Saucon Valley School District | Case 16219-14-15 | 2015-09-20
Pennsylvania special education due-process decision
- Case number
- 16219-14-15
- Date
- 09/20/2015
- Parties / district (official listing)
- Saucon Valley School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Behavior Emotional Disturbance Evaluation Parent Rights
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: G.L.
Date of Birth: [redacted]
ODR No. 16219-14-15-AS
CLOSED HEARING
Parties to the Hearing: Representative:
Parent[s] Angela Uliana-Murphy, Esquire
Murphy and Murphy, P.C.
106 North Franklin Street
P.O. Box 97
Pen Argyl, PA 18072
Saucon Valley School District Ka rl A. Romberger, Jr., Esquire
2097 Polk Valley Road Sweet, St evens, Katz and Williams, LLP
Hellertown, PA 18055 331 East Butler Avenue
New Britain, PA 18901
Dates of Hearing: June 19, 2015, August 31, 2015, September
3, 2015
Record Closed: September 8, 2015
Date of Decision: September 20, 2015
Hearing Officer: William F. Culleton, Jr., Esquire, CHO
Page 2
1
INTRODUCTION AND PROCEDURAL HISTORY
The child in this matter (Student) 1 is classified with the disability Emotional Disturbance
pursuant to the Individuals with Disabilities Education Act, 20 U.S.C. §1401 et seq. (IDEA). (NT
10.) Student resides within the District and is in sixth grade. (NT 10.)
Student’s Mother (Parent) asserts that the Dist rict failed to provide Student with a free
appropriate public education (FAPE), in that it failed to place Student in an appropriate placement,
and failed to provide appropriate special education services to Student from April 30, 2013 to
September 3, 2015. Parent seeks an order that the District provide Studen t with compensatory
education and an appropriate placement prospectively.
The hearing was completed in three sessions. I conclude that the Dist rict did not fail to
provide Student with a FAPE, and I decline to enter an order for comp ensatory education or
prospective relief. Nevertheless, by way of dicta, it behooves th e District to convene an IEP
meeting on an emergent basis, in order to addre ss Student’s educational needs as set forth in a
recent psychosexual evaluation, as well as in the te stimony of Student’s current therapist in this
matter.
ISSUES
1. Did the District provide an appropriate placement for St udent from April 30, 2013 to
September 3, 2015?
2. Did the District provide student with appropriate special edu cation services, such that it
provided Student with a FAPE, from April 30, 2013 to September 3, 2015?
3. Should the hearing officer order the District to place Student at a particular, named private
day school, or at a private or public school meeting criteria stated by the hearing officer?
1 Student, Parent and the respondent School are named in the title page of this decision; personal references to the
parties are omitted in order to guard Student’s confidentiality.
Page 3
2
4. Should the hearing officer orde r the District to provide Student with compensatory
education for or on account of any failure to provide Student with a FAPE during the period
from April 30, 2013 to September 3, 2015?
FINDINGS OF FACT
1. Student has average to above average intell igence. Student has a history of difficult
behaviors at home and in the District's el ementary schools from kindergarten through
second grade. Until May 2013, Student’s behaviors had been addressed successfully in the
regular education setting. (NT 48-50; S 3; HO 3.)
2
2. Student is motivated to learn and to behave in a pro-social manner at school. Student has
the potential to succeed in school. (NT 70.)
3. Student's parents experienced marital difficult ies and separated, and Student's father was
[away from the area], before April 30, 2013. Student’s father remains [away from the area]
after a brief [period when father returned to the area], which proved disruptive to Student.
(NT 276, 289-288; S 8, 30; HO 3.)
4. The District initially identified Student as a child with a disability under the IDEA in
February 2010. The District classified St udent with Speech and Language Impairment.
(HO 1-2, 3.)3
5. In May 2013, Student reported having suicidal thoughts and homicidal thoughts directed
toward classmates. Student was hospitalized on an emergency basis, released briefly and
re-hospitalized due to Student’s reports of recurring hallucinations. (NT 45-47, 103-105; S
8; HO 1-5.)
6. During the May 2013 hospitalizations, Studen t demonstrated intense rage episodes,
emotional lability, threatening behavior towards hospital staff and social immaturity. The
hospitals assigned various diagnoses, including mood disorder, separation anxiety disorder
and pervasive developmental disorder, indi cating the need to rule out obsessive-
compulsive disorder. The doctors prescr ibed medications for mood dysregulation,
obsessive thoughts and depression. (NT 47; P 1; S 8.)
7. Student returned to Student's District elemen tary school, and finished the year with an
informal behavior plan. (NT 106-107.)
