily would relieve the
District of its duty to re-evaluate, but here, the District provided Parents with a NOREP and funded
Student’s placement at Private School, which would typically require the District to re-evaluate.
19 Required every two years for students with Mental Retardation.
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opportunity to participate in the development of Student’s IEP for the 2008-2009 school
year. The only example that Parents raise is that the District ultimately did not include all
of the non-negotiable 1:1 services that Parents wanted in Student’s IEP.
However, a review of the evidence reveals that the District did provide all of the
requested services with the exception of 1:1 math 5 days a week, and 1;1 speech 5 days a
week, Instead, the District provided 1:1 math twice a week in addition to the math
Student received in the classroom. Similarly, the District provided 1:1 speech three times
a week on top of the speech provided in a group three times a week.
Therefore, this hearing officer finds that a preponderance of the evidence
demonstrates that Parents’ participation in the IEP process was not significantly impeded.
Accordingly, as there was no significant impediment to Parent’s participation in
the decision-making process, and any procedural error which may have occurred when
Student was at Private School, was harmless, Parents have failed to meet their burden,
Student was receiving a FAPE at all times, and there is no entitlement to compensatory
education.
ORDER
It is hereby ordered that:
1. The August 28, 2008 IEP is appropriate, as it was based on an accurate and
comprehensive evaluation and was reasonably calculated to provide Student with
meaningful educational benefit.
2. The Student is not entitled to compensatory education for the period between
May19, 2007 and February 23, 2009 as Student was receiving a FAPE and
suffered no educational harm as a result of procedural errors the District
committed.
September 15, 2009
Deborah G. DeLauro
Date Deborah G. DeLauro, Hearing Officer
