South Western School District | Case 14117-13-14 | 2014-03-13
Pennsylvania special education due-process decision
- Case number
- 14117-13-14
- Date
- 03/13/2014
- Parties / district (official listing)
- South Western School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- IEP Specific Learning Disability Independent Educational Evaluation Section 504
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This is a redacted version of the original decision. Select details have been
removed from the decision to preserve anonymity of the student. The
redactions do not affect the substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: J.N.
Date of Birth: [redacted]
Dates of Hearing:
September 23, 2013
December 3, 2013
December 4, 2013
December 11, 2013
January 17, 2014
CLOSED HEARING
ODR Case # 14117-1314KE
Parties to the Hearing: Representative:
Parent[s] Mark Voigt, Esquire
Plymouth Meeting Executive Campus
600 West Germantown Pike
Suite 400
Plymouth Meeting, PA 19462
South Western School District Brooke Say, Esquire
225 Bowman Road Leigh Dalton, Esquire
Hanover, PA 17331 Susquehanna Commerce Center East
Suite E600
221 West Philadelphia Street
York, PA 17401
Date Record Closed: February 24, 2014
Date of Decision: March 13, 2014
Hearing Officer: Jake McElligott, Esquire
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INTRODUCTION
Student an early teen-aged student residing in the South Western
School District (“District”). The parties do not dispute whether the
student qualifies as a student with a disability under the Individuals
with Disabilities in Education Improvement Act of 2004 (“IDEA”)1.
Parents claim that the District owes the parents tuition reimbursement
for a unilateral private placement undertaken for the 2013-2014 school
year because the District’s proposed program and placement was not
designed to provide a free appropriate public education (“FAPE”) to the
student. The deepest level of disagreement between the parties are the
student’s needs, and consequent programming, in reading.
Additionally, the parents claim that compensatory education is
owed for extended school year (“ESY”) services for the summer of 2013.
Finally, parents also assert that the District has not met its obligations to
the student under the Rehabilitation Act of 1973, particularly Section
504 of that statute (“Section 504”)2, and that, in addition to findings in
that regard, parents should be reimbursed for certain expenses related to
the services of an independent evaluator.
1 It is this hearing officer’s preference to cite to the implementing regulation of the IDEA
at 34 C.F.R. §§300.1-300.818. See also 22 PA Code §§14.101-14.162 wherein
Pennsylvania education regulations explicitly adopt most provisions of 34 C.F.R.
§§300.1-300.818.
2 It is this hearing officer’s preference to cite to the pertinent federal implementing
regulations of Section 504 at 34 C.F.R. §§104.1-104.61. See also 22 PA Code §§15.1-
15.11 wherein Pennsylvania education regulations explicitly adopt the provisions of 34
C.F.R. §§104.1-104.61.
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The District counters that its 2013-2014 program and placement
are reasonably calculated to provide FAPE to the student and, as such,
parents are not entitled to tuition reimbursement or compensatory
education for alleged violations of IDEA. The District also asserts that it
has entirely met its Section 504 obligations to the student.
For the reasons set forth below, I find in favor of the District.
ISSUES
Are the parents entitled to tuition reimbursement
for the unilateral private placement
undertaken for the 2013-2014 school year?
Are parents entitled to compensatory education
for ESY programming in the summer of 2013?
Has the District met its obligations to the student
under Section 504, and, if not,
are parents entitled to remedy?
FINDINGS OF FACT
Prior to 2012-2013 School Year
1. When the student was three years old, the student received early
intervention speech and language services from the local
intermediate unit. (Parents Exhibit [“P”]-34).
2. In the 2006-2007 school year, the student would have been in the
kindergarten year. The student was homeschooled at that time and
in subsequent school years. (P-34; School District Exhibit [“S”]-5).
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3. Homeschooling continued until the 2011-2012 school year, the
student’s 5th grade year. (P-34).
