Upper Darby School District | Case 24742-20-21 | 2021-08-27
Pennsylvania special education due-process decision
- Case number
- 24742-20-21
- Date
- 08/27/2021
- Parties / district (official listing)
- Upper Darby School District
- Hearing officer
- Cheryl Cutrona
- Issues (official listing)
- Independent Educational Evaluation Compensatory Education Child Find Specific Learning Disability
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Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA SPECIAL EDUCATION HEARING OFFICER
FINAL DECISION AND ORDER
Closed Hearing
ODR File Number:
24742-20-21
Child’s Name:
B.S-M.
Date of Birth:
[redacted]
Parent:
[redacted]
Counsel for Parent:
Michael J. Connolly, Esquire
McAndrews, Mehalick, Connolly, Hulse, Ryan and Marone P.C.
30 Cassatt Avenue
Berwyn, PA 19312
Local Education Agency:
Upper Darby School District
4611 Bond Avenue
Drexel Hill, PA 19026
Counsel for LEA:
Michelle Mintz, Esquire
Fox, Rothschild LLP
10 Sentry Parkway, Suite 200
P.O. Box 3001
Blue Bell, PA 19422-3001
Hearing Officer:
Cheryl Cutrona, J.D.
Date of Decision:
August 27, 2021
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Introduction and Procedural History
The Student,1 [an upper elementary aged student] residing in the
Upper Darby School District (hereinafter “District”), has attended school in
the District since Kindergarten. The Student received special education
services for a Speech or Language therapy until [Student] exited special
education services after achieving the Individualized Education Plan (IEP)
goals. The Parent is seeking special education services under the Specific
Learning Disability category or, in the alternative, an appropriate Section
504 Plan.
On March 31, 2021, the Parent filed a due process complaint against
the District contending that the Student has been denied a free and
appropriate public education (“FAPE”) under the Individuals with Disabilities
Education Act (“IDEA”)
2, Section 504 of the Rehabilitation Act of 1973
(“Section 504")3, and their corresponding regulations of the Pennsylvania
Public School Code.
The case proceeded to a closed, multi-session, due process hearing
convening virtually due to the COVID-19 pandemic. The Parent sought to
establish that the District failed its Child Find obligations by not timely and
appropriately evaluating the Student under both IDEA and Section 504,
incorrectly determined that the Student was not eligible under IDEA thereby
failing to provide the Student with an appropriate program and placement
1 In the interest of confidentiality and privacy, Student’s name, gender, and other
potentially identifiable information are not used in the body of this decision. All personally
identifiable information, including details appearing on the cover page of this decision, will
be redacted prior to its posting on the website of the Office for Dispute Resolution in
compliance with its obligation to make special education hearing officer decisions available
to the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in 34
C.F.R. §§ 300.1 – 300. 818. The applicable Pennsylvania regulations are set forth in 22 Pa.
Code §§ 14.101 – 14.163 (Chapter 14).
3 29 U.S.C. § 794. The federal regulations implementing Section 504 are set forth in 34
C.F.R. §§ 104.1 – 104.61. The applicable Pennsylvania regulations are set forth in 22 Pa.
Code §§ 15.1 – 15.11 (Chapter 15).
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under IDEA, and failed to develop an appropriate Section 504 Plan despite
finding the Student eligible, years later, under Section 504. The District
maintained that it timely met its Child Find obligations and that its
educational programming was appropriate as offered, and that no remedy is
due.
For the reasons set forth below, following a review of the record as a
whole, the Parent’s claims are denied in part and sustained in part.
Issues
1. Did the District violate its Child Find Obligations under both IDEA and
Section 504 by not timely evaluating and identifying the Student as
eligible for special education?
2. Did the District inappropriately fail to identify the Student as eligible
under the IDEA classifications of Specific Learning Disability (SLD) or
Emotional Disturbance (ED) resulting in a denial of FAPE?
3. Is the Section 504 Plan offered by the District appropriate?
4. If not, is the Student entitled to compensatory education from March
31, 2019 through the present and until such time as an appropriate
IEP or, in the alternative, an appropriate Section 504 Plan is
developed?
Findings of Fact
All evidence including the exhibits admitted to the record, transcripts
of the testimony, and the parties’ written closing statements was considered
by the Hearing Officer. The only findings of fact cited herein are those
needed to address the issues resolved. All exhibits and all aspects of each
witness’s testimony are not explicitly referenced below.
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1. Th e Student, [redacted], has attended school in the District since
Kindergarten during the 2016-2017 school year (N.T. at 31).4 The Parent
requested that the District conduct a full psychoeducational evaluation of
the Student, including a speech and language evaluation and testing for
any learning differences. The District sent the Parent a Permission to
Evaluate (PTE) on February 3, 2017 indicating that it would conduct a
Speech and Language Evaluation and denying the request for a full
psychoeducational evaluation based on the Student’s satisfactory
academic records, classroom performance, and DIBELS (Dynamic
Indicators of Basic Early Literacy Skills) scores. The Parent consented to
the Speech and Language evaluation (P-1; S-1).
2.
The April 17,
2017 Evaluation Report (ER) concluded that the Student
was eligible for specially designed instruction (SDI) under the IDEA
disability category of Speech or Language Impairment (S-2 at 10). An
Individualized Education Plan (IEP) was developed and the Student
received speech and language therapy once a week for 30 minutes (P-3
at 27) to address articulation needs. Speech and language therapy
continued through the Student’s first grade school year and most of
second grade (P-4 IEP).
