Tunkhannock Area School District | Case 24827-20-21 | 2021-08-27
Pennsylvania special education due-process decision
- Case number
- 24827-20-21
- Date
- 08/27/2021
- Parties / district (official listing)
- Tunkhannock Area School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- Individualized Education Program
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania Special Education Due Process Hearing Officer
Final Decision and Order
Closed Hearing
ODR File Number
24827-20-21
Child’s Name
[A.M.]
Date of Birth
[redacted]
Parents
[redacted]
Counsel for Parents
Heather Hulse, Esquire
30 Cassatt Avenue
Berwyn, PA 19312
Local Educational Agency
Tunkhannock Area School District
41 Philadelphia Avenue
Tunkhannock, PA 18657
Counsel for LEA
Christopher Bambach, Esquire
331 E. Butler Avenue
New Britain, PA 18901
Hearing Officer
Michael J. McElligott, Esquire
Date of Decision
08/27/2021
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Introduction
This special education due process hearing concerns the educational
program and placement of A.M. (“student”), a student who resides in the
Tunkhannock Area School District (“District”).1 The parties agree that the
student qualifies under the terms of the Individuals with Disabilities in
Education Improvement Act of 2004 (“IDEIA”)2 as a student who requires
special education.
In April 2021, the student’s parents filed the special education due
process complaint which led to these proceedings. The complaint alleged
that the District had, over prior school years, denied the student a free
appropriate public education (“FAPE”). Parents also alleged that the then-
current programming was inappropriate and needed to be addressed
through a final decision and order.
Over the ensuing months, the parties engaged in resolution
discussions, but those did not bear fruit. In mid-July 2021, the hearing
officer and counsel engaged in a hearing-planning conference call. With an
extensive record needing to be developed for the past denial-of-FAPE claims,
but a more near-term decision needing to be issued for the current-
1 The generic use of “student”, and avoidance of personal pronouns, are employed to
protect the confidentiality of the student.
2 It is this hearing officer’s preference to cite to the pertinent federal implementing
regulations of the IDEIA at 34 C.F.R. §§300.1-300.818. See also 22 PA Code
§§14.101-14.162 (“Chapter 14”).
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programming issue, the complaint was bifurcated into two processes, one for
the retrospective claims (at a separate ODR file number) and one for the
current-programming claim (at the instant file number). This process took
priority, but a mutually-available hearing date, given the schedules of the
parties and counsel, could not be secured until late August 2021.
[Redacted]. Both parents disagree with the last-proposed
individualized education program (“IEP”), issued by the District, but each
parent has slightly different views on what makes the program inappropriate
and, more starkly, different views on what the student’s placement should
be.3
The student’s father’s concerns appear to be geared to the student’s
behavioral needs, needs which at this time the father feels are best
addressed in a more specialized setting outside of the District. The student’s
mother’s concerns seem to be geared to academic concerns, especially
supports in reading, with a placement at the District.
The District finds itself proposing a program for the student where two
cross-currents meet. First, the parents, between themselves, both feel the
3 Notes of Testimony [“NT”] at Father’s Testimony and at Mother’s Testimony. The
hearing was held in one session on Monday, August 23rd. The student was without an
agreed-upon placement. With the school year commencing at the District on
Wednesday, August 25th, this hearing officer informed the parties that it was his
intention to issue this decision in only a handful of days, such that the final transcript
would not be available for exact citation. Reference or citation is therefore made in a
general way to the testimony of witnesses where that testimony supports the
assertion or fact-finding.
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District’s proposed program is inappropriate, although, as indicated above,
each finds the District’s program to be inappropriate for different reasons.
Second, as set forth below, in the prior school year (2020-2021) the student
had been in a specialized placement outside of the District. As the IEP team
collaborated through the summer, a potential return to that placement was
envisioned. But, ultimately, the placement did not have space to
accommodate the student. Therefore, a different placement was necessary
with very little time available to the parties.
Without an agreement between parents and the District, and with
differing views even between parents, as to the student’s program and
placement, special education due process must provide guidance to the
parties about the student’s educational programming.
Issue
What should the student’s program and placement be in the
2021-2022 school year?
