Souderton Area School District | Case 8698-07-08 | 2008-10-24
Pennsylvania special education due-process decision
- Case number
- 8698-07-08
- Date
- 10/24/2008
- Parties / district (official listing)
- Souderton Area School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Emotional Disturbance Behavior Free Appropriate Public Education Parent Rights Compensatory Education
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: Student
Date of Birth: xx/xx/xx
Dates of Hearing:
May 19, 2008, June 13, 2008, July 23, 2008, July 24, 2008, August 4, 2008, September
10, 2008, September 11, 2008
CLOSED HEARING
ODR #8698/07-08 KE
Parties to the Hearing: Representative:
Frederick M. Stanczak, Esquire
179 North Broad Street
Doylestown, PA 18901
Souderton Area School District Karl A. Romberger, Esquire
760 Lower Road Fox Rothschild LLP
Souderton, PA 18964-3211 10 Sentry Parkway, Suite 200
P.O. Box 3001
Blue Bell PA 19422-3001
Date Record Closed: October 10, 2008
Date of Decision: October 24, 2008
Hearing Officer: William F. Culleton, Jr., Esquire
Page 2
2
INTRODUCTION AND PROCEDURAL HISTORY
Student (Student) is a pre-teen aged child who was during all times
relevant to this due process matter a resident of the Souderton Area School
District (District). (NT 10.) The Student at all relevant times was identified
as a child with a disability for special education purposes under the category
of Serious Emotional Disturbance. (NT 11-12.) On or about March 20,
2008, the Student was placed in an institutional residential setting, and came
under the jurisdiction of another school district for educational
programming. (NT 11.)
(Parents) requested due process by letter of counsel on April 3, 2008,
alleging a failure to provide FAPE, and sought compensatory education and
an Independent Educational Evaluation. The Parents complained that the
Student experienced serious, pathological emotional difficulties, leading to
dysfunctional and aggressive behaviors and a decline in Student’s academic
progress in mathematics, reading and writing. The District denied that the
Student’s academic progress declined, and asserted that it had provided
FAPE during the relevant period. It also asserted that the Student’s bad
behaviors were caused by factors outside of the District’s control and that it
had provided the best educational services possible under the circumstances.
The hearing was conducted on seven dates from May 19, 2008
1
to
September 11, 2008. The parties requested written summations, and the
deadline was extended at request of counsel. The record closed on October
10, 2008, upon receipt of the summations.
ISSUES
1. Did the District offer an appropriate IEP to the Student during the
relevant time period (from the first day of school in September,
2006 until the date on which Student left the District, March 20,
2008)?
1 This hearing session was adjourned at the outset to permit the parties to engage in the
resolution meeting required under the IDEA. 20 U.S.C. §1415(f)(1)(B)(i). After the
parties failed to reach an agreement, the hearing recommenced on June 13, 2008.
Page 3
3
2. During the relevant time period, did the District appropriately
implement the IEP so as to provide the Student with a free and
appropriate public education?
3. Did the District fail to provide the Parents with notice and a
reasonable opportunity to participate in an IEP meeting in
February, 2008?
4. Should the hearing officer award compensatory education to the
Student for any part of the relevant period, and, if so, should that
award be measured in full school days?
FINDINGS OF FACT
MEDICAL AND FAMILY HISTORY
1. The Student, a native of [state redacted], has a long history of
being neglected and mistreated as a child. Student was abandoned
by Student’s natural mother and placed in a series of foster homes
and residential treatment centers in [state redacted]. (P-1.)
2. The Student has been medicated with medications for mood
disorders and ADHD from an early age. (P-1, S-26.)
3. The Student has been diagnosed with Depressive Disorder,
Oppositional Defiant Disorder, Attention Deficit Disorder,
Reactive Attachment Disorder and Post Traumatic Stress Disorder.
(P-1, P-3, P-6, S-106.)
4. Evaluations in the Student’s record indicate that Student had
adequate cognitive abilities, was motivated to succeed in school,
and was a hard worker. (NT 46; S-1 p. 3, S-2 p. 1-2, S-6 p. 1.)
5. Evaluations in the Student’s record indicate that Student was easily
frustrated and prone to resultant angry outbursts and acting out
physically. Reports indicated that Student’s primary impediment
to learning was emotional instability. Student’s only
Page 4
4
exceptionality is Serious Emotional Disturbance. Student’s only
placement was Emotional Support, full time. (NT 11-12; S-1 p. 7,
S-2, S-4, S-5, S-6 p. 3, S-14.)
6. In addition to angry outbursts and acting out through non-
compliance, verbal aggression and physical aggression, the Student
frequently engaged in manipulative behavior. (NT 462-463.)
7. The Student exhibited a tenuous contact with reality, and exhibited
distorted social perceptions and occasional lapses into rich but
unhealthy, possibly violent fantasy, or at least misinterpretation of
events. (NT 1081-1083, 1088-1091, 1138, 1190; P-6.)
8. The Parents took custody of the Student on August 4, 2006, when
Student was xx years old, and Student lived with them as foster
child for about one year – during which Student was placed in fifth
grade in the District. In August 2007, the Parents adopted the
Student. (P-1, S-1.)
9. On September 11, 2007, the Parents and the Student began family
therapy. (P-2.)
10. In November 2007, the Student was hospitalized for psychiatric
care. (S-97.)
