Tredyffrin/Easttown School District | Case 27490-22-23 | 2023-05-04
Pennsylvania special education due-process decision
- Case number
- 27490-22-23
- Date
- 05/04/2023
- Parties / district (official listing)
- Tredyffrin/Easttown School District
- Hearing officer
- James Gerl
- Issues (official listing)
- Jurisdiction of Hearing Officer Behavior Plan
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select details have been
removed from the decision to preserve anonymity of the student as required by IDEA 2004.
Those portions of the decision which pertain to the student’s gifted education have been
removed in accordance with 22 Pa. Code §16.63 regarding closed hearings.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
ODR No. 27490-22-23
CLOSED HEARING
Child’s Name:
T.M.
Date of Birth:
[redacted]
Parents:
[redacted]
Counsel for Parents:
None
Local Education Agency:
Tredyffrin – Easttown School District
940 W. Valley Road, Suite 1700
Wayne, PA 19807
Counsel for the LEA
Mark Burgmann, Esq.
Lawrence Dodds, Esq.
Wisler Pearlstine
460 Norristown Road
Blue Bell, PA 19422
Hearing Officer:
James Gerl, CHO
Date of Decision:
May 4, 2023
Page 2
BACKGROUND
The school district filed a due process complaint seeking declaratory
relief concerning which of the various options for the student’s program it
should implement.
I find in favor of the parents with regard to all issues presented because
the school district has not proven that its complaint is appropriate or that any
of the options that it has proposed would provide a free and appropriate public
education to the student.
PROCEDURAL HISTORY
The hearing for this matter was concluded in one virtual hearing. The
hearing a nd decisional process were shortened by the parties agreeing to
numerous stipulations of fact. Three witnesses testified at the hearing. Parent
exhibits P-1 through P-4 were admitted into evidence. Parent exhibit P-5 was
excluded because it contained settlement discussions and because it was not
relevant to the issues present ed. School district exhibits S-1 through S-25
were admitted into evidence.
Prior to the due process hearing, the unrepresented parent and counsel
for the school district participated in a prehearing conference. Also prior to
the hearing, the school district submitted a written brief pertaining to whether
or not the school district could file a due process complaint such as this one.
After the hearing, counsel for the school district submitted a written
closing argument /post-hearing brief and proposed findings of fact . The
parents were invited to submit a written closing argument but elected not to
do so. All arguments submitted by the parties have been considered. To the
extent that the arguments advanced by the parties are in accordance with the
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findings, conclusions and views st ated below, they have been accepted, and
to the extent that they are inconsistent therewith, they have been rejected.
Certain arguments and proposed findings have been omitted as not relevant
or not necessary to a proper determination of the material issu es as
presented. To the extent that the testimony of various witnesses is not in
accordance with the findings as stated below, it is not credited.
To the extent possible, personally identifiable information, including the
names of the parties and similar information, has been omitted from the text
of the decision that follows. FERPA 20 U.S.C. § 1232(g); and IDEA § 617(c).
ISSUES PRESENTED
The due process complaint, as explained and clarified at the prehearing
conference, presents the following issues:
1. Whether the school district has proven that it may file a due
process complaint to help it select which of three potential programs for the
student should be implemented?
2. Whether the school district has proven that it should implement
one of the following programs for the student:
(a) the October 2022 IEP;
(b) the December 2022 IEP revision; or
(c) may the district exit the student from special education?
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FINDINGS OF FACT
Based upon the parties’ stipulations of fact, I have made the following
findings of fact:
1. The student is a [middle-school aged student].
2. The student is a resident of and a student in the school district.
3. The school district is the local education agency for the student.
4. The student is a student with a disability eligible for and in need
of special education services under the Individuals With Disabilities Education
Act (IDEA) with a disability category of emotional disturbance [redacted]
5. An evaluation report finding the student eligible for special
education was completed on September 23, 2022.
6. The September 23, 2022 evaluation report identified the student’s
needs as resiliency and coping skills, ability to regulate emotions and stress,
and ability to identify causes of negative reactions.
7. An initial individualized educational plan (hereafter referred to as
“IEP”) was created based upon the strengths, needs and recommendations of
the September 23, 2022 evaluation report.
