Upper Dublin School District | Case 00328-09-10 | 2010-04-07
Pennsylvania special education due-process decision
- Case number
- 00328-09-10
- Date
- 04/07/2010
- Parties / district (official listing)
- Upper Dublin School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Other
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
ODR No. 00328-0910KE
Child’s Name: SM
Date of Birth: xx/xx/xxxx
Dates of Hearing: 11/18/09, 12/17/09; 1/19/10, 1/21/10,
1/26/10, 2/9/10, 3/3/10
CLOSED HEARING
Parties to the Hearing: Representative :
Parents Parent Attorney
David G. C. Arnold, Esquire
Suite 106, 920 Matsonford Road
West Conshohocken, PA 19428
School District
School District Attorney
Upper Dublin Claudia Huot, Esquire
1580 Fort Washington Avenue Wisler, Pearlstine
Maple Glen, PA 19002 484 Norristown Road Suite 100
Blue Bell, PA 19422
Date Record Closed: March 23, 2010
Date of Decision: April 7, 2010
Hearing Officer: Anne L. Carroll, Esq.
Page 2
2
INTRODUCTION AND PROCEDURAL HISTORY
Student is a first grade student in the Upper Dublin School District (hereinafter District)
with a severe allergy to peanuts and tree nuts. There is no dispute that by reason of those
allergies, Student is a qualified student, protected from discrimination on the basis of handicap,
under §504 of the Rehabilitation Act of 1973. There are no other restrictions on Student’s ability
to participate in all aspects of a public school education program to the same extent as typical
children.
After several months of ne gotiation, the parties signed a §504 Service Agreement in the
fall of 2008, Student’s kindergarten year. Parents, however, remained dissatisfied with its terms,
believing that it was insufficient to fully assure Student’s safety. Parents also believe that the
Agreement was not properly implemented by the District in several respects. When the parties
were unable to reach a final agreement on revisions for the current school year, Parents filed a
due process complaint in October 2009, followed by a seven session hearing held between
November 18, 2009 and March 4, 2010.
For the reasons explained below, Parents claims based upon the insufficiency of the
accommodation in place to assure Student’s safety, the District’s alleged failure to properly
implement the Agreement and the District’s alleged violations of it obligation to provide services
to Student in the least restrictive environment (LRE) will be denied. The District will, however,
be directed to make certain changes to the §504 Service Agreement, primarily to reflect all
protections currently provided to Student. The District will also be directed to inform the PTO
that it is obligated to assure that the Service Agreement is implemented with respect to all
activities that the PTO conducts within the elementary school building or on school grounds.
Page 3
3
ISSUES
1. Has the District provided Student with a §504 Service Agreement sufficient to assure
that he could safely attend school during the 2008/2009 and 2009/2010 school years?
2. Has the Upper Dublin School District properly implemented the §504 Service
Agreement currently in effect to assure that Student needs are met as adequately
as the needs of his non-disabled peers in terms of both safety and full participation in
school and school-related activities?
3. Does the revised Service Agreement proposed by the Upper Dublin School District
reflect all accommodations currently provided to Student to assure his safety?
FINDINGS OF FACT
1. (Student) is a 7 year old child, born [Redacted date]. He is a resident of the District.
Due to severe allergies, Student is a qualified handicapped student under §504 of the
Rehabilitation Act of 1973. (Stipulation, N.T. pp. 14, 15)
2. Early in 2008, prior to Student entering th e District’s kindergarten program for the
2008/2009 school year, Parents contacted the District, seeking a §504 Service Agreement
to assure that precautions would be put in place to prevent Student’s exposure to peanut
and tree nut products so that he could safely attend school. (N.T. pp. 55—59, 589, 590;
P-6)
3. After the District received documentation of Student’s medical condition in June 2008, it
drafted a proposed §504 Agreement and met with Parents several times during the
summer and early fall of 2008 to discuss revisions Parents believed were necessary, as
well as information that Parents requested be distributed to the parents of other students
attending the same elementary school. (N.T. pp. 597—612; S-1, P-6)
4. Parents and the District signed the Service Agreement on October 27, 2008. The
Agreement includes provisions to prevent Student’s exposure to peanuts and tree nuts at
school and during school sponsored activities, as well as provisions to treat/manage an
allergic reaction should such exposure occur. The Agreement covers training of staff,
dissemination of information concerning peanut/tree nut allergies, and precautions to be
taken in the classroom, cafeteria and at school sponsored activities. The relevant
precautionary provisions are as follows:
a. Training provided by the school nurse or an LPN at the direction of the school
nurse to all staff and teachers concerning specific procedures for responding to an
allergic reaction, including availability/location of a medicine pack, allocating
responsibility for responding to an allergic reaction, notification of the school nurse
and correct administration of an EpiPen injection;
b. Notification of all school staff and parents of other students across Student’s grade
level that no peanut/tree nut products will be used in classroom projects/activities;
Page 4
4
c. Education to be provided by the school nurse or an LPN at the direction of the
school nurse for all students at Student’s grade level concerning life threatening
allergic conditions and procedures/precautions to be used in grade level classes;
d. Notification of parents of students in Student’s class that it includes a student with a