8. In June 2013, Student made statements indicating risk for self-harm, and Parent was called
to take Student home. (NT 50-51, 106.)
2 The hearing officer admitted into evidence three exhibits marked as Hearing Officer exhibits. These are referred to
here as “HO” one through 3.
3 Exhibit HO 1 consists of 28 numbered stipulations of fact, all admitted into evidence as a hearing officer exhibit. In
this decision, it is referred to as “(HO 1- [numeral])”, where the numeral represents the stipulation number.
Page 4
3
9. Student also reported hearing voices and seeing spirits, including bad spirits that directed
Student to do harmful things. Student began picking at Student's skin and ingesting blood,
and evidenced obsessive thinking about numerous matters, including sexual thoughts and
desires. (NT 42-45.)
10. During the summer of 2013, Parent placed Studen t in outpatient therapy, and obtained a
private psychological evaluation and a private psychiatric evaluation. Parent received these
evaluation reports some time in August 2013. (NT 108-109; S 6, 7, 8; P 2.)
11. On August 29, 2013, District personnel met with Parent to discuss Student's need for
revision of Student’s individualized educational program (IEP), and transition to the new
school year. Parent provided the psychological evaluation an d the psychiatric evaluation
to District personnel at that time. (NT 109-112, 199-200; S 6, 7, 8; HO 1-6, 7.)
12. At the August 2013 meeting, District personnel presented Parent with a permission to
evaluate form for a comprehensive re-evaluation of Student, including cognitive and
achievement testing, speech and language evaluation, classroom observation, behavior
scales and a functional behavioral assessment (FBA). Parent signed this form on September
4, 2013, granting permission. The District’s behavior specialist was present and gathered
preliminary data sufficient to form an in terim behavior management plan with the
classroom teacher. (NT 125, 229; S 10; HO 1-8, 9.)
13. As a result of this meeting, District personnel provided Student with a crisis management
plan. This included consultation with Student's fourth grade classroom teacher on how to
respond to Student's behaviors, which were hypo thesized to serve the function of escape
from school responsibility and participation. Strategies included ignoring non-dangerous
escape-function behaviors and providing rewards for remaining in class, based upon points
earned. The classroom teacher collected minimal data on Student’s presence in class during
various times of the day. (NT 110, 363, 382-382, 390-391; S 11, 12.)
14. In the beginning of fourth grade, Student de veloped serious behaviors resisting transition
from home to school. Staff intervened to provide assistance to Parent in getting Student to
go into the school building. (NT 115-116, 395.)
15. Student is and was an unreliable reporter of events at school, often either misinterpreting
social interactions or making false statements. (NT 63, 68-70, 347-348, 379-383, 424; S 7,
8, 36; HO 3 p. 4.)
16. Student exhibited unusual behaviors at home, such as picking at skin and sucking Student’s
own blood, that Student did not exhibit at school. (NT 380, 383.)
17. After the first few days in September 2013, St udent's escape-function behavior gradually
diminished. (NT 253-255, 264, 373-377, 381-383, 391-393, 398-399; S 12.)
18. Prior to October 21, 2013, the District's beha vioral specialist made several observations
from outside of Student's classroom, with regard to Student's behavior. The specialist was
unable to observe any behaviors of concern during these observations. In addition, the
specialist maintained notes of the reports of the classroom teacher and other personnel with
Page 5
4
regard to inappropriate behaviors by Student, and other staff specifically observed Student
for purposes of an FBA. (NT 201-206, 253-254, 367-368; S 12; HO 2.)
19. On October 21, Student was present during a meeting regarding Student's sibling, at which
Student's father was present. Student became agitated, threatening and assaultive during
the meeting. After the meeting, at a ther apy session, Student became so agitated and
threatening that the therapist had Student committed to a hospital involuntarily. (NT 122-
124, 223-227; S 12; HO 1-5.)
20. The inpatient psychiatric hosp ital recommended that Student be discharged to a school-
based partial hospitalization pr ogram operated by the local intermediate unit (PHP). (NT
124-125; P4.)
21. Parent notified District personne l with regard to Student's th reats that were specific to
District personnel. Parent also advised Di strict personnel with regard to Student's
hospitalization and other psychiatric symptoms. (NT 123-124; S 12, 13, 14.)
22. The District convened an IEP meeting to devise an emergent plan to receive Student back
from hospital to the regular education classroom on N ovember 6, 2013, anticipating a
return on November 7. Student attended school on November 11, 2013. (S 17, 18.)
23. By November 6, 2013, the behavior specialist ha d not finalized an FBA. At a meeting on
that date with Parent, the spec ialist did not discuss the FBA or seek parental input. This
specialist mailed an FBA to Parent the next day. (NT 124-126, 209-212, 215-216, 229-250,
261; S 11, 12; HO 2.)