8. The student’s IEP team met on October 7, 2022 to review and
discuss the evaluation report and to create the October 7, 2022 IEP.
9. The student’s mother participated virtually in the October 7, 2022
IEP team meeting.
10. The October 7, 2022 IEP proposed a placement of itinerant
emotional support at the student’s neighborhood school in the district.
11. The October 7, 2022 IEP proposed a program that included direct
instruction in coping skills with special education advisor y support three
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periods per cycle in lieu of regular education advisory, with resiliency training
one time per cycle and special education advisory, and then advisory
humanities the other three times per cycle.
12. The October 7, 2022 IEP proposed modifications and specially
designed instruction that included classroom, homework and testing
accommodations.
13. On October 9, 2022, the district sent the parents a Notice of
Recommended Educational Placement (hereafter referred to as “NOREP”)
proposing to implement the October 7, 2022 IEP.
14. On October 12, 2022, the parents signed and approved the
NOREP. The IEP was implemented.
15. A December 6, 2022 IEP revision provided various options. The
first option would allow the student to go to a special education case manager
for advisory support and allow the student to participate in the initiatives class.
16. The second option provided by the December 6, 2022 proposed
IEP revision would allow the student to meet with a special education case
manager one-on-one during third period two times per cycle with one period
for resiliency skills and one period for advisory support, and then be scheduled
out of one of the student’s special classes (music) to do so.
17. The two options were sent to the parents after the December 6,
2022 IEP team meeting.
18. On December 13, 2022, after the parents had not responded
concerning which option that they preferred, the district sent the parent s a
NOREP to implement the second option being recommended in the proposed
IEP revision of December 6, 2022.
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19. The district sent the parents the NOREP multiple times, but the
parents did not return the December 13, 2022 NOREP or d isagree with the
prior NOREP from October 12, 2022.
20. The school district informed the parent s that the December 6,
2022 IEP revision would be implemented effective January 6, 2023 if the
parents did not respond.
21. On December 21, 2022, the student’s mother emailed the school
district stating that the parents would not be signing or returning the
December 13, 2022 NOREP, did not want the student’s class schedule to
change, and supported the student not attending the advisor y support class,
as outlined in the October 7, 2022 IEP.
22. On January 5, 2022, the school district sent an e -mail to the
parents offering an opportunity for the parents to revoke consent or exit the
student from special education services. The district informed the parents
that if the parents d id not respond, the district would file a due process
complaint to clarify which program to implement.
23. The parents did not respond to the school district’s e -mail of
January 5, 2022.
24. On January 17, 2023, the school district filed the instant due
process complaint.
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Based upon the evidence in the record compiled at the due process
hearing, I have made the following findings of fact: 1
25. [redacted] (NT 163 - 164)
26. The student has been diagnosed with depression. (S-1; NT 108 –
110, 140)
27. During the prehearing phase of this proceeding and continuing
through the date of the due process hearing, the student’s mother was dealing
with [redacted] (NT 147, 152)
28. The special education advisory class referred to in the October 7,
2022 IEP had a total of eight or nine students. There were three or four adults
present, including the special education teacher. The advisory class would
meet for three 45 -minute periods in a six -day cycle in lieu of the regular
education advisory. Included would be resiliency train ing that would provide
lessons on various coping strategies and mechanisms to help the student with
emotional regulation. The resiliency instruction would be provid ed in one of
the three periods and for the other two periods, academic support would be
provided. (S -3; NT 37 – 39)
29. The student avoided participation in the special education advisory
class. From October 12 to November 10, 2022, the student attended only two
of six special education advisory classes and zero of the resiliency lessons.
Even though the student was present at school, the student did not go to the
1 (Exhibits shall hereafter be referred to as “P-1,” etc. for the parents’ exhibits; and
“S-1,” etc. for the school district’s exhibits; references to page numbers of the transcript of
testimony taken at the hearing is the hereafter designated as “NT___”).
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special education class. Instead, the student attended the former regular
education advisory class. (NT 40 – 42)
30. By the end of October 2022, the parents requested a change to
the stude nt’s classes. On November 10, 2022, the student’s IEP team,
including the mother, met virtually to discuss revisions to the student’s IEP.
