Tredyffrin/Easttown School District | Case 7768-06-07 | 2007-09-22
Pennsylvania special education due-process decision
- Case number
- 7768-06-07
- Date
- 09/22/2007
- Parties / district (official listing)
- Tredyffrin/Easttown School District
- Hearing officer
- Rosemary Mullaly
- Issues (official listing)
- Placement
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Decision text
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PENNSYLVANIA
Special Education Hearing Officer
==========================================================
This is a redacted version of the original hearing officer decision. Select details may have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of the document.
DECISION
Due Process Hearing for K.M.
Date of Birth: xx/xx/xx
ODR File No.: 7768/06-07 KE
Dates of Hearing:
July 31, 2007
August 1, 2007
August 13, 2007
Closed Hearing
Parties to the Hearing:
R e p r e s e n t a t i v e s :
Parents
Mr. and Mrs. Robert Lear, Esquire
L a w O f f i c e o f C a r y l O b e r m a n
G r o v e S u m m i t O f f i c e P a r k
607A North Easton Road
Willow Grove, PA 19090
District
Mr. Christ Groppe, Director of Special Education Lawrence D. Dodds, Esquire
Tredyffrin/Easttown School District Wisler Pearlstine, LLP
738 First Avenue 484 Norristown Road, Suite 100
Berwyn, PA 19312 Blue Bell, PA 19422
Dates Transcripts Received: August 5, 9, 15, 2007
Record Closed: September 7, 2007
Date of Decision: September 22, 2007
Hearing Officer: Rosemary E. Mullaly
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I. Background and Procedural History
A. Background
The Student is a xx-year-old resident of the Tredyffrin/Easttown School District (“District”)
who attends his neighborhood school. He is eligible for services under the Individuals with
Disabilities Education Act as a child with an autism spectrum disorder. The Parents believe that he has
in the past and continues to make meaningful educational progress at his neighborhood school
according to the District’s IEP in a part-time learning support classroom and seek an order maintaining
his current placement. The District does not believe the Student is making meaningful education
progress in his current placement, and seek an order changing his placement to an autistic support
classroom in an alternative District school as close as possible to the Student’s home.
B. Procedural History
The Office for Dispute Resolution received the parents’ hearing request in this matter on June
8, 2007. This matter was originally scheduled for July 10, 2007, but a mutually-requested continuance
was granted rescheduling the first hearing session for July 31 2007. The mandatory resolution meeting
took place on July 9, 2007. The three-session hearing was held on July 31, August 1, and August 13,
2007. The hearing officer received the transcripts of the proceedings on August 5, 9, and 15, 2007.
The hearing record was closed on September 7, 2007 upon receipt of the parties written closing
statements.
II. Stipulations and Findings of Fact
A. Stipulations
1. The Student and his parents are residents of the District.
2. The Student is identified as eligible for special education under the IDEA.
3. The Student’s date of birth is XX/XX/XX.
(N.T. 12).
B. Findings of Fact
1. In July of 2002, the Student was found eligible for early intervention based upon his
communication delays. (S.D. 1).
2. In May of 2004, the District conducted a multidisciplinary evaluation on the Student to
determine his educational needs prior to his transition to school-aged programming. In the
summary of findings, the evaluation report concludes that “the Student presented with many
characteristics of a child with Autism Spectrum disorder and will require a highly
individualized education program to address issue of maintenance of attention to instruction,
social skill and semantic/pragmatic language development, visual –motor integration, sensory
overreactivity and life skill topics such as basic safety rules.” The conclusion of the team was
that Student was eligible for services as a child with “speech or language impairment.” (S.D. 1,
at 9, 10).
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3. During the 2004-2005 school year, the Student attended his neighborhood school for half-day
kindergarten. He spent part of the day in the regular education setting and part in the learning
support setting. He received occupational therapy, speech therapy, and the services of a
personal care assistant (“PCA”) throughout the day. Behavior consultants were assigned to
monitor his program and provide consultation to school staff. (S.D. 3, at 3).
4. In May 2005, the District recommended placement in a part-time learning support program.
The Student continued to attend his neighborhood school for first grade during the 2005-2006
school year. He spent part of the day in the regular education setting and part in the learning
support setting. He received occupational therapy and speech therapy. He also had adult
support through a therapeutic support (“TSS”) person while he was in the regular education
setting. (S.D. 2, S.D. 3).
5. During the 2005-2006 school year the Student had positive interactions with classmates in both
the learning support and in the regular education classroom. As the year progressed, the
Student’s interactions with his peers increased in frequency and in their approximation of what
is an appropriate interaction for children the same age as the Student. He demonstrated the
ability to form a friendship with a peer in three to four weeks. (N.T. 121-122, 132-133).
