Redbank Valley School District | Case 16808-15-16 | 2016-04-19
Pennsylvania special education due-process decision
- Case number
- 16808-15-16
- Date
- 04/19/2016
- Parties / district (official listing)
- Redbank Valley School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- Autistic Spectrum Child Find Evaluation
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been
removed from the decision to preserve anonymity of the student. The
redactions do not affect the substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: C. U.
Date of Birth: [redacted]
Dates of Hearing:
December 21, 2015
February 4, 2016
February 15, 2016
March 3, 2016
March 4, 2016
CLOSED HEARING
ODR Case # 16808-1516AS
Parties to the Hearing: Representative:
Parent[s] Charles Steele, Esquire
428 Forbes Avenue / Suite 700
Pittsburgh, PA 15219
Redbank Valley School District Michael Musone, Esquire
920 Broad Street 120 West Tenth Street / Suite 503
New Bethlehem, PA 16242 Erie, PA 16501
Date Record Closed: March 29, 2016
Date of Decision: April 19, 2016
Hearing Officer: Jake McElligott, Esquire
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INTRODUCTION
Student (hereinafter “student”) 1 is an elementary school age
student who resides in the Redbank Valley School District (“District”).
Since first being evaluated by the District in the 2013-2014 school year,
over the ensuing school years the student was found to be not eligible for
special education as a student with a disability under the terms of the
Individuals with Disabilities in Education Improvement Act of 2004
(“IDEIA”) and Pennsylvania special education regulations (“Chapter 14”).2
In August 2015, the student was identified as a student with a disability,
specifically as a student with autism.
Parents claim that the student should have been identified earlier
and, as a result, was denied a free appropriate public education (“FAPE”).
Parents seek compensatory education as a remedy.
The District counters that, at all times over the course of the
school years at issue, it met its obligations to the student under
IDEIA/Chapter 14. Consequently, the District claims that no remedy is
owed.
For the reasons set forth below, I find in favor of the District.
1 To protect confidentiality related to the student, the generic use of “student”, rather
than a name and/or gender-specific pronouns, will be employed in this decision.
2 It is this hearing officer’s preference to cite to the implementing regulations of the
IDEIA at 34 C.F.R. §§300.1-300.818. See also 22 PA Code §§14.101-14.162.
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ISSUES3
Should the student have been identified
under the terms of IDEIA/Chapter 14
earlier than August 2015?
If so,
is compensatory education owed to the student?
FINDINGS OF FACT
1. The student has attended District schools since kindergarten.
Kindergarten & 1
st Grade – 2011-2012 & 2012-2013
2. In September 2011, at the beginning of the student’s kindergarten
year, the student’s parents provided permission for the District to
3 The complaint, filed on September 5, 2015 shortly after the student was identified as
eligible, was unclear as to the status of the student’s individualized education plan
(“IEP”) for the 2015-2016 school year. The initial hearing session was scheduled for
November 2, 2015. In prehearing consultation with counsel, the hearing officer
confirmed that in October 2015, an IEP had been developed in the first weeks of the
school year and that the student’s parents signed a notice of recommended educational
placement (“NOREP”), agreeing to the student’s placement. Initially, then, the hearing
began with a denial-of-FAPE claim for the first two months of the school year, roughly
September and October 2015. In the midst of the hearing, at the February 15, 2016
hearing session, it became apparent that the October 2015 NOREP had not been signed
by the parents in full agreement with the recommended IEP/placement. The parents
harbored reservations/conditions which they did not share on the NOREP or with the
District, nor did parents’ counsel share with District counsel or the hearing officer that
the claim was more open-ended in the minds of parents, and parents’ counsel, than
had been shared in communications. Procedural decisions were made which, in the
light of an ostensibly ongoing program dispute in the minds of parents, would have
been made differently if that information had been available during hearing planning in
September/October 2015. Therefore, given the state of the record as of February 15th,
where no evidence had yet been introduced as to the 2015-2016 school year, the
hearing officer ruled that the hearing in the instant matter would address only the
evaluation/identification issue and that any alleged denial-of-FAPE related to the 2015-
2016 school year would not be placed at issue. The procedural directive was without
prejudice as to parents’ ability to file a subsequent complaint regarding any alleged
denial-of-FAPE related to the 2015-2016 school year. (Hearing Officer Exhibit [“HO”]-7,
HO-8, HO-9, HO-10).