3. On
February 18, 2019, the Student was evaluated by a behavioral health
provider following a referral from the family physician due to suicidal
ideation expressed by the Student during an annual checkup (P-10 at 3).
The Student received a medical diagnosis of “Other Specified Depressive
Disorder.” The Student participated in about three months of therapy
before it was discontinued on July 16, 2019, at the family’s request, due
to scheduling conflicts between the Student’s extracurricular activities
4 References to the record throughout this decision will be to the Notes of Testimony (N.T.),
Parent Exhibits (P-) followed by the exhibit number, and School District Exhibits (S-)
followed by the exhibit number. Citations to duplicative exhibits may not be to all.
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and the therapist’s limited availability (P-16 at 2; N.T. at 51; 57-58). The
Parent sought a different service provider and the Student was put on a
waiting list to receive therapy from another behavioral health service
approved by their medical insurance provider (N.T. at 58).
4. A speech and language reevaluation was conducted in the Spring of 2019
when the Student mastered the IEP goals. The March 19, 2019
Reevaluation Report (RR) (P-5; S-19) concluded that the Student
achieved the IEP goals with minimal or no clinician support (P-5 at 10),
and was no longer demonstrating a speech or language impairment (P-5
at 12). The reevaluation team recommended that the Student exit
special education and the Parent approved the recommendation/action
(P-5 at 23).
5. As part of the March 29, 2019 RR, the Mother’s input form noted
“reading, art and math” as the Student’s strengths. The Father noted
“reading, writing and art” as strengths, and “mathematics” as a need.
Both Parents noted the Student’s enjoyment of [redacted] and other
extracurricular activities (S-19 at 1). Outside of being concerned that the
Student was switching letters (N.T. at 80), it appears as though the
Parents’ concerns were not brought to the District’s attention until third
grade. The Parent is requesting compensatory education from as far back
as March 31, 2019.
6. At the Parent’s request, in October 2020, a community-based program
conducted a Comprehensive Child Biopsychosocial Evaluation (P-7) of the
Student which resulted in a diagnosis of “Disruptive Mood Dysregulation
Disorder” (P-6 at 2; P-7 at 6). An Intensive Behavioral Health Written
Order Letter, dated October 5, 2020, recommended 10 hours of mobile
therapy monthly (S-26 at 4; P-6 at 5). The Student resumed weekly
mobile therapy in November 2020 (N.T. at 91).
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7. In the Fall of 2020, the Parent asked the District for a Section 504 Plan
for the Student based on social and emotional concerns. Following the
request, the District agreed to conduct a comprehensive special education
evaluation (P-9). The Evaluation assessed the Student’s cognitive,
academic and social-emotional functioning to determine the Student’s
strengths and needs, and eligibility requirements for special education
and related services.
8. The December 2020 Evaluation Report (ER) cognitive assessment results
show that the Student functions in the Low Average range as compared
to other children of the same age, while demonstrating a strength in
speed processing tasks (P-10 at 25; S-33 at 2). Academically, the
Student’s reading ability performance was Average. The assessment
highlighted weaknesses in math problem-solving as compared to the
Student’s third-grade chapter test results which, with the exception of
one chapter test, fell in the Proficient and Advanced range (P-10 at 25; P-
16 at 3; S-33 at 2). The District School Psychologist (DSP), who is also a
Board Certified Behavior Analyst (BCBA), concluded that the Student’s
performance is commensurate with the Student’s ability. While there is
some test scatter, there is no discrepancy between ability and
performance. The SDP concluded that the student is not eligible for an
IEP based on the Specific Learning Disability (SLD) (N.T. at 154).
9. The DSP also concluded that the Student is not eligible for an IEP based
on the Emotional Disturbance (ED) category (N.T. at 126; 165-166). A
BASC was also conducted. The Student self-reported depression and
anxiety. The ER postulated that some of the Student’s social and
emotional struggles could be the result of a recent death in the family;
and the impact of the pandemic which has necessitated social isolation
and curtailing of the extracurricular activities that serve as an outlet for
the Student (P-10 at 25; S-33 at 2).
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10. In conclusion, the 2020 ER recommended that the Student’s math
problem-solving weakness be addressed through the Multi-tiered Support
System (MTSS) and referrals to the Student Assistance Program (SAP)
(P-10 at 26; S-33 at 2-3) and that a Section 504 Plan (P-10 at 26) be
implemented to address the Student’s social and emotional needs
through accommodations and services. Based on the ER, a Section 504
Plan was developed and revised in January 2021 (P-14; S-39).
11. Socially and emotionally, the Student presents differently at school
than at home. The Parents hired a self-employed Certified School
Psychologist (CSP) with more than 30 years of experience to
independently review the ER and the conclusions reached by the District
(P-17; N.T. at 271). The CSP conducted a records review and FaceTime
interviews with the Mother and the Student. No additional testing was
administered and neither the teachers (N.T. at 333-334) nor the Father
were interviewed (N.T. 311-312). The June 8, 2021 CSP Report concluded
that the Student meets the requirements for a student with a Specific
Learning Disability (SLD) because the Student’s very low higher-order
reasoning skills impact comprehension skills across the curriculum and
result in frustration and confusion due to limited understanding (P-16 at
6; N.T. at 298). The CSP notes that there was “significant” test scatter
and that as academic demands have increased, the Student’s challenges
are more evident (P-16 at 4). The CSP was concerned about
“inconsistencies” in the educational history because the test scores went
from Basic to Advanced, then “swap up” (N.T. at 283). The CSP
concluded the Student’s cognitive performance reflected weaknesses in
the areas of higher-order thinking that impact higher-order academic
skills of comprehension, math concepts, and applications. The CSP
postulated that academic frustration may cause the Student to keep
behavior in check during the school day, then decompensate at home (P-
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16 at 5; N.T. at 285; 286; 307-308). This would explain why the Student
presents differently to [Student’s] teachers than to the Parent. Although
the pandemic may be a contributing factor to the social-emotional
struggles, the CSP argues that it should not be the reason the Student
does not receive needed special education (P-16 at 5).
