Sullivan County School District | Case 9849-08-09 | 2010-05-04
Pennsylvania special education due-process decision
- Case number
- 9849-08-09
- Date
- 05/04/2010
- Parties / district (official listing)
- Sullivan County School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- Compensatory Education IEP
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: CC
Date of Birth: xx/xx/xxxx
Dates of Hearing:
June 23, June 26 & September 3, 2009
March 22, 2010
CLOSED HEARING
ODR Case # 9849-08-09-LS
Parties to the Hearing:
Representative:
Judith Gran, Esq.
Reisman Carolla Gran
1 9 C h e s t n u t S t r e e t
Haddonfield, NJ 08033
Sullivan County School District Jennifer Donaldson, Esq.
101 East Main Street Jane Williams, Esq.
Dushore, PA 18614 Sweet, Stevens, et. al.
P.O. Box 5069
331 Butler Avenue
New Britain, PA 18901
Date Record Closed: April 19, 2010
Date of Decision: May 4, 2010
Hearing Officer: Jake McElligott, Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
Student is a 13-year old student residing in the Sullivan County
School District (“District”) who has been identified as a student with a
disability under the Individuals with Disabilities in Education
Improvement Act of 2004 (“IDEIA”)1. The student has been identified as a
student with mental retardation. Parent claims the student has been
denied a free appropriate public education (“FAPE”) since the student’s
enrollment in the District in the fall of 2006. The District counters that it
has provided FAPE to the student at all times.
For the reasons set forth below, I find in favor of the parent and
student.
STIPULATION
The parties have stipulated that any compensatory education
award will be limited to a period after March 21, 2009.
ISSUE
1. Has the student been denied a FAPE by the
District?
1 It is this hearing officer’s preference to cite to the implementing regulation of the
IDEIA at 34 C.F.R. §§300.1-300.818.
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2. If so, is compensatory education owed by the
District and in what amount?
FINDINGS OF FACT
1. The student has Down Syndrome and, under the terms of IDEIA,
has been identified as a student with mental retardation. His
intellectual ability has been assessed in the extremely low range of
cognitive functioning. (Parent’s Exhibit [“P”]-4; School District
Exhibit [“S”]-6).
2. The student moved with parent from [Redacted state] into the
District in the summer of 2006. The student enrolled in the
District in July 2006. (S-3; Notes of Testimony [“NT”] at 356-359).
3. Following a meeting in the summer 2006 with the District’s
director of special education that included a review of the student’s
individualized education plan (“IEP”) from [Redacted state] , the
District recommended a placement in a life skills classroom at an
elementary school near the student’s home. The District also
requested, and received from parent, permission to evaluate the
student. (P-1; S-2, S-4, S-6; NT at 808-809).
4. The student began to attend the District’s elementary school
placement. The student exhibited problematic behaviors during the
first week of school. By August 30, 2006, the District had
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contacted a behavior specialist to observe the student and make
recommendations. (P-2; NT at 362-363).
5. The student’s teacher indicated that she would no longer teach the
student. Thereafter, the student remained at home until the IEP
team could meet. The District began to discuss with the parent an
out-of-District placement, including a school visit to another
school that was some distance away from the student’s home. (NT
at 365-369).
6. On September 6, 2006, the behavior specialist issued her
observation summary. It included nearly one page of
recommendations for the student, all of which could have been
implemented in the student’s elementary school. The behavior
specialist’s included the offer to formulate a behavior management
plan based on further data-gathering. No behavior plan was
pursued by the District. (P-3).
7. On September 11, 2006, the District issued its evaluation report.
(P-4; S-6).
8. On September 11, 2006, the District recommended a new
educational placement, a full-time life skills placement run by the
intermediate unit (“IU”) at a classroom in another school district.
The parent was told that the District needed to approve the
recommended educational placement even though the IEP team
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had not yet met and an IEP had not yet been developed. (P-6; NT at
370-372).
9. On September 15, 2006, the IEP team met. The parent was told
that the District could not offer a program for the student at the
District. The IEP team did not discuss how the student might be
accommodated in the District. The parent approved the
educational placement even though it was clear that she wanted
the student to remain in the District. (NT at 370-372).