11. In November 2007, the Student alleged abuse by the Father and on
November 26, 2007, Student was removed from the Parents’ home
by the Montgomery County Office of Children and Youth (OCY),
and legal custody was transferred to OCY by court order in
December 2007. (P-11, S-51, S-54.)
12. The Student’s teacher and other IU staff reported the alleged abuse
to OCY, which triggered the removal. (S-82 p. 11-13, 17.)
13. The Student was placed in a foster home, but was removed due to
uncontrollable behavior and was placed at the [school redacted]
School in Plymouth Meeting on March 20, 2008. (NT 581-582,
842; P-11, S-57-60, S-100 p. 13-14.)
Page 5
5
14. In December 2007, the Student was accepted for residential
placement at the [redacted residential treatment center]. (P-4.)
15. A March 2008 forensic psychological evaluation requested by the
Montgomery County Office of Children and Youth Services found
that the Student was experiencing severe emotional and psychiatric
disturbance, and recommended that the Student be placed in a
residential setting with structured behavioral systems and
continuous psychiatric monitoring. (P-6.)
EDUCATIONAL SERVICES PROVIDED BY THE DISTRICT
16. The Student was placed in the Emotional Support class operated by
the Montgomery County Intermediate unit (IU) and located at the
[redacted] Elementary School in the North Penn School District.
(P-1, S-7, S-10.)
17. The IU special education teacher, who taught the Student in
Student’s Emotional Support class, was informed of the
assessments of the Student in Student’s placements in [state
redacted], and was aware of Student’s emotional and behavioral
difficulties. (NT 455-462.)
18. The Student’s special education teacher utilized an eclectic
approach that combined techniques that she gathered from training
and internet research. (NT 521-527.)
19. In mathematics, the teacher utilized a published general education
series for curriculum, which was tied to State anchors, and a
published assessment tool, both of which were sequential and data
driven. She supplemented these curricula eclectically with
materials aimed at accommodating her students’ learning
differences. (NT 594-601, 670-671.)
20. In writing, the teacher used an eclectic approach based upon
training she has received, and emphasizing quantity of words
produced in a time period. The method also was aimed at
encouraging written expression. No grade level rubric was
Page 6
6
utilized, and the progress reporting was based only on words
written per time period. (NT 472-475, 511-516, 606-613.)
21. The District requested and received permission to evaluate,
including a functional behavioral assessment, on August 29, 2006.
(NT 46-47; S-11.)
22. The District convened an IEP meeting on August 29, 2006, and
offered an IEP to the Parents, based upon present levels of
functioning provided from the Student’s last evaluation in [state
redacted] on or before May 2005. (NT 48-49, 475-476; S-1, S-12.)
23. The District offered a behavior intervention plan, written by the
IU, on August 29, 2006. (S-12, S-13.)
24. In mathematics, the IEPs offered two measurable goals tied to the
sequential computation and application probes used in class and
thus to the baselines in the PLAA section. (NT 595-600; S-12, S-
33, S-69.)
25. In reading, the IEPs offered one goal which addressed word
reading, but did not address fluency or comprehension. (NT 602,
603, 614-617, 625-627, 644-646; S-12, S-23, S-33, S-69.)
26. In writing, the IEPs offered a goal in legible word writing, but did
not address punctuation, spelling, grammar, capitalization or
written expression. When Student started with the District, the
Student was spelling at a second grade level; however, Student’s
grade level in spelling was not addressed in subsequent PLAA or
goals. (S-12, S-23, S-33, S-69.)
27. The District convened an IEP meeting on December 8, 2006. The
District offered a revised IEP, with new baselines for mathematics,
reading and writing. It appended a functional behavior analysis
and behavior support plan, based upon the baseline of nine weeks
of school, or one quarter of the IEP year. Related services
included a social skills group, 30 minutes per week. (S-23.)
28. On December 14, 2006, the Parents requested a full evaluation
and signed a request for re-evaluation form. (NT 530; S-25, S-90.)
Page 7
7
29. At the December 2006 IEP meeting, the Parents advised the IEP
team and the special education teacher that the Student was seeing
a psychiatrist and that they were seeking wraparound services for
the Student. (NT 530, 940-941; S-90.)
30. The Student’s dysfunctional behaviors and Student’s academic
underperformance were attributable to Student’s psychiatric
disorder. (NT 525.)
31. On January 2, 2007, the IU provided a re-evaluation report and
requested Parents to sign a NOREP for the December 8, 2006 IEP.
(S-26.)
32. The re-evaluation did not address the impact of the Student’s
psychiatric disorder upon Student’s behavior or Student’s ability to
perform academically. Rather, it addressed behavior solely
through the paradigm of applied behavior analysis, which the IU’s
behavior analyst implemented without regard to the Student’s
psychiatric disorder. (NT 1185-1188; S-26, S-33.)
33. On February 12, 2007, the District convened an IEP meeting and
offered a revised IEP with new goals in mathematics and reading,
based upon fourth grade probes. The School Psychologist did not
attend. (S-23, S-33.)
34. The February 12, 2007 IEP offered no new goal in writing. (S-23,
S-33.)
35. The February 12, 2007 IEP continued the Student’s behavioral
program without changes. Baselines for goals were changed to
reflect serious behavioral regression between September 2006 and
February 2007. (S-23, S-33.)
36. On June 7, 2007, the District agreed to include the Student in
general education science class, starting in September 2007. (S-41,
S-46.)