12. During her testimony, the CSP reported that the suicidal ideation
expressed by the Student was the “biggest red flag,” noting that it should
be taken seriously (N.T. at 291). However, the CSP did not conclude that
the Student was eligible for an IEP under the Emotional Disturbance (ED)
category (N.T. at 317), and pointed out that could change if the suicidal
ideation and depression do not abate (P-16 at 6). The CSP expressed the
belief that the social and emotional issues will abate if the academic
needs are addressed (N.T. at 317; 338-339); therefore, she
recommended that an updated Functional Behavioral Assessment (FBA)
be conducted (N.T. at 318-319) to better understand the Student’s
emotional behavior.
13. The CSP, who has many years developing and evaluating special
education programs, testified that in her opinion the Section 504 Plan was
not sufficient and recommended (1) placing the Student in a weekly girls’
social skills group to reduce feelings of isolation by seeing other students
who feel frustrated, and learning how to develop coping skills (N.T. 327);
and (3) including more specificity surrounding the Student’s access to the
social worker (N.T. 326-327).
14. On November 5, 2019, the third-grade teacher, who spent eleven
years as a special education teacher prior to switching to regular
education (N.T. at 456), referred the Student to the School Social Worker
after the Student had a particularly difficult morning. The teacher decided
to submit the referral (P-8) after speaking with the Student’s Mother who
indicated that the Student had seen the social worker the year before and
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the Mother would like that to happen again (N.T. 464-465). The third-
grade teacher recalled that, after the initial referral, the Student went to
see the social worker at least once a week (N.T. at 482).
15. The School Social Worker recalls only meeting with the Student once
during the third grade and that the only concern the Student expressed
was in regard to a family situation. At the initial meeting, the social
worker gave the Student check-in cards, which could be used by students
to see the social worker, as needed, and explained how they work. The
social worker does not recall the Student using the check-in cards (N.T.
406-410).
16. When the 504 Plan was implemented, the social worker recalled seeing
the Student once a week for a “cross-age peer tutoring program” that
was set up as a result of the Section 504 Plan. Basically, the Student was
assigned to “tutor” a first-grade student using flash cards. The intent was
to build the Student’s confidence in math. The social worker recalls no
discussions about social and emotional issues (N.T. at 410-413).
17. The Student was referred to the social worker once during fourth
grade after the Section 504 Plan started. The concern expressed was
again in relation to a family issue. Nothing was discussed concerning
academics, relationships or other social and emotional issues. The SST
also set up a Google forum for the Student to use to check in with the
social worker. (N.T. at 420-422).
18. The Student’s fourth grade general education math teacher, who has
24 years’ experience as a special education teacher before switching to
regular education, testified that the Student demonstrated growth
between the Fall and Spring semester MAPs assessment tests (N.T. at
373) and that the Student tested as “Basic” and “Proficient” on the end of
the semester Chapter Tests (N.T. at 379). She pointed out that if the
Student were struggling or needed to be evaluated for an IEP, she would
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have referred the Student to the SST for support (N.T. at 365-366). In
her opinion, the Student did not need that.
Parent’s Claims
The Parent contends that the District should have conducted a
comprehensive psychoeducational evaluation as requested by the Parent
during the middle of the Student’s Kindergarten year because some DIBELS
scores indicated academic performance that was not proficient, below basic,
and basic in Reading and Math (P-1 at 6-7). The Parent alleges that in light
of the Student’s academic, social and emotional struggles throughout first,
second and third grades, the District failed to meet its Child Find obligation
by not timely and comprehensively evaluating the Student under both IDEA
and Section 504 and thereby failing to offer the Student a FAPE. The Parent
also argues that the District incorrectly determined that the Student is not
eligible for an IEP under the SLD category; and the Section 504 Plan that
was ultimately developed was not appropriate to meet the Student’s
academic, social and emotional needs. Therefore, the Parents seek
compensatory education from March 31, 2019 until such time as the District
develops and implements an appropriate IEP.
District’s Claims
The District argues that it did not violate its Child Find obligation, the
Student is not eligible for an IEP, and that it developed a Section 504 Plan
which is appropriate based on the results of a comprehensive evaluation.
Therefore, the District claims that the Student is not entitled to
compensatory education.
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Discussion and Conclusions of Law
Legal Principles
Burden of Proof
In general, the burden of proof essentially consists of two elements:
the burden of production and the burden of persuasion. The burden of
persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49,
62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir.
2006).
The burden of persuasion must be established by a preponderance of
the evidence. Jaffess v. Council Rock School District, 2006 EL 3097939 (E.D.
Pa. October 26, 2006). A “preponderance” of evidence is a quantity or
weight of evidence that is greater than the quantity or weight of evidence
produced by the opposing party. Comm. v. Williams, 532 Pa. 265, 284-286
(1992).