6. On September 16, 2005, the Student’s regular education teacher referred him to the
intermediate unit’s autistic support team due to her concerns regarding his behavior, academics,
social/peer interactions, transition difficulties, communication and sensory reactions. The IU
completed a function behavior assessment on the Student in November 2005 which resulted in
a social skills group and extended school year (“ESY”) services being added to the Student’s
February 15, 2006 IEP. (S.D. 4, S.D. 5, S.D. 6).
7. The Student’s April 27, 2006 IEP provided for continuation of part-time learning support,
speech language and occupational therapy, PCA services, social skills group, behavior
intervention and ESY. At or around that time, the District discussed with the parents an autistic
placement in an alternative district school as close to the Student’s home as possible. The
parents rejected this option because they were “satisfied with the progress he is making in his
current program. Parents expressed concern for child and his difficulty with changing school.
The Autistic Support program is in a start up phase so there is nothing for them to look at,
therefore they are uncomfortable with the recommendation.” (S.D. 7, S.D. 8).
8. The Student maintained his skills in reading, math, behavior and social skills during the
summer of 2006. (S.D. 10).
9. The student continued to attend his neighborhood school for second grade during the 2006-
2007 school year. He received the services of a full-time PCA, social skills instruction twice a
week, speech and language therapy three times a week and occupational therapy two times a
week. (S.D. 7; N.T. 290-291).
10. The Student’s behavior plan identified compliance with adult directives and environmental
rules, toleration of peers and aggression toward adults as the areas of concern. (S.D. 9).
11. During the beginning of the 2006-2007 school year, when the Student was in second grade,
data collected demonstrates that the Student spent very little time on task. (S.D. 11).
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12. During the 2006-2007 school year when the Student was in second grade, in a group of three
during reading instruction, the Student required individualized attention and a high level of
prompting to access instruction. The Student’s teacher attempted to assess his reading levels
by use of the mid-first grade reading assessment, but due to the Student’s unwillingness she
could not complete this assessment. (N.T. 297-98; S.D. 19; N.T. 312).
13. During the 2006-2007 school year, when he was in second grade, the Student received math
instruction in a group of five. The lessons were adapted for him but he continued to need
manipulatives instead of paper presentation and individualized instruction. Recent assessments
in math indicate that he is not performing at expected levels. (N.T. 316-322; S-31 at 6; S.D. 17;
N.T. 321).
14. During the 2006-2007 school year, when the Student was in second grade, all assessments,
material and presentation of instruction were significantly modified for the Student. (N.T. 303-
07, 322-24).
15. During the 2006-2007 school year, the Student was accompanied by his PCA for attendance in
a social skills group with three other students. Even with modifications, he had difficulty
participating in this service. (N.T. 592-97, 600-02).
16. An assessment of the Student’s social skills in the Spring of 2007 indicated that he currently
does not have the basic social skills necessary to participate in group instructional settings. (S-
31, at 8-9; N.T. 609-610).
17. Data collected between January and March 2007 indicate that the Student’s physical aggression
toward adults and peers increased; his compliance with directions fluctuated; and his
aggression toward peers increased. (S.D. 20; N.T. 186-87).
18. The Student’s IEP was revised on February 22, 2007 to amend three speech goals and to
describe the ESY the Student would receive during the summer of 2007. (S.D. 23).
19. On February 23, 2007, the District issued permission to reevaluation after it reviewed existing
evaluation data for purpose of its triennial evaluation obligation. The parents gave permission
to proceed as indicated. (N.T. 48-50; S.D. 25).
20. During the 2006-2007 school year, the Student’s second marking period progress report
indicates that he was not making progress on many of the goals and that he required constant
cueing and prompting. It noted that when the size of the group increased, he is less successful
with following the activity or prompt. The Student continued to require prompting to initiate a
conversation and to make eye contact with peers and adults, although some areas of progress
were noted. (S.D. 26, 4, 5, 6, 7, 10).
21. The Student did not acquire identified skills in language arts, science or social studies during
the 2006-2007 school year. (S.D. 15).
22. Out of the10 goals on the 2006-2007 IEP the Student achieved in whole or in part only three
goals: (Compare S-7 at 5 to S-31, at 6 to S-49 at 1; Compare S-7 at 20 with 6 and S-49 at 1; and
Compare S-31, at 11 with S-7, at 22. Compare S-31 at 10-21 with S-7 at 14; compare S-31 at 7
and 10 with S-7 at 15; compare S-31 at 7 with S-7 at 16; compare S-31 at 5-6, 10 with S-7 at
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17; compare S-31 at 5 with S-7 at 19; compare S-31 at 12 with S-7 at 30; and compare S-31 at
12 with S-7 at 23).