Findings of Fact
All evidence in the record, both exhibits and testimony, was considered.
Specific evidentiary artifacts in findings of fact, however, are cited only as
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necessary to resolve the issue(s) presented. Consequently, all exhibits and
all aspects of each witness’s testimony are not explicitly referenced below.
1. In
the 2020-2021 school year, the student attended a specialized
school as a result of the student’s behavior needs. This follows multiple
prior school years where the student has been in specialized settings.
(Joint Exhibit [“J”]-40, J-45, J-53, J-54, J-56, J-58; NT at District
Special Education Administrator’s Testimony [“NT-Administrator”], NT
at Father’s Testimony [“NT-Father”]).
2. The IEP most recently offered by the District was proposed on Friday,
August 20
th, based on IEP meetings in May and July 2020, as well as
developments regarding the non-availability of the specialized
placement the student attended in the 2020-2021 school year. (J-58;
NT-Administrator).
3. The IEP team did not have an opportunity to consider the August 20
th
IEP. (J-58).
4. The student was most recently re-evaluated by the District in
December 2020. (J-45).
5. The December 2020 RR found that the student was eligible for special
education as a student with an emotional disturbance and specific
learning disabilities in basic reading and oral reading fluency. (J-45).
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6. At approximately the same time—the late fall or early winter of 2020--
an independent speech and language evaluation report (“independent
S&L report”) was issued. (J-40).
7. The focus of the parents’ disagreement with the August 20th IEP fall
into discrete categories: addressing the student’s specific learning
disabilities/academic needs, behavioral & emotional support, executive
functioning, and the student’s educational placement. (NT-Father, NT
at Mother’s Testimony [“NT-Mother”]).
Specific Learning Disabilities/Academic Needs
8. The student has been identified as a student with specific learning
disabilities in basic reading and oral reading fluency. (J-45).
9. The District uses a statistically-significant discrepancy model for
determining specific learning disabilities. It is beginning to incorporate
a multi-tiered system of support (“MTSS”) for intensive regular
education intervention for students who are academically struggling.
(J-60; NT-Administrator).
10. As part of a District re-evaluation in May 2016, when the student
was [redacted] years old, the student underwent a cognitive
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assessment [redacted]. The assessment yielded a full-scale IQ of 94.
(J-45).
11. The student’s identification as a student with specific learning
disabilities in basic reading and oral reading fluency is supported by
achievement testing results in the December 2020 re-evaluation. (J-
45).
12. Decoding sub-tests in achievement testing, as well as
phonological testing in the independent S&L evaluation, indicate that
the student’s needs in oral reading fluency may be rooted in significant
decoding deficits. (J-40, J-45).
13. Achievement testing in the December 2020 re-evaluation report
also indicates that the student may have needs in composite written
expression generally, including spelling. (J-45).
14. The August 20th IEP contains a reading fluency goal and a
mathematics goal. (J-58).
15. The District proposes that the student be evaluated for reading
level in its MTSS programming and begin to receive intensive regular
education support in reading, with monitoring thereafter within the
MTSS program. (J-58; NT-Administrator).
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16. The District administrator who testified at the hearing was not
precisely familiar with the newly-adopted MTSS
curriculum/interventions, and the schedule for the delivery of MTSS
programming had not yet been developed. (NT-Administrator).
17. The District’s proposed instruction in reading and language arts
includes 80 minutes per day in the regular education language arts
curriculum and 40 minutes per day in the MTSS curriculum. (NT-
Administrator).
18. For some students identified with the need for reading support
outside of regular education reading supports, the District utilizes a
comprehensive, research-based, multisensory and interactive reading
program geared to intensive phonological and sound-symbol
understanding/decoding (“intensive decoding reading program”)
taught by District teachers who are specifically trained within the
program. (NT-Administrator).
19. The student’s mother, particularly, would like to see the
student’s reading instruction that includes services through the
District’s intensive decoding reading program. (NT-Mother).
Behavioral & Emotional Support
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20. The student has been identified as a student with an emotional
disturbance. (J-45).