This rule can decide the issue when neither side produces a
preponderance of evidence – when the evidence on each side has equal
weight, which the Supreme Court in Schaffer called “equipoise.” On the
other hand, whenever the evidence is preponderant (i.e., there is weightier
evidence) in favor of one party, that party will prevail, regardless of who has
the burden of persuasion. See Schaffer, above.
In the present matter, the burden of persuasion rests on the Parent
who filed the complaint that initiated the due process proceeding. If the
Parent fails to produce a preponderance of the evidence in support of
Parent’s claims, or if the evidence is in “equipoise,” the Parent cannot
prevail.
In this case, the Parents did not meet their burden of persuasion by a
preponderance of the evidence in regard to the Student’s eligibility for an
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IEP under the category of SLD. However, it did meet the burden of proving
that the Section 504 Plan is not appropriate.
Credibility Determinations
Special education hearing officers, in the role of fact-finders, are
charged with the responsibility of making credibility determinations of the
witnesses who testify. See J. P. v. County School Board, 516 F.3d 254, 261
(4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014
U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute
Resolution (Quakertown Community School District), 88 A.3d 256, 266 (Pa.
Commw. 2014).
This Hearing Officer found each of the witnesses to be generally
credible, testifying to the best of their ability and recollection concerning
facts necessary to resolve the issues presented. Any conflicting testimony
between the witnesses can be attributed to poor recall and differing
perspectives.
FAPE: Child Find Requirements
The IDEA and state and federal regulations obligate school districts to
locate, identify, and evaluate children with disabilities who need special
education and related services. 20 U.S.C. § 1412(a)(3); 34 C.F.R. §
300.111(a); see also 22 Pa. Code §§ 14.121-14.125. The statute itself sets
forth two purposes of the required evaluation: to determine whether or not a
child is a child with a disability as defined in the law, and to “determine the
educational needs of such child[.]” 20 U.S.C. §1414(a)(1)(C)(i).
The obligation to identify students suspected as having a disability is
commonly referred to as “child find.” Local Educational Agencies (LEAs) are
required to fulfill the child find obligation within a reasonable time. W.B. v.
Matula, 67 F.3d 584 (3d Cir. 1995). More specifically, LEAs are required to
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consider evaluation for special education services within a reasonable time
after notice of behavior that suggests a disability. D.K. v. Abington School
District, 696 F.3d 233, 249 (3d Cir. 2012). School districts are not, however,
required to identify a disability “at the earliest possible moment.” Id.
(citation omitted). However, when a parent requests an evaluation, the LEA
must respond with a Permission to Evaluate form within ten calendar days.
22 Pa. Code § 14.123(c).
In this case, when the Parent requested an evaluation during the
Student’s Kindergarten year, the District responded by issuing a PTE,
evaluating the Student’s speech and language needs and offering an IEP to
address those needs. Based on the Student’s educational records, the
District determined that, at that time, a full psychoeducational evaluation
was not necessary. Four years later it is difficult to refute the soundness of
that conclusion in light of the fact that when the District did conduct a full
comprehensive evaluation in 2020, the Student was not found to be eligible
for an IEP under the IDEA category of SLD. Therefore, the Parents failed to
establish that the District violated its child find obligation.
Evaluation
In September 2020, the Parent requested the District to conduct a
comprehensive psychoeducational evaluation based on the Student’s social
and emotional challenges. Shortly thereafter, the Student received a medical
diagnosis of “Disruptive Mood Dysregulation Disorder” (P-6 at 2; P-7 at 6).
Based on the Student’s social and emotional history, the District conducted a
full assessment.
In conducting an evaluation or reevaluation, the law imposes certain
requirements on LEAs to ensure that sufficient and accurate information
about the child is obtained, including a variety of assessment tools for
gathering relevant data about the child’s functional, developmental, and
academic strengths and weaknesses. 34 C.F.R. §§ 300.304(b); see also 34
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C.F.R. § 303(a). The evaluation must assess the child “in all areas related to
the suspected disability, including, if appropriate, health, vision, hearing,
social and emotional status, general intelligence, academic performance,
communicative status, and motor abilities[.]” 34 C.F.R. § 304(c)(4); see also
20 U.S.C. § 1414(b)(3)(B). Additionally, the evaluation must be “sufficiently
comprehensive to identify all of the child’s special education and related
services’ needs, whether or not commonly linked to the disability category in
which the child has been classified,” and utilize “[a]ssessment tools and
strategies that provide relevant information that directly assists persons in
determining the educational needs of the child[.]” 34 C.F.R. §§ 304(c)(6)
and (c)(7); see also 20 U.S.C. § 1414(b)(3).
Upon completion of all appropriate assessments, “[a] group of
qualified professionals and the parent of the child determines whether the
child is a child with a disability … and the educational needs of the child[.]”
34 C.F.R.§ 300.306(a)(1). The U.S. Department of Education has explained
that, although “[t]he eligibility group should work toward consensus, under
§300.306, the public agency has the ultimate responsibility to determine
whether the child is a child with a disability.” 71 Fed. Reg. 46661 (August
14, 2006).