23. The Student requires one-to-one instruction to make the progress that he has made, requiring
full prompting and hand over hand modeling to participate in group sessions. (N.T. 540-541;
546-548, 153, 190, 216, 276; S-30 at 4).
24. The parties agreed to extend the April 20, 2007 IEP until the reevaluation and annual IEP
meeting scheduled for May 3, 2007. (S.D. 29, N.T. 74).
25. The reevaluation report dated April 25, 2007 concluded that the Student’s communication and
social behaviors were consistent with a diagnosis of Pervasive Developmental Disorder; that he
needed an educational setting capable of providing individual and small group instruction along
with a language rich environment, adult modeling of language, and use of visual and verbal
cues; and that he needed a structured environment where transition can be anticipated and
where he can be provided with opportunities for structured social interactions. The team
recommendation was to place the Student in an autistic support program because the Student
required a lower staff to student ratio than a part-time learning support could provide in order
for him to make meaningful progress. (S.D. 30).
26. The Student’s neighborhood school does not contain an Autistic Support Program. (S.D. 31).
27. The Student’s parents agree that the services listed in the proposed IEP are appropriate to meet
his educational needs but is not designed to provide social benefit. (N.T. 98-99, 102).
28. The Student has social peers at his neighborhood school in both the learning support and
regular education classrooms. (N.T. 61-62, 108).
29. The proposed placement in the autistic support program in the alternative district school will
provide less opportunity for the Student to interact with students with in the regular education
setting – 59.21% compared to 71.98%. While in the learning support setting at his
neighborhood school the Student will be educated with only other disabled students, however,
five of the students currently assigned to that class are identified as learning disabled and have
more traditionally developing language and social skills. (N.T. 540-41, 543-44; Compare S-7 at
29 with S-31 at 32, 39).
30. In the autistic support setting at the alternative district school, only when the Student attains
social developments skills will he be given the same opportunities to get appropriate student
modeling that he would have in his current educational setting. The District is unaware of the
extent that some of the Student’s inappropriate touching of other students is socially motivated.
(N.T. 619-20, 621-22).
31. The Student becomes agitated when put in unfamiliar setting and will refuse to enter certain
places. The Student has never driven on a bus to school and his parents have significant
concerns that there is no chance that the Student would get on the bus with a stranger. He
becomes upset even when there are changes to a familiar setting. (N.T. 47-48, 62, 63-64, 66,
101-03, 109-110).
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32. A comparison of the April 2006 IEP and the May 2007 IEP demonstrates that the majority of
the specially designed instruction is similar – with the following exceptions: according to the
May 2007 IEP, the Student will have modified science and social studies programs with a
combination of time spent in special education and regular education settings; the Student will
have movement breaks that provide sensory input at regularly scheduled times throughout the
day especially prior to seated classroom work; the Student will have modified expectations in
special area classes; and he will have an additional speech language session (Compare S-7 at
24-29 and S-31, at 31, 32; N.T. 477, 553).
33. At the end of the 2006-2007 school year, the District started to implement the May 2007 IEP
within the learning support program in the Student’s neighborhood school. (N.T.85, 103-05).
34. The Student maintained his reading skills and improved his math skills during the summer of
2007. (S-49).
35. The Student needs more sensory input than he is receiving at in the learning support placement.
A lot of time during the day he does not get any sensory input notwithstanding the fact that he
learns best when it is provided. (N.T. 218).
36. The District issued a NOREP on May 4, 2007 recommending the proposed change of
placement to an autistic support program in an alternative district school. The Student’s
parents rejected the District’s proposal and filed a due process complaint on June 7, 2007.
(S.D. 34, S.D. 38).
37. As a result of the mandatory resolution meeting, the District forwarded a potential plan
developed by its staff to assist the Student to transition to the autistic support program in the
alternative district school. (S.D. 41).
III. Issues Presented
A. What burden of persuasion applies to this matter?
B. Whether the Student’s progress in the part-time learning support setting
between April 2006 and May 2007 was meaningful?
C. If the Student’s progress was not meaningful, whether with the use of
supplementary aids and services the Student’s education could be achieved
satisfactorily in the same school he would attend if he were not disabled?
IV. Discussion and Conclusions of Law
A. What Burden of Persuasion Applies to This Matter?
The United States Supreme Court explained the concept of burden of proof in Addington v.
Texas, 441 U.S. 418, 423 (1979) (citation omitted) stating
The function of a [burden] of proof, as that concept is embodied in the Due Process Clause and
in the realm of factfinding, is to “instruct the factfinder concerning the degree of confidence our
society thinks he should have in the correctness of factual conclusions for a particular type of
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adjudication.” The standard serves to allocate the risk of error between the litigants and to
indicate the relative importance attached to the ultimate decision.
