Selinsgrove Area School District | Case 20513-17-18 | 2018-05-09
Pennsylvania special education due-process decision
- Case number
- 20513-17-18
- Date
- 05/09/2018
- Parties / district (official listing)
- Selinsgrove Area School District
- Hearing officer
- Joy Waters Fleming
- Issues (official listing)
- Thought to be Eligible Discipline
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
CLOSED HEARING
ODR File Number:
20513/17-18/KE
Child’s Name: Date of Birth:
A.W. [redacted]
Dates of Hearing:
4/19/18, 4/24/18
Parent:
[redacted]
Counsel for Parent
John J. O’Brien, Esq.
Montgomery Law, LLC
1420 Locust Street, Suite 420
Philadelphia, PA 19102
Local Education Agency:
Selinsgrove Area School District
401 N. 18th Street
Selinsgrove, PA 17870
Counsel for the LEA
Christina Stephanos, Esq.,
Sweet Stevens Katz Williams
331 Butler Avenue
New Britain, PA 18601
Hearing Officer: Joy Waters Fleming, Esquire Date of Decision: May 9, 2018
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INTRODUCTION AND PROCEDURAL HISTORY
The Student is a high school-aged child residing in the District (District). The Parent
(Parent) requested an expedited due process hearing after Student was subject to a series of
school suspensions for various violations of the District’s code of conduct. In the Complaint, the
Parent1 asserts that Student is entitled to protections under the IDEA because the District, had
knowledge that Student was child with a disability before the behavior that precipitated the
disciplinary actions. Parent also contends that in April 2018, the District improperly proposed to
remove Student to an alternative education setting and that the imposed suspension resulted in a
change of placement. In addition to a determination that the District had knowledge that Student
is a child with a disability, Parent, also requests independent evaluations (IEE), a stay of
expulsion proceedings, a functional behavioral assessment and compensatory education. The
District has agreed to provide an expedited evaluation – which will address the need for a
functional behavioral assessment, the District did not pursue an expulsion of Student and Parent
presented no evidence or argument in support of a demand for compensatory education. These
issues will not be addressed within this decision.
The District filed a Motion to Dismiss on grounds that the Complaint was improperly
filed as expedited because Student was not suspended beyond ten days, and that Student is not
entitled to disciplinary protections and relief as a “thought to be eligible” child. The Motion to
Dismiss was denied; however, the Hearing Officer determined that the District’s request to deny
the Parent’s requested IEE was not ripe for determination2.
For the reasons set forth below, the Parent has met her burden preponderantly
establishing that since November 13, 2017, the District had knowledge that Student is a child
with a disability. The Parent has not established that the District had knowledge that Student
was a child with a disability before November 13, 2017 or that a “pattern” of disciplinary
removals constituting a change in placement occurred.
ISSUES
1) Is Student eligible or thought to be eligible for special education and related services
under the IDEA?
2) If Student is determined to be eligible or thought to be eligible for special education and
related services, is Student entitled to the disciplinary protections afforded under the
IDEA?
1 Parent in this case refers to the natural mother. Natural mother and father are divorced, sharing legal custody of
Student. Before the hearing, the natural father, in writing declined to formally participate in these proceedings,
delegating authority to the natural mother.
2 The Parent request for an IEE became moot by the first hearing date as the District and Parent stipulated that
Student would receive an “expedited” evaluation. (N.T. 14, 17)