Eligibility under IDEA
The IDEA requires the provision of a "free appropriate public
education" (“FAPE”) to children who are eligible for special education
services. 20 U.S.C. § 1412. FAPE consists of both special education and
related services. 20 U.S.C. § 1401(9); 34 C.F.R. § 300.17. Decades ago, in
Hendrick Hudson Central School District Board of Education v. Rowley, 458
U.S. 176 (1982), the U.S. Supreme Court addressed these statutory
requirements, holding the FAPE mandates are met by providing personalized
instruction and support services that are reasonably calculated to assist a
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child to benefit educationally from the instruction, provided that the
procedures set forth in the Act are followed. The Third Circuit has interpreted
the phrase “free appropriate public education” to require “significant
learning” and “meaningful benefit” under the IDEA. Ridgewood Board of
Education v. N.E., 172 F.3d 238, 247 (3d Cir. 1999).
"The IEP is 'the centerpiece of the statute's education delivery system
for disabled children.'" Endrew F. ex rel. Joseph F. v. Douglas Cty. Sch. Dist.
RE-1, U.S. 137 S. Ct. 988, 994, 197 L. Ed. 2d 335 (2017) (quoting Honig v.
Doe, 484 U.S. 305, 311, 108 S. Ct. 592, 98 L. Ed. 2d 686 (1988)). An IEP is
a comprehensive program prepared by a child's "IEP Team," which includes
teachers, school officials, the local education agency (“LEA”) representative
and the child's parents. An IEP must be drafted in compliance with a detailed
set of procedures. 20 U.S.C. § 1414(d)(1)(B). An IEP must contain, among
other things, "a statement of the child's present levels of academic
achievement," "a statement of measurable annual goals," and "a statement
of the special education and related services to be provided to the child." Id.
§ 1414(d)(1)(A)(i). A FAPE, as the IDEA defines it, includes individualized
goals, "specially-designed instruction" and "related services." Id. § 1401(9).
"Special education" is "specially designed instruction . . . to meet the unique
needs of a child with a disability"; "related services" are the support services
"required to assist a child . . . to benefit from" that instruction. Id. §§
1401(26), (29). A school district must provide a child with disabilities such
special education and related services "in conformity with the [child's]
individualized education program," or "IEP." 20 U.S.C. § 1401(9)(D)
To be eligible for special education services under IDEA, the student
must (1) meet the requirements of one or more of the disability categories
identified in the regulation and (2) require specially designed instruction to
benefit from that instruction.
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The Parent argues that the Student meets both prongs of the eligibility
requirements. The District disagrees. The specific IDEA classifications looked
at were ED and SLD.
Emotional Disturbance (ED)
The IDEA defines Emotional D isturbance (ED) as “a condition
exhibiting one or more of the following characteristics over a long period of
time and to a marked degree that adversely affects a child’s educational
performance: (A) An inability to learn that cannot be explained by
intellectual, sensory, or health factors; (B) An inability to build or maintain
satisfactory interpersonal relationships with peers and teachers;
(C) Inappropriate types of behavior or feelings under normal circumstances ;
(D) A general pervasive mood of unhappiness or depression; (E) A tendency
to develop physical symptoms or fears associated with personal or school
problems.” 34 C.F.R. 300.8(c)4(i).
Despite the Student’s behavioral health diagnoses of “depression” and
“disruptive mood dysregulation disorder,” both the SDP and the CSP
concluded that the Student was not eligible for an IEP under the Emotional
Disturbance (ED) category at this time (N.T. at 165-166; 317). This appears
to be based on the facts that the emotional dysregulation is not pervasive,
particularly in the school setting, and the Student forms satisfactory
relationships with teachers and peers. The experts do, however, hold
divergent perspectives regarding the Student’s eligibility under the SLD
category.
Specific Learning Disability (“SLD”)
The Parents argue that the Student meets the requirements of the
IDEA SLD classification and is, therefore, eligible for an IEP. The District
disagrees.
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IDEA defines SLD as “a disorder in one or more of the basic
psychological processes involved in understanding or in using language,
spoken or written, that may manifest itself in the imperfect ability to listen,
think, speak, read, write, spell, or to do mathematical calculations, including
conditions such as perceptual disabilities, brain injury, minimal brain
dysfunction, dyslexia, and developmental aphasia.” 34 C.F.R. §300.8(c)(10).
The criteria for determining the presence of an SLD is as follows: “The
child does not achieve adequately for the child’s age or to meet State-
approved grade-level standards in one or more of the following areas, when
provided with learning experiences and instruction appropriate for the child’s
age or State-approved grade-level standards:
i. Oral expression.
ii. Listening comprehension.
iii. Written expression.
iv. Basic reading skill.
v. Reading fluency skills.
vi. Reading comprehension.
vii. Mathematics calculation.
viii. Mathematics problem solving.” 34 C.F.R. §300.309(a)(1).
Specially Designed Instruction (“SDI”)
IDEA defines SDI as “(3) Specially designed instruction means
adapting, as appropriate to the needs of an eligible child under this part, the
content, methodology, or delivery of instruction (i) To address the unique
needs of the child that result from the child’s disability; and (ii) To ensure
access of the child to the general curriculum, so that the child can meet the
educational standards within the jurisdiction of the public agency that apply
to all children.” 34 C.F.R. § 300.39 (b) (3)
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Both presented credible testimony, yet came to different conclusions
after evaluating the Student’s educational record. While the CSP testified
that she thought the District’s evaluation was comprehensive, the two
experts disagree about the interpretation of the data (N.T. at 331-332; 335-
336). Contrary to the CSP’s opinion, the DSP concluded that the Student is
not eligible for SDI under the SLD category because there was no significant
discrepancy between the Student’s cognitive ability and academic
achievement (N.T. at 177-178). Furthermore, the Student’s test scores on
the local assessments were beyond the Student’s cognitive ability, which
does not correlate with an SLD classification (N.T. at 179).