4. Through 2012, the student received numerous evaluations by
medical professionals and service providers. These evaluations,
including diagnostic information from throughout the student’s
life, yielded a complex mosaic of diagnoses:
Neurofibromatosis
Attention-deficit hyperactivity disorder/inattentive type
(“ADHD”)
Dysgraphia
Specific learning disabilities (reading, mathematics, written
expression)
Speech & language needs (dysarthria, immediate memory
deficit, and vocabulary deficit, receptive and expressive
language)
Occupational therapy needs
Physical therapy needs (balance, endurance, foot placement,
postural awareness, and reaction time)
(P-1, P-2, P-3, P-4, P-6; S-3).
5. One of these assessments, and the assessment which explicitly
identified specific learning disabilities, included cognitive and
academic achievement testing in February 2011. (P-1; S-3).
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6. In July 2012, the family obtained a comprehensive independent
educational evaluation (“IEE”). (P-7; S-4).
7. The July 2012 IEE included cognitive and academic achievement
testing. (P-7; S-4).
8. The independent evaluator found that the student should be
identified in multiple areas of need: health impairments
(neurofibromatosis and ADHD), specific learning disabilities
(reading, mathematics, and written expression), speech & language
impairment, hearing impairment, orthopedic impairment, and
visual impairment. (P-7 at pages 26-27; S-4).
9. The July 2012 IEE recommended use of the Wilson Reading
Program to address the student’s needs in basic reading and
reading fluency. (P-7 at pages 28-30).
2012-2013 School Year
10. The student enrolled in the District for 6th grade, the 2012-
2013 school year.
11. In August 2012, the District issued an evaluation report
(“ER”). (S-5; P-10).
12. The student’s cognitive ability was gauged by the District
evaluator with a general intellectual ability score of 85. This was
markedly higher than the February 2011 cognitive assessment
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(full-scale IQ 73) and the July 2013 IEE (full-scale IQ 71). (P-1, P-
7; S-3, S-5).
13. The District evaluator found that the student “was able to
read words at approximately 3.5 grade level” but experienced
difficulty in reading fluently. Reading comprehension skills were
gauged at a 3rd grade level. The District’s primary reading
assessment, Fountas & Pinnell, however, gauged the student’s
reading at the spring of 2nd grade level—level L within the F&P
framework. (S-5 at page 5-7; P-10).
14. The August 2012 ER, the student’s results on assessments
in reading, mathematics, and written expression exhibit the need
for specially designed instruction in those areas. (S-5; P-10).
15. The August 2012 ER found that the student qualified for
special education with a health impairment but, based on the
student’s achievement testing in light of the student’s intellectual
ability score of 85 and “no documentation of repeated assessments
of achievement at reasonable intervals”, should not be identified as
a student with learning disabilities. (S-5 at page 10; P-10).
16. In August 2012, the student’s individualized education plan
(“IEP”) team designed an IEP based on the August 2012 ER. (P-11;
S-12).
17. Among other needs, the August 2012 IEP identified academic
needs in reading fluency, reading comprehension, basic reading,
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written expression, spelling, math problem-solving, and math
calculation. (S-12 at page 19; P-11).
18. The August 2012 IEP contained three reading goals: reading
fluency, reading comprehension, and decoding. (S-12 at pages 26-
28; P-11).3
19. In September 2012, the parents filed a special education due
process complaint based on issues related to the District’s
handling of its obligations during the student’s homeschooling
years. (P-20).
20. Over September and October 2012, the student’s IEP was
revised as more assessment data, in areas such as speech and
language, occupational therapy, physical therapy, vision therapy,
and hearing, became available to the IEP team. (P-17, P-21; S-13,
S-14).
21. In October 2012, part of the revisions were based on a re-
evaluation report (“RR”) issued by the District to update data from
these outside assessments and the weeks of
instruction/achievement that the District had engaged in. (S-6).
