Slippery Rock Area School District | Case 14830-13-14 | 2014-08-10
Pennsylvania special education due-process decision
- Case number
- 14830-13-14
- Date
- 08/10/2014
- Parties / district (official listing)
- Slippery Rock Area School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Eligibility Emotional Disturbance Least Restrictive Environment Homebound Instruction Compensatory Education
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
Child’s Name: K. R.
Date of Birth: [redacted]
Dates of Hearing:
May 20, 2014
July 7, 2014
July 10, 2014
CLOSED HEARING
ODR File No. 14830-1314KE
Parties to the Hearing:
Parent[s]
Slippery Rock Area School District
201 Kiester Road
Slippery Rock, PA 16057
Representative:
Pamela E. Berger, Esquire
434 Grace Street
Pittsburgh, PA 15211
Thomas E. Breth, Esquire
Dillon, McCandless, King, Coulter, &
Graham LLP
128 West Cunningham Street
Butler, PA 16001
Date Record Closed: August 4, 2014
Date of Decision: August 10, 2014
Hearing Officer: Cathy A. Skidmore, M.Ed., J.D.
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INTRODUCTION AND PROCEDURAL HISTORY
The Student (hereafter Student) 1 is a teenaged student in the Slippery Rock Area School
District (hereafter District) who is eligible for special education pursuant to the Individuals with
Disabilities Education Act (IDEA).2 Student’s Parent filed a due process complaint against the
District asserting that it denied Student a free, appropriate public education (FAPE) under the
IDEA and Section 504 of the Rehabilitation Act of 1973,3 as well as the federal and state
regulations implementing those statutes.
The case proceeded to a due process hear ing which convened over three sessions, at
which the parties presented evidence in support of their respective positions. The Parent sought
to establish that the District failed to provide Student with FAPE by failing to timely identify
Student under the IDEA, and failing to provide an appropriate education in the least restrictive
environment throughout the time period in question. The District maintained that its child find
obligations as well as its special education program, as offered and implemented, did not violate
the IDEA or deprive Student of FAPE.
Following review and consideration of all of the testimony and documentary evidence,
4
and for the reasons set forth below, I find in favor of the Parent and Student.
1 Student is named on the cover page of the original, unredacted decision. In the interest of confidentiality and
privacy, Student’s name and gender, as well as other potentially identifying information, are not used in the body of
this decision to the extent possible.
2 20 U.S.C. §§ 1401 et seq.; see also 22 Pa. Code §§ 14.101 – 14.163 (Chapter 14).
3 29 U.S.C. § 794; see also 22 Pa. Code §§ 15.1 – 15.11 (Chapter 15).
4 The testimony of every witness, and the content of each exhibit, was considered in issuing this decision, regardless
of whether there is a citation to particular testimony of a witness or to an exhibit. The parties’ written closings were
also carefully considered. It should further be noted that although counsel for the District provided copies of the
District’s sign-in and sign-out sheets after the hearing concluded, as requested by the hearing officer, neither party
asked that they be made an exhibit or that this hearing officer consider those documents. Consistent with this
hearing officer’s statements to counsel regarding submission and potential admission of those documents (N.T. 610,
617), they were not considered in this decision and are not part of the record.
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ISSUES
1. Whether the District failed in its Child Find obligations to appropriately and
timely identify Student as eligible under the IDEA; and,
2. Whether the Student was provided with an appropriate educational program
during the 2012-13 and 2013-14 school years; and,
3. If the District did not provide Student with FAPE, is Student entitled to
compensatory education and, if so, in what form and amount; and,
4. Whether the Student requires an out of District placement.
FINDINGS OF FACT
General Background
1. Student is a teenaged Student who is a resident of the District. Student is eligible for
special education services on the basis of an emotional disturbance. (Stipulation,
Notes of Testimony (N.T.) 25-26; Parent Exhibit (P-) 11 pp. 25-26)
2. At the time of the due process hearing, Student was provided homebound instruction.
(Stipulation, N.T. 26)
3. Student was adopted as a young child and began to attend school in the District in
Kindergarten. Student attended school in the District for all school years to the
present, except for a brief period of a half school year when Student resided with
Student’s [other Parent] in another school district. (N.T. 28-29, 80, 86-88; P-11 pp.
4-6; School District Exhibit (S-) 2 pp. 4-6)
4. At some point when Student was in late elementary school or beginning middle
school, around the time of a change in the family circumstances, Student was
diagnosed with depression and anxiety. (N.T. 28, 79-80, 98-99; P-11 p. 5; S-2 p. 5)
5. Student’s final grades from the other school district for the 2011-12 school year
ranged from 83 to 100%. Grades from prior school years in the District were
somewhat variable, but all in the passing range with most in the 80-95% range. (P-11
pp. 6-8; S-6)
6. The District has a policy that a student who is arriving after the school day begins
reports to the office to sign in. Students who are leaving school prior to the end of the
school day are required to sign out in the main office, as is an adult who is approving
the early dismissal. Students who are attending only half days of school follow the
same procedure. However, it is possible for students to leave the high school building
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without complying with that policy. (N.T. 305-07, 325-26, 328, 440-41, 443-47, 460-
62, 464, 477-78)
7. The District has a policy at the high school that if a teacher or other staff member has
concerns with about a student, the student is referred to the SAP. The SAP members
then obtain information from that student’s teachers. The SAP members can make a
referral for a special education evaluation. (N.T. 350-51, 353-54, 388-90, 430-31,
471-74, 483, 605-06)
8. In the summer of 2012 (before entering high school), Student was [the victim of a
crime]. Student subsequently was provided individual and group therapy by an
agency several times a week as a victim of [crime], and also treated with a
psychiatrist. The family also had a team of two therapists from another related agency
who came to the home two or three days a week. (N.T. 29-31, 32-33, 83-84, 94-95,
156)
2012-13 School Year
9. Following the [victimization], and prior to the start of the 2012-13 school year, the
Parent notified the District of the incident by meeting with the school nurse and the
guidance counselor, as well as speaking with the guidance counselor by telephone.