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FINDINGS OF FACT
1. From an early age, Student exhibited poor coping skills, violent outbursts and rages.
(N.T. 44)
2. Since 2015 Student has received weekly outpatient mental health counseling. (N.T. 42,
98)
3. During the 2016-2017 school year, Student was in the 8th grade in the District. (N.T. 53)
4. During the 2016-2017 school year, Student’s 8th grade guidance counselor contacted
Parent about Student exhibiting, self-injurious, “cutting behaviors”. (P-4, N.T. 44, 48,
102)
5. In March 2017, Student received an evaluation from a child and adolescent psychiatrist
and was diagnosed with major depressive disorder, generalized anxiety disorder, parent-
child relational problems, adverse effects of medication, disruption of family by
separation or divorce, high expressed emotional level in the family and obesity. (P-5;
N.T. 42, 343-365)
6. Student’s psychiatric evaluation recommended assessment for an IEP, school-based
emotional support services and assistance with bullying issues. (P-4)
7. At the end of the 2016-2017 school year, while in the 8th grade, Student was involved in
an altercation with another student, fled the school building, resisted arrest and assaulted
a police officer. (N.T.53, 311)
8. Student is in the 9th grade in the District high school for the 2017-2018 school year. (S-1)
9. On August 24, 2017, during high-school enrollment, Parent completed a District “Health
Information Form” for the 2017-2018 school year indicating Student had treatment and
medication for mental health diagnoses. (S-1)
10. On September 28, 2017, Student received a three-day, out of school suspension, for using
vulgar language toward another teacher [redacted] and swearing at two principals trying
to intervene. (P-8, S-13, p.4; N.T. 54, 61, 69)
11. On September 28, 2017, Parent met with the high school principal and asked for help
with the behavioral issues she was having with Student. (N.T. 266)
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12. Student disclosed to the psychiatrist that Student has been bullied in school. (N.T. 347,
350-351)
13. Parent communicated to the District concerns regarding bullying of the Student. (N.T. 39,
51)
14. On November 6, 2017, Student’s psychiatrist provided Parent with a letter, referencing
Student as under her care, and requesting that Student be evaluated for an IEP and
emotional support services. (P-5, N.T. 54, 82)
15. On November 7, 2017, Parent contacted the guidance office to request that Student
receive an IEP. (N.T. 55, 216)
16. On November 7, 2017, Student’s guidance counselor contacted the high school principal
after receiving a phone call from Parent expressing that Student was diagnosed with
“high anxiety, major depression and behaviors associated with discipline issues”. (S-4,
p.7, N.T. 55)
17. The guidance counselor referred Parent to the Special Education Director. (S-4, p.7)
18. On November 13, 2017, the District met with Parent to discuss her concerns regarding
Student’s behavior. (S-2, P-5; N.T. 57)
19. Before the November 13 meeting, Parent provided the District with the letter from
Student’s psychiatrist indicating the need for an IEP and requesting an evaluation. (P-5;
N.T. 56)
20. At the end of the November 13 meeting the District presented Parent with a NOREP
indicating a refusal to initiate an evaluation. (S-2)
21. The NOREP indicated that Student was doing well and that no behavior issues had arisen
to date. (S-2; N.T. 58)
22. The NOREP indicated Student progress and lack of school behavioral concerns as the
reason for not proceeding with the Parent requested evaluation. (S-2)
23. Parent understood that the District would not be taking further action regarding her
concerns because Student’s grades were “okay”. (N.T. 60, 82)
24. Parent signed the NOREP approving the recommendation of the District. (S-2; N.T. 82)
25. On January 26, 2018, Student received a three-day, out of school suspension, after [an
incident of physical aggression]. (P-8; N.T. 72)
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26. On February 20, 2018, Student received a one-day, in school suspension for threatening
[physical aggression toward] another student and using vulgar language. (P-8; N.T. 72)
27. [Redacted] Student was hospitalized and received inpatient, mental health treatment from
March 25, 2018 to April 4, 2018. (S-5, N.T. 47)
28. On March 26, 2018, Student’s inpatient educational program sent a consent to
release/consent to obtain educational information from the District. (S-5)
29. An educator from the inpatient educational program, where Student was receiving
treatment, contacted the District about Student’s hospitalization a day or two after the
admission, spoke to the guidance counselor and described the facility as a psychiatric
inpatient facility. (N.T. 206, 225, 226)
30. On April 5, 2018, a day after discharge from the inpatient facility, Student returned to
school and received a five-day, out of school suspension after [an incident of physical
aggression]. (P-7, P-8; N.T. 73, 84)
31. On April 10, the District Assistant Principal telephoned Parent and conveyed various
options for Student’s return to high-school, including a 45-day alternative education
program housed in the basement of the high school. (S-13, p.2: N.T.35-37)
32. On April 6, 2018, the District initiated an Alternative Education for Disruptive Youth,
(AEDY) referral for Student. (S-13, p.3)
33. The District did not finalize the AEDY referral of the Student. (S-13, p.3)
34. On April 11, 2018, the District conducted an informal hearing with Student, Parent,
Assistant Principal and the building Principal. (S-10, p.1)
35. On April 11, 2018, the District implemented a safety plan for Student addressing crisis
situations identified as self-harm and threats or physical aggression toward others or
property. (S-9, p.1, N.T. 77)
36. On April 11, 2018, Parent requested an expedited due process hearing. (S-14)
37. On April 12, 2018, the District agreed to provide Student with an expedited initial
evaluation. (S-11; N.T. 87)
38. Student has returned to school, in regular education, with the safety plan. (N.T. 87)
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39. Between the first day of school and the date of the due process hearing, Student received
eleven days of out of school suspension and one day of in school suspension. (P-7, P-8)
40. Since November 2017 and the date of the due process hearing, Student has received eight
days of out of school suspension and one day of in school suspension. (P-7, P-8)
APPLICABLE LEGAL PRINCIPLES
Burden of Proof
The burden of proof consists of two elements: the burden of production and the burden of
persuasion. At the outset, it is important to recognize that the burden of persuasion lies with the
party seeking relief, in this case the Parent. Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v.
Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). Nevertheless, application of this
principle determines which party prevails only in cases where the evidence is evenly balanced or
in “equipoise.” The outcome is much more frequently determined by which party has presented
preponderant evidence in support of its position.
Credibility
Hearing officers, as fact-finders, are also charged with the responsibility of making
credibility determinations of the witnesses who testify. See J. P. v. County School Board, 516
F.3d 254, 261 (4th Cir. Va. 2008). Overall, this hearing officer found each of the witnesses to be
credible, testifying to the best of their recollection to the relevant events. In reviewing the record,
the testimony of every witness and the content of each exhibit were carefully considered.
Child Find
Child Find is a positive duty requiring a school district to begin the process of
determining whether a student is exceptional at the point where learning or behaviors indicate
that a child may have a disability [emphasis added]. Ridgewood Bd. Of Educ. v. N.E., 172 F.3d
238, 247 (3d Cir. 1996). The possibility that the student’s difficulty could be attributed to
something other than a disability does not excuse the district from its child find obligation. See
Richard v. City of Medford, 924 F.Supp. 320, 322 (D.Mass.1996). The IDEA and state and
federal regulations obligate school districts to locate, identify, and evaluate children with
disabilities who need special education and related services. 20 U.S.C. § 1412(a)(3); 34 C.F.R. §
300.111(a); see also 22 Pa. Code §§ 14.121-14.125.
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Thought to be Eligible
A child who has not been determined to be eligible for special education and related
services, and who has engaged in behavior that violates a code of student conduct, may assert
any of the protections afforded to children with disabilities if the school district had knowledge,
or is deemed to have had knowledge, that the child was a child with a disability before the
behavior that precipitated the disciplinary action occurred. Under the IDEA, 20 U.S.C. §
1415(k)(5), 34 C.F.R. § 300.534 and Chapter 14 there are three circumstances under which a
school district has pre-existing knowledge or is deemed to have pre-existing knowledge, that a
child might be eligible for special education and concomitant disciplinary protections.
Specifically, a school district may be deemed to have had pre-existing knowledge that the
student was a child with a disability if:
1) the student’s parent expressed to the teacher or to supervisory or administrative
personnel a written concern that the child was in need of special education and related
services;
2) the student’s parent requested an evaluation; or
3) the child’s teacher or other school district personnel expressed specific concerns about
a pattern of behavior demonstrated by the child, either directly to the director of special
education or to other supervisory personnel of the agency. 20 USC §1415(k)(5); 34 CFR
§300.534
However, a school district is not deemed to have knowledge if the parent of the child:
(i) Has not allowed an evaluation of the child pursuant to §300.300 through 300.311;
or
(ii) Has refused services under this part; or
(2) The child has been evaluated in accordance with §§ 300.300 through 300.311
and determined to not be a child with a disability under this part.
Disciplinary Protections
The Individuals with Disabilities Education Act (IDEA), 20 U.S.C. §§ 1401 et seq., and
its implementing regulations provide for specific protections to eligible students who are facing a
change in placement for disciplinary reasons. Within ten school days of any decision to change
the placement of a child with a disability because of a violation of a code of student conduct, the
local educational agency, the parent, and relevant members of the IEP Team (as determined by
the parent and the local educational agency) shall review all relevant information in the student's
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file, including the child's IEP, any teacher observations, and any relevant information provided
by the parents to determine if the conduct in question was caused by, or had a direct and
substantial relationship to, the child's disability; or that the conduct in question was the direct
result of the local educational agency's failure to implement the IEP. 20 U.S.C. § 1415(k)(E)(i).
See also 34 C.F.R. §300.530(e).
If the local educational agency, the parent, and IEP team members decide that the
conduct had a substantial relationship to the child’s disability or was the result of failure to
implement the child’s IEP, the conduct “shall be determined to be a manifestation of the child's
disability.” 20 U.S.C. §1415(k)(E)(ii). If the conduct is determined to be a manifestation of the
child’s disability, the IEP team must take certain steps including conducting a functional
behavioral assessment, implementing a behavioral intervention plan and in most circumstances
returning the child to the placement from which the child was removed. 20 U.S.C. §415(k)(1)(F);
34 CFR 300.530(f).
By contrast, if school personnel determine that the behavior which resulted in discipline
was not a manifestation of the student’s disability, school personnel may apply the same
disciplinary procedures applicable to all children without disabilities, except that children with
disabilities must continue to receive educational services necessary to provide a free, appropriate
public education. 20 U.S.C. § 1415(k)(1)(C) and (D); 34 C.F.R. § 300.530(c) and (d).