(NT 42)
31. At the November 10, 2022 IEP team meeting, the IEP team
members proposed a change to the student’s preferre d regular education
teacher with the regular education advisory period three times per cycle while
still proposing special education advisory support the other three times per
cycle, including resiliency skills for one of those classes. The parents and
student declined this change. (S -8; NT 44 – 46)
32. On November 15, 2022, the district sent the parents a NOREP
proposing to implement the revisions made at the November 10, 2022 IEP
team meeting. (S -9; NT 46)
33. The student told the mother that the student did not want to
attend the special education advisory class because it was not best for the
student. The student’s mother objected to the student attending the class
with special education students who had one -on-one aides. The student’s
mother wanted the student’s schedule changed back to the student’s regular
education advisory class but also wanted the student’s IEP to remain in place.
(NT 48, 115 – 125, 143, 151 – 157, 161 – 162)
34. On November 28, 2022, the assistant principal informed the
mother that she would speak with the student about the student’s not
attending the special education advisory class. The assistant principal spoke
with the student in the main office for approximately one minute to remind
the student of the student’s schedule and that the student needed to go to
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the special education advisory class. Later on the same day, the assistant
principal spoke again with the student one on one in the hallway outside of
the regular education class after the assistant principal had pulled the student
out of class. The second meeting was also approximately one minute, and
the vice principal informed the student that the student needed to go to the
special education advisory class and that if the student did not follow the
student’s schedule, it would be insubordination under the school’s code of
conduct. The vice principal then made a formal disciplinary referral of the
student for insubordination for not attending the special education advisory
class. No other disciplinary action w as taken, and the student continued to
attend the student’s regular education class. (S -11; S-12; NT 83 – 86)
35. The student’s mother had previously informed the assistant
principal that pulling the student out of class was a trigger that caused the
student’s depression to be affected. (NT 136)
36. An IEP team meeting was scheduled for December 6, 2022. The
parents were invited, and the mother replied that she would attend, but later
clarified that she would attend by telephone. The parents did not attend the
December 6, 2022 IEP team meeting. The district attempted to contact the
parents but was unable to reach the parents [redacted] (P-3; NT 49 – 50)
37. The second option proposed at the December 6, 2022 IEP team
meeting was initially suggested by the mother. ( NT 54, 159 – 160)
38. The student’s mother has stated that there is no program that the
school district could offer to the student that would be acceptable. (NT 140,
161 – 162)
39. The student’s mother does not believe that the student needs
special education services, but the mother does not want to exit the student
from special education because of the time that it takes to schedule an IEP
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team meeting and implement a new IEP. (NT 143, 151, 156 – 157, 161 –
162)
40. The school district has not attempted to evaluate whether the
student’s avoidance of special education class is caused by or related to the
student’s disability. ( Record evidence as a whole)
41. None of the student’s IEPs or proposed IEPs note that the
student’s behavior affects the student’s learning or the learning of other
students. ( Record evidence as a whole)
42. The IEPs developed by the school district do not include a
behavioral intervention plan or other positive behavior supports and strategies
to address the student’s avoidance of special education classes. (Record
evidence as a whole)
CONCLUSIONS OF LAW
Based upon the arguments of the parties, all of the evidence in the
record, as well as my own legal research, I have made the following
conclusions of law:
1. A parent or a local education agency may file a due process
complaint alleging one or more of following four types of violations of the
Individuals with Disabilities Education Act, 20 U.S.C. § 1400, et seq, (hereafter
sometimes referred to as “IDEA”) that occurred within the last two years: an
identification violation, an evaluation violation, a placement violation or a
failure to provide a free and appropriate public education. IDEA §615(f)(A);
34 C.F.R. § 300.507(a); 22 Pa. Code § 14.162.
2. The burden of persuasion in IDEA cases is placed upon the party
filing the due process complaint. Schafer v. Weast , 546 U.S. 49, 44 IDELR
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150 (2005); LE and ES ex rel. MS v. Ramsey Board of Education , 435 F. 3d
384, 44 IDELR 269 (3d Cir. 2006).
3. The United States Supreme Court has developed a two -part test
for determining whether a school district has provided a free appropriate
public education (hereafter sometimes referred to as “FAPE”) to a student with
a disability. There must be: (1) a determination as to whether a school district
has complied with the procedural safeguards as set forth in IDEA, and (2) an
analysis of whether the individualized educational program is reasonably
calculated to enable the child to make p rogress in light of the child’s unique
individual circumstances. Endrew F by Joseph F v. Douglass County School
District RE-1, 580 U.S. 386, 69 IDELR 174 (2017); Board of Educ., etc. v.
