Reading School District | Case 26041-21-22 | 2022-04-21
Pennsylvania special education due-process decision
- Case number
- 26041-21-22
- Date
- 04/21/2022
- Parties / district (official listing)
- Reading School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Evaluation Independent Educational Evaluation
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Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
Closed Hearing
ODR File Number:
26041-21-22
Child’s Name:
C.K.
Date of Birth:
[redacted]
Parent:
[redacted]
Counsel for Parent:
Jennifer Lukach Bradley, Esquire
1290 Broadcasting Road, Suite 118
Wyomissing, PA 19610
Local Education Agency:
Reading School District
800 Penn Street
Reading, PA 19601
Counsel for LEA:
Heather Matejik, Esquire
10 Sentry Parkway, Suite 200
Blue Bell, PA 19422
Hearing Officer:
Cathy A. Skidmore, Esquire
Date of Decision:
04/21/2022
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INTRODUCTION AND PROCEDURAL HISTORY
The student, C.K. (Student),1 is an early elementary school-aged
student who resides in and attends school in the Reading School District
(District). Student has been identified as eligible for special education
pursuant to the Individuals with Disabilities Education Act (IDEA).2
Following its initial evaluation of Student, with which the Parent
disagreed, the District filed a Due Process Complaint to establish that its
evaluation was appropriate under the law. The Parent countered that it was
not adequate and that an independent educational evaluation at public
expense was warranted. The case proceeded to a very efficient due process
hearing.3
Following review of the record and for all of the reasons set forth
below, the claim of the District must be sustained.
ISSUES
1. Whether the District’s evaluation of Student
comported with all applicable criteria and was
appropriate under the law; and
1 In the interest of confidentiality and privacy, Student’s name, gender, and other
potentially identifiable information are not used in the body of this decision. All personally
identifiable information, including details appearing on the cover page of this decision, will
be redacted prior to its posting on the website of the Office for Dispute Resolution in
compliance with its obligation to make special education hearing officer decisions available
to the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in
34 C.F.R. §§ 300.1 – 300. 818. The applicable Pennsylvania regulations are set forth in 22
Pa. Code §§ 14.101 – 14.163 (Chapter 14).
3 References to the record throughout this decision will be to the Notes of Testimony (N.T.)
and School District Exhibits (S-) with the exhibit number, although the District exhibits were
considered to be jointly offered (N.T. 6-7).
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2. If it was not, should the District be ordered to
provide an independent educational evaluation
of Student at public expense?
FINDINGS OF FACT
1. Student is an early elementary school-aged student residing in the
District. Student has been identified as eligible for special educa tion.
(N.T. 30-31.)
2. Student entered [school] in a neighboring school district in the fall of
2020. Student enrolled in the District in November 2020 , and
experienced some anxiety and signs of depression following the
family’s move and Student’s need to acclimate to new environments.
(N.T. 234, 248; S-2; S-3; S-4.)
3. Student began to demonstrate behavioral difficulties at home and in a
daycare setting following a traumatic experience in the summer of
2021. Those behaviors included elopement, physical aggre ssion, and
distractibility, with parental concerns with anxiety, depression, and
dysregulated mood. (N.T. 240, 244 -47, 249; S-11.)
4. At the beginning of the 2021-22 school year, Student engaged in some
concerning behaviors at school, including physical aggression toward
others, self-injurious behavior, property destruction, task refusal with
disruption, and throwing items. Student’s behaviors during that time
period were at times dangerous to others, with one incident ending in
a crisis center intervention; and a number of disciplinary referrals
resulted including a few out of school suspension. (N.T. 169 -71, 178,
262-63; S-7; S-8; S-10; S-14; S-15; S-17; S-18; S-19; S-21; S-22;
S-24; S-26; S-30; S-31; S-34; S-35; S-39.)
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5. The District attempted a number of interventions at the start of the
2021-22 school year to address Student’s difficult behaviors, including
a token reward system, a visual schedule, and social skills instruction.
