Upper Dublin School District | Case 8495-07-08 | 2008-06-10
Pennsylvania special education due-process decision
- Case number
- 8495-07-08
- Date
- 06/10/2008
- Parties / district (official listing)
- Upper Dublin School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Tuition Reimbursement Compensatory Education
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select details may have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the substance of the
document.
AT 8495/07-08
Name
Xx/xx/xx
Date of Birth
3/25/08; 4/7/08; 4/18/08; 5/1/08
Dates of Hearing
Closed
Type of Hearing
Parties to the Hearing:
05/07/08
Parents’ Names Date Transcript Received
5/22/08
Address Date Record Closed
Upper Moreland 6/10/08
School District Date of Decision
1580 Fort Washington Avenue
Maple Glen, PA 19002-3315 Anne L. Carroll, Esq.
School District Address Hearing Officer Name
Dr. Michael Pladus
School District Superintendent
Claudia Huot, Esq.
484 Norristown Road, Suite 100
Blue Bell, PA 19422
School District Counsel & Address
A n n e L . C a r r o l l
Signature of Hearing Officer
Frederick Stanczak, Esq.
179 North Broad Street
Doylestown, PA 18901
Parent Counsel & Address
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I. BACKGROUND
Student, began receiving early intervention services at age 2 due to developmental
delay, severe speech/language deficits, behavior and attention/focus issues. When Student
entered the Upper Dublin School District as a kindergarten student during the 2006/2007 school
year, she was placed in an inclusion class with primarily typical peers. Her early difficulties
continued in the beginning of kindergarten, manifested primarily in communication issues and
very problematic classroom behaviors.
During kindergarten, Student’s Parents and teachers worked closely together, adjusting
Student’s program to provide additional or revised supports and services in order to address
problems and increase her ability to benefit from instruction. With the assistance of a one to one
classroom aide, her problem behaviors diminished and her ability to focus and attend in the
classroom improved. With speech/language therapy, Student’s communication skills advanced
significantly in the regular kindergarten setting.
In late 2007, during Student’s first grade year, Parents expressed dissatisfaction with
Student’s academic progress based upon the results of an independent educational evaluation
they had obtained during the summer of 2007. Upon receiving the independent evaluator’s
report in November 2007, the District sought and obtained Parents’ permission to conduct a
reevaluation of Student and subsequently developed a revised IEP. Prior to completion of the
reevaluation report and new IEP, Student’s Parents enrolled her in Private School. Parents then
filed a due process complaint seeking tuition reimbursement, reimbursement for the costs of the
private evaluations they obtained during the spring and summer of 2007 and compensatory
education for denial of FAPE during Student’s kindergarten and first grade years.
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II. FINDINGS OF FACT
1. Student is a xx year old child, born xx/xx/ xx. She is a resident of the Upper Moreland
School District and is eligible for special education services. (Stipulation, N.T. pp. 13—15).
2. Student has a current diagnosis of Othe r Health Impairment and Speech/Language
Impairment in accordance with Federal and State Standards. 34 C.F.R. §300.8(a)(1), (c)(9), (11);
22 Pa. Code §14.102 (2)(ii); (Stipulation, N.T. pp. 14, 15).
3. Student was first identified as a child with delays in motor skills and language as a two
year old and began receiving home-based early intervention services. (N.T. pp. 34, 35; P-2)
4. At age 3, Student was evaluated by the [redac ted] Institute and found to have significant
needs arising from developmental delays, language deficits, attention, focus and behavior
difficulties, gross and fine motor impairments. (N.T. pp. 35, 36, 45, 46; P-3; S-10)
5. Student began attending a special needs nursery school conducted by [redacted] in
[redacted], which provided all the services necessary to meet her needs. (N.T. pp. 35, 36, 46—
48; P-1, P-2, P-3; S-4)
6. After some uncertainty concerning her readin ess to leave the pre-school setting, Student’s
Parents decided that she should enter the kindergarten program in the School District in the
2006/2007 school year. Parents met with District officials in the spring of 2006 to plan for a
District evaluation and transition to kindergarten, and twice during the summer to review the
District’s evaluation report and develop an IEP for Student. (N.T. pp. 35, 36, 40—43; S-1, S-4,
S-6, S-10, S-11)
7. Student’s first IEP addressed her speech/l anguage deficits and included one behavior
goal. Special education services centered on itinerant speech/language support, consisting of 1½
hours of speech therapy weekly, divided into three 30 minute sessions delivered partially in a
pull-out setting (2 sessions/week) and partially in Student’s kindergarten classroom (1
session/week). She also received 30 minutes of occupational therapy (OT) within the classroom.