24. On November 12, 2013, the District agreed to assure funding for the PHP for Student
secondary to insurance coverage. On or about November 14, 2013, Student entered the
program pursuant to a NOREP signed by the Parent. The District revised Student’s IEP to
coordinate it with the PHP’s program . (NT 195-196, 209-212, 364-368; S 32; HO 1-10,
11.)
25. The PHP provided small-group instruction, individual and group counseling, crisis use of
restraint, a school-based behavior support system, and provision of a calming location
within the classroom. (S 24, 30.)
26. On December 5, 2013, the District provided to Parent a re-evaluation report. (NT 131-132;
S 22; HO 1-12.)
27. The re-evaluation classified Student with Emotional Di sturbance under the IDEA, and
identified needs in the areas of social skil ls, reading and writing. It noted weaknesses in
processing speed, resulting in problems with fluency in reading, spelling and writing. It
also noted that Student no longer presented speech or language impairments. (S 22; HO 1-
12.)
28. The re-evaluation did not contain an FBA. (NT 132; S 22.)
29. On December 11, 2013, Student was re-hospita lized by Student's counselor at the PHP.
(NT 128-129; HO 1-5.)
Page 6
5
30. Beginning December 19, 2013, the District corre sponded with Parent to schedule an IEP
meeting; the parties settled on an availabl e date of January 9, 2014. On that date, the
District convened an IEP meeting, which Parent attended. (NT 132; S 24; HO 1-13, 14, 15,
16.)
31. The draft IEP did not recognize that Student presented behaviors interfering with learning;
it contained no goals for behavior, and it did not include a positive behavior support plan.
It did have two goals to impr ove Student’s reading, and Spec ially Designed Instruction,
modifications and accommodations to address time on task, attention, organization and
following instructions in class. (NT 132-133; S 24.)
32. The District removed Student from speech and language related services. (S 25.)
33. From January 2014 to November 2014, Student re mained placed in the PHP. For the first
few months, Student evidenced a recurrence of behaviors such as reporting hallucinations,
and the program treated these as escape-function behaviors. (S 30.)
34. Beginning in March 2014, Student’s escape behaviors reduced and attendance in class
improved. By November 2014, Student’s beha vioral control had improved and school
participation was improved; however, Student continued to exhibit some behaviors of
concern. (NT 154, 169, 170-171; S 30; P 6; HO 1-20.)
35. Student made significant progr ess on Student’s reading goal s during the second half of
fourth grade. Student maintained grade level achievement in mathematics. (S 31, 35.)
36. On June 5, 2014, the IEP team revised Student’s IEP to include an FBA and a Positive
Behavioral Support Plan. (HO 1-18; S 26, 27, 28.)
37. The PHP convened monthly inter-agency me etings to individua lize its program to
Student’s needs. The Parent and District we re invited to attend these meetings and did
attend with some exceptions. (HO 1-19, 20; S 30.)
38. During this period, Student increasingly reported obsessive sexual thoughts and
compulsive watching of pornography. (NT 101, 140, 142-144; P 6.)
39. In the summer of 2014, Student was returned to partial hospitalization after eloping from a
summer program and acting out at home. (NT 152-154.)
40. In August 2014, due to Student’s conduct during an interagency meeting to plan Student’s
discharge, the Parent and treatment specialists decided to retain Student in the PHP while
continuing to plan discharge later to a less restrictive educational setting. (HO 1-19, 20.)
41. In October 2014, Student escaped from the PHP school building and was restrained by
staff, who did not document the incident of re straint and did not repo rt the restraint to
Parent. (NT 141-142; P 5.)
42. On November 3, 2014, the IEP team changed Student’s placement to a full time therapeutic
emotional support program located in a middl e school served by the intermediate unit
(TES). (HO 1-20, 21; S 29.)
Page 7
6
43. Student’s IEP, as revised in November 2014, provided for group counseling and individual
counseling, in an amount subject to assessment by a licensed social worker. (S 29.)
44. On November 10, 2014, the PHP discharged Student to the TES. (HO 1-20.)
45. The TES did not receive records from the PHP, due to obstacles arising from the difference
between the medical system origins of the PH P and the educational system origins of the
TES. The two programs are linked in that staff and supervisors have roles in each program
and staff of both programs participate in planning for individual students. (NT 469-471,
495-496.)
46. The TES classroom has a ratio of one staff member to five students, but the actual ratio is
one staff member to fewer than five students. (NT 413-414, 475-477.)