(N.T. 178-79, 217-18; S-33.)
6. The District issued a Permission to Evaluate form to the Parent in early
September 2021 due to the concerns with behavioral functioning, as
well as to consider academic performance and autism. There were no
concerns raised regarding Student’s speech/language skills at that
time. Both the Parent and District agreed that an evaluation was
appropriate due to behaviors, and the Parent provided consent. ( N.T.
42, 44, 73, 163-64; S-9; S-45 at 1.)
7. The Parent obtained a mental health assessment of Student in mid-
September of 2021 by a community agency that provides school-
based services in the District’s schools. The agency identified
Student’s preliminary diagnoses as Attention-Deficit/Hyperactivity
Disorder (ADHD) and Oppositional Defiant Disorder; also noted was
suicidal ideation in the past year and a history of anxiety. Student
thereafter participated in school-based mental health services. A
psychiatrist subsequently prescribed a medication for Student’s ADHD,
and Student’s behaviors gradually and significantly improved after
these interventions. (N.T. 53-54, 258-59, 279-80, 284-85; S-11; S-
45 at 3.)
Evaluation Report
8. Parent input into the ER indicated that Student’s communication and
self-regulation skills were of concern; she also noted Student’s
regression over the summer. Although not included in her input, the
Parent also was unhappy with Student’s reading skills at home. (N. T.
253-54; S-45.)
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9. Teacher input into the ER reflected that Student had grade-appropriate
skills across academic areas, but exhibited some social and behavioral
deficits. (S -45 at 2.)
10. The ER summarized Student’s performance on an early literacy skill
benchmark reading assessment, which at that time indicated that
Student was at the upper end of the at-risk range on that measure.
Student reportedly ended the [school] year at approximately the
same position. (S -45 at 4.)
11. The ER summarized the report of the September 2021 mental health
assessment that reflected Student’s impulsivity, mood dysregulation,
and depression, as well as provision of school-based services related
to those needs. (N.T. 54 -55; S-45 at 3.)
12. The District school psychologist, who is well qualified, conducted an
observation of Student in the classroom for the ER. She collected
time-on-task data during that observation, with Student exhibiting less
time on task (65%) compared to a peer (100%) during whole group
instruction. (N.T. 50 -52; S-45 at 2-3; S-71.)
13. A Functional Behavioral Assessment (FBA) was conducted as part of
the ER process, with the target behaviors identified as property
destruction and physical contact with force. Observations by the
District school psychologist and the classroom teacher were made for
the FBA. The hypothesized functions of those behaviors were to gain
attention, avoid or delay demands, and access preferred activities.
(N.T. 52, 76; S-41; S-45 at 11-12.)
14. The ER noted that, due to COVID-19 protocols, some departure from
standardization in directly administered assessments was necessary,
including use of face masks. The results were to be interpreted with
caution because the impact of these practices are unknown. The
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school psychologist did not use an instrument that the publisher
directs cannot be conducted with protocols such as face masks. (N.T.
141-42; S-45 at 4-5.)
15. Assessment of Student’s cognitive functioning for the ER was obtained
through the Comprehensive Test of Nonverbal Intelligence – Second
Edition, chosen in part because Student initially engaged in very
limited verbal interaction with the school psychologist. This
instrument is valid for the purpose for which it was used. Results were
average range scores overall and across Composites. (N.T. 57-60; S-
45 at 5-6.)4
16. For assessment of academic achievement for the ER, the District
school psychologist selected the Kaufman Test of Educational
Achievement based on Student’s age and grade level including its
method of assessing written expression skills. Student earned scores
that were somewhat variable among subtests, but the Composite
scores were all in the low average (Reading and Decoding Composites)
to average (Math and Comprehension Composites) range. Student
exhibited relative weaknesses with respect to nonsense word decoding
and word reading fluency, but there was not a significant discrepancy
between ability and achievement. ( N.T. 62-63; S-45 at 6-7, 17.)