The assessment tools used by the District are technically sound
instruments that provided relevant information in determining Student’s
educational needs and social-emotional needs. No single procedure was used
as the sole criterion for determining an appropriate educational program for
the child.
The third and fourth grade teachers, who both have extensive
experience teaching special education, concur that the Student does not
need learning support for math problem-solving. The Hearing Officer weighs
their opinions more heavily than that of the CSP who only reviewed records
and met with the Parent and Student for less than an hour, because the
teachers each had the Student in their classroom for a school year.
Therefore, after weighing all the evidence, the Hearing Officer finds
that the Parent did not meet the burden of proving that the Student is
eligible for an IEP under IDEA. In conclusion, the evidence is insufficient to
conclude that Student requires adaptations of the content, methodology, or
delivery of instruction because of a disability. IDEA eligibility is a two-part
test, and the existence of a disability standing alone does not satisfy both
prongs. The Hearing Officer finds that the Student does not meet the second
prong because the preponderance of the evidence fails to prove that the
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Student needs specially designed instruction to benefit from education. As
such, the Student does not meet the SLD eligibility criteria under the IDEA.
Section 504 FAPE Claim
Ruling out eligibility under IDEA, the Hearing Officer turns to the
Student’s eligibility under Section 504. Unlike IDEA, which requires schools
to provide an IEP including SDI to qualifying students with disabilities,
Section 504 requires schools to provide a 504 Service Agreement that
outlines the accommodations that a Student needs to receive equitable
benefit from their regular education.
Section 504 of the Rehabilitation Act of 1973 prohibits discrimination
on the basis of a handicap or disability. 29 U.S.C. § 794. A person has a
handicap if the he or she “has a physical or mental impairment which
substantially limits one or more major life activities,” or has a record of such
impairment or is regarded as having such impairment. 34 C.F.R. §
104.3(j)(1). “Major life activities” include learning. 34 C.F.R. §
104.3(j)(2)(ii).
In the context of education, Section 504 and its implementing
regulations “require that school districts provide a free appropriate public
education to each qualified handicapped person in its jurisdiction.”
Ridgewood Board of Education v. N.E., 172 F.3d 238, 253 (3d Cir. 1999)
(citation and quotation marks omitted); see also Lower Merion School
District v. Doe, 878 A.2d 925 (Pa. Commw. 2005); 34 C.F.R. § 104.33(a).
Under Section 504, “an appropriate education is the provision of regular or
special education and related aids and services that (i) are designed to meet
individual educational needs of handicapped persons as adequately as the
needs of nonhandicapped persons are met and (ii) are based upon
adherence to procedures that satisfy the requirements of” the related
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subsections of that chapter, 34 C.F.R. §§ 104.34, 104.35, and 104.36. 34
C.F.R. § 104.33(b).
The obligation to provide FAPE is substantively the same under Section
504 and the IDEA. Ridgewood, supra, 172 F.3d at 253; see also Lower
Merion School District v. Doe, 878 A.2d 925 (Pa. Commw. 2005).
In order to establish a violation of § 504 of the Rehabilitation Act, the
filing party must prove that: (1) the Student is “disabled” as defined by the
Act; (2) the Student is “otherwise qualified” to participate in school
activities; (3) The school or the board of education receives federal financial
assistance; and (4) the Student was excluded from participation in, denied
the benefits of, or subject to discrimination at, the school.
In Pennsylvania, 22 Pa. Code § 15 (Chapter 15) governs the
implementation of Section 504 in schools. Chapter 15 prohibits
discrimination against children who are "protected handicapped students."
Chapter 15 defines a “protected handicapped student” as a student who: (1)
is of an age at which public education is offered in that school district; and
(2) has a physical or mental disability which substantially limits or prohibits
participation in or access to an aspect of the student’s school program; and
(3) is not IDEA eligible. See 22 Pa. Code §15.2. Section 504 and Chapter 15
prohibit schools from denying protected handicapped students’ participation
in, or the benefit of, regular education. See 34 C.F.R. Part 104.4(a).
Chapter 15 defines a service agreement as a “written agreement
executed by a student’s parents and a school official setting forth the specific
related aids, services or accommodations to be provided to a protected
handicapped student.” 22 Pa. Code § 15.2. Service agreements become
operative when parents and schools agree to the written document; oral
agreements are prohibited. 22 Pa. Code § 15.7(a).
Section 504 Service Agreements or “504 Plans” are how school
districts “shall provide each protected handicapped student enrolled in the
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district, without cost to the student or family, those related aids, services or
accommodations which are needed to afford the student equal opportunity
to participate in and obtain the benefits of the school program and
extracurricular activities without discrimination and to the maximum extent
appropriate to the student’s abilities.” 22 Pa. Code § 15.3.
Students are evaluated to determine what related aids, services, or
accommodations that a student needs. Chapter 15 includes for conducting
such evaluations. 22 Pa. Code §§ 15.5, 15.6.
The District Evaluation included a variety of assessment tools for
gathering relevant data about the child’s developmental, and academic
strengths and weaknesses; was sufficiently comprehensive to assess the
Student; and provided sufficient and relevant information to assist the 504
Team in determining the accommodations necessary for the Student to
access and benefit from regular education. Furthermore, the 504 Team met
as required to present, explain and discuss the 504 Plan to the Parent.