37. The Student received thirty six hours of private tutoring at
[redacted] Center during the spring and summer of 2007. Thirty
Page 8
8
one hours were devoted to reading and five hours were devoted to
mathematics. (NT 237 – 252; P-5, P-9, P-10.)
38. The Student’s dysfunctional behavior included enuresis during the
day in the school setting, as well as at home, both day and night.
The Parents and their consultants disagreed with the District and
the IU about the appropriate way to address this behavior. (NT
539; S-82, S-95 p. 1-8, S-96 p. 3-4, 7.)
39. The Parents and the special education teacher disagreed on the
appropriate ways to respond to the Student’s manipulation,
noncompliance, verbal aggression and physical aggression. The
Student made allegations about the Parents to the special education
teacher and other IU staff, and these staff questioned the Parents’
disciplinary approach in the home. (NT 532-539, 572-582; S-55,
S-56, S-82, S-92, S-94, S-95 p. 4-9, S-96 p.4, 8-9, 11-12.)
40. The special education teacher gave credence to the Student’s
allegations against the Parents and believed that something was not
right in the home. Other IU and District officials considered the
Parents to be difficult people. (NT 532-535, 548, 551-554; S-92,
S-96 p. 4.)
41. The District did not address the concerns about disciplinary
response to bad behavior in school, the Student’s manipulative
behavior, Student’s habitual misrepresentation or Student’s
enuresis through a psychiatric assessment, functional behavior
assessment, behavior intervention plan or research based
techniques. (NT 537-546, 550, 563-568, 648-649, 1119-1123,
1157-1164, 1178, 1187, 1192-1193, 1196; S-33, S-41, S-92, S-94,
S-95, S-112.)
42. The District inquired, but ultimately did not consult with the
Student’s therapist, although he was advising them on handling the
enuresis. (NT 537-546, 547-550, 1199.)
43. In or before October 2007, and more than once in November 2007,
the Parents requested a full evaluation of the Student. (NT 535-
536, 550-551, 556; S-93.)
Page 9
9
44. On November 26, 2007, the Parents requested a re-evaluation of
the Student, including an Occupational Therapy evaluation to
address the Student’s difficulties with handwriting. (S-50, S-82.)
45. The IU’s special education supervisor requested an OT evaluation
but it was never performed. (NT 557-559; S-82, S-102.)
46. On January 29, 2008, the Student was removed from school and
placed in a partial hospitalization program, where Student
remained until February 25, 2008, when Student was certified as
able to return to school. (S-71.)
47. On February 8, 2008, the District offered a new behavior support
plan, which changed the behavioral goals to reduce expectations
for behavioral improvement, and changed the program offered to
address behavior by adding specific teaching techniques that
addressed the Student’s individual needs. (S-33, S-68.)
48. The Student was suspended from school for three days, on or about
February 27 for violation of the school code of conduct. Student
was hospitalized immediately. (S-72, S-102.)
IEP MEETING OF FEBRUARY 4, 2008
49. On February 4, 2008, the District invited the Montgomery County
OCY-appointed case worker to an IEP meeting on February 8,
2008. Parents were notified by telephone, and requested an
adjournment. (S-62-65.)
50. The District took the position that the court’s custody order vested
educational rights in the OCY, and declined to change the meeting
date. (S-65.)
51. The IEP meeting was held without the Parents. (S-69.)
PROGRESS IN MATHEMATICS
Page 10
10
52. On February 6, 2007, the Student’s special education teacher
reported that the Student had mastered some of Student’s
mathematics goals and that Student was making progress
academically. (NT 623; S-32, S-87.)
53. Progress monitoring as of February 7, 2006 showed that the
Student had mastered Student’s mathematics goals in second grade
computation and application. (NT 594-606; S-42, S-87.)
54. The February 12, 2007 IEP showed that the Student had made
progress in mathematics. Student advanced from the second grade
mathematics series to the third grade series. Student showed new
abilities in adding and subtracting, identifying digits, and
recognizing and labeling fractions. Student scored a higher
number of correct answers in mathematics application and
computation, both in the higher grade series. Student was learning
but still had difficulty in multiplication facts, and was beginning
concepts in division. (NT 623-626; S-23, S-33, S-87.)
55. Progress monitoring as of November 26, 2007 showed that the
Student had mastered Student’s mathematics goals in fourth grade
computation and application. (S-49, S-87.)
56. On February 8, 2008, the District offered an IEP that showed
progress made by the Student in Mathematics, including
instruction in the fifth grade curriculum, and new skills in
decimals, prime and composite numbers, multiplication and
division, rounding, measuring, fractions and geometry. (S-33, S-
69, S-87.)
57. The Student scored below basic in mathematics in the 2007 PSSA
testing, which was administered in accommodated circumstances.
(S-33, S-83.)
PROGRESS IN READING
58. The February 12, 2007 IEP showed that the Student had not made
progress in reading. Student remained at the third grade level of
performance, although Student scored a higher number of correct
Page 11
11
responses on the DIBELS, and Student’s goal was increased for
word reading to a fourth grade level. The trend line for goal
attainment was negative. (NT 594-606, 625-627; S-23, S-33, S-87,
S-108.)
59. Testing in reading at the Center in March 2007 showed below
average functioning, in the second and sixteenth percentiles, for
word reading and comprehension, based on nationally normed
tests. (NT 221-224; P-5.)