22. The October 2012 RR revised the student’s identification
status, finding that the student’s primary disability category was
3 The parties’ dispute hinges on their differing views on the student’s reading
instruction. The student has significant academic support needs in mathematics and
written expression. The record as a whole, though, including dozens of exhibits and
1,600+ pages of transcript, clearly reveals that the parties’ disparate views on the
student’s reading program is the foundation of the dispute. Therefore, from this point in
the decision, the findings of fact and ultimate conclusions will center on consideration
of the issue of reading.
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specific learning disabilities, with additional disability categories
noted as hearing impaired and speech and language impairment.
(S-6 at page 6).
23. The October 2012 IEP was also revised in light of the
student’s achievement in reading at that point. The student’s
reading comprehension goal was based on materials at the 2.5
grade level; the student had mastered the goal by October 2012, so
the goal was revised to reflect reading comprehension based on
materials at 3.0 grade level. The student’s reading fluency goal was
based on 80% accuracy at 94 words correct per minute at the 2.5
grade level; the student had mastered the 80% accuracy rate by
October 2012, so the goal was revised to reflect 95% accuracy at
94 words correct per minute at the 2.5 grade level. (S-14 at pages
7-8, 30-31, 37-38; P-21).
24. In October 2012, the student also underwent an assistive
technology evaluation process. (S-7; P-56).
25. The October 2012 IEP listed System 44 as the reading
program being utilized for the student’s reading instruction. (S-14
at pages 10-11).
26. In November 2012, the parties entered into a settlement
agreement on a special education due process complaint the
parents had filed in September. In exchange for considerations
provided by the District, the settlement terms included an
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agreement, on the parents’ part, that the District was released
from any claims related to the then-unfolding 2012-2013 school
year. The agreement also included, as a consideration by the
District, a payment for the July 2012 IEE. (P-20).
27. In January 2013, the student’s reading comprehension goal
was revised. The student’s reading comprehension goal was based
on materials at the 3.0 grade level; the student had mastered the
goal by December 2012, so the goal was revised to reflect reading
comprehension based on materials at 4.0 grade level. (S-15 at page
8-11).
28. In February 2013, the student’s IEP team met to determine
the student’s eligibility for ESY programming for the summer of
2013. The student was found to be eligible for ESY services. (S-16
at pages 47-48, S-22; P-22).
29. At the February 2013 IEP meeting, the student’s progress at
that point in the school year was also discussed. The student was
making progress on the reading fluency and reading
comprehension goals. (S-22 at pages 5-6).
30. At the February 2013 IEP meeting, the student’s decoding
goal was discontinued. The student’s decoding goal called for 80%
accuracy in decoding on three consecutive trials. By February
2013, the student had met this level of accuracy on every probe
since September 2011. (S-17 at page 3-4; S-22 at page 6).
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31. In April 2013, the student’s reading fluency goal was revised.
The student’s reading fluency goal was based on 95% accuracy at
94 words correct per minute on three consecutive trials at the 2.5
grade level; the student had mastered the goal by April 2013, so
the goal was revised to reflect 95% accuracy at 110 words correct
per minute at the 3.0 grade level. (S-17 at pages 14-16, 18).
32. In April 2013, the student’s reading comprehension goal was
revised. The student’s reading comprehension goal was based on
80% comprehension on three consecutive trials at the 4.0 grade
level; the student had mastered the goal by April 2013, so the goal
was revised to reflect materials at the 5.0 grade level. (S-17 at
pages 21-23, 25-26).
33. In May 2013, the independent evaluator who conducted the
independent evaluation and issued the July 2012 IEE issued an
update to the report. (P-27; S-8).
34. The May 2013 IEE update indicates that the student’s
achievement levels in reading were all commensurate with the
same achievement levels in 2012. The sub-tests (reading
comprehension, word reading, pseudoword decoding, and oral
reading fluency), as well as basic reading and reading
comprehension/fluency composites, were all commensurate with
the achievement levels in the prior administration. (P-27 at page
14; S-8 at page 14).
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35. The May 2013 IEE included progress monitoring data and
IEP goal updates over the 2012-2013 school year to that point. (P-
27; S-8).