21. Although the record in the instant matter, by necessity, is not as
expansive as it might be, it is clear that the student’s needs in
emotional regulation and behavioral intervention predominate in terms
of the student’s needs. (J-45, J-53, J-54, J-56, J-58; NT-Administrator,
NT-Father, NT-Mother).
22. At the specialized placement where the student attended the
2020-2021 school year, the student received 30 minutes per day of
group social work support. (J-58 at page 16; NT-Administrator).
23. The student had a positive behavior support plan (“PBSP”),
based on a functional behavior assessment (“FBA”), as part of the
programming being implemented at the specialized setting. (J-45, J-
58).
24. The District proposes through the August 20th IEP to provide a
weekly individual social work session of 20 minutes and twice-weekly
group social work support for 30 minutes. (J-58).
25. A referral and intake process is underway for community-based
mental health services that may include a component in the
educational setting. (NT-Administrator).
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Executive Functioning
26. The August 20th IEP proposed by the District includes a goal for
organization (“planning and routine”). (J-58).
27. This goal was drafted by the District’s special education
administrator in light of assessment data for executive functioning
contained in the December 2020 re-evaluation. (J-45; NT-
Administrator).
28. The executive functioning assessment included ratings from two
educators at the specialized placement where the student attended in
the 2020-2021 school year as well as ratings from each of the parents.
(J-45).
29. The most consistent rating, indicated by all raters, was the
emotional regulation index, rated as clinically significant by the
student’s mother and at-risk by the educators and the student’s
father. (J-45).
30. This index includes sub-scales for shift (mother: clinically
significant, one educator: significant, father: at-risk) and emotional
control (mother: clinically significant, both educators: at-risk). (J-45).
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31. In the planning/organizing sub-scale, the educators did not
indicate any elevated rating. The parents each rated the student with
identical scores, in the at-risk range. In testimony, neither parent
voiced deep concern for the student’s needs in
planning/organizing/routine. (J-45).
Placement
32. Through the August 20th IEP, the District proposes to educate
the student in a full-time emotional support classroom at the District
for all academic subjects, with the student engaging in the regular
education environment for lunch, recess, special area classes (art,
music, gym, library, etc.), assemblies, and other special school events.
(J-58; NT-Administrator).
33. The student’s father does not feel that the District is prepared to
educate the student given the student’s significant behavior needs.
The student’s father would like to explore the possibility of a different
specialized setting, perhaps on a split-day basis. This might also
include programming, in his view, at the school district where he
resides, which is not within the District. (NT-Father).
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34. The student’s mother supports a District-based placement. (NT-
Mother).
35. At the conclusion of the hearing on August 23rd, through an oral
order on the record, this hearing officer ordered that the District
arrange for transportation of the student on August 25th to the District
school identified in the August 20th IEP so that the student would
engage with, and like, peers and others in the community with back-
to-school experiences. This oral order was explicit that it was not a
final program/placement determination, pending issuance of this final
decision. (NT – Hearing Officer’s Order & Directive).
Witness Credibility
All witnesses testified credibly and a degree of weight was accorded to
each witness’s testimony. Where particular emphasis was accorded to a
witness’s testimony on a particular issue or event, that is pointed out above
in a specific finding of fact, as applicable.
Discussion
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The provision of special education to students with disabilities is
governed by federal and Pennsylvania law. (34 C.F.R. §§300.1-300.818; 22
PA Code §§14.101-14.162). To assure that an eligible child receives FAPE
(34 C.F.R. §300.17), an IEP must be reasonably calculated to yield
meaningful educational benefit to the student. (Board of Education v.
Rowley, 458 U.S. 176, 187-204 (1982)). ‘Meaningful benefit’ means that a
student’s program affords the student the opportunity for significant learning
in light of his or her individual needs, not simply de minimis or minimal
education progress. (Endrew F. ex rel. Joseph F. v. Douglas County School
District, 580 U.S. , 137 S. Ct. 988, 197 L. Ed. 2d 335, (2017); Dunn v.
Downingtown Area School D istrict, 904 F.3d 208 (3d Cir. 2018)).