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share information with the student’s pediatrician. (Parents’ Exhibit
[“P”]-1).
3. Over the course of the 2011-2012 school year, the student’s
kindergarten year, the student made educational progress,
showing marked and steady progress in letter-naming, phoneme
segmentation, and nonsense word fluency. (School District Exhibit
[“S”]-13)
4. Although the student exhibited some problematic behaviors at
home, the student’s behavior in school was not problematic. (Joint
Exhibit (“J”)-9; Notes of Testimony [“NT”] at 617-618, 626, 1141-
1143).
5. In the 2012-2013 school year, the student’s 1
st grade year, the
student made educational progress. The student continued to
show marked and steady progress in phoneme segmentation and
nonsense word fluency. The student showed marked and steady
progress in curriculum-based reading, although the student’s
scores were in the below-average range. The student’s
grades/reports of progress showed consistency in all academic
areas. (J-8; S-13).
6. The student’s 1
st grade teacher completed a behavioral assessment
at the request of the student’s pediatrician and returned it. The
student did not exhibit problematic behavior in school, although
nurse’s reports show multiple visits to the school nurse in the
spring of 2013 for a variety of complaints (mainly stomach ache or
abrasions). (P-35, P-44; NT at 581-584, 617-618).
2
nd Grade – 2013-2014
7. In the fall/winter of 2013-2014, the student continued to visit the
school nurse with complaints as those in the spring of the previous
year. (P-35, P-41).
8. The student’s 2
nd grade teacher and the parents regularly
corresponded by email. At times, the student struggled with
homework, and this was a consistent theme of parents’ emails to
the teacher. In school, however, the student did not exhibit
difficulties with academic work that required interventions. In the
same vein, parent often shared information about behaviors at
home which the student’s teacher did not see in the school
environment. (P-41; NT at 273-274, 279-280, 534-536, 598-599).
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9. The student continued to exhibit problematic behaviors at home
and community-based services were provided to the student and
the student’s family. In October 2013, the student’s community-
based provider observed the student at school. At times, the
student exhibited limited sensory issues but, overall, the student
did not exhibit problematic behaviors or behaviors that interfered
with the student’s learning or the learning of others. (P-40; NT at
273-274, 280-281, 703-715).
10. In the fall of 2013, the student began to meet intermittently
with the school counselor at parents’ request. As part of these
meetings, the school counselor would sometimes have the student
engage in journal writing. Parents were aware of the services and
were in frequent contact with the school counselor, including what
the student shared in the journal. (P-45; S-3; NT at 503-505, 507-
508, 521-525, 599-600).
11. In October 2013, the student’s pediatrician diagnosed the
student with autism spectrum disorder, a report that was shared
with the District. (P-2).
12. The District evaluated the student, performed by a school
psychologist from the local intermediate unit (“IU”). In December
2013, the IU school psychologist issued her report. (J-1).
13. The December 2013 evaluation report (“ER”) included the
October 2013 report from the student’s pediatrician, and noted the
diagnosis of autism spectrum disorder. The December 2013 ER
included achievement testing, where the student performed in the
average range in broad reading, broad mathematics, math
calculation skills, and academic skills. The ER noted that the
student’s lowest scores were in applied math skills, although those
scores were a relative weakness (low average) rather than an
achievement deficit. (J-1).
14. The December 2013 ER included teacher input and
observations of the evaluator in the testing environment. The IU
evaluator noted the diagnosis of autism spectrum disorder, which
included notations by the pediatrician’s office of deficits in
social/emotional reciprocity, deficits in nonverbal communication,
deficits in social relationships, restricted patterns of
behavior/interests/activities. The IU evaluator opined: “These
symptoms have not been observed in the school setting to a
significant degree, and (the student) is functioning academically at
grade level as evidenced by teacher information and current
assessments.” (J-1 at page 9).
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15. The December 2013 ER indicated that, as a result of the
autism spectrum diagnosis, the student had a disability but did
not require specially designed instruction. Therefore, the student
was found to be not eligible for special education. (J-1).
16. After the issuance of the December 2013 ER, the student
was administered screening instruments in speech and language
and occupational therapy. Both screenings indicated the need for
follow up in these areas. (P-3).
17. Parents disagreed with the conclusions of the December
2013 ER and requested additional evaluation of the student. The
District arranged for a second evaluation by a school psychologist
from a nearby school district. (P-20; J-2).