47. The TES provides individual and group counseling weekly by a licensed social worker; its
school psychologist is on site and is also a Board Certified Behavior analyst. It has access
to behavioral health services through the intermediate unit. The classroom has three
teaching staff at all times, including a trained mental health worker. (NT 475-477.)
48. The TES program utilizes a classroom behavior support system. (NT 479.)
49. The TES program can provide eye contact/line of sight supervision of Student to protect
Student from harm and to block compulsive behavior including sexual acting out or sexual
opportunity seeking. (NT 486-490.)
50. The TES program provides daily counseling in th e form of social skills training and/or
violence prevention training. (NT 479.)
51. Student did not experience significant problems with transitioning from home to the TES.
(NT 472-473.)
52. While placed in the TES, Student reported to Parent that Student was being bullied by the
students in that program. TES staff found no evidence of this. (NT 66, 156-157, 414-417,
509-510; S 36.)
53. Student was exposed to sexual content in th e health class curriculum, which triggered
Student’s obsessive sexual thoughts and desires. (NT 157-159; S 43, 44.)
54. The District changed Student’s class roster to remove health class and substitute individual
counseling. (S 36.)
55. In January 2015, the IEP team developed an annual IEP, which included a Positive
Behavior Support Plan. (HO 1-22, 23; S 34, 35.)
56. In January 2015, the parties agreed to defer fu rther revisions of the IEP or changes to the
Student’s placement, pending receipt of a psychosexual evaluation. (HO 1-24; S 36.)
57. In January and February 2015, during Student’s fifth grade year, Student reported urges to
engage in sexual activity with [peers] in the middle school, and began to act on these urges
by seeking opportunities to meet [peers]. (NT 142-148; S 37, 38, 39.)
Page 8
7
58. Parent arranged for a psychosexual risk assessment and specialized treatment for Student,
but her efforts were impeded due to ch ild custody issues. (N T 148-150; HO 1-25, 26; S
40.)
59. While in the TES, Student continued to report to Parent problematic social relationships at
school. At home and in therapy, Student con tinued to have meltdowns and perseverative
thoughts, and to make threatening statements when angry; Student continued to be
emotionally labile. (NT 66-73, 162, 497-498, 500, 509-510; HO 1-27, 28; HO 3.)
60. In school, Student was able to access the cu rriculum and performed well. Student did not
evidence social difficulties to the teacher or staff. Student did not engage in self-harm. (NT
412-413, 421-424, 427, 430.)
61. Student tends to misread social cues and in teractions in a way that produces negative
thoughts about those cues and interactions, and can lead to negative perseverative thoughts.
(NT 77, 424, 430, 441.)
62. Student expresses fear of returning to school. (NT 144-145, 285.)
63. Pursuant to the Hearing Offi cer’s order, Student received a comprehensive psychosexual
evaluation on two dates in July 2015. (HO 3.)
64. Parents have agreed to provide Student with specialized psychosexual therapy to address
Student’s obsessive thoughts a nd compulsive behaviors of a sexual nature. In addition,
Student continues in therapy for emotional regulation, anger management and frustration
tolerance. (NT 85-86, 276-278, 282.)
65. Student needs a placement that is located in a small group setting and is provided in a small
special education classroom, and that provides Student with protection against aggressive
or hostile peer behavior. (HO 3.)
66. Student needs specially designed instruction a nd related services that include a crisis
management plan and safety plan including control over access to sharp objects; full time
one-to-one monitoring at the level of eye contact/line of sight, to prevent self-harm, sexual
acting out and attempts to access sexual activit y; increased availability of counseling
during the school day, including push-in services; ongoing behavior monitoring and data-
gathering on Student’s behavior, with consultation by a Board Certified Behavior Analyst,
and a research-based positive behavior support plan, revised as needed to support Student’s
behavior; social skills training (including pragmatic language and training on bullying and
its prevention in the school setting) through explicit teaching, reinforced in the classroom
setting; classroom coordination with and reinforcement of therapy in the areas of emotional
self-regulation, anger management, frustration tolerance, age appropriate sexual education
including sexual respon sibility and refusal skills, a nd continued support for improving
Student’s slow reading. (NT 72-73, 77, 81-90, 93-94, 96-103; HO 3.)
67. Student’s Parent needs home-based services through the behavioral health system and
needs support for completing the necessary appl ication forms and requirements. This is
needed in order to support Student’s behavior management plan in the school setting. (NT
79, 502-503; HO 3.)
Page 9
8
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two cons iderations, the burden of going forward and
the burden of persuasion. Of these, the more e ssential consideration is the burden of persuasion,
which determines which of two contending partie s must bear the risk of failing to convince the
finder of fact.