peanut/tree nut allergy and that all grade level classrooms are to remain allergen free;
a list of peanut/tree nut products not permitted in grade level classes; reminders of the
allergen restrictions at least a week in advance of any special event in Student’s
class; visitors to be told to refrain from bringing any items to Student’s classroom that
contain peanut or tree nut products
e. Separation of peanut free lunches from lunches that may contain peanut or tree nut
products in a bin outside of the classroom ;
f. Foods containing any type of peanut/tree nut product not to be used in any classroom
activities; teachers to use either an alternate product or choose an alternate activity;
g. Cafeteria Precautions:
i. Clearly designated peanut/tree nut free table/space in the cafeteria, not to be
used for consumption, preparation or serving of food containing peanut/tree
nut products at any time during the school year, including special events;
ii Other students instructed on the “safe lunch table” and sitting at the table in
the lunch room;
iii Student to sit at the peanut/tree nut free table with friends who agree to bring a
peanut/tree nut free lunch;
iv Everyone entering the peanut/tree nut free space must use wipes to clean their
hands prior to entering the space for recess or lunch;
v Only foods labeled peanut/tree nut free product may be brought into the space;
no cafeteria-prepared foods to be brought into the space;
vi Parents to have the opportunity to view the school’s monthly menu and
indicate the days Student will purchase lunch; the school will provide a
peanut/tree nut product for purchase;
vii Table chairs and utensils (if any) to be cleaned with disinfectant after each
lunch period/use.
viii Student’s grade level peers to wash their hands before going to recess after
lunch;
h. Field Trips
i Parents to be invited to accompany St udent on school trips; if not available, a
designated classroom teacher or aide who has read and is able to fully
implement the plan will be included on the trip;
ii Student may be excluded from a field trip only if detrimental to his health
even with accommodations in place, e.g., trip to peanut processing plant;
iii Bus driver to be trained by school nurse or LPN at the direction of the school
nurse in correct administration of EpiPen;
Page 5
5
iv No eating permitted on the school bus except for medical needs;
i. After School Sponsored Activ ities If Food Is Served
i Notice will be provided prior to activity informing parents that students allergic
to peanut/tree nut products may be attending the event;
ii Clearly labeled peanut/tree nut free items will be offered and kept on a table
separate from food products that may contain peanut/tree nut products
iii District will ask parents to provid e written recipes for any homemade food
items, to be displayed with the food items;
j Each time Student is assigned to use a computer in the computer lab, library
and/or classroom, the teacher will thoroughly clean the keyboard with
disinfectant before use.
(N.T. pp. 59, 612; S-1)
5. Parents were not satisfied that the Service Agreement sufficiently protected Student but
were concerned that no precautions would be in place without it, compromising
Student’s safety at school. (N.T. pp. 60—62)
6. An area of concern with the Service Agreemen t are provisions for using disinfectant to
clean tables and chairs, and the use of antibacterial hand wash or wipes for students to
clean their hands after lunch instead of soap and water. Soap and water is the most
effective way to remove peanut/tree nut residue. Disinfectants and antibacterial hand
wash do not remove peanut residue, but friction is also necessary for removing allergen
residues even when washing hands with soap and water. The friction created by manual
wiping, such as with hand wipes, can be used to effectively remove allergen residues.
(N.T. pp. 313, 321—328, 200, 1239—1241; P-1, P-22)
7. Cafeteria tables and chairs are cleaned da ily with soap and water by the elementary
school’s chief custodian. (N.T. pp. 864, 868, 956)
8. Although the Service Agreement does not exp licitly provide for training of substitute
teachers to respond to a potential allergic reaction, the school nurse has trained substitute
teachers who regularly work at the elementary school Student attends. (N.T. pp. 1175,
1176)
9. Parents are also concerned that the restrictions on peanut/tree nut products in grade level
classrooms are not sufficiently detailed or protective because the possibility of cross
contamination creates a potential for accidental ingestion of allergens in items that appear
to be safe. In addition to the prohibition of all peanut/tree nut products, therefore, Parents
want the Service Agreement to include all items containing traces of peanuts/tree nuts;
items manufactured or processed in a facility where peanut/tree nut products are
manufactured and all homemade products. (N.T. pp. 71, 296—298, 314—319; P-1)
10. Although the additional classes of food products Parents are seeking to ban from grade
level classrooms are not included in either the current Service Agreement or the revisions
proposed by the District, Student’s teachers have notified parents that such products may
Page 6
6
not be served as party or birthday treats. On one occasion, Student’s kindergarten teacher
refused to serve a birthday treat item to the entire class because it was manufactured in a
facility that also manufactures peanut/tree nut products. (N.T. pp 996, 997; P-18, S-1, S-
9, S-10, S-11)
11. Because of the possibility of cross contam ination by students from other grade levels
where peanut/tree nut products are not prohibited, Parents were concerned that the
District was not using an effective process for cleaning the computer keyboard(s)
Student uses at school. The District is willing to consider accommodations such as
covering the keyboards Student uses or designating a separate keyboard for Student’s