Id. In administrative and judicial proceedings under the IDEA, the party bearing the burden of
persuasion must prove its case by the “preponderance of the evidence.” See 20 U.S.C. §
1415(i)(2)(C)(iii). The term “preponderance of evidence” is defined as “evidence that is of greater
weight or more convincing than the evidence that is offered in opposition to it.” Black’s Law
Dictionary (Fifth Edition), at 1064. The burden of persuasion in “an administrative hearing
challenging an IEP is properly placed upon the party seeking relief.” Schaffer v. Weast, 546 U.S __,
__, 126 S.Ct. 528, 537 (2005). The Third Circuit more recently addressed the issue of burden of proof
in L.E. v. Ramsey Board of Education, 435 F.3d 384; 2006 U.S. App. LEXIS 1582 (3d Cir. 2006)
wherein it affirmed that the party bearing the burden of persuasion must prove its case by a
preponderance of the evidence. Since the parents requested the hearing in this matter, they bear the
burden of proving that the District’s proposed placement in an alternative district school does not
constitute a free appropriate public education in the least restrictive environment.
Because this matter concerns the least restrictiv e environment, discussion of the impact that
Schaffer had on the burden established in Oberti v. Bd. of Educ., 995 F.2d 1204, 1219 (3d Cir. 1993) is
warranted. In Oberti, the Third Circuit had established unambiguously that the burden of proof in a
matter involving mainstreaming must be shouldered by the district; specifically, it explained, “We hold
that the school bears the burden of proving compliance with the ma instreaming requirement of the
IDEA, regardless of which party (the child and pa rents or the school) brought the claim under IDEA.”
Id at 1207. See also T.R. v. Kingwood Township, 205 F.3d 572, 579 (3d Cir 2000 ). Subsequent to
Schaffer, attempts were made to establish that a differe nt burden applied to IDEA cases asserted in the
Third Circuit in light of Oberti and Kingwood. The Third Circuit recently took the opportunity to put
to rest any doubt about the application of Schaffer in its 2007 decision in Andrew M., et al. v.
Delaware County Office of Ment al Health/Mental Retardation , 435 F.3d 384, 391 (3d Cir. 2007).
1
Therein the court provides the following rationale for refusing to apply the Oberti/Kingwood reasoning
and to instead apply the burden of persuasion established by Schaffer:
We have always placed the burden of demonstr ating compliance with the IDEA on the school
district. See Kingwood Township, 205 F.3d at 579 ; Oberti, 995 F.2d at 1219 . ... however, the
Supreme Court held that the "bur den of proof in an administra tive hearing challenging an IEP
is properly placed upon the party seeking relief." Schaffer v. Weast, 126 S. Ct. 528, 537, 163 L.
Ed. 2d 387 (2005). The Schaffer Court declined to address the issue of whether a state could, by
statute, place the burden excl usively upon the school district. Id. New Jersey has no such
statute. Nevertheless, appellants contend that the rule in Lascari v. Bd. of Educ., 116 N.J. 30,
560 A.2d 1180 (1989) , where the Supreme Court of New Jersey placed the burden on the
school district regardless of which party sought relief, is unaffected by Schaffer. Appellants
thus attempt to avoid the application of Schaffer by arguing that it "does not provide the rule of
law in New Jersey." (Appellants' Letter Br.) That argument is unavailing. The Court in
Schaffer saw no reason to depart from "the ordinary de fault rule that plaintiffs bear the risk of
failing to prove their claims," 126 S. Ct. at 534 , leaving for another day whether a state can
overcome that rule by statute. Lascari addressed that very question: where, in the absence of a
federal or state statutory provi sion providing otherwise, should the burden of proof rest when
the appropriateness of an IEP is challenged? C iting state and federal st atutory and regulatory
1 While the Andrew M. analysis addresses burden of proof in the framework of New Jersey law, this analysis would
similarly obtain to cases brought in Pennsylvania which similarly lacks a statute or regulation which would make it the
district’s burden in all matters related to compliance with the IDEA.
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schemes implementing not the IDEA, but its precursor, the Lascari Court determined that
placing the burden upon the school di strict was most appropriate. See Lascari, 116 N.J. at 44-
46. Schaffer rejected that conclusion. Because this case is brought solely under the IDEA and
arises in a state lacking a statutory or regul atory provision purporting to define the burden of
proof in administrative hearings assessing IEPs, Schaffer controls.
Id. at 391.
B. Whether the Student’s progress in the part-time learning support setting
between April 2006 and May 2007 was meaningful?
1. Free Appropriate Public Education
The IDEA defines a free appropriate public education (“FAPE”) as special education and
related services that
(a) are provided at public expense, under public supervision and direction and without charge;
(b) meet the standards of the State educational agency;
(c) include preschool, elementary school or secondary school education in the State involved; and
(d) are provided in conformity with an individualized education program (IEP) under Sec. 614(d).