Rowley, 458 U.S. 178, 553 IDELR 656 (1982); KD by Theresa Dunn and
Jonathan Dunn v. Downingtown Area School District, 904 F.3d 248, 72 IDELR
261 (3d Cir. 2018).
4. Where a student with a disability has behaviors that impede the
student’s learning or the learning of others, the student’s IEP team must
consider the use of positi ve behavior interventions and supports and other
strategies to address those behaviors. IDEA § 614(d)(3)(B)(1); 34 C.F.R. §
300.324(a)(2)(i); 22 Pa. Code § 14 -133; Sean C by Helen C v. Oxford Area
School District, 70 IDELR 146 (E.D. Penna. 2017).
5. An IDEA hearing officer has broad equitable powers to issue
appropriate remedies when a local education agency violates the Act. All relief
under IDEA is equitable. Forest Grove School District v. TA, 557 U.S. 230, 129
S. Ct. 2484, 52 IDELR 151 (at n. 11) (2009); Ferren C. v. Sch. Dist. of
Philadelphia, 612 F. 3d 712, 54 IDELR 274 (3d Cir. 2010) ; CH by Hayes v.
Cape Henlopen Sch. Dist., 606 F. 3d 59, 54 IDELR 212 (3d Cir 2010); Sch.
Dist. of Philadelphia v. Williams ex rel. LH, 66 IDELR 214 (E.D. Penna. 2015);
Stapleton v. Penns Valley Area Sch. Dist. , 71 IDELR 87 (E.D. Penna. 2017).
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See Reid ex rel. Reid v. District of Columbia, 401 F. 3d 516, 43 IDELR 32 (D.C.
Cir. 2005); Garcia v. Board of Ed., Albuquerque Public Schools , 530 F. 3d
1116, 49 IDELR 241 (10th Cir. 2008); In re Student with a Disability, 52 IDELR
239 (SEA W.V. 2009).
6. Stereotypes about children with disabilities and an overemphasis
on labels is antithetical to the individualization that is at the heart of IDEA.
Endrew F, supra; 34 C.F.R. § 300.304(a)(6); Heather S v. State of Wisconsin,
125 F. 3d 1045, 26 IDELR 870 (7th Cir. 1997); Osage R-1 School District v.
Sims ex rel. BS, 841 F. 3d 996, 56 IDELR 282 (8th Cir. 2011); School District
of Philadelphia v. Post, 262 F. Supp. 3d 178, 70 IDELR 96 (E.D. Penna. 2017).
7. The school district has not proven that the instant complaint is a
proper use of the due process hearing system.
8. The school district has not proven that any of the options offered
by it to the student provide a free and appropriate p ublic education and are
otherwise compliant with idea.
9. The school district has not proven that its complaint should be
sustained.
DISCUSSION
1. Whether the school district may file a due process
complaint to help it select which of three potential programs
for the student should be implemented?
The school district filed this complaint seeking declaratory relief
concerning which of three potential options for the student should be
implemented. Prior to the hearing, the hearing officer ask ed counsel for the
school district to brief the legal authority supporting its filing of a due process
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complaint for the issues raised by this complaint. Counsel for the school
district addressed the question in a prehearing brief, as well as in the schoo l
district’s post -hearing brief. The unrepresented parent s have not taken a
position with regard to this issue.
IDEA envisions certain disputes in which a local education agency may
file a due process complaint. For example, if a school district refuses to pay
for an independent educational evaluation at public expense, the school
district is required to file a due process complaint. 34 C.F.R. § 300.502. IDEA
also recognizes that a local education agency may, but is not required to, file
a due process complaint to override the failure of a parent to give consent to
an evaluation. 34 C.F.R. § 300.300. In addition, IDEA recognizes that a local
education agency may file a due process complaint in certain cases involving
discipline of a student with a disability or safety concerns related thereto. 34
C.F.R. § 300.532.