use. (N.T. pp. 136, 137, 329, 540, 541; P-1)
12. Parents seek similar accommodations with respect to art and gym equipment, either
purchasing supplies designated for Student‘s use and that of his grade level peers or
cleaning the equipment with soap and water before Student’s class uses the supplies and
equipment. (N.T. pp. 136—138, 329, 330; P-1)
13. Parents also want the section of the Service Agreement that sets forth procedures for
responding to an allergic reaction to include a provision that Student may go to the nurse
at his request. (N.T. p. 139; P-1)
14. There have been several incidents that concerned Parents with respect to the District’s
implementation of the Service Agreement in terms of either Student’s safety or in terms
of being set apart from peers:
a. In December 2008, Student’s kindergarten teacher was concerned that a birthday treat
a parent left outside Student’s classroom was purchased from a store bakery that the
teacher knew produces peanut/tree nut items. The treat was served to the class, but
Student and another allergic child received an alternative treat; (N.T. pp. 94—97,
613—615, 993, 994; P-9)
b. During the end of the year or “Bear Party” celebrated throughout the school, a parent
with a student in kindergarten and in another grade placed a box of treats intended for
her other child’s class on the teacher’s desk. The food was not served to the
kindergarten class; (N.T. pp. 997—999)
c. During kindergarten, the peanut/tree nut free table was located close to another
kindergarten class, at least one table removed from the regular table reserved for
Student’s class, and no more than 4 or 5 other children could sit with Student. (N.T.
pp. 79—82, 709, 710, 777, 778)
d. After registering for an annual PTO sponsored after school activity in January 2010,
Parents were notified that Student’s first choice, “Fun with Food,” a cooking activity,
may not be safe for him because the instructors could not guarantee that peanut and
tree nut products would not be used in the cooking activities. Parents removed
Student from the class and he selected another activity in the program; (N.T. pp.
356—360; P-34)
Page 7
7
15. In the spring of 2009, a petition was circulat ed by parents of kindergarten students in the
same elementary school asking the District to take into account the impact of the grade-
wide ban on peanut/tree nut products on providing convenient an affordable snacks to
non-allergic children. The District responded with a letter to parents of all students
attending the same elementary school explaining the necessity of peanut/tree nut
restrictions in order to meet District’s commitment to providing a safe environment for
all students. (N.T. pp. 107, 108, 629—632; P-13, P-14)
DISCUSSION AND CONCLUSIONS OF LAW
A. Legal Standards Applicable to a §504 Claim
Substantive Requirements for Non- Discrimination and Providing FAPE
The statute prohibiting disability-based di scrimination in various settings, commonly
referred to as “§504 of the Rehabilitation Act of 1973” or simply “§504” is found at 29 U.S.C.
§794(a), and provides as follows:
No otherwise qualified individual with a disability in the United States, as
defined in section 705(20) of this title, shall, solely by reason of her or his
disability, be excluded from the participation in, be denied the benefits of, or be
subjected to discrimination under any program or activity receiving Federal
financial assistance.
Notwithstanding the statutory language which, by its plain terms, proscribes
discriminatory conduct by recipients of federal funds, in the context of education the
protections of §504 are considered co-extensive with those provided by the Individuals with
Disabilities Education Act, 20 U.S.C. §1401, et seq. (IDEA), with respect to the obligation to
provide a disabled student with a free, appropriate public education (FAPE). D.G. v. Somerset
Hills School District, 559 F.Supp.2d 484 (D.N.J. 2008); School District of Philadelphia v.
Deborah A. and Candiss C., 2009 WL 778321 (E.D. Pa. 2009
In 22 Pa. Code Chapter 15, Pennsylvania law makes that obligation explicit for all
school-aged children with disabilities, including those students who are not eligible for special
education and related services under IDEA. The relevant portions of Chapter 15 provide as
follows:
Page 8
8
§15.1. Purpose.
(a) This chapter addresses a school district’s responsibility to comply with the
requirements of Section 504 and its implementing regulations at 34 CFR Part 104
(relating to nondiscrimination on the basis of handicap in programs and activities
receiving or benefiting from federal financial assistance) and implements the statutory
and regulatory requirements of Section 504.
(b) Section 504 and its accompanying regulations protect otherwise qualified
handicapped students who have physical, mental or health impairments from
discrimination because of those impairments. The law and its regulations require
public educational agencies to ensure that these students have equal opportunity to
participate in the school program and extracurricular activities to the maximum
extent appropriate to the ability of the protected handicapped student in question.
School districts are required to provide these students with the aids, services and
accommodations that are designed to meet the educational needs of protected
handicapped students as adequately as the needs of nonhandicapped students are
met. These aids, services and accommodations may include, but are not limited to,
special transportation, modified equipment, adjustments in the student’s roster or the
administration of needed medication. For purposes of the chapter, students protected
by Section 504 are defined and identified as protected handicapped students.
§15.2. Definitions.
Protected handicapped student—A student who meets the following conditions:
(i) Is of an age at which public education is offered in that school district.