Here, the varied disagreements of the parents with the District’s
August 20th IEP, the disagreements between the parents, and the non-
availability of the specialized placement where the student had been
attending all require that special education due process provide a definitive
sense of the student’s program and placement for the 2020-2021 school
year. This discussion, each with pertinent directives for the District or IEP
team, will mirror the discrete elements of the student’s programming and
placement as reflected in the August 20th IEP as outlined in the Findings of
Fact (although the discussion of placement will come first, as that will be the
necessary educational context for the programmatic elements that follow).
The order will also contain additional directives to the IEP team.
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Placement
The student’s placement shall be as outlined in the August 20th IEP,
namely a full-time emotional support placement at a District school. This
building would be the school building that the student would attend if the
student was not identified, so that element of the least restrictive
environment is fortuitously in place. There is no need to amend the
placement as described in the August 20th IEP.
The student’s daily schedule shall remain the same as outlined in the
August 20th IEP, although as set forth below, there will be potential
adjustments to the student’s time in reading instruction and language arts;
there will be definitive adjustments to the student’s social work services. So
those adjustments in the student’s schedule will need to be accounted for,
but by and large, the student’s daily schedule will remain the same.
The mother’s position regarding placement largely aligns with the
holdings in this decision. The father’s position—a split day between a
specialized placement and a school district placement—was not deeply
explored on this record; indeed, it was never a consideration of the IEP team
in any collaborative way. It may be that the student requires a more
specialized placement. But the August 20
th IEP, with the addition of the
revisions encompassed by this order, is reasonably calculated to yield
meaningful educational benefit in light of the student’s unique
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circumstances. On this record, that educational benefit can be delivered at
the District’s proposed placement.
Ho
wever, set forth below is a monitoring schedule to make sure that
incrementally in the short term, the District is monitoring the student’s
progress and hoped-for success in the District placement. If it turns out that
the District-based placement is not yielding the results that are hoped for, or
at a minimum is not delivering FAPE to the student, then the IEP team may
need to re-visit the student’s programming to consider a more specialized
placement. But that is not the case on this record at this time.
Here, too, the District’s views of the student need to be noted. Multiple
times during the testimony of the District special education administrator,
she noted, or implied, that the District was hopeful that the student could be
included more often in regular education for academic instruction. That
would be an excellent result. But at this stage, having been in specialized
settings for some time, a public school setting will be new to the student in
many regards. Making sure that the student has structure, and
emotional/behavioral supports, and is being provided with instruction that is
firmly grounded in special education (and not MTSS, or gradualism in
instructional settings) are where the program and placement must begin.
The full-time emotional support setting provides that structure. Below are
revisions to the August 20
th IEP, being ordered to put in place the
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emotional/behavioral supports and instructional elements that are also
necessary.
Accordingly,
the placement outlined in the August 20th IEP will be the
student’s placement for the 2020-2021 school year.
Specific Learning Disabilities/Academic Needs
Reading Instruction. The District has appropriately identified the
student with specific learning disabilities in basic reading and reading
fluency. The student’s needs in decoding are manifest and provide the
underlying foundation for these identified needs. As evidenced by
achievement assessments in the December 2020 re-evaluation report, these
needs are deep and require a highly structured approach to explicit sound-
symbol/phonics instruction. The opinion of the evaluator in the independent
S&L evaluation is credited here: As academic demands generally, and
reading demands specifically, increase as the student progresses to middle
school and high school curriculum, the student’s reading comprehension
ability is likely to suffer without a stronger base for decoding and fluency
being built at this stage in the student’s education.
Therefore, the District must, on or before September 1
st, evaluate the
student within the District’s intensive decoding reading program outlined
above to determine the student’s current level of performance within the
rubrics and leveling of that program. The August 20th IEP shall be revised to
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indicate that the student will receive this instruction in place of the MTSS
programming proposed by the District (40 minutes per day), with additional
daily instruction to be provided in the program as the current level of
performance within the program might indicate (with any necessary
additional instructional time to come out of the 80 minutes of daily language
arts instruction). Once a current level of performance is ascertained, that
level of performance shall be utilized as a baseline for a decoding goal in the
IEP, with the annual goal to be crafted by a District teacher certified to
deliver the intensive decoding reading program.