Staff were notified of this circumstance, and Student was to be given access to the
guidance counselor or nurse at any time Student became anxious during school.
(N.T. 32, 102-05, 250-51, 286-88, 290-92, 374-75)
10. The Parent had regular contact with the school guidance counselor at the beginning of
the 2012-13 school year, usually by telephone. Student would see the guidance
counselor when Student became anxious or upset, and spend anywhere from five
minutes to over an hour with the guidance counselor, but usually an entire class
period. These visits to the guidance office occurred at least three days a week. At
times Student was then able to return to class; however, on other occasions, Student
would go to the nurse’s office, or leave school for the day. (N.T. 105-06, 253-56,
264-65, 283-84, 291-92, 298-99, 380, 390-91)
11. After the 2012-13 school year began, the Parent drove Student to and from school.
Student would send text messages to, or call, the Parent from Student’s cell phone
throughout the school day on a regular basis. The Parent advised the guidance
counselor of Student’s cell phone contacts from school. (N.T. 33-34, 37-38)
12. Student engaged in cutting behavior after the [victimization], with the first such
incident resulting in a three-day psychiatric hospitalization in September 2012.
Student told the guidance counselor that Student had been cutting Student’s self.
(N.T. 84-86, 89, 96-97, 265-66, 284)
13. In early September 2012, Student was caught by the assistant principal using the cell
phone, which was a violation of the policy. Student’s cell phone was removed from
Student, who was taken to the nurse; Student was also given a disciplinary warning.
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The assistant principal called the Parent to pick Student up from school. (N.T. 34-36,
251, 336-37, 425, 428, 459-60, 613; P-8 pp. 6, 11)
14. Student’s Parent arrived at school to pick up Student and met with the assistant
principal. The Parent advised the assistant principal of Student’s need for the cell
phone, but he would not make an exception to the District’s policy against cell phone
use by any student at school. (N.T. 35-36, 250-51, 428-29, 455-56)
15. The guidance counselor suggested that Student could use a telephone in her office,
the nurse’s office, or the main office, as needed during the school day. (N.T. 251-52)
16. The guidance counselor referred Student to the Student Assistance Program (SAP) in
late September 2012 because of the cutting behavior, and the Parent gave permission
for Student’s participation. Student was among the students discussed at the SAP
meetings held every other week, but the team did not discuss Student extensively or
at every meeting. (N.T. 265-67, 269-71, 288-89, 384, 385-86, 397-99, 429; P-1 p. 1;
S-10 p. 1)
17. Student’s Parent was frequently called to pick up Student early from school in the fall
of 2012. The calls to the Parent typically came from the guidance counselor or the
school nurse. (N.T. 34-35, 38-39, 110-13, 253-54, 375)
18. Student was admitted to a local Psychiatric Center in late September 2012, which
notified the District through its guidance counselor of the dates that Student was an
inpatient (September 24, 2012 through October 2, 2012). Student was also diagnosed
with post-traumatic stress disorder at that time. (N.T. 38-40, 96-100, 120-21, 257-58;
P-2 p. 3; S-7 pp. 24-26)
19. The local Psychiatric Center recommended that Student move to a partial
hospitalization program following discharge; however, the Parent was not able to
arrange for transportation. Student was provided with additional therapy following
discharge. (N.T. 40-42, 99-100, 113-14)
20. In October 2012 after Student entered the SAP program, Student was contacted for
assessment regarding Student’s suicidal ideation. (N.T. 267, 270; P-1 p. 2; S-10 p. 2)
21. The guidance counselor took Student to the nurse in late October 2012 and again in
early November 2012 after Student reported cutting Student’s self. The guidance
counselor did not examine Student to see if Student had such marks on Student’s
body. The nurse documented the incidents and discussed them with Student, who
was not upset at the time. (N.T. 314-15, 375-76, 378-79, 394, 418; S-11 p. 2)
22. Student was placed on homebound instruction following the October 2012 discharge
based on a prescription from Student’s treating psychiatrist. Student’s SAP file was
closed at that time because Student was no longer attending school in the building.
(N.T. 41-44, 398-99, 409, 413-14; P-1 p. 3; S-7 p. 11.1, S-10 p. 3)
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23. The District sent the Parent several notices of unexcused absences for Student,
including notice that it intended to pursue truancy proceedings, in November 2012.
(P-3; S-7 pp. 18-21)
24. There was a delay in arranging for a tutor to provide Student’s homebound services in
the fall of 2012. Student had no homebound, or other services, until Student began
attending school for half days in the winter of 2013. Student did have access to the
District’s online program for assignments, grades, and communication with teachers.