(ii) Has a physical or mental disability which substantially limits or prohibits
participation in or access to an aspect of the student’s school program.
(iii) Is not eligible as defined by Chapter 14 (relating to special education services
and programs) or who is eligible but is raising a claim of discrimination under
§ 15.10 (relating to discrimination claims).
Service agreement—A written agreement executed by a student’s parents and a school
official setting forth the specific related aids, services or accommodations to be provided
to a protected handicapped student.
§ 15.10. Discrimination claims.
Notwithstanding other provisions of this chapter, an eligible or noneligible student under
Chapter 14 (relating to special education services and programs) may use the procedures
for requesting assistance under § 15.8(a) (relating to procedural safeguards) to raise
claims regarding denial of access, equal treatment or discrimination based on handicap. A
student filing a claim of discrimination need not exhaust the procedures in this chapter
prior to initiating a court action under Section 504
Page 9
9
§ 15.11. Rules of construction.
(a) The full description of substantive responsibilities of school entities is set forth in
Section 504 and the Section 504 regulations at 34 CFR Part 104 (relating to
nondiscrimination on the basis of handicap in programs and activities receiving or
benefitting from federal financial assistance) and not in this chapter.
(b) Eligible and thought to be eligible students continue to be governed by Chapter 14
(relating to special education services and programs), except for the provisions of §15.10
(relating to discrimination claims).
(c) It is not the purpose of this chapter to preempt, create, supplant, expand or restrict
the rights or liabilities of protected handicapped students or school entities beyond what
is contemplated by Section 504, the Section 504 regulations at 34 CFR Part 104 or
another law. This chapter does not restrict or limit a parent, protected handicapped
student, school entity or the Commonwealth from pursuing claims or defenses available,
whether constitutional, statutory, regulatory or common law. This chapter does not
restrict or limit a protected handicapped student or school entity from filing a cognizable
action, appellate or original in nature, to resolve a dispute under Section 504 or the
Federal Section 504 regulations. This chapter does not increase or diminish the
jurisdiction of any court.
(d) It is not the intent of the Board that this chapter be interpreted as influencing, in
either the plaintiff’s or defendant’s favor, the disposition of a particular civil action.
However, this chapter is intended to have the force of law and to be so interpreted by the
courts.
The federal regulations referenced in Chapter 15 give substance to the §504 statutory
language in the context of the education of protected handicapped students by
public schools. The regulations relevant to this case provide as follows:
§ 104.33 Free appropriate public education.
(a) General. A recipient that operates a public elementary or secondary education
program or activity shall provide a free appropriate public education to each qualified
handicapped person who is in the recipient's jurisdiction, regardless of the nature or
severity of the person's handicap.
(b) Appropriate education.
(1) For the purpose of this subpart, the provision of an appropriate education is
the provision of regular or special education and related aids and services that (i) are
designed to meet individual educational needs of handicapped persons as adequately
as the needs of nonhandicapped persons are met and (ii) are based upon adherence to
procedures that satisfy the requirements of §§ 104.34, 104.35, and 104.36.
Page 10
10
§ 104.34 Educational setting.
(a) Academic setting. A recipient to which this subpart applies shall educate, or shall
provide for the education of, each qualified handicapped person in its jurisdiction with
persons who are not handicapped to the maximum extent appropriate to the needs of the
handicapped person. A recipient shall place a handicapped person in the regular
educational environment operated by the recipient unless it is demonstrated by the
recipient that the education of the person in the regular environment with the use of
supplementary aids and services cannot be achieved satisfactorily. Whenever a recipient
places a person in a setting other than the regular educational environment pursuant to
this paragraph, it shall take into account the proximity of the alternate setting to the
person's home.
(b) Nonacademic settings. In providing or arranging for the provision of nonacademic
and extracurricular services and activities, including meals, recess periods, and the
services and activities set forth in § 104.37(a)(2), a recipient shall ensure that
handicapped persons participate with nonhandicapped persons in such activities and
services to the maximum extent appropriate to the needs of the handicapped person in
question.
The federal and state regulations further provide procedural safeguards, including the
opportunity for a due process hearing, as a means of challenge a school district’s conduct for
parents who believe that a public school district failed to meet any of the substantive legal
standards set forth above:
A recipient that operates a public elementary or secondary education program or activity
shall establish and implement, with respect to actions regarding the identification,
evaluation, or educational placement of persons who, because of handicap, need or are
believed to need special instruction or related services, a system of procedural safeguards
that includes notice, an opportunity for the parents or guardian of the person to examine
relevant records, an impartial hearing with opportunity for participation by the person's
parents or guardian and representation by counsel, and a review procedure. Compliance
with the procedural safeguards of section 615 of the Education of the Handicapped Act is
one means of meeting this requirement.
34 C.F.R. §104.36. See also 22 Pa. Code §15.8(d), which provides that when parents and school
districts are unable to informally resolve disputes concerning §504 issues, either may request a
formal due process hearing governed by the provisions of 22 Pa. Code §14.64(m), governing
IDEA due process hearings. In Pennsylvania, therefore the procedural safeguards provisions of
§104.36 are fulfilled by complying with IDEA procedures.