17. The Vineland Adaptive Behavior Scales – Third Edition were completed
for the ER by the Parent and Student’s teacher. Overall, both raters
determined that Student’s adaptive functioning was within the normal
range, including communication skills, but there were some areas of
relative weakness (socialization, coping skills, maladaptive behaviors).
(N.T. 72-75; S-45 at 9-10.)
4 There is a typographical error in the ER relating to a description of the significance of
differences between certain scores. (N.T. 108 -09.)
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18. Rating scales to assess Student’s behavioral functioning (Conners
Comprehensive Behavior Rating Scales) were completed for the ER by
the Parent and Student’s teacher. Both indicated very elevated ratings
with respect to defiant/aggressive behavior. T he teacher also provided
very elevated ratings in the areas of hyperactivity, social problems,
and violence potential; and further identified some characteristics of
autism. The Parent’s ratings were either not of concern or less
elevated in each of those additional areas. (S -45 at 7-8.)
19. The District school psychologist administered select subtests of a
neuropsychological assessment instrument to consider some typical
characteristics of autism. Student did not exhibit any weaknesses in
those areas on that measure. (S -45 at 10-11.)
20. Another set of rating scales for executive functioning and attention
were completed for the ER. Student’s teacher’s ratings were generally
more indicative of executive functioning deficits, but both the teacher
and Parent scales suggested concerns with those skills. (S -45 at 8-9.)
21. The conclusion of the ER was that Student was a child with a disability
under the Emotional Disturbance and Other Health Impairment
categories. The former was based on a history of mood dysregulation,
problematic behaviors displayed since the summer of 2021, and the
report of past suicidal ideation; the latter was due to ADHD and
attention/executive functioning deficits across settings. Student was
determined to not meet criteria for an Autism disability category. (S -
45.)
22. A number of recommendations were provided in the ER, including a
possible occupational therapy screening, behavioral supports including
coping and self-regulation skills, mental and emotional health support,
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and suggestions for improving attention and other executive
functioning weaknesses. (S -45.)
23. A meeting convened to review the ER, which was issued in October
2021. The Parent expressed disagreement with the Emotional
Disturbance disability category but not with Other Health Impairment.
(N.T. 38, 40, 127-28, 186; S-42.)
24. An Individualized Education Program (IEP) was also developed in
October 2021. The IEP proposed annual goals addressing reading
fluency and use of coping and self-regulation skills. (S -46.)5
25. A Notice of Recommended Educational Placement (NOREP) provided
for a program of itinerant emotional support at the neighborhood
school. The Parent returned the NOREP approving the
recommendation, but included a number of comments explaining her
stated disagreement with the Emotional Disturbance eligibility
category. Those included her belief that Student’s behavior had not
been demonstrated for a sufficient length of time and was explained
by ADHD; the District’s “rush[] to judgement” (S-56 at 4, ¶ 3); bias on
the part of the District school psychologist because a state agency was
contacted at some point in the fall of 2021; the District’s full
knowledge of and reliance on the initial mental health assessment;
and the availability of interventions that she believed were not
implemented at the start of the school year. (N.T. 271; S-56.)
6
26. The District school psychologist who conducted the ER agreed to
review the disability categories for Student after the meeting, but did
5 The IEP was subsequently revised in January 2022. ( N.T. 187-88; S-61.)
6 The Parent consented to the disclosure of the initial mental health assessment (S-45 at 3).
It is unknown why the District was only provided with one of apparently four pages of the
late October 2021 mental health agency (psychiatric) evaluation (S-49), but it was issued a
week after the ER.
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not consent at that time to change it. She then determined after
review that the original disability categories in the ER should remain.
(N.T. 38-39.)
27. An occupational therapy screening following the ER did not reveal
concerns warranting a full evaluation in that domain. Strategies and
accommodations for the classroom including sensory support were
provided by the occupational therapist and implemented at school.
(N.T. 226-27; S-58.)