(N.T. 44-45, 47-49)
25. The Parent requested a special education evaluation of Student in late 2012 or early
2013 via a letter given to the guidance counselor. This letter was never given to the
Director of Special Services and Coordinator of Special Education. (N.T. 46-47, 307,
594-95)
26. Student was hospitalized again in December 2012 in a different psychiatric facility
than previously. The District was made aware of this hospitalization, and the
guidance counselor spoke with a representative of an after-care program that was
following Student about partial hospitalization. (N.T. 155-56, 259-61)
27. The team of home-based therapists began providing services twice each week in
December 2012, and sometimes three times per week. At that time, Student was
exhibiting significant emotional deregulation and would get upset very quickly.
Student reported anxiety at school to those therapists, and would worry that peers
were talking about Student. After Student returned to school, Student also reported
feeling overwhelmed with schoolwork. Student at times called these therapists from
school, usually from the guidance counselor’s office. (N.T. 154-56, 159-61, 163,
165, 168, 176, 185-86, 191, 199-201, 204, 255-56)
28. During calls from Student at school, the home-based therapists would speak with
Student and often also speak with the guidance counselor. Student usually wanted to
leave school at the times of these calls. (N.T. 160-61, 200-01, 298-99)
29. In January 2013, the Parent met with the guidance counselor as well as Student’s two
in-home therapists to discuss the lack of homebound services. At the suggestion of
the guidance counselor, the team decided that Student would return to school for half
days, and a crisis plan was developed for Student’s return to school to help Student
regulate Student’s emotions. (N.T. 46-49, 118, 160, 164, 170-71, 275-76, 278, 308-
09)
30. Following that conversation, Student’s psychiatrist made a change to the homebound
instruction prescription for half days at school. (N.T. 118-19)
31. Student began to attend half day sessions at school in January 2013 which lasted until
another psychiatric admission in late March or early April 2013. (N.T. 48-50, 117-
18, 316)
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32. By the end of the second marking period of the 2012-13 school year, Student had
accumulated 12 absences despite being on homebound instruction for a significant
portion of that time, and was failing almost all classes. (S-6 p. 5)
33. In April 2013, a meeting convened that included the home-based therapists and the
District school psychologist as well as the Parent. The team discussed a special
education evaluation at that time, but the District did not provide the Parent with a
Permission to Evaluate form. (N.T. 182-83, 589-90)
34. A Service Agreement pursuant to Section 504/Chapter 15 was also developed for
Student in April 2013. That Agreement provided for 30 minutes of study strategies
and support per day, with additional time on tests and assignments. Student was also
able to check-in and check-out with the emotional support teacher.5 The Parent
approved the Service Agreement. (N.T. 50, 586-88; P-7; S-12)
35. Sometime after the Service Agreement was developed, the Parent received a call from
the District Superintendent and the two discussed the possibility of an online program
for Student. (N.T. 51-53)
36. Also in April 2013, Student was involved in an incident with the physical education
teacher. Student became very upset after the incident and made suicidal statements.
Student’s home-based therapists were contacted by the District. Student was
ultimately transported for a psychiatric hospitalization for a period of seven days.
The District was aware of this hospitalization. (N.T. 52, 54, 101-02, 121-22, 163,
179-80, 311-12)
37. Student was disciplined on several other occasions in the spring of the 2012-13
school year for which Student received 11 days in the Alternative Learning Center
(ALC) (similar to in-school suspension). Those incidents involved two or three
incidents of inappropriate language and one incident for insubordination (refusing to
go to class). Although Student had a prescription for homebound instruction, Student
could not serve the detentions imposed when on homebound instruction, so Student
returned to school. (N.T. 52, 55-56, 431-40, 448-50, 474-77; P-8 pp. 3-8, 12-13; S-8
pp. 5-6, 9-10, 13-15)
38. The guidance counselor did not monitor Student on a regular basis, ask Student’s
teachers about how Student was doing, or check Student’s attendance. Student did at
times visit the guidance counselor to check in. (N.T. 252-53, 255)
39. The cyberschool/online program did not begin for Student until May 2013, by which
time Student had missed a considerable amount of material and instruction. (N.T. 58-
59)
5 The record is unclear for what period of time Student was able to access the emotional support teacher, but it
appears this accommodation was available to Student for only a very short period of time. (N.T. 588-89; P-14)
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40. In the late spring of 2013, the District sent the Parent a Notice of Recommended
Educational Placement/Prior Written Notice (NOREP) form, which the Parent signed
and dated June 1, 2013. The District’s stamp indicates this form was received on
August 19, 2013. The subsequent Permission to Evaluate form dated August 19,
2013 was signed and dated by the Parent September 5, 2013, and stamped received by
the District on September 6, 2013. (N.T. 56-57, 125; P-4 pp.1-4; S-9 pp. 1-2, 5-6)
41. Student failed most of Student’s classes during the 2012-13 school year (ninth grade),
and accumulated a number of early dismissals as well as excused and unlawful
absences. (S-6 p. 5, S-7 pp. 11.1-11.4)
42. During the summer of 2013, Student [developed a non-life threatening physical
condition of limited duration]. The home-based services ceased at around this same
time, and Student at that time appeared to be managing Student’s emotions better than
before. (N.T. 57-58, 185, 186, 189)
2013-14 School Year
43. Student was placed on homebound instruction at the beginning of the 2013-14 school
year pursuant to a prescription. However, homebound instruction did not begin until
the end of September 2013. Student was repeating ninth grade. At the beginning of
the homebound instruction that school year, Student was required to go to the school
building for approximately one hour at the end of the school day, rather than have the
homebound teacher come to Student’s home. That period of homebound instruction
was stressful for Student. Homebound instruction at Student’s home began in late
November 2013. (N.T. 60, 61-67, 69, 551, 576-77; P-5, P-9, P-10 pp. 1-2; S-4)
44. The homebound instructor worked with Student to make sure tests and assignments
were completed, and provide any necessary tutoring. This teacher prompted Student
to maintain communication with the other teachers and check assignments and grades
online. (N.T. 554-62; S-4)
45. The District completed its Evaluation Report (ER) of Student at the end of October
2013, and provided it to the Parent. The Parent attended a meeting to discuss the ER.