Page 11
11
B. Parents’ Claims Concerning the Contents and Implementation of Student’s Service
Agreement
To assert a successful §504 claim a parent must prove four elements: 1) that the student
has a disability; 2) that he or she is otherwise qualified to participate in school activities; 3) that
the LEA receives federal financial assistance; 4) that the student was excluded from participation
in, denied the benefits of or subjected to discrimination at school. Andrew M. v. Delaware
Valley Office of Mental Health and Mental Retardation, 490 F.3d 337, 350 (3
rd Cir. 2005);
School District of Philadelphia v. Deborah A.
In this case, there is no dispute that Parents have satisfied the first three elements of a
§504 claim. The dispute, therefore, centers on whether the District has provided educational
services that meet Student’s needs as adequately as the needs of non-disabled students as
required by 34 C.F.R. §104.33(b)(1)(i). There are two general aspects to Parents’ claims. They
contend, first, that the Service Agreement in place since October 2008 is inadequate to assure
that Student can safely attend school by taking all necessary steps to prevent Student from
ingesting the peanut and tree nut protein that causes a life-threatening allergic reaction and that
revisions to the Agreement proposed by the District in the fall of 2009 do not completely remedy
the deficiencies.1 Second, Parents contend that throughout Student’s enrollment in kindergarten
and first grade, the District failed to assure that Student has had a full opportunity to participate
in all non academic school and school-related programs and activities to the same extent as non-
disabled peers by making certain that all programs/activities are designed and carried out in such
a way that Student is neither excluded nor subjected to different treatment due to his severe
allergies. Parents argue that Student was either overtly excluded from certain social activities, or
that the District implicitly excluded, and intended to exclude Student from various school
1 Parents’ claims in this case primarily concern Student’s full participation in non-academic school activities, such as
lunch, class room-based or school-wide parties and treats. Except for an issue concerning safe use of a computer
keyboard, now resolved, there has been no dispute that Student is, and has always been, safely and fully included
with typical peers in all academic aspects of the educational program at Student’s grade level..
Page 12
12
activities by failing or refusing to assure that the Service Agreement was properly implemented
and that all school–related activities in which Student was otherwise able to participate were free
of the potential for ingesting peanut and tree nut protein.
Although the issues in dispute are closely intertwined, there are differences in the basis
for Parents’ claims regarding specific instances of alleged discrimination. The question whether
the District has provided sufficient safety precautions for Student is based primarily on the
provisions of the written Service Agreement and proposed revisions. Parents claims based on
Student’s exclusion from and/or differential treatment with respect to non-academic activities
generally available to students at the same grade level, such as seating at lunch and treats
provided for parties, are based primarily upon implementation of the Service Agreement,
including allegations that the District tried to circumvent provisions of the parties’ Agreement
and suggested that Student refrain from participating in other activities.
1. Implementation of the October 2008 Service Plan
Parents’ claims in general, and with respect to the implementation issues in particular, are
based upon an overly broad interpretation of the legal obligations imposed by both the federal
and state §504 regulations that govern protections for public school students. Parents’ arguments
concerning the conduct of the District that allegedly constitute violations of §504 are
unsupported by an analysis of, or even reference to, §504 federal regulations pertaining to
educational programs, or supported by any other authority, such as relevant case law or
interpretations of the applicable regulations by the Federal Office for Civil Rights (OCR), which
are available to the public. See, Petitioner’s Closing Argument. Analysis of the applicable
regulations in light of the facts established by the evidence in this case does not support most of
Parents’ contentions.
Page 13
13
In considering whether the District violated §504, it is important to keep in mind that the
federal regulations concerning education require only that the District to provide services that
meet Student’s needs “as adequately as the needs of nonhandicapped persons are met.”
§104.33(b)(1)(i)(Empahsis added). The term “adequately” is not defined in the regulations and a
search of relevant authority did not disclose a court or agency interpretation of that term. In the
absence of any basis for concluding that the term “adequately” as used in the §504 regulations
should be given a special meaning, it is reasonable to begin the analysis of whether the District
fulfilled its obligation to this Student by referring to the common and general understanding of
the term. The dictionary2 defines “adequate” as,
1 : sufficient for a specific requirement <adequate taxation of goods>;
also : barely sufficient or satisfactory <her first performance was merely adequate>
2 : lawfully and reasonably sufficient <adequate grounds for a lawsuit>
The definition of the operative term used to describe the District’s §504 obligations does
not suggest that the District is required to take all of the measures Parents contend are necessary
for compliance with §504 in terms of either the contents of a Service Agreement or its
implementation. Rather, the standard for §504 compliance is functionally equivalent to the
IDEA requirement that school districts provide an “appropriate” educational program, not the
best possible or ideal program. Board of Education v. Rowley, 458 U.S. 176, 102 S.Ct. 3034
(1982); Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235, 240 (3rd Cir. 2009);
Carlisle Area School District v. Scott P., 62 F.3d 520 (3rd Cir. 1995).