See 20 U.S.C Sec. 1402(9) and 34 C.R.F. § 300.13.
In Board of Educ. of Hendrick Hudson Central School District v. Rowley, 458 U.S. 176, 206-07,
102 S.Ct. 3034. 3051 (1982), the U.S. Supreme Court articulated for the first time the IDEA standard
for ascertaining the appropriateness of a district’s efforts to educate a student. It found that whether a
district has met its IDEA obligation to a student is based upon whether “the individualized educational
program developed through the Act’s procedures is reasonably calculated to enable the child to receive
educational benefits.” Id. The high court placed procedural compliance on the same level as
substantive compliance with IDEA mandates. Id. An appropriate IEP is one that meets the procedural
and substantive regulatory requirements and one that is designed to provide meaningful education
benefit to the child. Board of Education v. Rowley, 458 U.S. at 206-07, 102 S. Ct. 3034 (1982); see
also Rose by Rose v. Chester County Intermediate Unit, 24 IDELR 61 (E.D. Pa. 1996).
In addressing whether a student was offered an appropriate program, the Pennsylvania Appeal
Panel offers the following standard:
In order to be appropria te, the program must be in a regular public school class unless certain
criteria are met, and when offered be “reasonab ly calculated” to confer “educational benefit”,
or “meaningful educational benefit”, that is not trivial nor de minimis
. See Board of Education
v. Rowley, 458 U.S. 176 (1982), Polk v Central Susquehanna Intermediate Unit 16 , 853 F 2d
171 (3rd Cir., 1998), Fuhrmann v. East Hanover Board of Education, 993 F. 2d 1031 (3 rd Cir.,
1993), Susan N. v. Wilson school District, 70 F. 3d 751 (3rd Cir., 1995), Neshaminy School
District v. Karla B., 25 IDELR 725 ( ED PA, 1997), Oberti v. Board of Education of the
Borough of Clementon, 995 F.2d 1204 (3rd Cir., 1993), 20 U.S.C. § 1412 (a) (5), and 34 C.F.R.
§ 300.550.
In re: the Educational Assignment of S.J., A Stude nt in the Tredyffrin/Easttown School District , Spec.
Educ. Op. No. 1435 (PDE 2004), at 5 and In re: The Educational Assignment of R.A., A Student in the
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Interboro School District , Spec. Educ. Op. No. 1431, at 7-8 (PDE 2004). See also T.R. v. Kingwood
Township Board of Education, 205 F.3d 572 (3 rd Cir. 2000); Ridgewood Bd. of Education v. N.E. , 172
F.3d 238 (3rd Cir. 1999); S.H. v. Newark, 336 F.3d 260 (3rd Cir. 2003).
Judicial and administrative bodies interpreting the Rowley standard have fleshed out the extent
of a district’s obligation to provide FAPE to students. For example, a school di strict is not required to
maximize a child’s opportunity; it must pr ovide a basic floor of opportunity. See Lachman v. Illinois
State Bd. of Educ., 852 F.2d 290 (7th Cir.), cert. denied, 488 U.S. 925 (1988). An appropriate IEP will
identify a student’s needs and strengths and provide programs and services to address the needs and
enhance the strengths the IEP identified. See In Re: Educational Assignment of K.H., Spec. Op. No.
1031 (PDE 1999). An IEP is appropriate if it offers meaningful progress in all relevant domains under
the IDEA. See e.g., M.C. v. Central Regional S. D., 81 F.3d 389 (3 rd Cir. 1996), cert. denied. 117 S.
Ct. 176 (1996); Ridgewood Bd. of Education v. N.E. , 172 F.3d 238 (3 rd Cir. 1999). If an IEP does not
address all areas of a ch ild’s needs, if it does not contain measurable annual goals to monitor a
student’s progress, or if it is inadequate in any material way, the IEP is not appropriate. See e.g., Rose
by Rose v. Chester County Intermediate Unit , 24 IDELR 61 (E.D. Pa. 1996); In Re: the Educational
Assignment of T.K., Spec. Educ. Op. No. 892; and S.H. v. Newark, 336 F.3d 260 (3 rd Cir. 2003). If the
evaluation upon which the District bases the IEP in not appropriate, the IEP is not appropriate; the IEP
cannot reflect the Student’s needs because the ER does not identify them. See In re: Educ. Assignment
of S.K., Spec. Educ. Op. No. 1759 (PDE 2006), at 11. see also In re: Educ. Assignment of R.N ., Spec.
Educ. Op. No. 1785 (PDE 2006), at 8; and 34 C.F.R. §300.305 and 34. C.F.R. §300.320(a)(2).