(N.T. 67-68, 129; P-11; S-2)
46. The District school psychologist requested information from Student, Student’s
Parent, and teachers. The Parent provided information, although she had
inadvertently not fully completed one rating scale. Most of the teachers who were
requested to provide input reported an inability to do so. (P-11 pp. 1; S-2 p. 1, S-9
pp. 3-4)
47. Student’s cognitive functioning was assessed using the Woodcock-Johnson Tests of
Cognitive Abilities, Third Edition, where Student’s General Intellectual Ability score
was in the average range. All of Student’s Index scores were also in the average
range; however, Student’s scores on various subtests reflected high variability. (P-11
pp. 11-15; S-2 pp. 11-15)
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48. The District school psychologist determined that Student’s intellectual functioning
was unevenly developed and suggestive of executive functioning weaknesses, which
were likely related to Student’s emotional difficulties. (P-11 p. 15; S-2 p. 15)
49. The District school psychologist used the Kaufman Test of Educational Achievement,
Second Edition, to assess Student’s academic achievement. Student’s performance
was in the average range on all subtests, with the exception of Written Expression in
the low average range. (P-11 pp. 10-11; S-2 pp. 10-11)
50. The District school psychologist administered the Behavioral Assessment System for
Children, Second Edition (BASC-2) by providing Parent, Teacher, and Self-Report
Rating Scales. He determined that the BASC-2 Teacher Rating Scales (TRS)
completed by the guidance counselor and a teacher chosen by Student as one who
knew Student were invalid based the Response Pattern Validity scale, and were also
inconsistent with information known to the District. A third teacher declined to
complete a BASC-2 TRS. His efforts to obtain more information from the guidance
counselor were unsuccessful, as the guidance counselor refused to provide additional
input in the evaluation.
6 (N.T. 219, 244-45; P-11 pp. 15-16; S-2 pp. 15-16)
51. The BASC-2 Parent Rating Scales and Student Self-Report reflected clinically
significant or at-risk scores by one or both in the following areas: Attention
Problems, Hyperactivity, Depression, Anxiety, Sense of Inadequacy, Somatization,
Withdrawal, Attitude toward School, Locus of Control, Social Stress, Adaptability,
Leadership, Interpersonal Relationships, Relations with Parents, Self-Reliance, and
Self- Esteem. (P-11 pp. 17-21; S-2 pp. 17-21)
52. The District school psychologist interviewed, and conducted an observation of,
Student. At the time of the evaluation, Student continued to report anxiety at school
and a concern that peers were talking about Student. (N.T. 220, 223; P-11 pp. 21-22;
S-2 pp. 21-22)
53. The District concluded that Student was eligible for special education on the basis of
an emotional disturbance. Recommendations in the ER included itinerant emotional
support to address Student’s significant emotional needs, with a contingency plan for
necessary supports at school; it was also suggested that Student be provided with
direct instruction in social problem-solving skills and modifications and
accommodations to address executive functioning needs. (N.T. 213; P-11 pp. 25-
26A; S-2 pp. 25-27)
54. After the ER, the District provided a Notice of Recommended Educational Placement
(NOREP) for itinerant emotional support. The Parent approved the NOREP and
indicated she would attend the meeting to develop an Individualized Education
Program (IEP). (P-4 pp. 5-6, 9-10; S-9 p. 7-8)
6 The description of the guidance counselor’s BASC-2 TRS responses was also not consistent with her testimony at
the due process hearing. (Compare P-11 pp. 16-17 and S-2 pp. 16-17 with N.T. 253-317)
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55. An IEP was developed for Student on November 20, 2013. The IEP noted that
Student did exhibit behaviors that impeded Student’s learning or that of others. No
transition to post-secondary education is included in this IEP, although Student was
of transition age and provided input into transition planning. (N.T. 488; S-3, S-9 pp.