That conclusion is reflected in an Oregon decision where the hearing officer concluded
that a §504 plan (less detailed than the Service Agreement in this case) met the legal standard
despite five exposures to peanut allergens at school in 13 months that required use of the
student’s EpiPen. In Re:Cascade School District, 37 IDELR 300 (Oregon SEA 2002). A
2 Merriam Webster Online Dictionary (2010); Merriam Webster Third New International Dictionary (1961).
Page 14
14
revised §504 plan, very similar to the Service Agreement in effect in this case, was also found to
be adequate.
The federal regulations also provide that with respect to non-academic and
extracurricular services and activities, which includes lunch and activities such as parties and
shared treats, school districts must assure that a protected student can “participate with
nonhandicapped persons in such activities and services to the maximum extent appropriate to the
needs of the handicapped person in question.” In the context of this case, the “maximum extent
appropriate” means safely in terms of minimizing the possibility that Student will be exposed to
peanut or tree nut allergens. Student was not excluded from participating in any activity that
occurred during school hours in either the 2008/2009 or 2009/2010 school year.
In a few instances, however, the District concluded that assuring Student’s safety
required some alteration to his participation in the activities which both Student and typical peers
were engaged. Such alterations, however, were minimal. During kindergarten, the peanut/tree
nut free table at which Student was required to eat lunch was next to another kindergarten class,
not Student’s class. F.F. 14c In one instance involving a classmate’s birthday treat, Student’s
kindergarten teacher was concerned that cupcakes left outside the classroom by a parent might
not be safe because the bakery where the cupcakes were purchased also produces products that
contain peanuts and tree nuts. F.F. 14a The cupcakes were served at lunch, but Student and
another allergic child were provided with an alternative treat. These incidents, alone or in
combination, do not rise to the level of disability-based discrimination for isolating Student from
peers or providing less favorable treatment.
Similarly, Parents’ suggestions that District teachers and administrators may not be
entirely enthusiastic about some the provisions in the Service Plan, and resistant to implementing
such provisions, do not establish discrimination on the basis of disability, as long as the District
Page 15
15
provides and fully implements an adequate Service Plan, and does not engage in conduct with
respect to Student that amounts to retaliation or creation of a hostile school environment for
Student.
Parents cannot establish a §504 violation based on their subjective feelings about the
District’s attitude toward the accommodations provided to Student, including suspicions that the
District has tried in various ways to circumvent the terms of the Service Agreement. Nor can
Parents establish a §504 violation based upon their feelings that the Student has felt, or could
feel, different or set apart from classmates due to accommodations in place to assure his safety,
or determinations made from time to time that participating in an activity in exactly the same
way as other children could compromise his safety. There must be a general and objective
standard for determining whether a protected student has been provided with services as
adequately as nonhandicapped students, and whether a protected student participated in such
services and activities to the maximum extent appropriate to the protected student’s needs.
The difference between assessing those requirements in terms of an objective or
subjective standard is well-illustrated by reference to the location of the peanut free lunch table
during Student’s kindergarten year, which was near other kindergarten students but not his
particular class, and two birthday treat incidents. Notwithstanding Student’s testimony that
separation from his particular classmates and sitting with only a few other students made him
unhappy, as did getting a bag of baked potato chips instead of the cake provided for a
classmate’s birthday treat, (N.T. pp. 27, 29—32), Student nevertheless participated in both
activities with peers. When these incidents are viewed objectively, Student was neither isolated
nor treated less favorably than other students, since he ate in the cafeteria daily and received a
food treat to celebrate a classmate’s birthday along with the other children in his class. The
differences in lunchtime seating and in the specific treat provided for the birthday celebration
Page 16
16
were necessary to meet Student’s safety needs and did not unreasonably isolate Student. Even
Student and his friend testified that Student did not sit entirely alone at lunchtime. See N.T. pp.
30, 36, 45, 463 Whether the District violated §504 cannot be based upon an individual child’s
preference for sitting with more rather than fewer children and for chocolate cake over potato
chips, if for no other reason than a different child might have the opposite preferences. Nothing
in the applicable legal standard suggests that the District is required to determine and
accommodate a protected student’s particular preferences in order to provide adequate §504
accommodations.
Another illustration of the danger of relying on a subjective standard is Parents’
contradictory position on whether the District should refuse to serve all classmates treats that
may be unsafe for Student. With respect to the chocolate cake birthday treat, Parent took the
position that the Service Agreement required the District to decline to serve to every child in
Student’s class a treat deemed unsafe for him. See Petitioner’s Closing Statement at p. 3. In
testifying about another birthday celebration that occurred later in the kindergarten year, Parent
complained that the teacher refused to serve water ice that she had discussed with the other
parent and approved as an allergen free treat. The kindergarten teacher refused to serve it
because the label indicated that it was manufactured at a place that may also process peanut and
tree nut products. (N.T. pp. 103, 879) Parents contended throughout the hearing that due to the
potential for cross contamination, Student’s safety requires that the Service Agreement prohibit
such products, F.F. 9 Nevertheless, Parents apparently believe that in taking extra precautions
to assure Student’s safety, the District not only violated the terms of the written Agreement, but
3 Parent testified that one of the issues with a separate allergy-free lunch table removed from Student’s classmates is
Student developing the notion that he owns the separate table and can determine else may sit there. N.T. pp. 80, 81.