18. In January 2014, given parents’ disagreement with the
December 2013 ER and at their request for support, the student
began to receive some supports through the Title I reading
program. (NT at 611-614, 1016, 1031-1042).
19. In mid-January 2014, the student was involved in an
incident rooted in mis-communication between the student, the
student’s teacher, and the parents. As a result of the mis-
communication, parents requested that the meetings with the
school counselor cease. The school counselor testified that, as part
of her professional protocols, the student’s journal was shredded
by the counselor. At the end of January 2014, the parents
requested that the student’s journal be sent home and were
informed at that time that the journal had been destroyed. (P-41 at
pages 13 and 18, P-45; S-3; NT at 509-510, 590-593, 599-607,
609-610).
20. In February 2014, the family received a private speech and
language evaluation and a private occupational therapy evaluation.
The private speech and language evaluation found that the student
had “moderate to severe deficits in syntax construction, paragraph
comprehension, and pragmatic judgment, which prevent (the
student) from communicating effectively in the home, school, and
social settings”. The private occupational therapy evaluation found
that the student had deficits that “substantially negatively affect
(the student’s) ability to independently, safely, and adequately
complete age expected (activities of daily living) tasks and to fully
participate in school activities. (The student) requires OT treatment
to address these deficits to avoid injury and to bring (activities of
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daily living) abilities to age expectations.” (P-4, quoted at pages 2
and 7).
21. Over February and March 2014, the independent school
psychologist performed an evaluation. He issued his ER in April
2014. (J-2)
4
22. In April 2014, continuing to recognize parents’ concerns in
the face of the student not qualifying for special education, the
building principal communicated with the student’s parents about
tutoring and after-school teacher support in mathematics. Parents
declined the offer. (S-5; NT at 618-621).
23. The April 2014 ER included the data and results from the
December 2013 ER, including the diagnosis of autism spectrum
disorder. (J-2).
24. In the April 2014 ER, the student’s father shared input
indicating that the parents had ongoing concerns about the
student’s academic, social, and behavioral progress. The student’s
father noted the inconsistency between the behavior that was
observed in school and that observed at home. (J-2).
25. As part of the evaluation, in March 2014 the independent
evaluator observed the student in school. The evaluator noted that
the student appeared “comfortable in the classroom setting” and
did not exhibit “tendencies associated with autism spectrum
disorder or any attentional deficits.” (J-2 at page 2).
26. Teacher input in the April 2014 ER continued to show
academic progress and no problematic behaviors. (J-2).
27. As part of the evaluation, the independent evaluator
requested behavior rating scales from educators and parents. The
student’s 2
nd grade teacher and the school counselor both rated
the student with clinically-significant scores in somatization
(reports of feeling ill) and at-risk scores in internalizing problems.
(J-2).
28. The student’s parents rated the student with clinically-
significant scores in hyperactivity, anxiety, depression, and
4 The ER is dated March 14, 2014. A notation on the ER, however, indicates that it was
not furnished by the evaluator until April 18, 2014. Therefore, the reference to the ER
will be April 2014 as that is a more accurate indication of when the report was available
for the multi-disciplinary team’s consideration. (J-2).
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withdrawal, and at-risk scores in conduct problems, somatization,
atypicality, and attention problems. The parents endorsed as
“almost always” the following items: cannot wait turn, is overly
active, interrupts others, has poor self control, has short attention
span, is easily distracted, is negative about things, says ‘I don’t
have friends’, is nervous, and worries what other children think.
(J-2).
29. An IU occupational therapy evaluation was part of the April
2014 ER. The occupational therapist found that the student
exhibited deficits in visual closure and directionality, leading to
legibility issues in the student’s writing, but the occupational
therapist did not recommend school-based services. Based on a
sensory profile completed by the student’s 2
nd grade teacher, the
occupational therapist noted no sensory deficits. (J-2)
30. An IU speech and language therapy evaluation was part of
the April 2014 ER. The speech and language pathologist found
that the student’s results on assessments of language development
and language processing indicated that the student indicated
scores in the average or low-average range and was not in need of
speech and language services. (J-2).
31. The private speech and language evaluation from February
2014 was not shared with the IU speech and language evaluator.
No occupational therapist testified; the record is silent as to
whether or not the private occupational therapy evaluation from
February 2014 was shared with the IU occupational therapist. (NT
at 435-436).
32. The April 2014 ER contained updated achievement data
utilizing a different achievement measure, with standard scores
across sub-tests of reading, spelling, and mathematics ranging
from 99-115. The achievement testing showed that the student’s
scores were “commensurate with measured intellectual potential
and current grade placement.” (J-2).