4 In Schaffer v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005), the
United States Supreme Court held that the burden of persuasion is on the party that requests relief
in an IDEA case. Thus, the moving part y must produce a pre ponderance of evidence 5 that the
moving party is entitled to the relief requested in the Complaint Notice. L.E. v. Ramsey Board of
Education, 435 F.3d 384, 392 (3d Cir. 2006).
This rule can decide the issue when neither side produces a preponde rance of evidence –
when the evidence on each side has equal weig ht, which the Supreme C ourt in Schaffer called
“equipoise”. On the other hand, whenever the ev idence is preponderant (i .e., there is weightier
evidence) in favor of one party, that party will prevail, regardless of who has the burden of
persuasion. See Schaffer, above.
In the present matter, based upon the above ru les, the burden of persuasion rests upon the
Parent, who initiated the due process proceeding. If the Parent fails to produce a preponderance
4 The other consideration, the burden of going forward, simply determines which party must present its evidence first,
a matter that is within the discretion of the tribunal or finder of fact (which in this matter is the hearing officer).
5A “preponderance” of evidence is a quantity or weight of evidence that is greater than the quantity or weight of
evidence produced by the opposing party. See, Comm. v. Williams, 532 Pa. 265, 284-286 (1992). Weight is based
upon the persuasiveness of the evidence, not simply quantity. Comm. v. Walsh, 2013 Pa. Commw. Unpub. LEXIS
164.
Page 10
9
of the evidence in support of Parent’s claim, or if the evidence is in “equipoise”, the Parent cannot
prevail.
FREE APPROPRIATE PUBLIC EDUCATION
The IDEA requires that a st ate receiving federal educat ion funding provide a “free
appropriate public education” (F APE) to disabled children. 20 U.S.C. §1412(a)(1), 20 U.S.C.
§1401(9). School districts provide a FAPE by designing and administering a program of
individualized instruction that is set forth in an Individualized Education Plan (“IEP”). 20 U.S.C.
§1414(d). The IEP must be “reasonably calculated” to enable the child to receive “meaningful
educational benefits” in light of the student's “intellectual potential.” Shore Reg'l High Sch. Bd.
of Ed. v. P.S. 381 F.3d 194, 198 (3d Cir. 2004) (quoting Polk v. Cent. Susquehanna Intermediate
Unit 16, 853 F.2d 171, 182-85 (3d Cir. 1988)); Mary Courtney T. v. School District of
Philadelphia, 575 F.3d 235, 240 (3d Cir. 2009), see Souderton Area School Dist. v. J.H., Slip. Op.
No. 09-1759, 2009 WL 3683786 (3d Cir. 2009).
“Meaningful benefit” means that an eligib le child’s program affords him or her the
opportunity for “significant learning.” Ridgewood Board of Education v. N.E., 172 F.3d 238, 247
(3d Cir. 1999). In order to pr ovide FAPE, the child’s IEP must specify educational instruction
designed to meet his/her unique needs and must be accompanied by such services as are necessary
to permit the child to benefit fr om the instruction. Board of Education v. Rowley, 458 U.S. 176,
181-82, 102 S. Ct. 3034, 1038, 73 L.Ed.2d 690 (1982); Oberti v. Board of Education, 995 F.2d
1204, 1213 (3d Cir. 1993). An eligible student is denied FAPE if his or her program is not likely
to produce progress, or if the program affords the child only a “trivial” or “de minimis” educational
benefit. M.C. v. Central Regional School District, 81 F.3d 389, 396 (3rd Cir. 1996), cert. den. 117
Page 11
10
S. Ct. 176 (1996); Polk v. Central Susquehanna Intermediate Unit 16, 853 F. 2d 171 (3 rd Cir.
1988).
A school district is not necessarily required to provide the best possible program to a student,
or to maximize the student’s potential. Ridley Sch. Dist. v. MR , 680 F.3d 260, 269 (3d Cir.
2012). An IEP is not required to incorporate every program that parents desire for their
child. Ibid. Rather, an IEP must provide a “basic floor of opportunity” for the child. Mary
Courtney T. v. School District of Philadelphia, 575 F.3d at 251; Carlisle Ar ea School District v.
Scott P., 62 F.3d 520, 532 (3d Cir. 1995).