It is possible that the number of classmates sitting with Student at lunch may have been affected by that unfortunate
misperception. The District subsequently re-arranged the lunch seating to make a section of a larger table the
allergy-free section, which likely eliminated or reduced the potential for Student’s attempt to dictate which
classmates could sit at the restricted table. The lunch seating is no longer a disputed issue. Petitioner’s Closing
Statement, p. 9
Page 17
17
intended to inflame the parents of other students in the school against Parents and Student and
blame them for the restrictions on snacks and treats. (N.T. pp.103, 105—107)
Parents also asserted that the District failed to enforce the grade-wide prohibition in the
Service Agreement against snacks containing peanut or tree nut products. Parents’ only
evidentiary support for that broad assertion, however, is Parent’s testimony that the mother of a
student in another kindergarten class told Parent that she sent peanut butter crackers as a snack
for her child on a weekly basis. (N.T. 77, 78, 94) Such uncorroborated hearsay testimony is
entirely self-serving as well as unreliable. Moreover, there was no evidence that after receiving
such information, Parent ever notified the District to give the District the opportunity to
investigate whether it was accurate and take steps to assure that all kindergarten teachers were
enforcing the Service Agreement in their classrooms.
It is certainly understandable that Parents have a strong interest in assuring that their child
is completely safe at school and an equally strong interest is protecting their child from feeling
that he is different from his classmates. Nevertheless, the law does not require the District to
assure that the Service Agreement will be perfectly implemented at all times in accordance with
the Parents’ desires and notion of proper implementation, The law does not require the District
to assess every issue in terms of how Student or Parents will feel about the means the District
chooses to adequately assure Student’s safety.
Finally, the law also does not require the District to protect Student and/or Parents from
unkind and insensitive remarks and actions of others, such as the parents of District students who
signed a petition asking that the District take the convenience of others into account when
deciding the extent of the protections provided to Student. F.F.15
As noted above, however, the District must assure that the Service Agreement includes
all precautions necessary for Student’s safety, regardless of the opinions of other parents. The
Page 18
18
District must also assure that it does not inadvertently allow either its own employees or others to
create an environment that will make it difficult for Student to fully participate in both the
academic and social aspects of his educational program. To that end, the District must make it
clear to the entire school community that there is a substantial difference between subjecting the
majority to the inconvenience of finding alternatives to foods containing peanuts and tree nuts
and compromising the safety of students with food allergies. There is no right to convenience,
while qualified students with disabilities residing within the District have a protected right to
enjoy all the benefits of a public school education, beginning with the right to be as safe as all
other students while attending school.
There is, however no persuasive evidence suggesting that the District is not fully
cognizant of its §504 obligations to Student, and no persuasive evidence supporting Parents’
claims that the District failed to properly implement the §504 Service Agreement in effect for
Student with respect to nonacademic activities provided during the regular school day. After the
petition incident, the District sent a letter to parents of students attending the same elementary
school as Student to affirm its commitment to providing a safe environment for allergic students.
F.F. 15; P-13
There is also no persuasive evidence supporting Parents’ claim that the District has failed
to assure that Student’s inclusion in nonacademic activities to the maximum extent appropriate to
meet Student’s safety needs. Parents claims in those respects, are, therefore, denied.
2. PTO Programs Provided Outside of School Hours
Determining the District’s obligation to provide for Student’s participation in the PTO
programs presents additional legal issues. The District contends that it has no control over an
independent entity such as the PTO and, therefore, has no §504 obligation to assure non-
discrimination in such programs/activities, and cannot be held responsible for PTO activities that
Page 19
19
may exclude Student by failing to assure that he can safely participate in food-related activities.
In this case, the evidence established that the PTO activity in question, an after school
enrichment program, was conducted outside of regular school hours. F.F. 14d Because it is a
fund-raising activity students pay a fee to participate. N.T. p. 384 The program, however, is
provided at the school, using school facilities without charge to the PTO. Under such
circumstances, the PTO program in question is equivalent to a recreational extra-curricular
school activity. As a matter of law, the District must also assure that Student is not denied
access to non-academic programs/activities offered as a school activity by a provider other than
the District school due to his disability if Student is otherwise able to participate in such
programs/activities.
In accordance with 34 C.F.R. §104.37, the Dist rict must provide for the participation of
protected students in extracurricular activities as well as other non-academic services, including,
(a) General.
(1) A recipient to which this subpart applies shall provide non-academic and
extracurricular services and activities in such manner as is necessary to
afford handicapped students an equal opportunity for participation in such
services and activities.