28. As of April 1, 2022, Student was performing as expected with respect
to literacy and speech/language skills as well as all areas of
academics. (N.T. 182, 185 , 189.)
DISCUSSION AND APPLICATION OF LAW
General Legal Principles
In general, the burden of proof is viewed as comprising two elements:
the burden of production and the burden of persuasion. The burden of
persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S.
49, 62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d
Cir. 2006). Accordingly, the burden of persuasion in this case must rest with
the District, which for this administrative hearing. Nonetheless, application
of this principle determines which party prevails only in those rare cases
where the evidence is evenly balanced or in “equipoise.” Schaffer, supra,
546 U.S. at 58.
Special education hearing officers, who serve in the role of fact-
finders, are charged with the responsibility of making credibility
determinations of the witnesses who testify at the hearing. See J. P. v.
County School Board, 516 F.3d 254, 261 (4th Cir. Va. 2008); see also T.E.
v. Cumberland Valley School District, 2014 U.S. Dist. LEXIS 1471 *11-12
(M.D. Pa. 2014); A.S. v. Office for Dispute Resolution (Quakertown
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Community School District), 88 A.3d 256, 266 (Pa. Commw. 2014). This
hearing officer found each of the witnesses who testified to be generally
credible as to the facts, which were only contradictory in minor respects; any
such inconsistency is attributed to differing perspectives rather than deceit.
The weight accorded the evidence, however, was not equally placed. The
documentary evidence specifically was essential to gauging the ER under the
applicable standards. In addition, the testimony of the District school
psychologist was particularly persuasive in explaining her choices of
assessment instruments and the process of considering the various disability
categories, as is further noted below.
The findings of fact were made only as necessary to resolve the
issues; thus, not all of the testimony and exhibits were explicitly cited.
However, in reviewing the record, the testimony of all witnesses and the
content of each admitted exhibit were thoroughly considered, as were the
parties’ closing statements.
General IDEA Principles
Child Find
The IDEA requires the states to provide a “free appropriate public
education” (FAPE) to children who are eligible for special education services.
20 U.S.C. § 1412. The law further obligate local education agencies (LEAs)
to locate, identify, and evaluate children with disabilities who need special
education and related services. 20 U.S.C. § 1412(a)(3); 34 C.F.R. §
300.111(a); see also 22 Pa. Code §§ 14.121-14.125.
The obligation to identify students suspected as having a disability is
commonly referred to as “Child Find.” LEAs are required to fulfill the child
find mandate within a reasonable time. W.B. v. Matula, 67 F.3d 584 (3d Cir.
1995). More specifically, LEAs are required to consider evaluation for special
education services within a reasonable time after notice of behavior that
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suggests a disability. D.K. v. Abington School District, 696 F.3d 233, 249
(3d Cir. 2012).
Evaluation Requirements
Substantively, the IDEA sets forth two purposes of a special education
evaluation: to determine whether or not a child is a child with a disability as
defined in the law, and to “determine the educational needs of such child[.]”
20 U.S.C. §1414(a)(1)(C)(i). Certain procedural requirements are set forth
in the IDEA and its implementing regulations that are designed to ensure
that all of the child’s individual needs are appropriately examined.
Conduct of evaluation. In conducting the evaluation, the local
educational agency shall—
(A) use a variety of assessment tools and strategies to gather
relevant functional, developmental, and academic information,
including information provided by the parent, that may assist in
determining—
(i) whether the child is a child with a disability; and
(ii) the content of the child’s individualized education
program, including information related to enabling the child
to be involved in and progress in the general education
curriculum, or, for preschool children, to participate in
appropriate activities;
(B) not use any single measure or assessment as the sole
criterion for determining whether a child is a child with a
disability or determining an appropriate educational program for
the child; and
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(C) use technically sound instruments that may assess the
relative contribution of cognitive and behavioral factors, in
addition to physical or developmental factors.