36. The May 2013 IEE concluded that the System 44 reading
program being utilized by the District was not appropriate, and the
evaluator reiterated that the Wilson Reading System was a more
appropriate program for the student. (P-27; S-8).
37. In May 2013, the student’s IEP team met to design the
student’s IEP for the 2013-2014 school year. (S-19; P-24).
38. The May 2013 IEP, in the present levels of academic
performance, the reading comprehension level indicates that the
student is working at the 5th grade level. The reading
fluency/accuracy indicates that the student is working at the 3rd
grade level. (S-19).
39. In the May 2013 IEP, the student’s reading fluency/accuracy
goal is written at 98 words correct per minute, in three out of four
trials, at the 3
rd grade level. Unlike goals in the 2012-2013 IEPs,
the trial will be timed. (S-19 at page 21).
40. In the May 2013 IEP, the student’s reading comprehension
goal is written at 15 correct responses, in three out of four trials, at
the 4th grade level. Unlike goals in the 2012-2013 IEPs, the trial
will be timed. (S-19 at page 21).
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41. The District was recommending that the student’s reading
program shift from System 44, which has a heavy
phonics/decoding emphasis, to Read 180, a broad-based reading
program where phonics/decoding is balanced against
comprehension and broader reading skills. (Notes of Testimony
[“NT”] at 711, 722-766, 783-812, 831-832).
42. In June 2013, the independent evaluator that had been
working with the family engaged in a conference call with certain
members of the District regarding the student’s reading program.
Participants advocated vigorously for their views of what reading
program/emphasis was more appropriate for the student. The
District felt that moving to Read 180 was appropriate for the
student; the independent evaluator felt that the Wilson Reading
System, which was heavily grounded in and focused on
phonics/decoding, was appropriate. (NT at 213-222, 581-596, 812-
826, 1537).
43. In June and July 2013, the student attended the ESY
program. (S-23; P-60).
44. On July 8, 2013, the District offered an IEP with certain
revisions. (S-20; P-32, P-33).
45. In the July 8th IEP, on the Scholastic Phonics Inventory, the
student scored 8 (beginning decoder) in September 2012 and 17
(developing decoder) in May 2013. On the Scholastic Reading
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Inventory, the student’s lexile in September 2012 was 426; the
lexile in May 2013 was 516. (S-20 at page 9; P-32, P-33).
46. In the July 8th IEP, on the Fountas & Pinnell assessment,
the student had progressed from instructional level K (December-
February of 2nd grade) to instructional level O (February-March of
3rd grade). (S-20 at page 9; P-32).
47. The reading goals in the July 8th IEP remained the same
from the May 2013 IEP. (S-19, S-20; P-24, P-32).
48. In addition to the two reading goals, the July 8th IEP
contained goals in the following areas: written expression, career
exploration, math computation, math concepts and applications,
spelling, speech & language, use of assistive technology, and
occupational therapy. (S-20 at pages 25-28; P-32).
49. In the July 8th IEP, the specially designed instruction for
reading would be delivered through Read 180. (S-20 at page 30; P-
32).
50. The parents rejected the July 8th IEP on the notice of
recommended educational placement issued with the IEP. (P-33).
51. On July 15th, the parents filed the complaint which led to
these proceedings. (P-34).
52. On July 18th, the District proposed an IEP that included
components of the Wilson Reading System. (S-21; P-35).
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53. Thereafter, for the current 2013-2014 school year, the
parents unilaterally enrolled the student in a private school serving
students with learning difficulties. (P-47; P-53).
Reading Programs
54. System 44 was the basis of the student’s reading instruction
at the District in the 2012-2013 school year. System 44 focuses on
phonics/decoding, beginning with letter-sound correspondence
through fluent word recognition, as well as syllable strategies/word
analysis and sight word recognition. (S-27 at page 2, S-34).
55. Read 180 is the proposed reading program for the student’s
instruction at the District for the 2013-2014 school year. Read 180
focuses on a broad-based, global approach to reading, including
phonetic awareness, phonics, fluency, reading comprehension,
vocabulary, spelling, and writing. (S-27 at page 1, S-34; P-64).