10. Even though the student was in elementary school, and
issues with the student’s behavior in the regular education
environment at the elementary school underscored all of the
complaints about the student, no regular education student
attended the IEP meeting. (P-2, P-7; S-8).
11. The September 2006 IEP indicates that the student does not
exhibit behaviors that impede the student’s learning or the
learning of others, yet the present levels of behavior in the IEP
indicate that there were significant problematic behaviors in the
school environment. (P-7; S-8).
12. The student’s September 2006 IEP includes three goals—
letter identification, number identification, and printing of the
student’s name. (P-7; S-8).
13. In the 2006-2007 school year, the student’s behavior
continued to be challenging in the IU classroom, including acts of
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aggression toward the teacher. There was no functional behavior
assessment or the drafting of a behavior support plan. (P-7, P-9, P-
10; S-8; NT at 179-180, 263-264, 375-377, 921, 930-931).
14. The student was not assigned an individual aide during the
2006-2007 school year, either at the District elementary school or
at the IU classroom. (NT at 375-376).
15. For the 2007-2008 school year, the student remained in the
IU classroom. The IEP team met in September 2008 to design the
student’s IEP for the 2007-2008 school year. This IEP indicated
that the student exhibited behaviors that impeded the student’s
learning and the learning of others. There was no functional
behavior assessment and no behavior support plan. (P-14; S-12).
16. The September 2007 IEP had three academic goals—
identifying and reading kindergarten sight words, number
identification, and printing of the student’s name. The IEP contains
two speech and language goals. The IEP contains a behavior goal
to “comply with adult requests”. (P-14; S-12).
17. In the spring of 2008, the parent was active in attempting to
transition the student back to the District, or at least closer to
home. Again, discussion of an aide came up. The District informed
the parent that the parent needed to initiate a contact with the
regional mental health/mental retardation agency for an aide. The
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student was ineligible for support through the agency. The District
did not discuss use of a District aide. (NT at 373-375).
18. In May 2008, the parent requested that the IEP team meet to
discuss a transition of the student to the District from the IU
classroom for the 2008-2009 school year. (P-26).
19. On May 28, 2008, the District issued a re-evaluation report
which indicated that the student continued to exhibit problematic
behaviors. (P-27; S-19).
20. The IEP team met in July 2008 to discuss the student’s
transition from the IU classroom to a middle school placement. The
District recommended a placement in a middle school IU
classroom in another school district approximately one hour away.
Parent was told that this pattern held—from the IU elementary
classroom to the IU middle school classroom—for many students.
The District indicated to parent that it did not have a life skills
classroom and so that it could not educate the student. (P-29, P-
30; S-23, S-25; NT at 250-252, 341-343, 377-378).
21. The July 2008 IEP contains three academic goals—
identifying kindergarten sight words, number identification, and
printing three word sentences. The IEP contains two speech and
language goals. The IEP contains a behavior goal to “comply with
adult requests”. (P-29, S-23).
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22. The student began to attend the IU middle school classroom
for the 2008-2009 school year. (P-29; S-23; NT at 373).
23. In February 2009, a behavior support plan was finally
produced. (P-33; S-30).
24. A functional behavior assessment was conducted in order to
design a behavior support plan. Both are inadequate. The
functional behavior assessment is flawed in that the specific
behavioral antecedents involving social behavior and being asked if
the student has done something wrong are not concrete and
identifiable. The behaviors of concern involving social skills and
truth-telling imply cognitive abilities that the student may not
have. The behaviors of concern involving “working loudly” or
“us(ing) physical aggression” are not specific, objective behaviors
that an observer can uniformly recognize. The perceived function of
behaviors “to avoid reflection of self improvement” again imply
cognitive abilities that the student may not have. (P-33; S-30).
25. Behavioral goals include the student listing or stating
coping/problem-solving skills, or social skills when presented with
fictional social/academic situations. These goals are academic and
not functional; the goals imply cognitive abilities that the student
may not have, and, even it that were the case, there is no
programming to generalize the instruction on the goal into a
functional classroom environment. (P-33; S-30).
