Upper Darby School District | Case 17896-15-16 | 2016-07-08
Pennsylvania special education due-process decision
- Case number
- 17896-15-16
- Date
- 07/08/2016
- Parties / district (official listing)
- Upper Darby School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Extended School Year
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: N.A.
Date of Birth: [redacted]
ODR No. 17896-15-16-KE
CLOSED HEARING
Parties to the Hearing: Representative:
Parent[s] Pro Se
Upper Darby School District Scott C. Gottel, Esquire
601 North Lansdowne Avenue Holsten & Associates
Drexel Hill, PA 19026 O n e O l i v e S t r e e t
M e d i a , P A 19063
Date of Hearing: June 23, 2016
R e c o r d C l o s e d : J u n e 2 3 , 2016
D a t e o f D e c i s i o n : J u l y 8 , 2 0 1 6
H e a r i n g O f f i c e r : William F. Culleton, Esquire, CHO
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INTRODUCTION AND PROCEDURAL HISTORY
The child named in this matter (Student)1 is an eligible enrollee of the school district named
in this matter (District). The Student is classified under the Individuals with Disabilities Education
Act, 20 U.S.C. §1401 et seq. (IDEA) as a child with the disabil ities of Serious Emotional
Disturbance and Other Health Impairment.
Student’s mother (Parent) requests due process, asserting a num ber of claims based upon
the IDEA. In particular, Parent requests extended school year services (ESY) under the IDEA; this
under Pennsylvania law requires an expedited hearing, with a decision due date within 30 calendar
days of the filing to the complaint. 22 Pa. Code §14.132(e). I bifurcated the matter, and I decide
only the issue regarding ESY in this final decision. The remain der of Parent’s claims will be
calendared and decided on the ordinary IDEA timelines, with a n ew ODR case number. The
District asserts that Student is ineligible for ESY services for the current summer recess.
The hearing was completed in one session. At the outset of the hearing, Parent appeared
and waived her right to participate, then left the hearing room and did not return. I have determined
the credibility of all witnesses and I have considered and weig hed all of the evidence of record. I
conclude that the Student is not eligible for ESY services for the current summer recess.
ISSUES
1. Is Student eligible for ESY services for the current summer recess?
1 Student, Parent and the respondent District are named in the title page of this decision and/or the order accompanying
this decision; personal references to the parties are omitted here in order to guard Student’s confidentiality.
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FINDINGS OF FACT
1. Student has a history of significant difficulties with inattention, hyperactivity, impulsivity,
and significant behaviors of c oncern. Student is diagnosed with Attention Deficit
Hyperactivity Disorder (ADHD) and Oppositional Defiant Disorder. (S 1.)
2. Student is of average intelligence and Student’s academic achie vement and functional
abilities are average. (S 1.)
3. Student has a history of receiving services through a local beh avioral health provider,
including management of medication for ADHD. (S 1.)
4. Before coming to the District, Student was enrolled in a charte r school for the early
elementary school years and a parochial school for fifth grade. (S 1.)
5. Student has a history of receiving early intervention services, but no history of being
identified as a child with a disability under the IDEA until St udent was referred by the
parochial school teacher to the local Intermediate Unit (IU), which provided an evaluation
report to Parent on April 25, 2016. (S 1.)
6. The IU classified Student with Serious Emotional Disturbance an d Other Health
Impairment. (S 1.)
7. Student enrolled in the District on or about May 2, 1016, and started elementary school on
May 9, 2016. Student arrived without an IEP. (NT 21; S 2.)
8. From the first day of school in the District’s elementary schoo l, Student exhibited
behaviors of concern, including losing focus, calling out inapp ropriately, throwing things
and exhibiting immature and socially distancing behaviors with peers. (S 8.)
9. The District requested consent to perform a re-evaluation consi sting of a Functional
Behavioral Assessment on May 12, 2016. Parent consented on May 17, 2016. (S 4.)
10. The District began taking data on Student’s behavior on May 19, 2016. (S 16.)
11. On May 26, the District convened a meeting to formulate an Indi vidualized Education
Program (IEP). It offered an IEP with a reading goal and placem ent in itinerant learning
and emotional support in the neighborhood school, along with mo difications and
accommodations addressing attention issues. (S 5, 8.)
12. At the meeting, Parent provided a written request for ESY servi ces. Parent wanted these
services so that Student could wo r k o n s o c i a l s k i l l s , s e l f - r e g ulation and executive
functioning. (S 6.)
13. Parent declined to sign the offe red Notice of Recommended Educa tional Placement
(NOREP), because it did not offer goals for all of Student’s identified needs. (S 9)
14. The IEP team reconvened on June 9, 2016. The District offered a dditional modifications
and accommodations to Student. It planned to convene a meeting in August 2016 to provide
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transitional services to Student, as Student will be transition ing to middle school for the
upcoming school year. (NT 83-84; S 12.)
15. At the June 2016 meeting, the IEP team found Student to be inel igible for ESY services
due to the lack of data indicating any loss of educational bene fit due to regression and
recoupment difficulties. Data from the ongoing FBA did not supp ort any need for ESY
services; in fact, the data indicated improvement in Student’s behaviors of concern. (NT
45-46; S 12.)
16. Parent accepted the proposed program and placement by signing t he NOREP on June 9,
2016. (S 13.)
17. The IEP team, through the agency of the District’s school psych ologist, considered the
criteria set forth in the Pennsylvania Code for determining eligibility for ESY services. (NT
46-49, 75-82.)
18. There was no data indicating that Student was likely to have di fficulty transitioning to
middle school to the extent that it would interfere with Student’s learning. (NT 84-87.)
CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two considerations, the burd en of going forward and
the burden of persuasion. Of these, the more essential conside ration is the burden of persuasion,
which determines which of two co ntending parties must bear the risk of failing to convince the
finder of fact.