IDEA also provides a general provision stating that a parent or public
agency may file a due process complaint for issues involving identification,
evaluation, educational placement or the provision of a free and appropriate
public education that involves an alleged violation of IDEA that occurred within
the past two years. 34 C.F.R. § 300.507(a). In addition, the Pennsylvania
Code also provides that when a parent rejects a public agency’s proposed
provision of a free and appropriate public education, the public agency may
request an impartial due process hearing. PA Code § 14.162(c).
The school district’s brief cites case law concerning the authority of an
IDEA hearing officer to award declarat ory relief in certain cases where a
violation has been proven. It is well settled that an IDEA hearing of ficer has
such authority; that is not the issue in the instant case. The issue is whether
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this request for direction as to which of three options the district should select
is an appropriate use of the due process hearing system.
The only caselaw cited b y the school district’s brief as authority to
support its filing of the due process complaint in this case is two hearing officer
decisions. Although hearing officer decisions are not precedential in nature,
they may be cited by a party, and if the reasoning is persuasive, they may be
relied upon.
The two hearing officer decisions cited by the school district in this case,
however, are distinguishable as neither case involved a school district seeking
guidance concerning which program to implement for a student. In DL v.
Neshaminy Sch Dist, ODR File No. 19622 -17-18 (September 20, 2017), the
dispute concerned which of two school districts was the correct local education
agency for the student. The facts of that case are clearly distinguishable from
those of the instant due process complaint. The second case cited by the
school district is TW v. Sch Dist of Philadelphia , ODR File No. 14391 -13-14
(February 26, 2014) in which the school district’s complaint was ancillary to
the main issue of whether an independent educational evaluation at public
expense should be provided. Once again, the facts of this case are clearly
distinguishable. It is instructive that the school district could not find or cite a
single reported court opinion or hearing officer decision with a fact pattern
resembling this one.
It is the duty of the local education agency to determine a program for
a particular student that provides a free and appropriate public education.
IDEA, Section 612 ; 34 CFR Section 300.200. Thus, the school district must
select the option that provides FAPE to the student and is otherwise compliant
with IDEA. It should be noted that the school district is not without options.
After it selects the program for the student that provides a free and
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appropriate public education and otherwise meets IDEA requirements, and the
parent refuses to accept the placement, the school district may issue prior
written notice and implement the program. 34 C.F.R. § 300.503. If the parent
is aggrieved by the school district’s action and believes that the school district
has violated IDEA, the parent may file a due process complaint or otherwise
access the law’s procedural safeguards. Similarly, the school district at that
point could also file a due process complaint.
In the instant case, the school district has not cited any legal authority
that supports its filing of the instant complaint. Thus, the school district has
not met its burden of establishing that it may file a due process complaint
seeking guidance concerning which program to implement. Accordingly, th e
complaint is dismissed, and the relief sought by the school district is denied.
2. Which of the following programs for the student
should the school district implement?
a. The October 22 IEP; or
b. The December 2022 IEP revision, or may the
district exit the student from special education services; or
c. May the district exit the student from special
education?
It is not necessary to reach the issue of which of the three programs
identified by the school district should be implemented bec ause the school
district has not proven that its due process complaint was appropriately filed
under IDEA. Even assuming arguendo, that the school district’s complaint is
a valid exercise of the IDEA procedural safeguards, however, it is clear that
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the school district has not met its burden of proving that any of the three
options it has proposed provides a free and appropriate public education to
the student.
As the Supreme Court has made clear, the requirements of FAPE are
dependent upon the unique individual circumstances of a child with a
disability. See, Endrew F, supra. In the instant case, the evaluation of the
student revealed that the student’s needs include the need for the resiliency
training proposed by the school district. It is clear from all of the evidence in
the record that the student would receive meaningful benefit from the
resiliency training that was proposed by the district.
The most important of the unique individual circumstances of this
particular student, however, involves the student’s avoidance of the special
education advisory class. Obviously, the student cannot receive the benefit
of the resiliency tra ining unless the student attends the class. Despite the
significance of the student’s avoidance behaviors, however, the school district
has present ed no evidence that it has attempted to assess whether the
avoidance behaviors are caused by or related to t he student’s disability.