33. In the summary recommendations of the April 2014 ER, the
independent evaluator opined, in part: “(The student) is making
adequate progress academically and is mastering those necessary
prerequisite skills at (the) current grade level placement. There are
no behaviors or adaptive deficiencies related to previously state
(sic) diagnoses that have a significant adverse impact on learning.
(The student) does not exhibit any significant outward indicators of
(autism spectrum disorder) and attention and time on task are
similar to that of…same age peers.” (J-2 at page 15).
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34. The April 2014 ER indicated that, as a result of the autism
spectrum diagnosis, the student had a disability but did not
require specially designed instruction. Therefore, the student was
found to be not eligible for special education. (J-2).
35. Also in April 2014, a licensed psychologist who had seen the
student in April 2013, November 2013, and April 2014 provided a
letter to the parents indicating that the student had been
diagnosed with pervasive developmental disorder/not otherwise
specified and ADHD. It is unclear when this document was shared
by parents with the District, although it first appears in an
evaluation report issued in June 2015. (P-49; J-3).
36. At some point after the issuance of the April 2014 ER,
parents retained special education counsel. Through that
representation, parents secured an independent educational
evaluation (“IEE”). The second independent evaluator is a school
psychologist with deep experience in autism evaluation and
services. It is unclear exactly how long counsel represented the
family in this period, although no special education complaint was
ever filed on behalf of the student. (HO-12; NT at 973-974, 1228-
1230).
37. In the 2013-2014 school year, the student made educational
progress. The student showed marked and steady progress in
curriculum-based reading, although the student’s scores were in
the below-average range. The student’s earned grades in reading,
spelling, and English were As and Bs, although the student
consistently received C grades in mathematics. The student
received “satisfactory” or “outstanding” notations for non-graded
subjects (social studies, science/health, handwriting, art, and
special classes). (J-8; S-13; NT at 274-275).
38. In 2
nd grade, the student did not exhibit problematic
behavior in the educational environment. (NT at 273-274, 280-281,
622-626, 1042-1043).
39. In June 2014, after the end of the school year, the student
received emergency services from a community-based behavioral
health program. This information was not shared with the District.
(P-14; NT at 628).
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3rd Grade – 2014-2015
40. Over May and June 2014, the second independent school
psychologist performed an evaluation. He issued the IEE in August
2014. (J-5).
41. The August 2014 IEE included a summary of the data and
results from the April 2014 ER, including the diagnosis of autism
spectrum disorder in addition to attention deficit hyperactivity
disorder (“ADHD”) and anxiety. (J-5).
42. In the August 2014 IEE, the student’s parents shared input
indicating that the student continued to exhibit “a number of
significant behavior issues in the home.” (J-5 at pages 3-4).
43. As part of the evaluation, in May 2014 the independent
evaluator observed the student in school. The evaluator did not
note any problematic behaviors, and the student was appropriately
engaged academically, socially, and behaviorally during the
observation. (J-5).
44. Teacher input in the August 2014 IEE continued to show
academic progress and no problematic behaviors. (J-5).
45. The student’s teacher completed assessments related to
social responsiveness and social/emotional/behavioral scales.
Results across all elements of these assessments fell in the normal
range. On an assessment of attentional issues, the student’s
teacher reported elevated scores on all scales (oppositional,
inattention, hyperactivity), results “consistent with a diagnosis of
(ADHD)”. (J-5).
46. In the conclusions of the August 2014 IEE, the second
independent evaluator opined, in part: “Data suggest that there are
dramatic differences between (the student’s) behavior at home
versus at school. (B)ehavior at home is extremely challenging and
stressful for the family. School personnel report few concerns
with…behavior or academic performance. However, results of
teacher report, parent report, and direct observation suggest that
(the student) meets criteria for a diagnosis of (ADHD)….Although
(the student) was previous (sic) diagnosed with an autism
spectrum disorder, (the student’s) social orientation
and…interactions with peers preclude an (autism spectrum
diagnosis) at this time.” (J-5 at page 6).
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47. The August 2014 IEE indicated that the student did not
qualify for special education services. The independent evaluator
provided multiple recommendations for programming, however,
including a recommendation that the student receive educational
accommodations through a Section 504 plan (for students with a
disability who do not require special education). (J-5).