9-13)
56. The November 2013 IEP included annual goals to improve coping skills, develop and
practice self-advocacy skills, and use positive coping strategies in the homebound
instruction setting. Items of specially designed instruction addressed extension of
time for tests and assessments, assistance with chunking assignments, use of visual
aids and reminders, assistance with organizational skills, and unspecified assistance
from support staff. (S-3 pp. 11-12)
57. The November 2013 IEP included a Positive Behavior Support Plan (PBSP) relating
to Student’s withdrawal from peers, difficulty adapting to change, physical symptoms
or fears due to personal or school problems, inability to focus, and inability to
complete work. (S-3 pp. 13-16)
58. The November 2013 IEP provided for itinerant emotional support with participation
in the general education curriculum through home instruction. (S-3 pp. 20-21)
59. Following implementation of the IEP, Student was provided with emotional support
for two hours per week as part of the homebound instruction. This teacher worked
with Student on improving coping skills through role play, assisted Student with self-
advocacy, and talked with Student when Student had emotional difficulties. This
teacher also assisted Student with organizational skills and chunking assignments.
Some weeks, the emotional support teacher provided more than two hours of support,
since Student and the teacher also exchanged text messages and phone calls. (N.T.
68, 487-93, 495, 516-17, 523-24, 526-28, 531-335; S-5)
60. The emotional support teacher has also worked with Student to go on community
outings. Student had concerns in the community that other people thought about
Student, similar to how Student felt about peers at school, and this teacher worked
with Student on those anxious feelings. This concern that Student had was not due to
an event that occurred in December 2013 (N.T. 58 LL 8-11; S-5 p. 14). (N.T. 518-20,
524-25, 536-37, 544-46)
61. The regular education homebound instructor worked with Student on organizational
skills and initiating conversations with others after the IEP was developed. This
teacher also worked with Student on Student’s anxiety and concerns about other
people including teachers. (N.T. 553-54, 567-68)
62. Student remained on homebound instruction through the end of the 2013-14 school
year, with the Parent providing new prescriptions every nine weeks. (N.T. 75, 128-
29, 584-85)
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63. Student’s two homebound instructors had little communication with each other about
the services they were providing to Student. (N.T. 493, 573-74)
64. The Parent has kept the District apprised of Student’s medications and physical
conditions of concern. (N.T. 42-43)
65. Student attended a winter dance at the high school in early 2014 which was a good
experience for Student. The emotional support teacher worked with Student to
develop a plan for checking in from the dance, for contacting the emotional support
teacher if Student became anxious, and for contacting the Parent when Student was
ready to leave. (N.T. 71-72, 130, 496-500; S-5 pp. 25-26, 28-29)
66. Student attended several sporting events in the spring of 2014. The emotional support
teacher worked on a plan with Student to help Student attend those events. (N.T. 72,
130, 501-04)
67. Student went to school for Activity Day at the end of the 2013-14 school year at the
high school. The emotional support teacher worked with Student to develop a plan
for attending that event. Student did not stay all day for Activity Day because
Student got upset with another student. (N.T. 505-10, 511-12)
68. The Parent has not had any meetings with the District to discuss Student’s transition
back to school-based programming during the 2013-14 school year. (N.T. 131)
69. Student took the Keystone Exams over a two-week period in May 2014, in a small
group of approximately six students. Student worked with the regular homebound
teacher to prepare for those exams. Although Student was anxious about the exams,
Student did successfully stay at school to complete them. (N.T. 138-39, 338-39, 347,
513-15, 571-72)
70. Student passed all classes during the 2013-14 school year repeating ninth grade,
although Student’s grade point average was less than a 2.0. Student wants to graduate
on time with Student’s peers. However, the plan getting back to grade level to
graduate with Student’s peers would include summer classes, and would be extremely
difficult for Student. (N.T. 141-42, 530, 563-65, 568-69, 575-76; S-6 p. 6)
71. Student continued with monthly psychiatric sessions as well as weekly therapy
including home-based counseling services at the time of the due process hearing.
(N.T. 127-28)
72. Student was excused from school for therapy sessions with the outside agencies.
(N.T. 31, 32-33; P-2 pp. 1-2, 4-5; S-7 pp. 14-17, 22-23, 27-31, 33)
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DISCUSSION AND CONCLUSIONS OF LAW
General Legal Principles
Generally speaking, the burden of proof consists of two elements: the burden of
production and the burden of persuasion. At the outset, it is important to recognize that the
burden of persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62
(2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). Accordingly,
the burden of persuasion in this case rests with the Parent who requested this hearing.
Nevertheless, application of this principle determines which party prevails only in cases where
the evidence is evenly balanced or in “equipoise.” The outcome is much more frequently
determined by which party has presented preponderant evidence in support of its position.
Hearing officers, as fact-fi nders, are also charged with the responsibility of making
credibility determinations of the witnesses who testify. See J. P. v. County School Board, 516
F.3d 254, 261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014 U.S.
Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution (Quakertown
Community School District, 88 A.3d 256, 266 (Pa. Commw. 2014). This hearing officer found
most of the witnesses to be generally credible although there were some inconsistencies in
various witnesses’ recall, possibly due in part to their differing perspectives. The testimony of
the Parent, in particular, was quite forthright and matter of fact, yet not accusatory, and was
therefore accorded significant weight. Furthermore, it must be noted that the Parent, as well as
the District personnel, all presented as dedicated individuals who care about Student and
Student’s education, despite their conflicting positions at the hearing.