60. The Student scored below basic in reading in the 2007 PSSA
testing, which was administered in accommodated circumstances.
(S-33, S-83.)
61. June 2007 progress reports showed that the Student had not
mastered Student’s fourth grade reading goal, though the teacher
reported progress and competence on this goal. (NT 521-523; S-
42, S-87.)
62. The Center tutoring during the spring and summer of 2007
addressed word attack, vocabulary building and comprehension.
Through standardized progress testing, the Student showed
substantial progress in word attack and vocabulary, including
advances in grade level functioning, as measured on a national, not
a state, level. (NT 237 – 252, 270-271; P-5, P-9, P-10.)
63. Progress monitoring as of November 26, 2007 showed that the
Student had mastered Student’s fourth grade reading goal in word
reading. (S-49 .)
64. On February 8, 2008, the District offered an IEP that showed
progress made by the Student in reading. Student was instructed
and tested at the fifth grade level, and scored well in
comprehension, word attack and oral reading fluency. (S-33, S-
69.)
PROGRESS IN WRITING
Page 12
12
65. IEPs from August 2006, December 2006 and February 2007
showed that the Student made no progress in writing fluency. (S-
12, S-23, S-33.)
66. The February 12, 2007 IEP showed that the Student had not
reached Student’s goal in writing legible words within three
minutes, but there was an upward trend in performance. (NT 627-
628; S-23, S-33.)
67. June 2007 progress reports showed that the Student had not
mastered Student’s writing goal, though the teacher reported
progress and competence on this goal. The graphic trend line was
negative. (NT 606-613; S-42, S-87.)
68. The Student scored basic in writing in the 2007 PSSA testing,
which was administered in accommodated circumstances. (S-33,
S-83.)
69. Progress monitoring as of November 26, 2007 showed that the
Student had not mastered Student’s writing goal. (NT 472-475,
511-516; S-49, S-87.)
PROGRESS IN BEHAVIOR CONTROL
70. The February 12, 2007 IEP showed that the Student had regressed
to a significant extent behaviorally since December 2006. (S-23,
S-33, S-84, S-112.)
71. The Student’s behavior escalated in seriousness in May and June
2007, when Student bit a staff member causing bleeding, and
attempted to destroy valuable classroom equipment. (S-40, S-42,
S-55 p. 17, S-112.)
72. The special education teacher viewed these behaviors as an
impediment to successful inclusion in science class, but agreed to
include the Student in science at the insistence of the Parents. (NT
631-634.)
Page 13
13
73. Progress monitoring as of November 26, 2007 showed that the
Student had not mastered Student’s behavioral goals, but the
number of incidents of verbal and physical aggression had declined
from the level reported in the February 2007 IEP. This level was
still higher than that reported in the December 2006 IEP for
noncompliance, but was lower for verbal and physical aggression.
(NT 561-561; S-23, S-49, S-84, S-98 p. 1, S-112.)
74. Progress monitoring as of February 8, 2008 showed that the
Student had not mastered Student’s behavioral goals, and that the
number and seriousness of incidents of noncompliance, verbal and
physical aggression had increased substantially from the level
reported in November 2007. (NT 563-564, 1185-1188; S-49, S-68,
S-84, S-100 p. 1-12, S-101, s-104, S-112, S-122.)
75. The Student’s behavior did not improve meaningfully from
December 2006 to June 2007. It fluctuated wildly during that
period of time. The levels of verbal and physical aggression
reported in February 2008 were comparable to those reported in
February 2007, and the levels of noncompliant and physically
aggressive behavior reported in February 2008 were greater than
those reported in December 2006. (S-23, S-33, S-68, S-84, S-112.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two considerations, the burden of
going forward and the burden of persuasion. Of these, the more essential
consideration is the burden of persuasion, which determines which of two
contending parties must bear the risk of failing to convince the finder of
fact.
2
2 The other consideration, the burden of going forward, simply determines which party
must present its evidence first, a matter that is within the discretion of the tribunal or
finder of fact (which in this matter is the hearing officer).
The United States Supreme Court has addressed this issue in the case
of an administrative hearing challenging a special education IEP. Schaffer
Page 14
14
v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005). There, the
Court held that the IDEA does not alter the traditional rule that allocates the
burden of persuasion to the party that requests relief from the tribunal.
Therefore, the burden of persuasion is upon the Parents.
The Court noted that the burden of persuasion determines the outcome
only where the evidence is closely balanced, which the Court termed
“equipoise” – that is, where neither party has introduced a preponderance of
evidence
3
to support its contentions. In such unusual circumstances, the
burden of persuasion provides the rule for decision, and the party with the
burden of persuasion will lose. On the other hand, whenever the evidence is
clearly preponderant in favor of one party, that party will prevail.
EQUITABLE ESTOPPEL
In its summation, the District asserts that the Parents are equitably
estopped from asserting a failure to provide a FAPE because they asserted
that the Student made academic progress while enrolled in the District. The
District asserts a Verified Answer to Petition that the Parents filed on
December 6, 2007 with the Juvenile Court Division of the Montgomery
County Court of Common Pleas. (S-118.) The hearing officer, having
reviewed this document, finds that it does not contradict the Parents’
position in this matter. The District’s quotations are taken out of context.