There is no question as to whether the Student is a person with a
disability, or that the Student's education was "free," or that the District
receives federal financial aid. Therefore, the only question before this
Hearing Officer is whether the District’s Section 504 Plan offer reasonably
accommodated the Student's needs by providing the related aids, services or
accommodations needed to afford the Student an equal opportunity to
participate in and obtain the benefits of the school program and
extracurricular activities without discrimination and to the maximum extent
appropriate to the student’s abilities. The Parents did not make any specific
Section 504 claims of discrimination; therefore, the discrimination issue is
moot.
The District does not dispute that the Student has a disability and is
entitled to a 504 Plan. In its written closing statement, the District admits
that the Student has mild educational needs in math problem solving, is
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sometimes emotional in class, and presents as experiencing feelings of
inadequacy, sadness and nervousness. The District argues that the 504 Plan
addresses those needs. However, the Parent alleges, the 504 Plan offered by
the District was neither timely nor appropriate.
The Hearing Officer finds that, based on the preponderance of the
evidence, the Section 504 Plan offered by District as requested by the Parent
in September 2020 is timely, but not appropriate to meet the Student’s
social and emotional needs. The Hearing Officer agrees with the Parents that
the accommodations listed in the 504 Plan are too general to adequately
address the Student’s emotional-regulation challenges. Therefore, the 504
Plan must be modified to ensure the Student is not excluded from
meaningful participation in educational activities due to unmet social and
emotional needs caused by the disability.
Within 30 days of the date of this Decision, the 504 Team will meet
and determine how to strengthen the 504 Service Agreement
Accommodations and Services designed to address the Student’s individual
social and emotional challenges and support the Student’s ability to
meaningfully participate in and benefit from educational activities.
The 504 Service Agreement lists nine Accommodations/Services: (1)
regular positive praise; (2) offer visuals to provide learning opportunities in
varied modalities (e.g., math facts; multiplication); (3) frequent check-ins
for understanding; (4) regular communication/collaboration between school,
home, and outside providers to complement the development and
implementation of coping strategies; (5) access to the school social
worker/guidance counselor on an as needed basis; (6) capitalize on
instructional activities in which Student is successful; (7) weekly emails from
the teachers to Parent to recommend Math and ELA office hours; (8) small-
group testing within the classroom environment; (9) creating a visual coping
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skills menu the teacher can nonverbally prompt the Student to use a
strategy when the Student presents as shutting down (S-46 at 5; P-14 at 2).
Based on the CSP’s testimony, there are several places for the 504
Team to begin reexamining the sufficiency of the 504 Plan.5
The 504 accommodation “Access to the school social worker/guidance
counselor on an as needed basis,” lacks specificity. The record is devoid of
evidence showing that the “as needed” access currently being provided has
been anything more than a “trivial benefit” to the Student, so there is no
reason to conclude that it will be sufficient to address the Student’s social
and emotional needs moving forward. The Student with a history of
emotional dysfunction, suicidal ideation, medical diagnoses of “depression”
and “disruptive mood dysregulation disorder,” and who, according to the
record, has not used the “passes” received by the Student to access the
social worker to address those emotional issues, might not have the capacity
to rise to the challenge of self-advocating for social and emotional services.
Furthermore, because the Student internalizes feelings and tries so hard not
to decompensate in the school setting, emotional concerns might not always
be readily apparent to the teachers. The 504 Team will meet and to clarify
how this service will work, and how it can be implemented on a more regular
basis than “as needed.”
Based on the CSP’s testimony and the teachers’ observations of the
Student’s pattern of shutting down and crying when frustrated, it appears as
5 The CSP also recommended conducting an updated FBA to see if the
accommodations and supports are working because the Student is at risk of needing an ED
classification if the social and emotional needs do not abate. While it is not mandated by
law, this Student’s 504 Plan is worthy of monitoring more frequently than waiting three
years to reevaluate as the 504 Plan currently indicates. Using an abundance of caution, the
504 Team should consider a shorter time frame to assess whether the strengthened 504
Plan is sufficiently addressing the Student’s lack of confidence and feelings of inadequacy,
sadness, nervousness and frustration trigger emotional dysregulation causing the Student to
shutdown or cry.
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if the Student needs more than just a teacher pointing to a coping skills
menu to internalize coping strategies. Accommodation #4 is far less
proactive than the CSP’s recommendation that the Student be placed in a
social skills group to reduce feeling isolated by seeing that other students
also become frustrated, and learn coping skills to address social and
emotional challenges. The 504 Team will meet and create more proactive
emotional supports like the social skills group described by the CSP to
bolster accommodations #4 and #9, which requires the School to
communicate with the Parents and outside therapists.