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IDEA Principles
The IDEA and state and federal regulations obligate school districts to locate, identify,
and evaluate children with disabilities who need special education and related services. 20
U.S.C. § 1412(a)(3); 34 C.F.R. § 300.111(a); see also 22 Pa. Code §§ 14.121-14.125. Section
504 has a similar requirement. 34 C.F.R. § 104.32; Ridgewood v. Board of Education, 172 F.3d
238, 253 (3d Cir. 1995). This obligation is commonly referred to as “child find.” Districts are
required to fulfill the child find obligation within a reasonable time. W.B. v. Matula, 67 F.3d 584
(3d Cir. 1995). In other words, school districts are required to identify a student eligible for
special education services within a reasonable time after notice of behavior that suggests a
disability. D.K. v. Abington School District, 696 F.3d 233, 249 (3d Cir. 2012). School districts
are not, however, required to identify a disability “at the earliest possible moment.” Id. (citation
omitted).
The IDEA defines a “child with a disability” as a child who has been evaluated and
identified with one of a number of specific classifications and who, “by reason thereof, needs
special education and related services.” 34 C.F.R. § 300.8(a); see also 20 U.S.C. § 1401. Those
classifications or categories are “intellectual disabilities, hearing impairments (including
deafness), speech or language impairments, visual impairments (including blindness), serious
emotional disturbance (referred to in this chapter as ‘emotional disturbance’), orthopedic
impairments, autism, traumatic brain injury, other health impairments, or specific learning
disabilities.” 20 U.S.C.A. § 1401(3)(A); see also 34 C.F.R. § 300.8(a). The regulations further
define emotional disturbance as follows.
(4)(i) Emotional disturbance means a condition exhibiting one or more of the
following characteristics over a long period of time and to a marked degree that
adversely affects a child’s educational performance:
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(A) An inability to learn that cannot be explained by intellectual, sensory, or
health factors.
(B) An inability to build or maintain satisfactory interpersonal relationships
with peers and teachers.
(C) Inappropriate types of behavior or feelings under normal circumstances.
(D) A general pervasive mood of unhappiness or depression.
(E) A tendency to develop physical symptoms or fears associated with
personal or school problems.
34 C.F.R. § 300.8(c)(4)(i).
With respect to the second prong of IDEA eligibility, “special education” means
specially designed instruction which is designed to meet the child’s individual learning needs.
34 C.F.R. § 300.39(a). Further,
Specially designed instruction means adapting, as appropriate to the needs of an
eligible child under this pa rt, the content, methodology, or delivery of
instruction—
(i) To address the unique needs of the child that result from the child’s
disability; and
(ii) To ensure access of the child to th e general curriculum, so that the child
can meet the educational standards within the jurisdiction of the public
agency that apply to all children.
34 C.F.R. § 300.39(b)(3).
Once identified as eligible, the IDEA furt her requires the states to provide a “free
appropriate public education” (FAPE) to a student who qualifies for special education services.
20 U.S.C. §1412. In Board of Education of Hendrick Hudson Central School District v. Rowley,
458 U.S. 176 (1982), the U.S. Supreme Court held that this requirement is met by providing
personalized instruction and support services to permit the child to benefit educationally from the
instruction, providing the procedures set forth in the Act are followed. The Third Circuit has
interpreted the phrase “free appropriate public education” to require “significant learning” and
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“meaningful benefit” under the IDEA. Ridgewood, supra at 247. Local education agencies,
including school districts, meet the obligation of providing FAPE to eligible students through
development and implementation of an Individualized Education Program (IEP), which is
“‘reasonably calculated’ to enable the child to receive ‘meaningful educational benefits’ in light
of the student’s ‘intellectual potential.’ ” Mary Courtney T. v. School District of Philadelphia,
575 F.3d 235, 240 (3d Cir. 2009) (citations omitted First and foremost, of course, the IEP must
be responsive to the child’s identified educational needs. 20 U.S.C. § 1414(d); 34 C.F.R.
§300.324. Nevertheless, “the measure and adequacy of an IEP can only be determined as of the
time it is offered to the student, and not at some later date.” Fuhrmann v. East Hanover Board of
Education, 993 F.2d 1031, 1040 (3d Cir. 1993).
Also critical is the IDEA ob ligation for eligible students to be educated in the “least
restrictive environment” which permits them to derive meaningful educational benefit. 20
U.S.C. § 1412(a)(5); T.R. v. Kingwood Township Board of Education, 205 F.3d 572, 578 (3d Cir.
2000). In Oberti v. Board of Education of Clementon School District, 995 F.2d 1204, 1205 (3d
Cir. 1993), the Third Circuit adopted a two-part test for determining whether a student has been
placed into the least restrictive environment as required by the IDEA. The first prong of the test
requires a determination of whether the child can, with supplementary aids and services,
successfully be educated within the regular classroom; and the second prong is that, if placement
outside of the regular classroom is necessary, there must be a determination of whether the
school has included the child with non-exceptional children to the maximum extent possible. Id.
In evaluating the first prong, the efforts the school district has made to include the child, a
comparison of the benefits to the child of placement in a regular classroom versus a separate
special education classroom, and the effect on the other students, must be considered. Id.