Disciplinary Removal
The IDEA and its implementing regulations provide for specific protections to eligible
students who are facing a disciplinary change in placement. 20 U.S.C. § 1415(k); 34 C.F.R. §§
300.530-300.536. When a parent disagrees with a disciplinary change of placement, they may
request an expedited due process hearing. 20 U.S.C. §§ 1415(k)(3)(A), 1415(k)(4)(b). However,
“[s]chool personnel … may remove a child with a disability who violates a code of student
conduct from their current placement to an appropriate interim alternative educational setting
(AES), another setting, or suspension, for not more than ten school days (to the extent such
alternatives are applied to children without disabilities).” 20 U.S.C. § 1415(k)(1)(b). The
removal is a change in placement, and subject to those IDEA protections, when it is for a period
of more than ten consecutive school days or constitutes a pattern of removal because the series
exceeds ten school days in one school year, the removal was based on substantially similar
behavior, and the totality of other factors warrant such a finding. 34 C.F.R. § 300.536(a).
DISCUSSION
Parent contends that Student is entitled to protections under the IDEA because the
District had knowledge that Student was child with a disability before the behavior that
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precipitated the series of suspensions. Parent also contends in April 2018, after the most recent
suspension, the District improperly proposed to remove Student to an alternative education
setting and that the totality of disciplinary removals constituted a “pattern” under 34 C.F.R. §
300.536(a)(2).
Thought to be Eligible
In April 2018, Student received a five-day out of school suspension, after [an act of
physical aggression]. After the April disciplinary incident, Parent was contacted by the District
and during that communication the issue of expulsion from school was discussed along with
transfer of Student to an alternative education setting. The District denies that it intended to expel
or place Student in an AES and states that this sanction was simply a possibility as it would be
for any Student. Parent credibly contends that this discussion framed the basis for her expedited
request for due process. The record evidence conclusively established that paperwork to place
Student in an AEDY setting was initiated, although not finalized. Before the due process hearing,
and after the suspension, Student was returned to regular education with a safety plan and Parent
was offered and consented to an evaluation of Student. The concern of a pending expulsion or
transfer to an alternative education setting has been resolved temporarily. In light of the series of
events, Parent has established the need for an expedited due process hearing.
Parent sought school-based interventions, as far back as middle school, because of
“cutting” behaviors brought to her attention by the Student’s guidance counselor. Instead of
stabilizing, by the end of 8th grade, Student was arrested in front of the school after [an act of
physical aggression toward an adult]. At the time of enrollment in the 9th grade, Parent candidly
indicated on the school health form that Student was receiving mental health treatment,
attributing some of Student’s behavioral issues to “family separation and divorce of mother &
father”. The evidence is uncontroverted that Parent sought and received various out of school
interventions including psychiatric care for Student because of increasing anti-social and violent
behaviors. Student’s mental health interventions included therapy as well as medication
management and consultation with a pediatric psychiatrist in March 2017.
In September 2017, Student received the first three-day, out of school suspension, from
behavior that resulted in disruption to the school day. After that incident, Parent testified credibly
that she tearfully expressed her concerns to the high school principal about efforts to receive
assistance and asked for help. However, Parent did not share the psychiatric evaluation with the
District, at this time. In November 2017, after receiving a letter from Student’s psychiatrist
outlining various diagnoses and suggesting school-based interventions – including an “IEP and
emotional support services”, Parent contacted the guidance office, summarized the psychiatric
diagnoses and requested that Student receive an IEP.
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The parties urge two different results from the events following the outreach and request
made by Parent to the guidance counselor. In response to Parent’s request for evaluation, the
guidance office referred Parent to the Director of Special Education. Within one week, the
Parent was invited to and participated in a meeting with District administration to address the
issues she raised with the guidance office and ostensibly to discuss an evaluation of Student.
However, the meeting was brief and at the end of the meeting, Parent was presented with a typed
NOREP, indicating the District’s refusal to initiate an evaluation of Student. Parent checked the
box indicating agreement with this recommendation. The District argues that Parent’s action
triggers application of two of three exceptions under §300.534 (c) because by signing the
NOREP, accepting the District’s recommendation not to proceed to evaluation, Parent did not
permit evaluation and refused services.