The Parents’ position in this document was twofold: first, the Student had
made academic progress due to the tutoring they had provided to Student at
Center; second, the District in its records had asserted that the Student had
made progress “in reading, writing and math.” Accordingly, the hearing
officer will not apply the doctrine of equitable estoppel in this administrative
matter.
THE DUTY TO INDIVIDUALIZE EDUCATIONAL PLANNING
3 A “preponderance” of evidence is a quantity or weight of evidence that is greater than
the quantity or weight of evidence produced by the opposing party. Dispute Resolution
Manual §810 (please note that the Manual was promulgated before the Supreme Court
ruled in Schaffer v. Weast, at a time when the Local Educational Agency had the burden
of persuasion in Pennsylvania and elsewhere in the federal Third Judicial Circuit. Thus,
the first sentence of section 810, indicating that the LEA has the burden in most cases, is
outdated and was effectively overturned by Schaffer
).
Page 15
15
A school district offers FAPE by providing personalized instruction
and support services pursuant to an IEP that need not provide the maximum
possible benefit, but that must be reasonably calculated to enable the child to
achieve meaningful educational benefit. Meaningful educational benefit is
more than a trivial or de minimis educational benefit. Whether an IEP is
reasonably calculated to afford a child educational benefit can only be
determined as of the time it is offered to the student and not at some later
date. 20 U.S.C. §1412; Board of Education v. Rowley
, 458 U.S. 176, 73
L.Ed.2d 690, 102 S.Ct. 3034 (1982); Ridgewood Board of Education v.
M.E. ex. rel. M.E., 172 F.3d 238 (3d Cir. 1999); Stroudsburg Area School
District v. Jared N., 712 A.2d 807 (Pa. Cmwlth. 1998); Polk v. Central
Susquehanna Intermediate Unit 16, 853 F.2d 171 (3rd Cir. 1988) Fuhrmann
v. East Hanover Board of Education, 993 F.2d 1031 (3d Cir. 1993); Daniel
G. v. Delaware Valley School District, 813 A.2d 36 (Pa. Cmwlth. 2002)
The IDEA requires a local educational agency to address every
substantial educational need of the child with a disability, including behavior
and social skills. If the IEP is inadequate in any material way, it is
inappropriate as a matter of law. Rose v. Chester Co. Intermed. Unit, 196
WL 238699, 24 IDELR 61, aff’d 114 F.3d 1173 (3d Cir. 1997). This is
reflected in the requirements for both evaluations and individual education
plans.
The local educational agency must conduct a “full and individual
initial evaluation … .” 20 U.S.C §1414(a)(1) (A). The child must be
“assessed in all areas of suspected disability.” 20 U.S.C. §1414(b)(3)(B).
The regulation implementing this statutory requirement adds that this
includes “social and emotional status … .” 34 C.F.R. §300.3 04(c)(4). The
regulations require that the evaluation procedures “assist in determining …
[t]Student content of the child’s IEP. 34 C.F.R. §300.304(b)(1). The
evaluation must be “sufficiently comprehensive to identify all of the child’s
special education and related services needs … .” 34 C.F.R. §300.304(c)(6).
The IEP must be specific enough to address all of the child’s needs
which are identified, both academic and functional. 20 U.S.C.
§1414(d)((1)(A)(i)(II), (IV); Christen G. v. Lower Merion Sch. Dist., 919
F.Supp. 793 (E.D. Pa. 1996). The child’s developmental and functional
needs must be considered. 20 U.S.C. §1414(d)(3)(A)(iv). Where a child’s
Page 16
16
behavior impedes learning, the IEP team must consider strategies to address
that behavior. 20 U.S.C. §1414(d)((3)(B)(i).
CREDIBILITY
The hearing officer makes a finding as to the credibility of the special
education teacher. It was patent from this teacher’s demeanor that she was
hostile toward the Parents in this case. It was also beyond cavil that she
accepted the Student’s accusations against the Parents as true, and was
visibly upset by them. Her emotional investment was apparent in the
hearing room, demonstrated in a variety of ways - from her clipped way of
answering questions posed by Parents’ counsel, to several places where she
seemingly conveniently did not recall key facts, to the tone of her voice as
she related events that were emotionally charged for her. It was also clear
that the District’s officials were on her side, at one point even passing a note
to assist her to add graphic detail to her account of events and justify why
she believed the seemingly outlandish and exaggerated claims of the
Student.
The hearing officer does not reach a judgment about these officials or
this teacher. The facts of this matter are unusual and troubling; it was clear
that everyone in the room was emotionally affected by the history in this
case and the imagined pain and suffering of this child. Professional
educators cannot be faulted for their own assessments of familial situations,
and there is no judgment here as to whether those assessments were correct.
Of course, their duty to report suspected abuse must always be respected, for
it is necessary that such accusations be investigated by appropriate agencies.
Nevertheless, the hearing officer finds that the teacher’s and the
District’s handling of the situation, and the credibility of their defense, is
imbued with this view of the Parents as a kind of negative “type” of parent,
or as “difficult.” The hearing officer gives less weight to the teacher’s
assertions from memory – or lack thereof – and especially to her subjective
assessment of the Student’s progress in her class. The hearing officer finds
that some of the assessments of this witness were unduly expansive or
embellished. Where such assessments seem to clash with the documentary
record in this matter, the hearing officer will rely upon the documents.