Despite the avoidance behaviors and the district’s awareness of the problem,
none of the IEPs for the student that were developed by the school district
have a check in the box indicating that the student had behaviors that impact
the student’s learning or the learning of other students. There is also no
evidence in the record that the school district conducted a functional
behavioral assessment or any other assessment regarding the avoidance
behavior. Moreover, there is no evidence that the school district developed a
behavioral intervention plan for the student or otherwise developed positive
behavior supports and strategies to address the avoidance behaviors.
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Instead, the vice-principal issued a disciplinary referral of the s tudent
for insubordination because of the student’s avoidance behaviors. It is
instructive that the initial reaction of school staff was to discipline the student.
Students with disabilities have historically been subjected to disproportionate
school discipline. See, “Report to Congressional Requestors: Discipline
Disparities for Black Students, Boys, and Students with Disabilities,” GAO-18-
258 (Government Accountability Office, March 2018). It is also instructive that
the assistant principal pulled the student out of class to warn the student about
discipline for insubordination after the student’s mother had specifically
informed the Assistant Principal that being p ulled out of class was a trigger
that affects the student’s depression. This action was an apparent act of
cruelty. The school district’s inclination to punish the student rather than
appropriately address the student’s problem avoidance behavior is
unacceptable.
It is recognized that this is not a case involving a disciplinary change of
placement that would require the school district to conduct a manifestation
determination review concerning the student’s behaviors. 34 C.F.R. §
300.530. Similarly, IDEA does not require a functional behavioral analysis or
a behavioral intervention plan in most cases. IDEA does require, however,
that when a student’s behavior impedes the student’s learning, the IEP team
must consider the use of positive behavioral interv entions and supports and
other strategies to address that behavior. 34 C.F.R. § 300.324(a)(2)(i). There
is no evidence in the record that such matters were addressed by the student’s
IEP team in this case.
Because the school district has not assessed the nature of the student’s
avoidance behaviors or any relationship to the student’s disability, and
because the school district has not provided any positive behavior supports or
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other strategies to deal with the student’s avoidance behaviors as a part of
the student’s IEP, it cannot be concluded that any of the options proposed by
the school district would provide a free and appropriate public education for
this student. Accordingly, the school district has not met its burden of proving
that any of the thre e options that it has proposed for the student should be
implemented.
To the extent that the testimony of the witnesses was discrepant, the
testimony of the mother was more persuasive and credible than the testimony
of the school district witnesses with regard to this issue.
It is very clear that both parties to this case have been unreasonable.
[redacted]. The student’s mother testified that there is no program that the
school district could offer that would be acceptable to her. Thus, it is possible
that even if the school district developed a program that does properly address
the student’s avoidance behavior, thereby offering a free and appropriate
public education to the student, the parents still might not accept the program.
The student’s mother also testified that although she will not permit the
student to attend the special education class, she does not want to exit the
student from special education because of the length of time that it might take
to obtain a new IEP in the event that it were necessary. This is not how the
system works, however. A parent may not keep an IEP in their back pocket
and decline to use it until some unspecified later time. If an IEP is developed
for a student, the school district is legally required to implement it.
Even more disturbingly, the student’s mother made some less than
appropriate comments about the student being in a class room with special
education students [redacted]. Such stereotypical thinking is at odds with the
individualization that is the backbone of IDEA.
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As the U.S. Supreme Court has noted, the special education system
developed by IDEA requires a collaborative relationship and effort between
school districts and families. Schafer v. Weast, supra. The extremely toxic
relationship between the student’s parents and the school district in this case
is intolerable, and it clearly adversely affects the student. The unreasonable
behavior by the school district in failing to assess the student’s proble m
behaviors and develop appropriate positive behavior supports and strategies,
and the equally unreasonable behavior by the student’s parents in obstructing
efforts of the school district to appropriately educate the student must end.
It is hoped that bot h parties will reflect upon the nature of their relationship
to date and pursue a more collaborative effort in the future - for the sake of
the student.
It is concluded that the school district has not met its burden of proving
that any of the three option s that it has identified for the student’s program
would provide a free and appropriate public education for the student. The
school district’s complaint must be dismissed.
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ORDER
Based upon the foregoing, it is HEREBY ORDERED that all relief
requested in the due process complaint is hereby denied. The complaint is
dismissed.
IT IS SO ORDERED.
ENTERED: May 4, 2023
James Gerl
James Gerl, CHO
Hearing Officer
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