As a corollary to this new goal and specially-designed instruction in
decoding, the third modification/specially-designed instruction notation in J-
58 at page 40 (MTSS phonics instruction) shall be removed and replaced
with a modification/specially-designed instruction that reflects daily
instruction in the intensive decoding reading program as outlined in the
paragraph above. The first modification/specially-designed instruction
notation in J-58 at page 41 (leveling for placement in the self-paced MTSS
program) shall be removed. All other modifications/specially-designed
instruction geared to reading shall remain in the IEP as written.
The reading fluency goal shall remain in the IEP, although it shall be
revised to indicate that the reading fluency instruction shall take place not
through the MTSS regular education intervention, but as part of the
intensive decoding reading program instruction, or as part of the delivery of
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special education during language arts. This choice is to be left solely in the
hands of a District teacher certified to deliver the intensive decoding reading
program, as that person is in the best position to judge whether fluency
instruction/progress-monitoring can and should, or cannot and should not,
be part of the intensive decoding reading program.
Finally, as mentioned above, it may be that at some point in the
future, the student’s IEP team may determine that the student once again
requires a specialized setting. If this happens, it is not a requirement of the
student’s program that the student receive in the new placement the exact
intensive decoding reading program that will be delivered by the District, as
that exact program may be unavailable in a new placement. But the student
must continue to receive in any new placement some type of intensive
decoding reading program, with a comprehensive, multisensory, phonics-
based approach focused on sequential instruction geared to intensive
phonological and sound-symbol understanding/decoding.
Written Expression & Cognitive Assessment. The issue of whether or
not the student should be explicitly identified as a student with a specific
learning disability in written expression cannot be definitively determined at
this time. It would seem that the results of achievement assessments in the
December 2020 re-evaluation report support such a conclusion—the student
shows lower than expected achievement scores in the written expression
composite (with relatively low scores in the essay composition, sentence
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building, and spelling sub-tests). The caveat here, however, is that while the
fluency and decoding are clear needs even outside the consideration of the
student’s cognitive ability, there appear to be splinter skills in sub-areas of
written expression which are strong, so it is a slightly mixed picture (with a
skew towards the necessity of identification). Thus, updated cognitive
assessment would help to understand the achievement scores in the context
of the student’s cognitive ability. In reality, “would be helpful” is not strong
enough—the student’s cognitive ability is currently understood in the
December 2020 re-evaluation report in terms of an instrument designed for
very young children, appropriate at the time it was administered over four
years ago, but no longer valid for understanding the student’s needs through
a discrepancy model.
Therefore, the District will be ordered to undertake an updated
cognitive assessment with an instrument valid for the student’s age. With
these results in hand, the IEP team will be ordered to meet to determine if
there is consensus as to whether the student should be explicitly identified
as a student with a specific learning disability in written expression. The IEP
team may also, at its own initiative, re-visit the student’s potential needs in
mathematics in light of the results of the updated cognitive assessment. But
consideration of those results will be ordered explicitly in terms of written
expression.
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Notwithstanding this process of assessment and consideration, the last
modification/specially-designed instruction notation in J-58 at page 41
(spelling) shall remain part of the student’s IEP pending the IEP team’s
consideration of the updated cognitive assessment vis a vis needs in written
expression.
Behavioral & Emotional Support
FBA & PBSP. The student’s most profound needs are centered around
emotional support and behavior support in the educational environment. The
first thing that occurs to a reader of the August 20th IEP is that the FBA and
PBSP were undertaken at the specialized program where the student
attended in the 2020-2021 school year. This was proper and necessary, as
an understanding of the student’s behavior through the FBA and the
response to that behavior through the PBSP are based in a specific
situational context (i.e., the function of the behavior, and the response, in
the educational setting of the specialized program). It is important that a
PBSP be part of the student’s programming. Therefore, the PBSP shall
remain in place as part of the August 20
th IEP. However, where the
educators at the District, who will be implementing that PBSP and will have
first-hand experience with the student’s behavior at the District, feel that the
PBSP needs to be changed or revised in a material way, the District shall
undertake a new FBA, with behavioral assessment of the student undertaken
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in the educational environments of the District, and shall create a new PBSP
based on the new FBA.