48. In September 2014, following the issuance of the August
2014 IEE, the student’s pediatrician’s office issued a letter
indicating views related to the IEE and the author’s views on
programming for the student in the educational environment. (P-
12).
49. In September 2014, a private occupational therapy evaluator
prepared a document for school recommendations for a sensory
diet. It is unclear when this document was shared by parents with
the District, although it first appears in an evaluation report issued
in August 2015. (P-33; J-4).
50. In September 2014, the August 2014 IEE was considered by
the student’s multi-disciplinary team, which drafted a Section 504
plan for the student. (J-5 at page 9, J-6).
51. The Section 504 plan indicated that the student’s disability
was ADHD. Recommended accommodations from the August 2014
IEE were incorporated into the Section 504 plan, in addition to
other accommodations. (J-6; NT at 323-329).
52. The student no longer received Title I supports in reading (as
the District did not offer Title I services to 3
rd grade students), but
the student began to receive Title I supports for mathematics. (S-
10 at pages 16-19; NT at 1044-1045).
53. The student’s 3
rd grade teacher and the student’s parents
communicated regularly by email. The pattern of difficult behavior
at home and a lack of such behaviors at school continued through
most of the school year. (P-42; S-9; NT at 314, 338, 1046-1047).
54. In November 2014 and thereafter, issues with peers on the
school bus at the end of the school day became a more frequent
focus of the communications, including the principal. (S-7, S-9, S-
10; P-48).
55. In January 2015 and thereafter, there were also occasional
difficulties with peers, but the regular education and/or Section
504 interventions addressed those difficulties. (S-9; NT at 314).
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56. In February 2015, the student’s transportation was changed
from the regular school bus transportation to a smaller school van
transportation. After a few weeks, the student began to ask the
building principal about returning to the bus. (P-13, P-48; S-7, S-
10).
57. Over March-May 2015, the student’s in-school behavior
began to change markedly. (NT at 314, 338, 348, 1046-1048,
1050-1051, 1057-1058, 1070-1073).
58. On March 20, 2015, the student had multiple incidents with
peers across the school day. In the morning and at lunch, the
student thought others in class were whispering about the
student, and the student shouted at the others, startling the class;
at lunch, the student shouted at other students for no reason. In
the afternoon, during indoor recess, the student wrestled with
another student. When the teacher addressed it, the student left
the room and began to cry in the hallway. During Title I
mathematics services, the student disrupted the class with an
outburst. The Title I teacher, who had worked with the student in
2
nd grade and 3rd grade, noted how out-of-the-ordinary these
behaviors were for the student. (P-47, P-48; S-7, S-8; NT at 334-
337, 1046-1048, 1058-1062, 1077-1079).
59. On April 27, 2015, after an altercation with the student’s
mother at home, the student was admitted for five days to an in-
patient psychiatric admission at a local hospital. The student’s
hospitalization was shared on a limited basis with the District. (J-
3; P-8; S-9 at pages 34-40, 340-341, 1051).
60. In May 2015, in the days after the student’s return to school,
the student’s Section 504 team met to revise the student’s Section
504 plan. The parents also requested that the student undergo
another evaluation for special education services. (J-7; P-52; S-10).
61. On May 14, 2015, the student was involved in a classroom
incident where the student was shouting, giggling, banging on the
desk, and not sitting still. The student was removed to the
principal’s office. (P-47; S-8; NT at 338-339).
62. In 3
rd grade, the student’s earned grade in spelling was an A.
The student’s earned grades in reading, English, math, and science
were Bs. The student received “satisfactory” or “outstanding”
notations for non-graded subjects (social studies, handwriting, art,
and special classes). (J-8; NT at 348).
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June 2015 & August 2015 ERs
63. In June 2015, as a result of the parents’ request in May, an
IU evaluator (different from the IU evaluator who issued the
December 2013 ER) issued an ER. The evaluator reviewed the
December 2013 and April 2014 ERs. (J-3; P-52).
64. As part of the June 2015 evaluation, the parents provided
input, including a document from a treating licensed psychologist
from April 2014, the August 2014 IEE, the May 2015 discharge
report from the psychiatric hospitalization, as well as
contemporaneous input from the parents. A July 2014 private
evaluation related to auditory processing needs was listed as part
of the May 2015 discharge report but was not provided to the IU
evaluator. (J-3).