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Section 504 of the Rehabilitation Act of 1973 prohibits discrimination on the basis of a
handicap or disability. 29 U.S.C. § 794. A person has a handicap if he or she “has a physical or
mental impairment which substantially limits one or more major life activities,” or has a record
of such impairment or is regarded as having such impairment. 34 C.F.R. § 104.3(j)(1). “Major
life activities” include learning. 34 C.F.R. § 104.3(j)(2)(ii). Relevant to this matter, the
obligation to provide FAPE to a child with a disability is substantively the same under Section
504 and under the IDEA. Ridgewood, supra, at 253; see also Lower Merion School District v.
Doe, 878 A.2d 925 (Pa.Commw. 2005).
The Parent’s Claims
The first issue is whether the District should have identified Student as eligible for special
education under the IDEA earlier than it did. The Parent asserts that an evaluation was
warranted as early as the fall of 2012. The District contends that its actions in evaluating, and
providing special education to, Student beginning in April 2013 was appropriate.
In addition to the IDEA principles set forth above, it is important to recognize that
education is much more than academics. Nearly thirty years ago, the U.S. Supreme Court
recognized that a child with a disability who is “advancing from grade to grade” is not
necessarily a child who has been provided with an appropriate education. Rowley, supra, at 203
n.25; see also 34 C.F.R. § 300.101(c)(1) (“Each State must ensure that FAPE is available to any
individual child with a disability who needs special education and related services, even though
the child has not failed or been retained in a course or grade, and is advancing from grade to
grade.”) An appropriate education, thus, encompasses all domains, including behavioral, social,
and emotional. Breanne C. v. Southern York County School District, 732 F.Supp.2d 474, 483
(M.D. Pa. 2010) (citing M.C. v. Central Regional School District, 81 F.3d 389, 394 (3d Cir.
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1996)). Moreover, a child’s educational performance can be affected in ways other than
achieving (or not achieving) passing grades, such as by an inability to engage in appropriate
social relationships with peers or refusing to attend school.
The record reflects that for the first half of the 2012-13 school year, despite conflicting
evidence on how often Student left school early, Student was missing a considerable amount of
class time due to Student’s emotional difficulties. The District was aware of Student’s two
psychiatric hospitalizations in the fall of 2012, and was in regular contact with the Parent and
Student’s home-based therapists by the time of the January 2013 meeting to discuss Student’s
educational needs. By the end of the second marking period, Student was failing almost all
classes, unlike in any previous school years, and Student’s anxiety had been adversely impacting
Student’s education for a lengthy period of time. SAP assistance was minimal, and despite
Student’s clear emotional difficulties, that process did not continue to the stage where an
evaluation was discussed and recommended.7 The District’s former school psychologist
provided very candid and persuasive testimony that he should have been advised of Student’s
circumstances in the fall of 2012, and been part of the team of District personnel who were
making decisions about Student. (N.T. 230-32, 242) This hearing officer agrees. Certainly by
the time of that January 2013 meeting, whether or not the Parent had requested a special
education evaluation, the District had sufficient information to trigger its obligation to consider
whether Student was eligible for special education. While it is fortunate that Student was able to
return to school for half days following the January 2013 meeting, by that point the special
7 It is concerning that this ineffective SAP process was considered to be a necessary step before Student could be
evaluated; even the Parent’s request for an evaluation did not trigger an appropriate response until some months
later.
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education evaluation process should have been initiated so that an IEP was developed and ready
for implementation no later than the middle of April 2013.8
The above determinations lead to the next issue, the Parents’ request for compensatory
education. It is well settled that compensatory education is an appropriate remedy where a
school district knows, or should know, that a child's educational program is not appropriate or
that he or she is receiving only trivial educational benefit, and the district fails to remedy the
problem. M.C, supra. Such an award compensates the child for the period of time of
deprivation of special education services, excluding the time reasonably required for a school
district to correct the deficiency. Id. In addition to this “hour for hour” approach, some courts
have endorsed a scheme that awards the “amount of compensatory education reasonably
calculated to bring him to the position that he would have occupied but for the school district’s
failure to provide a FAPE.” B.C. v. Penn Manor School District, 906 A.2d 642, 650-51 (Pa.
Commw. 2006) (awarding compensatory education in a case involving a gifted student); see
also Ferren C. v. School District of Philadelphia, 612 F.3d 712, 718 (3d Cir. 2010) (quoting Reid
v. District of Columbia, 401 F.3d 516, 518 (D.C.Cir.2005) (explaining that compensatory
education “should aim to place disabled children in the same position they would have occupied
but for the school district's violations of IDEA.”)). Compensatory education is an equitable
remedy. Lester H. v. Gilhool, 916 F.2d 865 (3d Cir. 1990).
The record does not establish the reasons that Student was placed on homebound
instruction in the fall of 2012, but regardless of whether homebound instruction was indicated
and agreeable to the parties, such is not a special education placement and, moreover, is intended
to be a temporary measure. See Basic Education Circular, Instruction in the Home (revised June
8 Districts have 60 calendar days to complete a special education evaluation, and 30 days thereafter to develop an
IEP. 22 Pa. Code § 14.123(c); 34 C.F.R. § 300.323(c).