20 U.S.C. § 1414(b)(2); see also 34 C.F.R. §§ 300.303(a), 304(b). The
evaluation must assess the child “in all areas related to the suspected
disability, including, if appropriate, health, vision, hearing, social and
emotional status, general intelligence, academic performance,
communicative status, and motor abilities[.]” 34 C.F.R. § 304(c)(4); see
also 20 U.S.C. § 1414(b)(3)(B). Additionally, the evaluation must be
“sufficiently comprehensive to identify all of the child’s special education and
related services needs, whether or not commonly linked to the disability
category in which the child has been classified,” and utilize “[a]ssessment
tools and strategies that provide relevant information that directly assists
persons in determining the educational needs of the child[.]” 34 C.F.R. §§
304(c)(6) and (c)(7); see also 20 U.S.C. § 1414(b)(3). Any evaluation or
revaluation must also include a review of existing data including that
provided by the parents in addition to observations and available
assessments. 34 C.F.R. § 300.305(a).
In Pennsylvania, LEAs are required to provide a report of an evaluation
within sixty calendar days of receipt of consent, excluding summers. 22 Pa
Code §§ 14.123(b), 14.124(b). Upon completion of all appropriate
assessments, “[a] group of qualified professionals and the parent of the child
determines whether the child is a child with a disability … and the
educational needs of the child[.]” 34 C.F.R. § 300.306(a)(1).
Finally, when parents disagree with an LEA’s educational evaluation,
they may request an IEE at public expense. 20 U.S.C. § 1415(b)(1); 34
C.F.R. § 300.502(b). In such a circumstance, the LEA “must, without
unnecessary delay,” file a due process complaint to defend its evaluation, or
ensure the provision of an IEE at public expense. 34 C.F.R. §
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300.502(b)(2). Whether or not the LEA funds an IEE, a private evaluation
that meets agency criteria and shared with the LEA must be considered. 34
C.F.R. § 300.508(c).
The District’s Claim
The District’s Complaint seeks to establish that its evaluation of
Student in 2021 met all requirements of the IDEA, and that the Parent is not
entitled to an IEE at public expense. The Parent disagrees and argues that
specific flaws or omissions in the evaluation render it inappropriate. It
merits repeating that where, as here, a parent seeks public funding of an
IEE, the LEA has only two choices in response: agree to the request, or file
a Complaint. The District elected the second of those options.
The District’s evaluation utilized a variety of assessment tools,
strategies, and instruments to gather relevant functional, developmental,
and academic information about Student, all relating to areas of suspected
disability. First, the District incorporated a summary of a previous mental
health assessment; included parental input; and obtained and reported
information from Student’s teacher including results of a benchmark
assessment. The District school psychologist, who is clearly qualified,
conducted classroom observations of Student that contributed to an FBA.
Next, the ER included cognitive and achievement testing and several
rating scales to evaluate Student’s adaptive behavior skills, social/emotional
functioning, executive functioning, and characteristics of Autism. It should
be noted here that the testimony of the District school psychologist provided
a cogent and convincing rationale on the decisions made in selecting
assessment instruments (N.T. 57-62, 113-14, 117, 120-21, 148-50, 152-
53). Thus, the instruments chosen were appropriate for Student; and, they
were administered with necessary adjustments to standardization based on
COVID-19 precautions.
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Finally, after assessment of all relevant areas of suspected disability,
the ER went on to summarize and review all data and information that was
gathered, and proceeded to determination of Student’s eligibility for special
education. Once again the District’s school psychologist’s detailed
explanations of the processes of considering various disability categories
were persuasive, including Specific Learning Disability (N.T. 64-66, 76-78,
114-19); Emotional Disturbance (N.T. 79-80, 83-84); and Autism Spectrum
Disorder (N.T. 69-71, 84, 123-25); and no conclusion was based on a single
measure. The ER went on to several programming recommendations to
address Student’s individual profile.