65. The June 2015 ER included teacher input. Again, the
student was reported as progressing academically. The student’s
3
rd grade teacher reported that the ADHD-related deficits
(distractibility, need for structure, organization) were present. The
IU evaluator notes: “There were no reports of aggression at school
submitted for review.” (J-3 at page 8).
66. The June 2015 ER indicated that, as a result of the ADHD
diagnosis, the student had a disability but did not require specially
designed instruction. Therefore, the student was found to be not
eligible for special education. In line with the recommendations of
the August 2014 IEE, the IU evaluator recommended continuation
of the Section 504 accommodations. (J-3; P-50).
67. In early July 2015, the parents formally rejected as
incomplete the conclusions of the June 2015 ER. (P-21; NT at 162-
173).
68. In mid-July 2015, the student was admitted to a psychiatric
hospital. The record is not clear as to how long the admission
lasted. A discharge report was not provided to the District, but
information was shared as it appears in an August 2015 ER. (J-4;
P-36).
69. In early August 2015, the student’s multidisciplinary team
met to re-consider data for the student. For the first time, private
speech and language and occupational therapy reports from July
2014 were shared with the District. Additionally, an April 2014
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sleep study for the student was provided to the District. (S-6, S-
10).
70. As a result of the early August 2015 meeting, at the request
of the IU evaluator, the student’s mother, 3rd grade teacher and
principal created chronological narratives of the 2014-2015 school
year. The bus incidents and bus change, the notable behavior
incidents of the 2014-2015 school year, and private reports
obtained by the family came to the evaluator’s attention for the
first time. (J-9; P-47, P-48; S-6, S-7, S-8, S-10; NT at 159-160,
316-320).
71. In mid-August 2015, the student’s community-based
counseling provider sent a letter regarding their views on the
student’s needs and need for emotional/behavioral supports in
school. (P-17).
72. On August 24, 2015, the student’s multidisciplinary team
met to consider an ER prepared by the IU school psychologist with
the updated data and additional reports/narratives. (J-4).
73. Based on the additional data, including reports that had not
been shared previously with the IU evaluator and the detailed
narratives provided by the student’s mother, 3
rd grade teacher, and
principal, the IU evaluator concluded that the student qualified as
a student eligible for special education services as a student with
autism. The evaluator noted especially the classroom incidents in
the spring of 2015 where the student exhibited outbursts, crying,
and the consequent removal from class in determining a need for
specially designed instruction to address emotional regulation and
peer interaction. (J-4; NT at 173-175).
74. Because the identification was on the cusp of the 2015-2016
school year, the student’s 4
th grade year, the student’s IEP team
began to craft an IEP for the student. (S-6).
75. The 2015-2016 school year began for students on August
26, 2015. The parents filed the special education due process
complaint that led to these proceedings on September 5, 2015.
(HO-1, HO-2, HO-3, HO-4, HO-11; S-10).
76. All witnesses testified credibly. The heaviest weight was
accorded to the testimony of the student’s mother, the student’s
teachers (who worked directly with the student on a daily or near-
daily basis), the District’s director of special education/principal
for the student’s 3
rd grade year.
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DISCUSSION AND CONCLUSIONS OF LAW
Pursuant to the requirements of IDEIA and Chapter 14,
Pennsylvania school districts have an obligation “to establish a system of
screening…to”, inter alia, “identify students who may need special
education services and programs.”5 School districts are explicitly granted
the authority to seek permission from parents to evaluate a student who
the school district feels might qualify as a student with a disability.6 This
duty is known as a school district’s child-find obligation.
Once a school district thinks a student may have a disability
and/or require special education, it must seek permission from parents
to evaluate the student and cannot proceed with an evaluation until it
receives such permission.7 Once a school district has received permission
to evaluate, the ER must be issued within 60 calendar days from the
date the school district received permission from parents.8 The
calculation of the evaluation timeline includes only calendar days when
the school district is in session for the school year and does not include
any day over the summer.9
The evaluation process “must use a variety of assessment tools
and strategies to gather relevant functional, developmental, and
5 22 PA Code §14.122(3); see also 34 C.F.R. §300.111.
6 34 C.F.R. §§300.300(a), 300.301(b).
7 34 C.F.R. §300.300(a)(1).
8 34 C.F.R. §300.301(c).
9 34 C.F.R. §300.301(c)(1)(ii); 22 PA Code §14.123(b).