The law requires only that the plan and its ex ecution were reasonably calculated to provide
meaningful benefit. Carlisle Area School v. Scott P., 62 F.3d 520 (3d Cir. 1995), cert. den. 517
U.S. 1135, 116 S. Ct. 1419, 134 L.Ed.2d 544(1996)(appropriateness is to be judged prospectively,
so that lack of progress does not in and of itself render an IEP inappropriate.) Its appropriateness
must be determined as of the time at which it was made, and the reasonableness of the school
should be judged only on the basis of the evidence known to the school district at the time at which
the offer was made. D.S. v. Bayonne Board of Education, 602 F.3d 553, 564-65 (3d Cir. 2010);
D.C. v. Mount Olive Twp. Bd. Of Educ., 2014 U.S. Dist. LEXIS 45788 (D.N.J. 2014).
I review the last offered IEP to determine whether or not that document was reasonably
calculated to provide Student with meaningful educational benefits at the time at which the IEP
was offered. D.S. v. Bayonne Bd. Of Educ., 602 F.3d 553, 565- 565 (3d Cir. 2010). Thus, the
determination must be made on the basis of fact s known or available to both parties at the time
that the IEP was offered. See R.E. v. New York City Dept. of Educ., 694 F.3d 167, 185-187 (2d
Cir. 2012).
Page 12
11
PLACEMENT
The above standards apply to the determination of the appropriate placement for the child.
The essential inquiry must be whether or not th e proposed placement is reasonably calculated to
enable the student to receive educational benefi ts. Carlisle Area Sch. Dist . v. Scott P., 62 F. 3d
520, 535 (3d Cir. 1995); Alloway Twp. Bd. of E d. v. C.Q., 2014 US Dist. LEXIS 33328 (D.N.J.
2014)(FAPE requirement applied to dispute over placement). In determining the appropriateness
of a placement, a school district must also consider a continuum of possible alternative placement
options, including placement outside the district, if the district does not have an appropriate
placement for the individual child. H. D. v. Ce ntral Bucks School Dist rict, 902 F. Supp. 2d 614
(3d Cir. 2000).
PLACEMENT AND PROVISION OF A FAPE - APRIL 30, 2013 TO END OF FOURTH
GRADE
Applying the above standards, I conclude that the District provided Student with a FAPE
during the relevant period ending on the last day of Student's fourth grade year. Based upon what
it knew as of April 30, 2013, the District reasonably bolstered its regular education services to
address inappropriate behaviors, and its methods were successful for a time. During the bulk of
the ensuing period of time, Student was placed in a highly structured, highly restrictive school-
based partial hospitalization progr am, pursuant to a medical prescription. The record shows that
this placement was appropriate for Student. While the District did commit procedural violations
of the IDEA, Parent has not proven by a preponderance of the evidence that any of these violations
produced a substantive denial of a FAPE.
As noted above, the District's actions with re gard to Student during this period of time must
be judged by what the District knew at the time. Student had exhibited both problematic and
Page 13
12
peculiar behaviors at a very early age. Some of these behaviors were disruptive in the school
environment, and the District is charged with notice of these behaviors. Nevertheless, the District
also was aware that its regular education teachers had establis hed educational control and had
proven able to educate Student while controlling Student's propensity to engage in inappropriate
behaviors. Thus, it is not charged with notice that a change of educational placement was necessary
in the beginning of the 2013-2014 school year.
Therefore, when District personnel met with Parent in August 2013 to discuss two private
evaluations that Parent had obtained over the summer of 2013, they had good reason to believe
that Student’s regular education teacher could bring Student's behaviors under educational control
by utilizing behavior management techniques prescr ibed by the District's be havior specialist. Its
behavior specialist joined the meeting with Parent, listened to Parent's concerns about Student, and
devised an interim behavior management plan with the objective of ex tinguishing a cluster of
behaviors that Student was likely to demonstrate in the classroom, and that all participants believed
would likely serve the function of escape from Student's educational program and its demands.
The specialist trained the classroom teacher to implement this plan, and the record is preponderant
that the teacher implemented it with sufficient fide lity to successfully modify Student's behavior
and obtain Student's classroom participation and access to the curriculum. I conclude that the
District's approach, based upon continuing Stude nt's placement in regular education with
specialized behavior supports, was reasonably calculated to provide Student with the opportunity
to receive meaningful educational benefit.
At the same August meeting, the District began the process of obtaining a re-evaluation of
Student for purposes of reviewi ng Student's need for special e ducation under the IDEA, and in
particular, to review Student's classification. Th e District received Parent's written permission to
Page 14
13
evaluate on September 4, 2013. Therefore, the District had until November 3, 2013 to complete its
re-evaluation. During this period, Student remained in regular education, because Student's current
classification was Speech or Language Impairme nt, which did not require a more restrictive
setting. Based upon what the District knew, and ba sed upon the apparent su ccess of its interim
behavior management plan, I conclude that it wa s not unreasonable for the District to defer any
change of placement until after receiving a comprehensive re-evaluation.