Page 17
17
In addition to her hostility to the Parents, the teacher demonstrated a
defensiveness that further undermines her credibility. In particular, she
repeatedly asserted implausibly that the Student’s behavior was not out of
the ordinary for her classroom. This flies in the face of common experience,
because the Student was overturning desks and throwing things that could
injure someone. (FF 5-6.) It contradicts the record, because the Student was
removed from the classroom more than once and hospitalized due to
Student’s behavior. (FF 46, 48.) It strains credulity that all the students in
the teacher’s classroom – even an emotional support classroom - were
throwing cell phones and being committed periodically. Moreover, the
record makes it clear that the Student’s deliberate enuresis in class was a
unique and deeply disturbing manifestation of Student’s pathology. (FF 38.)
BEHAVIORAL CONTROL
The District placed the Student in a kind of “catch-all” emotional
support setting, served by a no doubt talented and most caring individual
whose entire educational experience was in the most restrictive possible
settings, including home services and the IU’s ES class. (FF 16-18.)
Because this teacher employed an eclectic approach to special education, the
research basis for her methods and conclusions as to the Student’s progress
remains unclear. (FF 18.)
In August 2006, the IU provided a behavior support plan based upon
the Student’s history in Student’s previous placements. (FF 22-23.) By
December 2006, the IU had completed a Functional Behavior Analysis, and
it offered a behavior support plan based upon that. (FF 27.) It is significant
to this hearing officer that the actual behavior plan was not changed
materially during the year between December 2006 and February 2008,
during which time it became obvious that the Student’s behaviors, including
violence, oppositional behavior, disruptive behavior, enuresis and lying were
disrupting Student’s education and that of others. (FF 23, 27, 33, 35, 41,
47.)
The behavior plan was based solely upon the findings and
recommendations of the IU’s behavior specialist. (FF 32.) The specialist
made it clear that she paid no attention to the Student’s psychiatric problems,
though she was aware of them. Thus, the behavior specialist did not take the
Student’s diagnosed psychiatric conditions in to account, and she did not
Page 18
18
address all of the behavioral manifestations of those conditions – even
though it was and is plain that those behaviors substantially interfered with
the Student’s ability to learn in accordance with Student’s potential, which
appeared from most evaluations to be within the average range, (FF 4).
During the entire relevant time, the specialist did not specifically account for
the Student’s repeated lying, Student’s manipulative behaviors, Student’s
enuresis in school, though these prominently disrupted Student’s education,
caused heightened stress and conflict between the teacher and Student’s
Parents, and directly interfered with Student’s time in class and Student’s
access to learning. (FF 30, 41.) While the specialist explained that
manipulativeness was addressed, because the behavior plan assumes that all
behavior is manipulative, she did not explain to this hearing officer’s
satisfaction why the important issues of enuresis and lying were not
addressed.
The specialist, of course, was following her methodology and its
underlying theoretical paradigm, which limits “functions” of behavior to
limited categories. However, the IEPs throughout this period were based
solely upon this specialist’s recommendations, without drawing from any
other discipline that would consider itself equipped in theory or practice to
deal with a childhood mental illness and its impact upon learning. Although
a psychiatrist conducted a minimal inquiry by observing the Student, no
psychiatric evaluation was done to deal with the effects the Student’s
disorders upon learning and how to accommodate them in the classroom.
There is no evidence that the IEP strategies were informed by the therapists
and evaluators that the Parents and the OCY had employed in the case. The
IEP had no goals addressing enuresis, lying, manipulation or the underlying
emotional dynamics that were causing this behavior. (FF 41.)
The record shows preponderantly that these problems eventually
overwhelmed the educational setting. (FF 9-15, 46, 48.) The Student’s
disruptive behaviors, which had subsided for a time, returned with greater
frequency and intensity. Student was “daydreaming” in class, and the
teacher had more and more difficulty holding Student’s attention for
learning. (FF 7.) Hospitalization followed, and the Student’s educational
career with the District ended. (FF 11-13.)
The District argues that it should not be held accountable for forces
that were outside of its control. If it had done all it needed to do in order to
address the Student’s psychiatric condition, this hearing officer would agree.
Page 19
19
However, the hearing officer finds that in this case, the District gave scant
attention to the Student’s psychiatric condition and how it interfered with the
Student’s learning. (FF 1-7, 17, 29, 32.) Since it has the clear legal
obligation to address all of the Student’s educational needs, and since the
Student’s psychiatric condition caused behaviors that manifestly interfered
with Student’s educational progress, the District will be held accountable for
failing to take reasonable measures to address these behaviors.
It is true that the law does not require a local educational agency to
cure a psychiatric disease – or to be strictly liable when the force of a
disorder debilitates the child’s ability to learn. However, the law does
require the responsible agency to acknowledge and address the disorder, and
devise specially designed instruction that is tailored to the individual
characteristics of the Student’s disabled functioning. The District did not do
this.
The District tries to paint the Parents as the chief and proximate cause
of the Student’s difficulties coping with Student’s mental illness. The
hearing officer finds that there is not preponderant evidence that the Parents’
disagreements with school staff, mainly about disciplinary measures and the
handling of the enuresis, (FF 38, 39), prevented the District or the IU from
dealing with the Student’s needs. Rather, the evidence is preponderant that
the District failed to provide an IEP that addressed all of the Student’s needs,
through a behavior support plan that addressed the full range of Student’s
dysfunctional behaviors.