I disagree with the District’s interpretation and suggested application of this provision.
Parent credibly testified about the efforts and lengths she explored, with school personnel to find
assistance for Student. The record is replete with evidence of Student’s school-based difficulties
from middle school until the present, behavioral challenges that spilled from the home to the
school environment, compromising not just this Student but others as well. It is confounding to
think that Parent after emotionally imploring the District for help with Student’s out of control
behaviors and seeking community based mental health and psychiatric interventions would
refuse any offered assistance for Student. However, this is precisely the position the District
takes.
If the District analysis is adopted, Parent’s failure to challenge the District’s
recommendation, potentially nullifies any further consideration that Student is “thought to be” or
might be eligible for special education as a Student with a disability. This would mean that no
matter how egregious Student’s behaviors became with the school setting, the District could have
the ability to assert the signed NOREP as a defense that it lacked knowledge that Student could
be disabled, removing the ability of the Parent to assert any federally mandated disciplinary
protections. In this case that is precisely what occurred.
After the November meeting, Student’s behavior continued to spiral downward resulting
in a multi-day suspension in January for [a physical assault], a February one-day, in school
suspension for vulgar language, culminating in the fateful April 2018 [incident of physical
aggression]. Sadly, the April suspension came the day after Student was discharged from a ten-
day psychiatric, inpatient facility. The District’s position that Student’s issues are confined to
the home, do not impact education and resultantly do not require special education is unfounded.
The Parent has established by a preponderance of the evidence that Student’s behaviors have
impacted Student’s ability to access education. Not only is Student’s access to education
disrupted by the aggressive behaviors, school administrators must stop and intervene while other
students are impeded and placed in peril by Student’s outbursts. This Student needs emotional
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support in school. Nothing could be clearer. I believe Parent’s testimony to be credible. She
requested the intervention, attended the meeting and wanted to discuss options available for
Student. Parent’s intention was never to refuse a school-based evaluation of Student. No
evaluation was ever offered to her to reject.
I find that as of November 13, 2017, the District is deemed to have had knowledge that
Student was a child with a disability. By the time Student [engaged in physical aggression
toward a] classmate in January, the District had a valid reason for re-examining the November
decision and certainly had the grounds to initiate its own evaluation request. Up until November
2017, Parent sought and implemented various therapeutic measures to address what on the
surface appear to be relational issues pertaining solely to her divorce. However, when read in
conjunction with the psychiatric report, diagnoses and school behavioral performance, no other
conclusion is possible. Student is disabled, as outlined in the psychiatric evaluation. By
November 2017, the District knew conclusively of Student’s treatment by a psychiatrist and
diagnoses but never requested the underlying evaluation from the Parent.
During Student’s ten-day psychiatric inpatient hospitalization in April, the District was
contacted by the facility for educational information. Again, the District had a basis of
knowledge in conjunction with the past disciplinary record for in school assaultive behaviors.
The psychiatrist drafted letter requesting school-based intervention that Student might be eligible
for special education. Based on the evidence presented, Parent has preponderantly established
that the District had knowledge that Student was a child with a disability on November 13, 2017,
before the January, February and April disciplinary actions.
Change in Placement
In the Complaint and request for an expedited hearing, Parent asserts that the cumulative
suspensions, during the 2017-2018 school year constituted a change of placement and pattern of
removals. 34 C.F.R. §300.536 (a)(2)(i) ii)(iii) A determination has just been made that as of
November 2017, the District had knowledge that Student was disabled. In this case, between
November 2017 and April 2018, Student received eight days of out of school suspension and one
day of in school suspension because of three (January, February, April) separate disciplinary
incidents. Parent has not established that Student’s behavior is substantially like behavior in
previous incidents that resulted in a series of removals and that additional factors of the length,
amount of time and proximity of removals exist. Both elements must be established to
demonstrate that a pattern of removals exists. Although Student received school-based discipline
for fighting and disrespectful behavior, the suspensions occurred over a period of five months
and varied in length from one to five days. The disciplinary removals were not indicative of a
pattern.
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CONCLUSION
For the reasons set forth above, I find that as of November 13, 2017, the District is
deemed to have had knowledge that Student was a child with a disability.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED that as of November 13, 2017, District knew and is deemed to have known that the
Student was a child with a disability.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed.
Joy Waters Fleming, Esq.
Joy Waters Fleming, Esq.
HEARING OFFICER
DATED: May 9, 2018