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30, 2005); 22 Pa. Code § 11.25. It should also go without saying that on the spectrum of a
continuum of special education services, providing instruction at the home of a student is one of
the most restrictive alternatives. Here, there was no carefully considered plan for Student to
successfully transition back to school, or any less restrictive environment, at any point during the
school years in question. Even the return in January 2013 for half days, while certainly planned,
was not gradual, did not include emotional support and, ultimately, was not successful. Thus, the
placement on homebound instruction for the entire 2013-14 school year was inappropriate, was
not the least restrictive environment, and denied Student FAPE. And, because Student should
have been provided with special education including emotional support for approximately the
last quarter of the 2012-13 school year, Student was also denied FAPE for that time period.
There is no evidence as to what position Stude nt would have been in if FAPE had been
provided. The question, then, becomes what Student should have received for FAPE. The
District’s former school psychologist estimated that Student should have been provided with one
period per day of emotional support. (N.T. 240-41) The Service Agreement, while a step in the
right direction, did not provide this necessary emotional support. This hearing officer thus
concludes that Student should be awarded one hour per day of compensatory education for the
lack of appropriate emotional support services for the entire time period in question, regardless
of where Student was receiving educational programming. Because the homebound instruction
was not appropriate for Student, and further since it did not involve any sense of coordination
between the homebound teachers, the District shall not be given credit for the emotional support
services that were provided in the home following the November 2013 IEP.
9 Further, because
Student’s inability to attend school was a result of Student’s disability, the compensatory
9 This is not to suggest that those emotional support services were not well-intentioned, or thoughtful, or beneficial
to Student.
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education award shall be for all school days and not reduced by days that Student did not attend
at least a part of the school day.
The hours of compensatory education ar e subject to the following conditions and
limitations. Student’s Parent may decide how the hours of compensatory education are spent.
The compensatory education may take the form of any appropriate developmental, remedial or
enriching educational service, product or device that furthers Student’s social/emotional and/or
transitional/vocational goals and skills. The compensatory education shall be in addition to, and
shall not be used to supplant, educational and related services that should appropriately be
provided by the District through Student’s IEP to assure meaningful educational progress.
Compensatory services may occur after school hours, on weekends, and/or during the summer
months when convenient for Student and the Parents. The hours of compensatory education may
be used at any time from the present until Student turns age twenty-one (21).
There are financial limits on the parents’ discretion in selecting the compensatory
education; the costs to the District of providing the awarded hours of compensatory education
must not exceed the full cost of the services that were denied. Full costs are the hourly salaries
and fringe benefits that would have been paid to the District and other professionals who did and
would have provided social/emotional and/or transitional/vocational services to Student during
the period of the denial of FAPE.
The Parent also asserts in Parent’s closing that Student was denied the procedural
protections for discipline of students under the IDEA. Although discipline was mentioned in the
Parent’s opening statement (N.T. 14-15), the record does not provide preponderant evidence to
establish that Student was improperly removed from school on the basis of Student’s disability
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such that a manifestation determination hearing was required. 34 C.F.R. §§ 300.530 – 300.536;
71 Fed. Reg. 46715; see also Wise v. Pea Ridge School District, 855 F.2d 560 (8th Cir 1988).
Lastly, the Parent requested an order for a prospective placement outside of the District.
(N.T. 15, 23-24)10 While such a remedy can be a form of equitable relief under the IDEA, the
record in this case does not support such an award. Despite having determined that the District
denied Student FAPE in several respects, as discussed above, there was no evidence that it is
unable or unwilling to develop and implement appropriate IEPs for Student that address all needs
such that a prospective private placement at public expense must be ordered. Moreover, Student
exhibits emotional difficulties with respect to persons in the community in addition to Student’s
school peers, and the evidence is, thus, not preponderant that an order for an out-of-District
placement is required. Student’s IEP team will, however, be directed to convene and revise
Student’s IEP to include an appropriate plan to gradually transition back to attending full days of
a school-based program, wherever that may be, to be determined by Student’s IEP team.
Section 504 Claims
The Parent’s complaint also raised a cl aim under Section 504. The above discussion
reflects discrimination against Student on the basis of Student’s disability under Section 504.
However, because the obligation of a local education agency to provide a “free appropriate
public education” is substantively the same under Section 504 and under the IDEA, and further
because all of the Parent’s claims have been addressed pursuant to the IDEA, there need be no
further discussion of the claims under Section 504.
10 The Parent’s Closing did not seek this specific remedy.
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CONCLUSION
Based on the foregoing findings of fact and for all of the above reasons, this hearing
officer concludes that the District failed in its Child Find obligation, and failed to provide
Student with FAPE in the least restrictive environment. Student is entitled to compensatory
education.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED as follows.
1. The District failed in its Child Find and FAPE obligations to Student.
2. The District shall provide Student with one (1) hour of compensatory education, to
address Student’s social/emotional and/or transitional/vocational service needs for every
day school was in session during the fourth quarter of the 2012-13 school year, and the
entire 2013-14 school year, subject to the conditions and limitations set forth above.
3. On or before August 25, 2014, the District shall convene a meeting of Student’s IEP team
to revise the IEP and develop a plan for Student’s gradual transition to a school-based
program.
4. Nothing in this Order precludes the parties from mutually agreeing to alter any of the
directives regarding the IEP meeting and timelines, the IEP content, or the form of
compensatory education, set forth in this decision and order.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed.
Cathy A. Skidmore
_____________________________
Cathy A. Skidmore
HEARING OFFICER
Dated: August 10, 2014