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26. The student is instructed in these behavioral goals in an
office outside of a classroom environment. The student’s classroom
teacher and the emotional support teacher providing the
instruction on the goals do not coordinate their instruction on
social skills. (S-27; NT at 459-461, 712, 755-759).
27. Although not specifically addressed on the record, there is no
indication that the student has attended any other program than
the IU middle school classroom in the 2009-2010 school year.
DISCUSSION AND CONCLUSION OF LAW
Denial of FAPE
To assure that an eligible child receives FAPE,2 an IEP must be
“reasonably calculated to yield meaningful educational or early
intervention benefit and student or child progress.”3 “Meaningful
benefit” means that a student’s program affords the student the
opportunity for “significant learning”,4 not simply de minimis or minimal
education progress.5
Moreover, both federal and Pennsylvania law, at require that the
placement of a student with a disability be in the least restrictive
environment (“LRE”), considering the full range of supplemental aids and
2 34 C.F.R. §300.17.
3 Board of Education v. Rowley, 458 U.S. 176, 102 S.Ct. 3034 (1982).
4 Ridgewood Board of Education v. N.E., 172 F.3d 238 (3rd Cir. 1999).
5 M.C. v. Central Regional School District, 81 F.3d 389 (3rd Cir. 1996).
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services that would allow a student to receive instruction in the LRE.6
Pursuant to the mandate of 34 C.F.R. §300.114(a)(2):
“Each (school district) must ensure that to the maximum extent
appropriate, children with disabilities…are educated with children who
are nondisabled, and…separate schooling…occurs only if the nature or
severity of the disability is such that education in regular classes with
the use of supplementary aids and services cannot be achieved
satisfactorily.”
Additionally, to comply with LRE mandates, the school district must ensure that
“unless the IEP of a child with a disability requires some other arrangement, the
child is educated in the school that he or she would attend if nondisabled.”7
Pennsylvania special education regulations mirror this emphasis on LRE.
Where a student “can, with the full range of supplementary aids and services, make
meaningful education progress on the goals in…the IEP”, a school district cannot
require separate schooling for a student.8 Similarly, “(a) student may not be
removed from…(a) placement in a regular education classroom solely because of the
nature or severity of the student’s disability, or solely because educating the
student in the regular education classroom would necessitate additional cost or for
administrative convenience.”
9
6 34 C.F.R. §§300.114-120; 22 PA Code §14.145; Oberti v. Board of Education, 995
F.2d 1204 (3d Cir. 1993).
7 34 C.F.R. §300.116(c).
8 22 PA Code §14.145(3).
9 22 PA Code §14.145(4).
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In this case, the District has denied a student a FAPE because it has
not educated, or even attempted to educate, the student in the LRE. Within
one week of the student entering the District, the student’s behavior was seen
as problematic. (FF 2, 3, 4). Within two weeks of the student entering the
District, the student was being excluded by request of District personnel, and
the District had already prepared a recommendation that the student attend
a much more highly restrictive program in an IU classroom in another school
district. (FF 5, 7, 8). The District never considered any supplementary aid or
service to address the student’s behavior; within two weeks of enrollment, the
District’s goal was to exclude the student from District classrooms, and the
District pursued actions to effect that. (FF 4, 5, 6, 7, 8, 9, 10, 11).
Thereafter, the student languished in a highly restrictive placement
where the District continued its inaction on the student’s behavior for almost
2.5 years. (FF 13, 14, 15, 16, 17, 18, 19, 20, 21). Not until February 2009
were the student’s behaviors addressed through a functional behavior
assessment and behavior support plan. (FF 23). Even these belated
interventions were inadequate. (FF 4, 25, 26).