An IEP must further address th e child’s needs in all areas of deficit including academic,
behavioral and communication needs. In general, the IEP team must consider the strengths of the
child, concerns of the parents for enhancing the education of their child, evaluation results and the
academic, developmental and functional needs of the child. See 20 U.S.C. ' 1414(d)(3)(A); see also,
34 CFR. ' 300.305(a)-(e); Ridgewood Bd. Of Education v. N.E., 172 F.3d 238 (3d Cir. 1999), In re: J.
L., Spec. Educ. Op. No. 944 (PDE 1999). The District has an obligation to use in the evaluation
process “technically sound instrument s that may assess the relative contribution of cognitive or
behavioral factors, in addition to physical or de velopmental factors.” 34 C.F.R. § 300.304(a)(3). The
IDEA also requires, when evaluating children with impaired sensory skills, the tests be selected and
administered to accurately reflect the abilities that the test purports to measure rather than reflecting the
child’s impaired sensory skills and it must assess the child in all areas re lated to the suspected
disability including, and if appropriate, hearing. See 34 C.F.R. § 300.304(c)(3)-(4). The IEP must
include a statement of the specially designed instru ction that will be utilized in the provision of
educational services. 34 CFR. ' 300.320(a)(4). Specially designed instruction means adapting, as
appropriate, the content, methodology or delivery of instruction to address the unique needs of the
child and to assure access to the general curriculum to allow the child to meet the educational
standards that apply to a ll children within the distri ct. 34 C.F.R. § 300.39(b)(3)(i)-(ii). The IEP must
identify the existence of special factors, includin g hearing loss, and whether the child needs assistive
technology devices. 34 C.F.R. § 300.324(2)( iv),(v). Finally, the IEP must include objective means of
measuring the child's progress in a special education program. 34 C.F.R. § 300.320(a)(3).
A student with a disability is entitled to meaningful, not trivial progress.
L.E. v.
Ramsey Bd. of Educ. 435 F.3d 384; 2006 U.S. App. LEXIS 1582, at 14-18 (3d Cir. 2006);
20 U.S.C. § 1400(c)(4). The IDEA does not require that a school district maximize a student's
potential or provide the best possible education. Rather, the statutory obligation is satisfied "by
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providing personalized instruction with sufficient support services to permit the child to benefit
educationally from that instruction." Bd. of Educ. v. Rowley, 458 U.S. 176, 203 (1982). The IEP must
provide "meaningful" access to education, id. at 192, and confer "some educational benefit" upon the
child. Id. at 200. In order to be appropriate, however, this educational benefit must be more than
"trivial." Ridgewood Bd. of Educ. v. N.E. 172 F.3d 238, 247 )3d Cir. 1999). An appropriate IEP is
"gauged in relation to the child's potential," id., and must offer the potential for "significant learning"
and "meaningful benefit." Id.
Congress has expressed its intent that the implementation of the IDEA not be
impeded by low expectations and a failure to employ effective instructional methods. See,
20 U.S.C. § 1400(c)(4); 34 CFR. ' 300.320(a)(4) (special education and related services,
and supplementary aides and services should be based upon peer-reviewed research to the
extent practicable); County School Bd. of Henrico County, Va. v. R.T. 433 F.Supp.2d 657,
689 (E.D.Va. 2006).
2. Least Restrictive Environment
The IDEA contains a requirement that the IEP for a disabled child educate that child in the
"least restrictive environment":
To the maximum extent appropriate, children with disabilities, including children in
public or private institutions or other care facilities, are educated with children who
are not disabled, and special classes, separate schooling, or other removal of children
with disabilities from the regular educational environment occurs only when the
nature or severity of the disability of a child is such that education in regular classes
with the use of supplementary aids and services cannot be achieved satisfactorily.
20 U.S.C. Section § 1412 (a)(5); see also, 34 C.F.R. §Sec. 300.114(a)(2). See also 34 C.F.R. §
116(c) (“Unless the IEP of a child with a dsiability requires some other arrangement, the child
[should be] educated in the school that he or she would attend if nondisabled”). The Third Circuit
has interpreted this requirement to mean "mandating education 'in the least restrictive environment
that will provide [the student] with a meaningful educational benefit.” S.H. v. State-Operated School
District of the City of Newark, 336 F.3d 260, 265 (3d Cir. 2003) (quoting T.R. v. Kingwood Twp. Bd.
of Educ., 205 F.3d 572, 578 (3d Cir. 2000)). "The least restrictive environment is one that, to the
greatest extent possible, satisfactorily educates disabled children together with children who are not
disabled, in the same school the disabled child would attend if the child were not disabled." Carlisle
Area Sch. v. Scott P., 62 F.3d 520, 535 (3d Cir. 1995).