The District did not meet the deadline sp ecified by the IDEA a nd Chapter 14 (the
Pennsylvania regulations implementing the IDEA) for delivering its re-evaluation report. It made
its re-evaluation report available on December 5, 2013, more than one month late. This was a
procedural violation, and I note that the District is obligated to ensure that its re-evaluation reports
comply with IDEA timelines in all cases. Nevert heless, an administrative hearing officer is not
authorized to find a deprivation of a FAPE unless a procedural violation deprives a parent of the
opportunity to participat e in the IEP process or impedes or deprives a child of meaningful
educational benefit. 34 C.F.R. § 300.513 (a)(2).
Parent has not proven by a preponderance of the evidence that the late re-evaluation report
resulted in a deprivation of her participatio n in educational planning for Student. Parent
participated in the original August 2013 meeting, which resulted in both the crisis prevention plan
and a modification of regular ed ucation classroom procedures in order to address Student's
behaviors. [Redacted] and the record reflects that Parent was able to communicate with Student's
teacher about Student's progress while at school.
To the extent that the District’s lateness could have caused a deprivation of parental
participation, its impact on parental particip ation would have been obviated by a supervening
event. On October 21, 2013, before the re-evalua tion report was due under the law, Student was
Page 15
14
hospitalized after an exacerbation of Student’s emotional disabilities because of Student’s presence
at a school meeting with the family, including Student’s Father. The evidence is not preponderant
that the Student’s educational program had caused this recurrence of symptoms. Rather, the
evidence more strongly supports the conclusion that this r ecurrence was caused by Student’s
proximity to Student’s father, mother and sib ling at the meeting, which triggered deep-seated
pathology, directly causing behavioral dyscontrol.
Thereafter, Student’s placement and special edu cation services were driven and directed
by medical recommendations, in which Parent part icipated. The hospital prescribed the highly
restrictive and supportive PHP. The District was called upon to be a financial guarantor in this
placement, and assumed that responsibility. W ithin a month of Student’s hospitalization, the
District completed a change of placement to this appropriate setting, and revised Student’s IEP,
with parental participation. Theref ore, I find that the District’s late re-evaluation report did not
cause such a deprivation of parental participation as to constitute a denial of a FAPE.
Nor did the late re-evaluation report impede or deprive Student of educational benefit. As
discussed above, Student received access to meaningful educational benefit until October 21, 2013,
when Student’s emotional disabilities became exacerbated, leading to inpatient hospitalization on
the next day. The record is unclear how many days Student remained in hospital, but the District
convened an IEP meeting to devise an emergent plan to receive Student back from hospital to the
regular education classroom on November 6, 2013, anticipating a return on November 7. Student
attended on November 11, and was placed in the school based partial hospital program by
November 14, 2013. Any lack of meaningful educational benefit during this interim period of time
could not be attributed to a late re-evaluation report on the record in this matter.
Page 16
15
Parent argues that the District promised an FBA in August 2013 and did not deliver it until
May 2014. I conclude to the contrary. The evid ence establishes by a preponderance that the
District’s behavior specialist directed the special education teacher to keep some data, made his
own observations on multiple occasions, and obtaine d other observations by other District staff.
The specialist gathered this and anecdotal report s by District staff, then developed an FBA,
utilizing a system received from the Pennsylva nia Department of Educ ation. He conveyed the
results to Parent on November 7, 2013. These results confirmed the successf ul behavior control
strategy that had been implemented from the beginning of the school year.
This FBA became inoperative within days, when on November 14, Student entered the
PHP. As noted above, circumstances had chan ged by October 21, and this FBA was no longer
useful, due to the change in placement.
Parent suggests that the November 7 report to Parent either was not an FBA or was so
inadequate as to deprive Student of a FAPE. Parent points to th e lack of systematic behavior
definitions and data-taking. While the process utilized was not as thorough and systematic as might
be desired, it can still be called an FBA, and th e District expert’s opi nion on this question is
preponderant on this record. More over, there is no IDEA defini tion of FBA, nor is there a
requirement for an FBA, or any particular kind of FBA, outside the discipline context under the
IDEA.
Parent notes that the District’s January 2014 revision of the IEP did not acknowledge that
Student’s behaviors interfered with learning and that the revision did not include an FBA for the
new placement at the PHP. I conclude that the IEP was procedurally deficient in this regard under
Chapter 14 (requiring an FBA whenever behavi or impedes learning). 22 Pa. Code §124.133(a).