4
This contributed to a lack of progress directly in
the educational area of behavioral control, and secondarily in reading and
writing.
MATHEMATICS
The program offered by the District was reasonably calculated to
provide the Student with meaningful progress in mathematics. (FF 19, 24,
27, 33.) The IEP established measurable base lines and the goals were
measurable in utilizing those baselines. There were goals in the major areas
4 In this regard, the IEPs provided thirty minutes of counseling with the school
counseling per week, a level of related service that was plainly inadequate for this
profoundly disturbed child. Despite the dramatic fluctuations of the Student’s behavior
throughout the relevant period, this service did not change in character, in focus or in
quantity of time provided.
Page 20
20
of deficiency set forth in the PLAA section of the IEP. The teacher utilized
a published, recognized curriculum for general education which is tied to
Pennsylvania curriculum anchors and is sequential and data driven. (FF 19.)
She modified this to meet the learning differences of her students, including
the Student. The record demonstrates adequate progress monitoring.
The evidence is preponderant that the Student made meaningful
progress in mathematics during the relevant period. (FF 52-57.) Present
levels of academic achievement in the IEPs and progress monitoring records
show that the Student advanced in the grade level of the curriculum that
Student was being taught. Student also acquired numerous skills in
mathematics. Student’s progress was continuous throughout the relevant
period of time.
READING
The program offered by the District was not reasonably calculated to
provide the Student with meaningful progress in reading. (FF 18, 25, 27,
33.) The IEP established measurable base lines, but there was only one goal
that addressed reading, and this did not address vocabulary, word attack or
comprehension sufficiently to address the Student’s needs. Testing as late as
April 2007 showed that the Student was seriously deficient in vocabulary
and total reading, and below grade in comprehension.
The evidence is preponderant that the Student did not make
meaningful progress in reading. (FF 58-64.) In February 2007, Student was
functioning at the third grade level for instruction, according to the PLAA in
Student’s IEP and the results of the January evaluation. (FF 58.) Student
was below basic in Student’s PSSA test in the Spring of 2007. (FF 60.) In
the Fall of 2007, Student did advance in grade for word reading and
comprehension, but only after receiving 31 hours of private tutoring at
Parents’ expense that emphasized vocabulary and word attack, and that
demonstrated improvement of about one grade level. (FF 62-64.) Thus,
balancing areas of progress and lack of progress, the hearing officer
concludes that the Student did not make meaningful progress in reading
during the relevant period, due to the services provided by the District.
Page 21
21
WRITING
The District failed to offer services reasonably calculated to provide
the Student with meaningful progress in writing. (FF 20, 26.) The single
goal in the IEP tested only writing fluency, and did not address punctuation,
spelling grammar, capitalization or written expression. The teacher used her
own eclectic style, and did not use a research based program in writing.
Grade-level rubrics were not utilized in assessments. Spelling was not
addressed. Progress monitoring was scant.
The evidence is preponderant that the Student did not make
meaningful progress in writing. (FF 65-69.) None of Student’s IEPs
showed any progress until the last one, offered in February 2008, in which
the Student was reported to have increased the number of legible words
written within three minutes. There is no evidence of any progress in
punctuation, spelling, grammar or capitalization.
FAILURE TO INCLUDE PARENTS IN IEP MEETING
There is no dispute that the District convened an IEP meeting in
February 2008 without the Parents. (FF 49-51.) The Parents argue that this
was a violation of the IDEA, and that the hearing officer should order some
unspecified relief in consequence of this act. The hearing officer declines to
enter an order regarding this act.
The District argues that the Parents by this time had been stripped of
their parental rights, including the prerogative to make educational decisions
for their child, by the court order which authorized OCY to take custody,
including legal custody. The District argues that the term legal custody
includes the right to make educational decisions. The record clearly
supports their argument that this is why the District did not include the
Parents.
5
5 In fact, the District did notify the Parents by telephone and seemed willing to have them
participate in person or by telephone. The parents insisted on in-person participation with
their attorney and asked for an adjournment to a date when they and their attorney would
be available. The District declined.
Page 22
22
The record demonstrates to this hearing officer’s satisfaction that the
court never intended to strip the Parents of educational decision making. (P-
8.) However, the hearing officer considers this matter so unique that an
order is not warranted. The District’s legal position was legally plausible,
and the original court order was ambiguous. The IEP meeting was convened
at a time when the Student was in foster care and adamantly refused any
contact with the Parents.
The District, though it appears that they were wrong technically about
the Parents’ rights to attend, did not act willfully in taking a facially
plausible legal position. Moreover, the hearing officer perceives no benefit
that could derive from any order regarding this incident, which he regards as
unique. The record does not support a finding that the exclusion of the
Parents caused or contributed to a denial of FAPE, and the Parents’ role vis a
vis the Student is better addressed in Juvenile Court.
REQUEST FOR AN INDEPENDENT EDUCATIONAL EVALUATION
The Parents raised this request in their Complaint Notice, but not in
their opening statement; the hearing officer did not include it as one of the
issues to be dealt with in the hearing. (NT 14-38.) They did not reiterate
this request in their written summation. (HO-1.) Therefore, the Parents
have abandoned this request and it is dismissed.