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academic information about the child, including information provided by
the parent” and must ensure “the child is assessed in all areas related to
the suspected disability, including, if appropriate…social and emotional
status, general intelligence, (and) academic performance.”10 Once the ER
has been issued, “a group of qualified professionals and the parent(s)”
meets to determine whether the child qualifies for special education.11
In making the determination of whether a student is a child with a
disability, a school district must “draw upon information from a variety
of sources, including aptitude and achievement tests, parent input, and
teacher recommendations, as well as information about the child’s
physical condition, social or cultural background, and adaptive
behavior”; and “ensure that information obtained from all of these
sources is documented and carefully considered.”12
Here, the record is a story of dichotomies. The first and most
important is that, over the period of kindergarten through most of 3rd
grade, the student presented two stark behavioral profiles. At school, the
student presented with no problematic behaviors. There may have been
isolated moments of peer conflict (especially on the bus), or slight
sensory behaviors, or inattention/distractibility. But taken as a whole,
those school years paint a picture of an eager, engaged student who
worked effectively in educational environments with both peers and
10 34 C.F.R. §300.304(b)(1), (c)(4).
11 34 C.F.R. §300.306(a).
12 34 C.F.R. §300.306(c)(1).
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adults. Academically, the student exhibited grade-appropriate learning
and progress. At home, though, the student’s behaviors could not be
more different. The student exhibited anxiety and engaged in outbursts;
over time, the behaviors became more exaggerated and took on elements
of threats to others and self-harm, including admission for emergency
psychiatric treatment.
The evidence supports both behavioral patterns. The documentary
evidence and the testimony of the teacher’s witnesses and school
administrators support the fact that the student’s behavior were not
problematic at school. The transition to home on the bus presented
intermittent behavioral issues, and the student was often in an elevated
emotional state upon leaving the bus and entering the home
environment. At home, the documentary evidence and the testimony of
the student’s mother and other non-school providers support the fact
that the student’s behavior was incredibly challenging. In short, on this
record, the two versions of the student’s behavior is entirely supported—
at school, through most of 3
rd grade, the student did not exhibit
problematic behaviors; at home, behaviors were challenging and, at
times, overwhelming.
This backdrop is critical, though, to understanding the student’s
evaluation history at the District. Over the course of four evaluations
(December 2013, April 2014, August 2014, and June 2015), the
observations, input, assessments, and data all support the conclusions
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of those evaluations that the student was not eligible under IDEIA as a
student with a disability who required special education. The evaluators
(who, it must be noted are all external to the District, as either IU or
independent evaluators) provided sequentially more detailed reports.
Over time, then, understandings of the student deepened, yet those ERs
all led to the same conclusion—the student was not eligible under IDEIA.
The evaluation processes and ERs were, at each stage, comprehensive
and appropriate and met the statutory requirements to meet the
District’s child-find obligation.
Accordingly, it is an explicit finding that, over the period from 1st
grade/the December 2013 ER through the time of the issuance of the
June 2015 ER, the record taken as a whole supports the conclusions of
the ERs, namely that the student was not eligible under IDEIA as a
student with a disability who required special education.
A second, equally critical dichotomy is the stark change in the
student’s school-based behavior between the period of kindergarten
through most of 3
rd grade and the last quarter of 3rd grade. It is clear that
the student’s behavior in school changed in the spring of 2015.
Incrementally over the 2014-2015 school year, the student’s
relationships with peers on the bus were choppy, ultimately leading to a
change in the student’s transportation. Still, the contemporaneous
documentation and the evidence taken as a whole do not support a
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conclusion that these behaviors should have altered the District’s
understanding of the student’s needs.
By late March 2015, however, that was no longer the case. The
student engaged in uncharacteristic confrontational and emotional
behaviors that surprised teachers who had worked with the student all
year and even over multiple school years. Shortly thereafter, in April
2015, the student was hospitalized. Upon returning to school, in May
2015 the student had another uncharacteristic behavior incident and
exhibited more consistent behaviors that were entirely new in the school
environment (although some had been long-exhibited in the home
environment).
It was this change in the student’s in-school behavior, brought to
light for the IU evaluator only in August 2015, which led to an
identification of the student as a student eligible under IDEIA as a
student with a disability in the August 2015 ER. While it would be
entirely understandable for parents to think that the District had erred
all the way along and ‘finally got it right’ in August 2015, the record
taken as a whole supports the notion that not until May 2015 (after the
March incident, the April hospitalization, and the more consistent
behavioral changes in May) should the District have had any indication
that the student’s in-school behavior was changing. To that point, the
District had experienced years of non-problematic behaviors in school
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and had three outside evaluators confirm what they were seeing—the
student did not require special education.