The analysis which must be applied to the inquiry currently before this hearing officer - whether
the Student should remain in his home school or be educated in an alternative district elementary
school starts with the inquiry of whether the preponderant evidence of record supports a finding that
the Student’s progress between April 2006 and May 2007 was meaningful. If it was meaningful, the
Student should stay where he is with a program that is substantially the same. If it was not meaningful,
the inquiry switches to whether with the use of supplementary aids and services the preponderant
evidence of record supports that conclusion that the Student’s education could be achieved
satisfactorily in the same school he would attend if he were not disabled. Finally, if it can not be
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achieved satisfactorily in his neighborhood school, what is the next least restrictive placement for the
Student.
3. Was the Student’s progress between April 2006 and May 2007 meaningful?
Out of the10 goals on the 2006-2007 IEP the Student met in whole or in part only three goals in
one year: specifically Goal 5 mastering 150 sight words (Compare S-7 at 5- 14 words, S-31, at 6 – 127
words, ESY Progress Report S-49 at 1 – 150 words); a portion of Goal 7 related to matching a penny,
nickel and dime to the correct value 3 out of 4 times (Compare S-7 at 20 with 6 and S-49 at 1);2 and
Goal 9 with prompting - including choices of answers, fill in the blanks, rephrasing and compensatory
cuing, he was able to state similarities, differences and name up to three critical features when
presented with a set 5 grade appropriate words/pictures, although he was unable to meet the goal
independently. (Compare S-31, at 11 with S-7, at 22).
The Student did not meet any part of the remaining seven goals. See Goal 1, compare S-31 at
10-21 with S-7 at 14; Goal 2, compare S-31 at 7 and 10 with S-7 at 15; Goal 3, compare S-31 at 7 with
S-7 at 16; Goal 4, compare S-31 at 5-6, 10 with S-7 at 17; Goal 6, compare S-31 at 5 with S-7 at 19;
Goals 8, compare S-31 at 12 with S-7 at 30; Goal 10, compare S-31 at 12 with S-7 at 23.
An IEP is appropriate if it offers meaningful progress in all relevant domains under the IDEA.
See e.g., M.C. v. Central Regional S. D., 81 F.3d 389 (3
rd Cir. 1996), cert. denied. 117 S. Ct. 176
(1996); Ridgewood Bd. of Education v. N.E., 172 F.3d 238 (3rd Cir. 1999). Based upon the standard of
what is appropriate progress and the evidence of record support the conclusion that achieving less than
33% of his annual goals simply is not meaningful progress. While there is seemingly contrary
evidence in the record regarding whether the Student’s progress was meaningful, it is not consistent
with the applicable legal standard to concluded that because the Student made progress toward some of
his goals; or that he could continue to access support in both the regular education or learning support
class setting; or that the goals and specially designed instruction could continue to be implemented in
the learning support class, see e.g., N.T. 229, 237, 245, that the progress the Student made was
meaningful. Testimony that the Student’s social skill needs could be addressed in his neighborhood
school (see, e.g., N.T. 163) does not demonstrate that within that setting the Student can make
meaningful progress in attaining his social skills goals. The fact that he maintained his reading sills
and improved his math skills in ESY (S-49) are similarly not dispositive of whether he met his annual
goals.
Even though the Student’s parents are satisfied with the progress he has made. (N.T. 33, 49,
69, 84-85), and several district witnesses provided testimony which suggested that their
recommendations were founded upon a desire to have the student make more progress at the expense
of the least restrictive environment (see e.g., 627), it does not change the lack of meaningful progress.
Undisputed on the record is the fact that at this point in his development with the services that were
being provided during the 2006-2007 school year, the Student requires one-to-one instruction to make
the small amount of progress that he has made, requiring full prompting and hand over hand modeling
to participate in group sessions. (N.T. 540-541; 546-548, 153, 190, 216, 276; S-30 at 4).
2 As it relates to the other aspects of Goal 7, the Student is not able to participate functionally in his math group; he
completes tasks only if prompted every step of the way. He understands number concepts but no operational concepts. If
items are drawn or he is given manipulatives with an operation, he will count and give the correct answer. Her requires
total assistance to complete an assessment. See S-31 at 5.
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C. If the Student’s progress was not meaningful, whether with the use of
supplementary aids and services the Student’s education could be achieved
satisfactorily in the same school he would attend if he were not disabled?
It is not lost on this hearing officer that moving this xx-year-old to the autistic program is more
than just a change in the location of intervention from a special education class in his home school to a
special education class in an alternative district school. His parents have articulated serious concern
regarding his ability to transition to a different school (N.T. 108), and this change will remove him
from interaction throughout the day with children with more traditionally developing language and
social skills who currently make up roster of his learning support class. The class at the alternative
district school will be made up completely of children with limited language and social skills –
eliminating any chance of incidental learning from peers for approximately 80% of his school day.