Whether or not the student can make progress on IEP goals in a
District placement with supplemental aids and services is not knowable
because the District never attempted it. The District relied on the assertion
that because it did not have a labeled “life skills classroom”, it could not
educate the student. (FF 20). This is a fatal misunderstanding on two levels:
One, a placement is not a location, it is a constellation of modifications,
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adaptations, aids, services and supports for the student, and for school
personnel. Two, the District is required by law to attempt to utilize these
modifications, adaptations, aids, services and supports to educate the
student in the LRE before recommending that the student be placed in a
more highly restrictive setting.
Here, the District failed from the outset to attempt to educate the
student within the District with supplementary aids and services. Based on
the student’s behavior needs, which are directly attributable to the student’s
disability, the District sought to exclude the student from the District and
place the student in a more restrictive placement.
Accordingly, there will be an award of compensatory education.
Compensatory Education
Compensatory education is an equitable remedy that is available to a
claimant when a school district has been found to have denied a student FAPE.10
The right to compensatory education accrues from a point where a school district
knows or should have known that a student was being denied FAPE.
11 The U.S
Court of Appeals for the Third Circuit has held that a student who is denied FAPE
“is entitled to compensatory education for a period equal to the period of
10 Lester H. v. Gilhool, 916 F.2d 865 (3d Cir. 1990); Big Beaver Falls Area Sch. Dist. v. Jackson, 615
A.2d 910 (Pa. Commonw. 1992).
11 Ridgewood; M.C. .
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deprivation, but excluding the time reasonably required for the school district to
rectify the problem.”12
Here, I find that the District has denied the student a FAPE since the
student’s enrollment in the District in September 2006. By stipulation, the parties
agreed that any compensatory education award would be limited to a period after
March 23, 2007.
Therefore, the student will be awarded 5.0 hours of compensatory education
for every school day the student attended school from March 23, 2007 through the
end of the 2006-2007 school year and the 2007-2008 school year.13 The student
will be awarded 5.5 hours of compensatory education for every school day the
student attended school in the 2008-2009 school year and for every school day the
student has attended in the 2009-2010 school year.14
As for the nature of the compensatory education award, the parent may
decide how the hours should be spent so long as they take the form of appropriate
developmental, remedial or enriching instruction or services that further the goals
of the student’s current or future IEPs. These hours must be in addition to the
then-current IEP and may not be used to supplant the IEP. These hours may occur
after school, on weekends and/or during the summer months, when convenient for
the student and the family.
12 M.C. at 397.
13 The figure is based on the Commonwealth’s minimum school day requirements for 1st-6th graders.
22 PA Code §11.3.
14 The figure is based on the Commonwealth’s minimum school day requirements for 7th
-12th graders. 22 PA Code §11.3.
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There are financial limits on the parent’s discretion in selecting the
appropriate developmental, remedial or enriching instruction that furthers the goals
of the student’s IEPs, or to any lump-sum the parties might decide upon to settle
the compensatory education claim. The costs to the District of providing the
awarded hours of compensatory education, or the lump-sum, must not exceed the
full cost of the services that were denied. Full costs are the hourly salaries and
fringe benefits that would have been paid to the District professionals who provided
services to the student during the period of the denial of FAPE.
An award of compensatory education will be fashioned accordingly.
CONCLUSION
The District has denied the student a FAPE because it sought,
almost immediately upon enrollment, to exclude the student from
education within the District and subjected the student to education
outside of the LRE. Compensatory education will be awarded.
•
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ORDER
In accord with the findings of fact and conclusions of law as set
forth above, compensatory education is awarded, subject to the nature
and limits set forth above, in an amount equal to 5.0 hours for every
school day attended by the student from March 23, 2007 through the
end of the 2007-2008 school year and 5.5 hours for every school day
attended during the 2008-2009 and 2009-2010 school years.
Within 10 calendar days of the date of this order, the student’s IEP
team is ordered to convene to plan for the student’s return to the
District. Specifically, the IEP team, in drafting the student’s IEP for the
2010-2011 school year, will consider all supplementary aids and services
required by the student for the student to be educated in the school the
student would attend if not identified as a child with a disability.
s/Jake McElligott, Esquire
Jake McElligott, Esquire
Special Education Hearing Officer
May 4, 2010