(2) Nonacademic and extracurricular services and activities may include
counseling services, physical recreational athletics, transportation, health services,
recreational activities, special interest groups or clubs sponsored by the recipients,
referrals to agencies which provide assistance to handicapped persons, and employment
of students, including both employment by the recipient and assistance in making
available outside employment
The District, therefore, must notify the PT O that it is required to follow the Service
Agreement with respect to programs/activities provided in the District public school buildings
and grounds, including prohibiting use of peanut and tree nut products in its cooking activities.
C. Terms of the Service Agreement
Page 20
20
Parents contend that the Service Agreemen t does not include sufficient protections to
reduce, to the greatest extent possible, the potential for Student to come into contact with
allergens that could cause a life-threatening reaction. In addition, although Parents acknowledge
that the District has begun providing some of the additional accommodations they requested,
refusing to add those provisions to the written Service Agreement is a violation of the District’s
§504 obligations.
1. Shared Equipment and Hand Washing
Adding a provision to the Serv ice Agreement requiring the District to wash playground
and art equipment prior to Student’s class using it, or to purchase duplicate equipment for the
exclusive use of the children at Student’s grade level, would no doubt lessen Parents’ anxiety
over Student’s safety at school, but goes beyond accommodations necessary to adequately
protect Student. It is important to note that Student has not had an allergic reaction to
peanuts/tree nuts at any time while participating in school-related activities. There was also no
evidence suggesting that Student has ever had such an allergic reaction when participating in
community activities or accessing commercial or other public facilities. It is possible, but highly
unlikely, that every surface Student touches when playing or visiting stores or amusement
venues, for example, is washed with soap and water before he touches them. It is also possible,
but highly unlikely, that no one with peanut/tree nut allergens on their hands touched the same
surfaces before Student. It is reasonable to conclude that the danger from cross contamination
of such equipment is low.
In addition, adding a requirement that playground equipment be washed would still
provide no guarantee that Student will not come into contact with allergens at school due to cross
contamination. To accomplish that, the Agreement would need to require that all surfaces that
Student might possibly touch during the school day be washed daily.
Page 21
21
In addition, the District’s most recent proposal for revisions to the Service Agreement
provides that all students will wash or wipe their hands after lunch, which would provide Student
with a level of protection similar to sharing equipment with his classmates who ate peanut/tree
nut products for lunch.
Requiring hand washing with soap and water ra ther than the use of hand wipes also goes
beyond providing adequate protection. Although soap and water may be the highest standard,
teaching students to wipe their hands with sufficient friction using a hand wipe is adequate, and
might provide better protection than not washing long enough with soap and water or not using
the level of friction necessary to remove allergens. Parents are correct however, that specifying
“antibacterial” hand wipes adds nothing to the effectiveness of the procedure with respect to
removing allergens.
2. Adding Language to Reflect Protections Currently Provided
Parents, however, have a valid point in reque sting that all accommodations the District is
currently providing be reflected in the language of the Service Agreement. Providing protections
to Student in addition to those explicitly required by the Service Agreement is, at most, a
technical violation of §504 requirements, and certainly created no harm. Nevertheless, providing
such accommodations is a tacit acknowledgement by the District that the accommodations are
required to adequately protect Student, and, therefore, should be added to the explicit terms of
the written Agreement. Moreover, not doing so may lead to further litigation in the future due to
confusion concerning what the District is required to do. Finally, as Parents note in their closing
argument, District employees could not articulate a valid reason for not including such
provisions in the Agreement. The District, therefore, will be required to do so via Student’s
§504 team.
Page 22
22
Parents request that the emergency respons e provisions of the Service Agreement be
amended to permit Student to visit the nurse if he feels it is necessary due to a possible allergic
requirement will also be granted. Such revision is a minor and reasonable change that puts
Student in the same position as other students who request to visit the nurse when not feeling
well. It also removes another potential source of confusion and future dispute.
Going forward, it is important for both partie s to approach the process of revising the
Service Agreement and issues concerning implementation in a spirit of cooperation and good
faith. The administrative due process hearing consumed considerable time and resources for
little or no gain, except perhaps, to clarify the legal rights and obligations of the parties.
Virtually all of the specific issues decided via the due process hearing could, and certainly
should, have been resolved by continued negotiations concerning revisions to the 2008 Service
Agreement.
Page 23
23
ORDER
In accordance with the foregoing findings of fact and conclusions of law, the District is
hereby ORDERED to:
1. Convene Student’s §504 team to revise the written Service Agreement in the
following respects:
a. Assure that all protections and accommodations currently provided to Student
are reflected in the terms of the written §504 service Agreement by including
i. training of substitute teachers to respond to an allergic reaction;
ii. prohibiting serving all items containing traces of peanuts/tree nuts;
items manufactured or processed in a facility where peanut/tree nut
products are manufactured and all homemade items, as well as
peanut/tree nut products, in classrooms at Student’s grade level;
b. Add a provision permitting Student to go to the nurse for evaluation/treatment
of possible allergic reactions at his request, as well as by referral from school
staff.
2. Inform the PTO that it is obligated to implement the §504 Service Agreement
with respect to any program/activity conducted within a District building or on
school grounds.
Anne L. Carroll
_____________________________
Anne L. Carroll, Esq.
HEARING OFFICER
April 7, 2010