2 In Schaffer v. Weast, 546 U.S. 49, 126 S. Ct. 528, 163 L.Ed.2 d 387 (2005), the
United States Supreme Court held that the burden of persuasion is on the party that requests relief
in an IDEA case. Thus, the moving party must produce a prepond erance of evidence 3 that the
2 The other consideration, the burden of going forward, simply determines which party must present its evidence first,
a matter that is within the discretion of the tribunal or finder of fact (which in this matter is the hearing officer).
3A “preponderance” of evidence is a quantity or weight of eviden ce that is greater than the quantity or weight of
evidence produced by the opposing party. See, Comm. v. William s, 532 Pa. 265, 284-286 (1992). Weight is based
upon the persuasiveness of the evidence, not simply quantity. Comm. v. Walsh, 2013 Pa. Commw. Unpub. LEXIS
164.
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moving party is entitled to the relief requested in the Complaint Notice. L.E. v. Ramsey Board of
Education, 435 F.3d 384, 392 (3d Cir. 2006).
This rule can decide the issue when neither side produces a pre ponderance of evidence –
when the evidence on each side has equal weight, which the Supr eme Court in Schaffer called
“equipoise”. On the other hand, whenever the evidence is prepo nderant (i.e., there is weightier
evidence) in favor of one party, that party will prevail, regar dless of who has the burden of
persuasion. See Schaffer, above.
In the present matter, based upon the above rules, the burden o f persuasion rests upon the
Parent, who initiated the due p rocess proceeding. If the Paren t should fail to produce a
preponderance of the evidence in support of Parent’s claim, or if the evidence is in “equipoise”,
the Parent cannot prevail under the IDEA.
CREDIBILITY
It is the responsibility of the hearing officer to determine t he credibility of witnesses. 22
PA. Code §14.162 (requiring findings of fact); A.S. v. Office for Dispute Resolution, 88 A.3d 256,
266 (Pa. Commw. 2014)(it is within the province of the hearing officer to make credibility
determinations and weigh the evidence in order to make the required findings of fact). I carefully
listened to all of the testimony, keeping this responsibility i n mind, and I found the District’s
witnesses to be credible and reliable.
ESY SERVICES
The federal regulations implementing the IDEA require that a Di strict provide ESY services
“as necessary to provide FAPE … .” 34 C.F.R. §300.106(a)(1). Necessity for such services must
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be determined by the IEP team in accordance with the procedures f o r I E P t e a m s . 3 4 C . F . R .
§300.106(a)(2). The agency may not limit its ESY services by c ategory of disability or limit the
type, amount or duration of services. 34 C.F.R. §300.106(a)(3).
The state regulations implementi ng the IDEA requirement for ESY services add certain
procedural requirements and criteria for determining eligibility, 22 Pa. Code §14.132(a). Neither
the federal nor the state regulations explicitly provide criteria for determining the extent or nature
of the ESY services that are necessary in order to provide a FAPE.
Nevertheless, the state regulation’s criteria for determining eligibility can provide a guide for
the determination in this matter. See generally, William D. V. Manheim Twp. Sch. Dist., 2007
WL 2825723 (E.D. Pa. 2007). These criteria are:
(i) Whether the student reverts to a lower level of functioning a s
evidenced by a measurable decrease in skills or behaviors which
occurs as a result of an interruption in educational programmin g
(Regression).
(ii) Whether the student has the capacity to recover the skills o r
behavior patterns in which regression occurred to a level
demonstrated prior to the inte rruption of educational programming
(Recoupment).
(iii) Whether the student’s difficulties with regression and
recoupment make it unlikely that the student will maintain the skills
and behaviors relevant to IEP goals and objectives.
(iv) The extent to which the st udent has mastered and consolidated
an important skill or behavior at the point when educational
programming would be interrupted.
(v) The extent to which a skill or behavior is particularly crucial for
the student to meet the IEP goals of self-sufficiency and
independence from caretakers.
(vi) The extent to which successive interruptions in educationa l
programming result in a student’s withdrawal from the learning
process.
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(vii) Whether the student’s disability is severe, such as
autism/pervasive developmental disorder, serious emotional
disturbance, severe mental retar dation, degenerative impairment s
with mental involvement and severe multiple disabilities.
22 Pa. Code §14.132(a)(2).
In this matter, Parent declined to participate in the hearing, so the only evidence was
testimony from District personnel, including Student’s teacher for fifth grade and the school
psychologist who reviewed the matter with regard to Student’s e ligibility for ESY services. I am
satisfied by a preponderance of the evidence that the District and IEP team considered the factors
listed in Chapter 14 and concluded that Student does not need ESY services in order to ensure that,
in the brief period during which Student was enrolled with an I EP in the District, the IEP would
deliver a FAPE.
Indeed, Parent’s request was not predicated upon a need for ESY in order to assure
preservation of any gains made a fter Student enrolled and began attending school in the District.
Rather, Parent sought ESY services for purposes of assuring a smooth transition for Student from
elementary school to middle school. That is not the purpose of ESY under the IDEA, no matter
how laudable that purpose may be.
CONCLUSION
I conclude that the District evaluated Student’s eligibility for ESY services appropriately,
and reached the appropriate conclusion that Student is not eligible for such services for the current
summer recess. Therefore, I will not order the District to provide such service.
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ORDER
In accordance with the foregoing findings of fact and conclusions of law, the requests for
relief are hereby DENIED and DISMISSED. It is FURTHER ORDERED that any claims that are
encompassed in this captioned matter and not specifically addressed by this decision and order are
denied and dismissed.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ., CHO
H E A R I N G O F F I C E R
DATED: July 8, 2016