(N.T. 543-44, 619). The Oberti court provides standards for determining when a school’s decision to
remove a child from his home school violates the IDEA’s presumption in favor of the least restrictive
environment. The Oberti court recognized the tension between providing individualized programs
tailored to the specific needs of each disabled child and the strong preference for mainstreaming. It
explained, “the key to resolving this tension appears to lie in the school’s proper use of supplementary
aids and services.” Id at 1214. Therefore, after the determination that the Student’s progress was not
meaningful, the inquiry must turn to whether something could be done in his neighborhood school for
the Student to achieve meaningful progress.
Particularly compelling to the inquiry of whether with the use of supplementary aids and
services the Student’s education could be achieved satisfactorily in his neighborhood school is the
addition to the May 2007 IEP of the specially designed instruction describing a proactive sensory diet.
(S-31, at 31). Similarly compelling is the testimony of the occupational therapist assigned to the
autistic support program wherein she described the global impact that sensory issues have on the
Student’s educational functioning. When she was asked whether there were any structures or
mechanisms in that autistic support class for proactive sensory breaks, she indicated,
That's one of the best things about it. The theory -- almost all children that are autistic have
sensory processing problems. And in order for a child to learn, they have to have an internal
calming of their central nervous system so that they can take control of some of the learning
that has to occur. And we know that his can happen with a lot of sensory input. And the
sensory -- the autistic support classroom was designed around a great deal of sensory
equipment so that there's on-going sensory input in the classroom all day long. If the child
needs a half hour of swinging when they come in to be able to follow the routine in the room,
they get it. It is to provide exactly that they need so that they can eventually leave the sensory
input, attend to task, and then if need be, go right back to it. We're trying to meet the individual
sensory needs of each child so that they can develop learning behaviors to learn.
(N.T. 554-555) When she was questioned about the services available to the students assigned to the
autistic support class described in her testimony she indicated that the services available in the autistic
support classroom could also be available in other settings. (N.T. 579) (emphasis added).
According to the testimony by OT for the autistic support class, many of the Student’s known
needs (see description of present levels S-7, at 5-7; S-31 at 7-13) often revolve “back to the sensory
processing needs.” (N.T. 559). She explained that, “when a child has a very calm and organized
central nervous system which comes from implementing a lot of sensory input, they are more able to
do things that they previously had difficulty doing like transitioning, following directions, sequencing
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steps, [and] writing.” (N.T. 559-560). According the OT, “the initial part [of her involvement with the
Student] would be assessing how we can meet his sensory processing needs so that we can help him be
more independently calm and organized. When he is -- he's sort of reached that stage and he can
handle transitioning, then we will do it, but it's nothing that we push on the child. We gradually
develop this ability to be more calm in his environment, and then gradually stretch it out. So, it would
be a step by step process that we could make sure he was comfortable with on each step.” (N.T.560).
Although there is a reference to “opportunities throughout the day for proprioceptive and
sensory activities,” in the IEP implemented for the 2006-2007 school year, no evidence in the record
supports the conclusion that an individualized proactive plan of the kind envisioned for the 2007-2008
school year was in place for the 2006-2007 school year. Nor is there evidence that an assessment of
the Student’s sensory needs was performed while he attended his neighborhood school during the
2006-2007 school year. (S-7, at 24; N.T. 571, 623-24). In fact, the evidence is undisputed that the
Student needed more sensory input than he was receiving at in the learning support placement. The
record clearly supports a finding that for a significant part of the day during the 2006-2007 school year
the Student did not get any sensory input notwithstanding the fact that he learns best when it is
provided. (N.T. 218).
The evidence of record is preponderant that the inclusion of the OT services described by the
occupational therapist assigned to the autistic support class contained in the record is the exact type of
supplementary aids and services through which the Student’s education could be achieved
satisfactorily in the same school he would attend if he were not disabled. Her testimony demonstrates
that she could provide these services in a variety of settings with the appropriate equipment – not just
the autistic support classroom. (N.T. 557, 579). After the District implements these recommendations
at the Student’s neighborhood school and his rate of progress remains unchanged from his current
levels, at that point it may warrant movement of the Student to the autistic support program in the
alternative district school.
V. ORDER
AND NOW, this 22nd day of September 2007, in accordance with the foregoing findings of
fact and conclusions of law, it is hereby ORDERED th at the District maintain the Student’s placement
in the part-time learning support classroom in his neighborhood school w ith the addition of
supplemental aides and related services - specifica lly the OT assessment and services and proactive
sensory diet described by the occupational therapist assigned to the autistic support class - contained in
the record. All other relief not contained in this order is specifically denied.
Dated: September 22, 2007
Rosemary E. Mullaly
Special Education Hearing Officer