56. The Wilson Reading System focuses on decoding/encoding
word structure, using controlled texts, speech
sounds/segmenting/blending, and syllable focus. (P-7 at pages 28-
29; S-4).
Witness Credibility
57. All witnesses testified credibly. (NT at pages 47-259, 269-
605, 616-927, 939-1352, 1362-1610).
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58. The testimony of the District’s supervisor of
reading/language arts was especially persuasive and was accorded
more weight than other witnesses in terms of the student’s needs
in reading and how different reading programs would address
those needs. (NT at 697-927).
DISCUSSION AND CONCLUSIONS OF LAW
To assure that an eligible child receives a FAPE (34 C.F.R.
§300.17), an IEP must be reasonably calculated to yield meaningful
educational benefit to the student. Board of Education v. Rowley, 458
U.S. 176, 187-204 (1982). ‘Meaningful benefit’ means that a student’s
program affords the student the opportunity for “significant learning”
(Ridgewood Board of Education v. N.E., 172 F.3d 238 (3rd Cir. 1999)), not
simply de minimis or minimal education progress. (M.C. v. Central
Regional School District, 81 F.3d 389 (3rd Cir. 1996)).
Tuition Reimbursement
Long-standing case law and the IDEA provide for the potential for
private school tuition reimbursement if a school district has failed in its
obligation to provide FAPE to a child with a disability (Florence County
District Four v. Carter, 510 U.S. 7 (1993); School Committee of
Burlington v. Department of Education, 471 U.S. 359 (1985); see also,
34 C.F.R. §300.148; 22 PA Code §14.102(a)(2)(xvi)). A substantive
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examination of the parents’ tuition reimbursement claim proceeds under
the three-step Burlington-Carter analysis, which has been incorporated
into IDEA. (34 C.F.R. §§300.148(a),(c),(d)(3)).
In the three-step analysis, the first step is an examination of the
school district’s proposed program and whether it was reasonably
calculated to yield meaningful education benefit (34 C.F.R. §300.17;
Rowley; Ridgewood; M.C. v. Central Regional School District). In this
case, the District’s July 8, 2013 IEP is reasonably calculated to yield
meaningful education benefit to the student.
4
Neither party disputes that the student has significant learning
disabilities and requires intensive instruction in reading, instruction that
addresses decoding, fluency, accuracy, and comprehension. The
District’s July 8th IEP identifies these needs and addresses the needs in
appropriate ways.
The student’s reading goals in the July 8th IEP are explicit and
measurable, and are in line with where the student was surfacing in May
2013 when the District generated the assessments of the student’s
reading at that time. And this followed on the progress the student had
made in all reading goals over the course of the 2012-2013 school year.
And while the other goals in the July 8
th IEP were not the focus of the
4 The July 18th IEP was revised and offered after the parents had filed their special
education due process complaint on July 15th. Therefore, the July 8th IEP is the last-
offered IEP. The contents of the July 18th IEP, and events that arose between the parties
after parents filed their complaint, have no bearing on the legal analysis—what program
was last offered, and is that program reasonably calculated to yield meaningful
education benefit? (See S-20, S-21, P-32, P-34, P-35).
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hearing (indeed, while the student exhibits needs in mathematics,
written expression, speech and language, reading
goals/instruction/programming predominated), all goals in the July 8th
IEP are reasonably grounded in data and assessment of the student, and
are explicit and measurable
The specially designed instruction in the July 8th IEP creates
appropriate vehicles for the delivery of instruction to help the student
make progress on those goals. Read 180, the reading program which
would address the student’s need for specially designed instruction in
reading, would meet those needs. Here, the testimony of the District’s
reading supervisor was very persuasive. Her testimony, in light of the
record on the student’s 2012-2013 school year, was highly persuasive
that a broad-based reading program is appropriate for the student, as
opposed to programs that are centered on phonics/decoding (such as
System 44 or the Wilson Reading System). In sum, then, the District’s
program, from needs-identification to goals to instruction to placement,
is reasonably calculated to yield meaningful education benefit.