There is no doubt that the negative effect of behavior should have been acknowledged at this point,
Page 17
16
with Student in a highly restrictive setting. However, I also conclude that the procedural violation
did not cause a deprivation of a FAPE, because Parent participated in the IEP meeting, and because
the PHP had a class-wide behavior management plan that proved over time to be sufficiently
effective for Student that Student was able to re ceive meaningful – if not maximal – educational
benefit.6
The PHP placement yielded slow but meaningful progress with regard to Student’s escape
behaviors and Student’s classroom participation and access to the curriculum. Not only did the
PHP’s systematic behavioral evaluation show progress on a monthly basis starting in Spring 20147,
but also, Student made meaningful progress in reading comprehension during the period of time.
Therefore, I conclude that Parent has failed to prove by a preponde rance of the evidence that the
Student did not receive a FAPE during this period.
The PHP placement extended into the next scho ol year, and I find no evidence to disturb
the above conclusions for the period from the beginning of fifth grade until Student’s discharge
from the PHP in November 2014.
PROVISION OF A FAPE IN STUDENT’S FIFTH GRADE YEAR
As noted above, the evidence shows that Student was not deprived of a FAPE while in the
PHP in the first months of fifth grade. In November 2014, Student had made sufficient progress
6 Student’s IEPs indicate that Student was delayed in reading ability, based upon reported grade level of achievement
on standardized tests. The January IEP called for small group teaching an d goals directed to improving Student’s
reading. On this evidence I do not find a deprivation of a FAPE with regard to reading. One IEP noted below-grade
achievement in writing and spelling, but the record is insufficient to reach a finding on these areas of curriculum.
7 Evidence showed that Student escaped from the PHP building about a month before discharge; staff restrained
Student but did not report this as required by Pennsylvania regulations. While this impeded Parent’s participation by
definition, it did not prevent Parent from such access as to lead to any major decisions being made without her. While
this represented a behavioral setback, there is no evidence that it delayed discharge or otherwise deprived Student of
meaningful educational benefit.
Page 18
17
that the PHP discharged Student to a less rest rictive setting, a full-time therapeutic emotional
support classroom in a public middle school (TES).
While in the TES program in the middle school, Student continue d to report serious
emotional issues to Parent and to Student’s therapist. However, many of Student’s claims about
events at school were contradicted by the absence of any evidence of them happening at school.
8
The Student’s teacher and the program supervisor both consistently and credibly reported that
Student did not experience signif icant difficulties with emotional regulation, unhappiness, social
relationships or school performance. Student did not report Student’s sexual thoughts to school
staff to a significant extent. Stude nt did not make significant threat s of self harm or intention to
harm others, and did not engage in skin-picking or self harm behaviors.
I conclude that the evidence is not preponde rant that the TES program failed to provide
Student with a FAPE. The evidence is contra dictory. On one hand, St udent reported serious
difficulties at school to Student’s Parent and th erapist; however, the sc hool witnesses credibly
testified that Student was doing well there and e xperiencing none of the ex treme difficulties that
the Student had reported to Parent. The record is replete with credib le testimony, parental
admissions during medical history interviews, and examples of the fact that Student is not a reliable
reporter of facts.
Therefore, although I find Pare nt to be credible, her repor ts as to Student’s serious
problems at school are almost entirely based upon Student’s reports. Nor did Student’s current
therapist, whose testimony was en tirely credible, base his conclusions upon any evidence from
collateral sources such as school personnel; his opinions were based entirely upon parental reports
8 I make no finding as to whether or not Student engaged in behavior designed to provide the opportunity for sexual
acting out, such as making excessive trips to the bathro om. The psychosexual risk assessment recently obtained is
sufficient cause to ensure that the District provide robust protective measures against such activity.
Page 19
18
and those of the Student. Weighing the testimony, then, I conclude that Student’s unreliable
reports, the basis for much of Parent’s testimony about the District’s implementation of Student’s
program and the benefit that Student received from it, must be given less weight than the consistent
and credible reports of Student ’s teachers in the TES program. Consequently, Parent’s factual
claims about this program, to the extent that they indicate a failure to provide a FAPE, must fail.
CONCLUSION
In sum, I find that the District did not fail to provide Student with a FAPE during any part
of the relevant period of time. Hearing Officer in tervention is not warrante d, but in dicta I have
urged the District to provide, on an emergent basis, the highly supportive special education and
related services that the Student needs, as evidenced by the recent psychosexual evaluation report
and the testimony of Student’s therapist in this matter.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, the requests for
relief are hereby DENIED and DISMISSED. It is FURTHER ORDERED that any claims that are
encompassed in this captioned matter and not specifically addressed by this decision and order are
denied and dismissed.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
September 20, 2015