All of this evidence preponderantly supports the conclusion that the
District’s ER was sufficiently comprehensive to identify Student’s special
education and related service needs. Accordingly, the District has met its
burden of establishing that its ER met IDEA criteria and served the purposes
of a special education evaluation.
The Parent’s disagreements with the District’s evaluation were raised
specifically at the hearing and in her closing statement, and warrant brief
discussion. The first is that the Parent needed to involve an outside agency
for a mental health assessment rather than the District conducting a
psychiatric evaluation. However, for purposes of the ER, the areas of
concern and suspected disability, while including problematic behavior, did
not suggest that a psychiatric evaluation was a necessary element. Rather,
the initial assessment by the outside agency was for the purpose of quickly
determining whether its school-based services should be promptly provided
to Student. The District did not rely on, nor even indicate that it needed,
the later psychiatric evaluation in order to complete the ER. There is no
evidence in this case from which to conclude that the District’s ER was
insufficient on this basis.
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Next, the Parent points to the below benchmark reading assessment
score as in conflict with all of the other information obtained that Student
was performing as expected in all academic areas. She also suggests that
the District school psychologist did not adequately consider a Specific
Learning Disability in reading. This contention is belied by the persuasive
and contrary evidence in the ER and in the testimony of the District school
psychologist. Attaining a score that is not at the expected benchmark on a
single instrument administered to all students does not, and particularly in
this case is insufficient to, overcome all other related data. In addition, the
related concern that the District school psychologist may have been biased is
wholly unsubstantiated.
The Parent also challenges the District school psychologist’s decision
on testing instruments, whose rationale has already been accepted above.
Moreover, the assertion that an evaluator could have administered more
subtests from a specific assessment, or utilized alternative instruments,
could be raised in any case where an LEA evaluation is challenged. Here,
the District has preponderantly established that its ER met IDEA criteria, and
this contention must be rejected.
Lastly, the Parent raises again her disagreement with the disability
categories under which Student was determined to be eligible. This
contention is related to the Parent’s concerns regarding certain aspects of
Student’s program as originally proposed, and her testimony was heartfelt
and undoubtedly genuine. However, a s noted above, the record supports
the conclusions drawn by the District on Student’s eligibility for the reasons
that have been provided. Furthermore, once a student is determined to be
in need of special education, the LEA is obligated to provide appropriate
services that meet the student’s unique needs, not those that might be
typical of an individual within any particular disability category. Moreover,
disability needs and categories may change over time, and identification at
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this early stage of Student’s educational career does not necessarily mean
that Student will retain the same special education designation until Student
graduates or turns age 21. In any event, the claim presented by the
District’s Complaint was limited to the discrete issue of compliance with the
evaluation criteria in the law, and not programming. This decision must
address only the issue that was properly presented.
For all of these reasons, the District shall not be ordered to provide an
IEE at public expense. The Parent is certainly free to obtain an IEE, and the
IEP team must consider private evaluations, but the District shall not be
ordered at this time to fund one for Student. Moving forward, it is this
hearing officer’s sincere hope that the parties work cooperatively together
for Student. They should also bear in mind that a collaborative IEP process
includes the sharing of relevant information, which can be critical to decision
making. See, e.g., Oconee County School District, 2015 U.S. Dist. LEXIS
85226, 2015 WL 4041297 (M.D. Ga. 2015).
CONCLUSIONS OF LAW
The District’s evaluation of Student in the fall of 2021 was appropriate
under the relevant law.
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____________________________
ORDER
AND NOW, this 21st day of April, 2021, in accordance with the
foregoing findings of fact and conclusions of law, it is hereby ORDERED that
the District’s evaluation in the fall of 2021 was appropriate for Student and
conducted in accordance with all applicable criteria. The District’s claim is
hereby GRANTED and it is not ordered to take any action.
It is FURTHER O RDERED that any claims not specifically addressed
by this decision and order are DENIED and DISMISSED.
/s/ Cathy A. Skidmore
Cathy A. Skidmore, Esquire
HEARING OFFICER
ODR File No. 26041-21-22
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