Therefore, the District knew or should have known that, as of May
2015, the student was exhibiting consistent, problematic behaviors in
the educational environment. The June 2015 ER found the student to be
non-eligible and, on its face, this would appear to be a violation of IDEIA.
But the District had 60 calendar days to complete and issue the ER.
Therefore, even though it could be argued that the conclusion of the
June 2015 ER was in error (or at least lacked the comprehensive data
that was later developed), this was remedied by the identification of the
student in the August 2015 ER.13
Accordingly, the District appropriately and timely identified the
student in the August 2015 ER. No compensatory education is owed to
the student.
•
There are matters of dicta which will now be addressed. These are
legal arguments and/or not matters for fact-finding, but a reader of the
record will certainly recognize that counsel and/or the parties disputed
13 34 C.F.R. §300.301(c); 22 PA Code §14.123(b). The District identified the student on
August 24, 2015. It had 60 calendar days (not including the summer break from school)
to issue the ER which led to this evaluation. Sixty calendar days prior, excluding the
summer break, was March 31, 2015. Therefore, even if one asserts the position that the
District should have known to identify the student in the June 2015 ER, it was still a
timely identification in the August 2015 ER. (HO-11).
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certain matters. The hearing officer’s views of those matters are shared
here.
First, the record contains elements of an oblique assertion by
parents that the student was involved in past incidents that might
significantly impact the student’s mental/emotional health. This hearing
officer uses the word ‘oblique’ not to be dismissive but to characterize the
assertion as indirect on this record. The assertion was not direct, aside
from parents’ beliefs. Some mental health/psychology witnesses who
testified or whose documentation is in the record make mention of
potential incidents; some make no mention of it at all. Even where it is
mentioned, again it is indirect or noted explicitly as “reported”. In sum,
this hearing officer did not find it probative to bring the assertion into
fact-finding.
Second, parents asserted that the journal kept by the student and
shared with the school counselor was shredded inappropriately, even
leading to an assertion that there may have been spoliation of evidence.
This assertion is rejected. One, the school counselor testified credibly
that nothing in the journal needed to be preserved in its original form,
that she had extracted all of the information in the journal (S-3), and
that it was a standard protocol of her profession to do so. Furthermore,
there was no indication, in January 2014 when the journal was
destroyed, that the parents had engaged counsel, or were moving toward
litigation, or were even contemplating that an independent fact-finder
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would become involved. To the extent, then, that an argument is made
that the counseling journal should have been preserved as a matter of
potential artifact in an evidentiary proceeding, it would not seem to be
the case.
Third, the record fully supports the notion that the parents are
entirely engaged in decision-making in the student’s education and well-
being. The family’s struggles with in-home behaviors, and the
effort/sacrifice they have made for their child, is beyond exemplary; it is
heartening and deserves deep recognition. At times, though, the record
shows that there was a reticence on parents’ behalf to share information,
or provide consent for contact between the District and private providers.
This is not pointed out as a fault; indeed, with all parents had on their
plate given the student’s in-home behaviors, they can be faulted for
nothing as it regards their devotion to their child. But it was often the
case that reports or interactions were not contemporaneously reported to
the District. This is why, in the testimony of multiple witnesses and in
fact-finding, the exact understanding of when a certain document was
provided to the District, or how documents/information came within the
orbit of the District’s knowledge is not always clear.
CONCLUSION
Until May 2015, the District’s understanding of the student’s
needs, its evaluation processes, and ERs were appropriate in concluding
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that the student was not eligible under IDEIA as a student with a
disability who required special education. The ultimate identification of
the student in that regard, in August 2015, was timely and appropriate.
•
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ORDER
In accord with the findings of fact and conclusions of law as set forth
above, the School District did not violate its child-find obligations in not
identifying the student prior to August 2015 as a student as eligible
under IDEIA as a student with a disability who required special
education. No compensatory education is owed.
Claims related to the provision of FAPE to the student in the 2015-
2016 school year were not placed at issue in the instant matter. This
decision and order explicitly do not address on their merits any matters
related to the provision of FAPE to the student in the 2015-2016 school
year.
Any claim related to the evaluation and identification of the student
not specifically addressed in this decision and order is denied.
Jake McElligott, Esquire
Jake McElligott, Esquire
Special Education Hearing Officer
April 19, 2016