REQUEST FOR TUITION REIMBURSEMENT
For the first time in their written summation, the Parents request
reimbursement for the tutoring that they provided the Student through
Center. The IDEA precludes this relief. It requires a parent to plead his or
her requests for relief, and precludes administrative adjudication of any
claims not pleaded in the request for due process. 20 U.S.C. §1415(b)(7)(B).
Moreover, the Parents did not raise this request for relief in their opening
statement, and it was not listed as an issue for the hearing. (NT 14-38.)
Under these circumstances, it would be unfair to the District if the hearing
officer should reach this issue. Accordingly, this request for relief is
dismissed.
Page 23
23
COMPENSATORY EDUCATION
Compensatory education may be awarded for the period of
deprivation of FAPE, with an offset for the period of time reasonably needed
to discover and remedy the deficiencies in the district’s services to the
student. Ridgewood Board of Education v. M.E. ex. rel. M.E., 172 F.3d 238
(3d Cir. 1999); M.C. v. Central Regional School District, 81 F.3d 389 (3rd
Cir. 1996).
In a gifted education case, the Commonwealth Court rejected the
M.C. standard for compensatory education, holding that the student is
entitled to an amount of compensatory education reasonably calculated to
bring the student to the position that the student would have occupied but for
the school district’s failure to provide a FAPE. B.C. v. Penn Manor School
District, 906 A.2d 642 (Pa. Cmwlth. 2006). Regardless of whether or not
this gifted case applies in an IDEA setting, the hearing officer will not apply
the B.C. standard here. It is not possible on this record to determine what
position Student would have occupied had Student received FAPE when it
was due Student. Cf. In Re A.Z. and the Warwick School District, Special
Education Opinion No. 1783 (2006) (compensatory education awards would
be the same whether Appeals Panel used the M.C. analysis or the B.C.
analysis). Therefore, the Student will be made whole with an order
structured under the traditional test set forth in M.C
.
Here, the Student was deprived of meaningful education in the areas
of behavior control, reading and writing. However, Student benefitted from
the District’s services in the area of mathematics. The record discloses that
the special education teacher devoted a disproportionate amount of time to
teaching mathematics in her class room; therefore, the award will be reduced
by more than one period per day. Accordingly, the hearing officer equitably
reduces the hours to be awarded by two hours per day. The school day was
seven hours, (S-33 p. 19); therefore, five hours per school day will be
awarded.
The period of time for compensatory education is from the first day of
school until March 20, 2008, when the Student left the District. However,
this will be offset for a reasonable period for rectification; in this case, the
hearing officer finds that the period from the first day of school until the
District offered an IEP based upon its own observations of the Student in
class, December 8, 2006 constitutes a reasonable rectification period. In
Page 24
24
addition, the hearing officer reduces the period of the award from February
8, 2008 until March 20, 2008, for two reasons. First, on February 8, 2008,
the District offered a substantially improved amended IEP that may have
addressed the needs left unaddressed in the previous IEP. Second, from that
date forward, the Student’s education was so substantially disrupted due to
Student’s illness and its behavioral manifestations that the District was
obstructed from implementing its IEP effectively. In sum, compensatory
education will be awarded consisting of five hours per day for every school
day from December 8, 2006 until February 8, 2008.
The District urges the hearing officer to restrict the award in such a
way as to prevent the Parents from determining its use. The hearing officer
declines to do so. Although outlandish allegations were made against the
Parents, the record does not support a finding by a preponderance of the
evidence that the Parents can be expected to utilize such an award
irresponsibly. If such a result is anticipated, the Juvenile Court would be a
more appropriate tribunal to police the Parents’ use of the award for the
benefit of the Student.
CONCLUSION
Weighing all of the evidence as stated above, the hearing officer finds
that the District failed to provide a FAPE to the Student during the relevant
period of time. Compensatory education will be ordered. However, full
days will not be awarded, because the Student did derive some benefit from
the District’s services in the area of mathematics. The Parents’ request for
an independent educational evaluation and tuition reimbursement are
dismissed. No order will be issued regarding the District’s failure to include
the Parents in the February 2008 IEP meeting.
ORDER
1. The District did not offer an appropriate IEP to the Student during
the relevant time period (from the first day of school in September,
2006 until the date on which Student left the District, March 20,
2008).
Page 25
25
2. The District did not implement the IEP appropriately during the
relevant time period, so as to provide the Student with a free and
appropriate public education.
3. No order will issue regarding the District’s convening of an IEP
meeting without the presence of the Parents in February, 2008.
4. The District is ordered to provide compensatory education to the
Student in the amount of five hours per day for every school day
from December 8, 2006 until February 8, 2008.
5. The compensatory education ordered above shall not be used in
place of services that are offered in the current IEP or any future
IEP.
6. Unless otherwise determined by court order, the form and
utilization of services shall be as follows: The form of services
decided by the Parent, and may include any appropriate
developmental, remedial, or enriching instruction, or therapy, as
long as they are directed to mathematics, social skills, speech
pragmatics and therapy for behavior as set forth above. The
services may be used after school, on weekends, or during the
summer, and may be used after the Student reaches 21 years of
age. The services may be used hourly or in blocks of hours. The
costs to the District of providing the awarded hours of
compensatory education shall not exceed the full cost of the
services that were denied. Full costs are the salaries and fringe
benefits that would have been paid to the actual professionals who
should have provided the District services and the usual and
customary costs to the District for any contracted services. The
District has the right to challenge the reasonableness of the cost of
the services.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
October 24, 2008