When the school district’s program and placement are found to be
appropriate, as here, examinations at the second step (whether the
private program and placement are appropriate) and the third step (a
weighing of the equities between the parties) of the Burlington-Carter
analysis are unnecessary. Therefore, the Burlington-Carter analysis ends
at this point.
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The District’s proposed program and placement for the 2013-2014
school year, as outlined in the July 8th IEP, are appropriate. Accordingly,
the parents are not entitled to tuition reimbursement.
Compensatory Education
Where a school district has denied a student a FAPE under the
terms of the IDEA, compensatory education is an equitable remedy that
is available to a claimant when a school district has been found to have
denied a student FAPE under the terms of the IDEIA. (Lester H. v.
Gilhool, 916 F.2d 865 (3d Cir. 1990); Big Beaver Falls Area Sch. Dist. v.
Jackson, 615 A.2d 910 (Pa. Commonw. 1992)). The right to
compensatory education accrues from a point where a school district
knows or should have known that a student was being denied FAPE.
(Ridgewood; M.C.). The U.S Court of Appeals for the Third Circuit has
held that a student who is denied FAPE “is entitled to compensatory
education for a period equal to the period of deprivation, but excluding
the time reasonably required for the school district to rectify the
problem.” (M.C. at 397).
Parents have asserted a claim for compensatory education related
to ESY programming in the summer of 2013. Where a student with a
disability exhibits difficulty with recoupment and/or regression given an
break in educational programming, such as summertime when school is
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not in session, the student may require ESY programming. (34 C.F.R.
§300.106; 22 PA Code §14.132).
Here, the record is much less fulsome in terms of evidence
regarding the ESY programming for summer of 2013. What evidence
there is, however, supports a finding that, by a preponderance of the
evidence, the District met its obligations to provide FAPE through the
ESY programming.5
Accordingly, there will be no award of compensatory education.
Section 504
Denial of FAPE. Section 504 requires that children with disabilities
be provided with a FAPE. (34 C.F.R. §104.33; see also 22 PA Code §15.1).
While the provisions of IDEA, and subsequent case law, regarding the
provision of FAPE are more voluminous than those for Section 504, the
standards are broadly analogous and may even, in most cases, be
considered to be identical for claims of denial-of-FAPE. (See generally
P.P. v. West Chester Area School District, 585 F.3d 727 (3d Cir. 2009)).
Accordingly, the fact-finding and legal analysis outlined above in
the Tuition Reimbursement and Compensatory Education subsections are
adopted here in support of the conclusion that the District met its
obligations to provide the student with a FAPE under Section 504. As a
5 P-22, P-60; S-16, S-22, S-23.
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consequence of this finding, the parents do not prevail on their claim for
reimbursement of the services of an independent evaluator.
Therefore, the order will not include reimbursement for the
services of the independent evaluator.
CONCLUSION
The program and placement proposed by the District for the 2013-
2014 school year, as outlined in the July 8
th IEP, is reasonably
calculated to yield meaningful education benefit. Therefore, the parents
are not entitled to tuition reimbursement. Compensatory education will
not be awarded for ESY programming in the summer of 2013. And
parents are not entitled to reimbursement for certain services of the
independent evaluator.
•
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ORDER
In accord with the findings of fact and conclusions of law as set
forth above, the July 8, 2013 IEP is reasonably calculated to yield
meaningful education benefit. The student was provided with a free
appropriate public education through the design and implementation of
extended school year programming in the summer of 2013. And the
student was not denied a free appropriate public education under the
terms of Section 504.
Accordingly, there will be no remedy in the form of reimbursements
to parents or compensatory education.
Any claim not addressed in this decision and order is denied.
Jake McElligott, Esquire
Jake McElligott, Esquire
Special Education Hearing Officer
March 13, 2014