Social Work Services. The August 20th IEP shall be revised to provide
more social work support at the District. Specifically, the individual social
work services shall be increased to two 20-minute individual sessions
weekly; the two 30-minute group sessions weekly shall remain in place. The
ability of the student to access individual social work services as needed
shall also remain in place.
This decision takes no position on the potential implementation of
community-based mental health services in the educational environment.
That decision is left in the hands of the IEP team. But any use of such
services shall not be used to reduce or to impact the provision of the weekly
social work sessions, whether individual or group.
Goals & Modification/Specially-Designed Instruction. Through this
order, there are no ordered revisions to the behavior goals (emotional
regulation and coping strategies) and no ordered revisions to any of the
modifications/specially-designed instruction related to behavior.
District-based Team Meetings. Finally, the father’s concerns that the
District may not be suited to deliver this IEP, or whether the student’s needs
might require a more specialized placement, are not entirely ill-founded.
Therefore, the District-based members of the IEP team (the student’s
emotional support teacher, reading teacher, a regular education teacher with
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some contact with the student, the District social worker, and a District
special education administrator) shall meet weekly to share information,
data, and insights regarding the progress of the student under the terms of
the August 20th IEP and the student’s ability to acclimate to, and be
academically and behaviorally successful at, the District. This meeting shall
not be made part of the IEP but shall take place weekly and shall include
documented attendance, beginning the week of August 30
th and continuing
through the week of October 18th.4 Thereafter, the IEP team and/or the
team of professionals outlined above may decide whether, and how often,
such a meeting shall continue to take place. Furthermore, as the District-
based members of the IEP team conduct these meetings, they may, as they
feel it is necessary, include or update the parents in terms of this school-
based meeting.
Executive Functioning
The record does not fully support a goal for organization, focused on
planning and routine. Therefore, this goal shall be removed from the August
20th IEP. However, critical to the student’s executive functioning, and overall
behavioral functioning, is helping the student to anticipate and navigate
transitions where those might lead to frustration and triggers of anger and
4 It is not required as a directive of this decision that notes about the meeting be
kept, although if the members of the team wish to memorialize the content of the
meeting in writing, they may do so.
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aggression. Therefore, the first modification/specially-designed instruction
on J-58 at page 38 (regarding advance notice of change/transition) should
be a focus for all educators.
The student’s mother has a particular concern that the student’s IEP
contain a goal for self-advocacy. That may be advisable over the medium-
term, especially as it would integrate with the student sharing feelings of
frustration in an appropriate way. In the short-term, however, the
adjustment to the District-based placement and the fluidity of the
emotional/behavioral programming in the placement—outlined above—as
well as the need for the student to meet and to begin a working relationship
with the District social worker (a point aptly made by the District special
education administrator) argue against injecting too much that is new into
the student’s programming. Were it necessary, certainly it would be the
basis of a revision. But the record does not support an immediacy for the
issue, and inclusion of a self-advocacy goal is left in the hands of the IEP
team, to take up at a future point in the school year.
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ORDER
In accord with the findings of fact and conclusions of law as set forth
above, the student’s educational placement at the outset of the 2021-2022
school year shall be the full-time emotional support placement at the
Tunkhannock Area School District school building outlined in the August 20,
2021 IEP.
The student’s IEP shall be revised in accord with the directives in the
Discussion section of this decision.
As one of those directives, the Tunkhannock Area School District shall,
forthwith, schedule the student for a cognitive assessment, through
instrumentation valid for the student’s age, to be included in a revised re-
evaluation report. This order shall serve as permission to re-evaluate the
student in this regard. Thereafter, the student’s IEP team shall meet to
consider the results of the updated cognitive assessment, explicitly in terms
of its impact on an understanding of the student’s needs, if any, in written
expression and in terms of its impact on an understanding of other needs of
the student as the IEP team may determine.
Any aspect of the August 20, 2021 IEP not explicitly addressed in this
decision and order shall remain in place.
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Any claim related to the student’s program and placement for the
2021-2022 school year not specifically addressed in this decision and order
is denied and dismissed.
s/ Michael J. McElligott, Esquire
Michael J. McElligott, Esquire
Special Education Hearing Officer
08/27/2021
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