Compensatory Education
Compensatory education is an equitable remedy. Lester H. v. Gilhool,
916 F.2d 865 (3d Cir. 1990) that is appropriate remedy where a District
knows, or should know, that a child’s educational program is not appropriate
or that the student is receiving only a trivial educational benefit, and the
District fails to remedy the problem. M.C. v. Central Regional Sch. District,
81 F.3d 389 (3d Cir. 1996).
Traditionally, Pennsylvania courts have recognized two distinct
methods for calculating the amount of compensatory education that should
be awarded to remedy substantive denials of FAPE. Under the “hour-for-
hour” method, embraced by M.C. v. Central Regional Sch. District, 81 F.3d
389 (3d Cir. 1996), a student would receive one hour of compensatory
education for each hour that FAPE was denied. The Third Circuit has also
endorsed an alternate approach, sometimes described as a “make-whole”
remedy, where the award of compensatory education is crafted “to restore
the child to the educational path he or she would have traveled” absent the
denial of FAPE. G.L. v. Ligonier Valley School District Authority, 802 F.3d
601, 625 (3d Cir. 2015); see also Reid v. District of Columbia Public Schools,
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401 F.3d 516 (D.C. Cir. 2005) (adopting a qualitative approach to
compensatory education as proper relief for denial of FAPE). In Reid, the
court concludes that the amount and nature of a compensatory education
award must be crafted to put the student in the position that she or he
would be in, but for the denial of FAPE. Reid is the leading case on this
method of calculating compensatory education, and the method has become
known as the Reid standard or Reid method. The more nuanced Reid method
was endorsed by the Pennsylvania Commonwealth Court in B.C. v. Penn
Manor Sch. District, 906 A.2d 642, 650-51 (Pa. Commw. 2006) and the
United States District Court for the Middle District of Pennsylvania in Jana K.
v. Annville Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414 (M.D. Pa. 2014).
It is arguable that the Third Circuit also has embraced this approach in
Ferren C. v. Sch. District of Philadelphia, 612 F.3d 712, 718 (3d Cir. 2010)
(quoting Reid and explaining that compensatory education “should aim to
place disabled children in the same position that the child would have
occupied but for the school district’s violations of the IDEA.”).
Despite the preference for the Reid method, that analysis poses
significant practical problems when, in administrative due process hearings,
evidence is not presented to establish what position the student would be in
but for the denial of FAPE – or what amount or what type of compensatory
education is needed to put the student back into that position. Even cases
that express a strong preference for the “same position” method recognize
the importance of such evidence, and suggest that hour-for-hour is the
default when no such evidence is presented: “… the appropriate and
reasonable level of reimbursement will match the quantity of services
improperly withheld throughout that time period, unless the evidence shows
that the child requires more or less education to be placed in the position he
or she would have occupied absent the school district’s deficiencies.” Jana K.
v. Annville Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414 at 36- 37.
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An award of compensatory education must reflect consideration of all
circumstances, and on this record it is not possible to calculate a qualitative
make whole remedy. Thus, the quantitative approach will be used.
Compensatory education is an available remedy under Section 504 of
the Rehabilitation Act of 1973 when a school district does not offer an
appropriate plan. Horton v. Boone County Sch. Dist., 62 IDELR 25 (E.D. Ky.
2013). Parents can obtain “prospective” relief in situations where the school
district is ordered to immediately develop and offer an appropriate program.
In this matter, the Parent’s claim for compensatory education is for
two years prior to the filing of the Complaint is not supported by a
preponderance of the evidence. The District met its obligation to timely and
appropriately evaluate the student when the Parent requested a 504 Plan in
September 2020.
The remedy must be equitable under the circumstances. In this
situation, the Hearing Officer must consider that the Student’s needs cannot
be adequately addressed solely through school-based accommodations and
services. Compensatory education hours are calculated based on an estimate
of the number of hours per week of services needed to offer the Student a
FAPE within the meaning of Section 504 of the Rehabilitation Act, (e.g., in
this case time with the school social worker, time in a social skills group).
The Hearing Officer finds that the Student is entitled to one hour of
compensatory education per week during the weeks that school was in
session, whether full time or hybrid and excluding summer break, from
January 11, 2021, the date of the Section 504 Plan eligibility meeting, until
an appropriate 504 Service Agreement is implemented.
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CONCLUSION
1. The District did not violate its Child Find obligations under IDEA and
Section 504 by not timely evaluating and identifying the Student as
eligible for special education.
2. The District appropriately found that the Student was not eligible under
the IDEA classifications of Specific Learning Disability (SLD) or
Emotional Disturbance (ED) resulting in a denial of FAPE.
3. The Section 504 Service Agreement offered by the District is
insufficient. Within 30 days of the date of this Decision, the 504 Team
shall reconvene to remediate the insufficiencies in the 504 Plan, as
outlined above.
4. The Student is entitled to compensatory education from January 11,
2021, the date of the Section 504 Plan eligibility meeting, until an
appropriate 504 plan is implemented, as outlined above. The award of
compensatory education is subject to the following conditions and
limitations. The Parent may decide how the compensatory education is
provided. The compensatory education may be used to provide any
appropriate developmental, remedial, or enriching educational service,
product, device or related service that furthers the Student’s
educational, social and emotional needs. The compensatory education
may not be used for services, products, or devices that are primarily
for extracurricular activities, leisure or recreation. Compensatory
services may occur after school hours, on weekends, and/or during the
summer months when convenient for the Student and the Parents.
ORDER
AND NOW, this 27th day of August, 2021, in accordance with the foregoing
findings of fact and conclusions of law, it is hereby ORDERED that the
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Parent’s claims are DENIED in part and SUSTAINED in part. It is FURTHER
ORDERED that any claims not specifically addressed by this decision and
order are DENIED and DISMISSED. Jurisdiction is relinquished.
___________________________________
Cheryl Cutrona, J.D.
Special Education Hearing Officer
Date of Decision
August 27, 2021
ODR 24742-20-21
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