Parents approved the NOREP for Student’s kindergarten IEP, which had been developed over
two sessions in August 2006. (N.T. pp. 60, 524—526 , 711—713 ; S-6, S-10, S-11, S-12, S-17)
8. Student was placed in the kindergarten incl usion class, which has fewer students than
usually assigned to a kindergarten class. Kindergarten children eligible for IDEA services are
assigned to the inclusion class, where additional support is provided by the school psychologist,
speech and behavior therapists. During the 2006/2007 school year, a special education teacher
consulted with the kindergarten teacher, provided social skills group instruction in the
kindergarten inclusion class, and specifically worked with Student and a few other students each
morning on transition activities and social skills. The daily schedule was consistent except for a
special class, which varied as to type each day. The kindergarten inclusion class also provided
daily opportunities for small group and one to one instruction. (N.T. pp. 147, 148, 527, 675—
679, 686, 687, 737)
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9. During Student’s preschool years, uncontro llable, sometimes violent behaviors emerged
as a significant issue. The challenging behaviors were believed to be related frustration she felt
arising from her language deficits and the ADHD. These behaviors, including running out of the
classroom, persisted in the early weeks of kindergarten, prompting Parents to request a one to
one aide. (N.T. pp. 47, 49, 50, 60—65, 681, 682; P-1, P-2, P-3, P-11; S-10, S-14)
10. After the aide began working with Student, and a behavior plan was also developed and
implemented, her behaviors improved dramatically. Since the aide had been added to Student’s
special education services early in October 2006 on a trial basis for a brief period, the District
revised Student’s IEP on October 30, 2006 to make the aide a permanent part of her program.
By the end of kindergarten, both Parents and the School District considered Student’s classroom
behavior much improved, and no longer a major daily disruption. (N.T. pp. 66—68, 76, 77, 159,
161, 178, 689, 691, 693, 695, 711, 728, 732, 735; P-11; S-10, S-16, S-17, S-23, S-24)
11. Student’s IEP team met again on Novemb er 15, 2006 to incorporate an updated OT
report, as well as to review Student’s behavior needs and progress toward her speech/language
goals. Four goals were added, covering the areas of language, behavior and motor skills. A
revised behavior plan was also incorporated into the IEP. (N.T. pp. 66—68, 70, 71, 158, 159,
531, 532, 535; P-11; S-16, S-17)
12. Student began making progress in speech th erapy within a few weeks of beginning her
program. Her language and social skills greatly improved during the kindergarten year. Student
continued to make progress in those areas in first grade. Nevertheless, Student still exhibits
significant language deficits. (N.T. pp. 68, 69, 506, 527—532, 538—541, 544, 545, 555, 695,
698; P-12; S-16, S-23, S-24, S-38)
13. Student’s teacher saw academic growth over the course of the kindergarten year. She
completed the District’s standard progress reports for the regular education kindergarten
curriculum based upon expectations of the skills kindergarten students should develop, noting
satisfactory progress with respect to Student’s math skills, but far less success in development of
pre-reading skills, particularly in those areas requiring expressive language output. (N.T. pp.
109, 110, 270—274, 695, 699, 701, 707, 711, 725—728; P-12; S-23)
14. The IEP team determined that Student was eligible for ESY services during the summer
of 2007. She attended a half-day summer school program in her neighborhood school for four
weeks, which included an hour of speech/language therapy and a half hour of occupational
therapy each week. (N.T. p. 73, 303—306, 543, 546; S-19, S-20, S-24, S-25)
15. Student’s IEP team met on April 25, 2007 to develop an IEP for first grade (2007/2008
school year). The IEP provided for Student to continue receiving speech/language therapy three
times weekly, as well as one thirty minute session of OT each week, and the services of a one to
one aide. Although there had been a discussion of placing her in a learning support class for
reading and math, no agreement was reached. The IEP provided that all academic instruction
would be provided in the regular education setting. Revisions were made to speech/language
goals to reflect the progress Student had made, including meeting some of the original goals. The
behavior plan was also revised. Eligibility for pull out reading support was to be made at the
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beginning of first grade. Parents approved the proposed IEP by signing the accompanying
NOREP. (N.T. pp. 159, 160, 543—545, 701, 728; S-23, S-24, S-25, S-26)
16. During the summer of 2007, Pa rents obtained a neuropsychological evaluation of Student
by Dr. R of the Institute. Although Dr. R did not perform the initial evaluation when Student
was 3, she had previously evaluated Student in December 2005, prior to kindergarten. The
independent evaluation also included an OT evaluation by the same therapist who had conducted
the 2005 evaluation (N.T. pp. 444, 445; P-1, P-2, P-3; S-28)
17. The standardized tests admi nistered by Dr. R placed Student in the below average to
borderline range of intellectual capacity. Reading and math readiness skills were also measured
in the low average to borderline range, with math scores lower than her reading scores. In terms
of grade level, Student’s skill development in these areas was at the early kindergarten level.
Written expression was measured a bit higher, close to the mid-kindergarten level. Dr. R
concluded that basic readiness skills for first grade were lacking and that Student would not
succeed in a regular curriculum without significant supports and modified instruction. (N.T. pp.
460, 461, 470--475; P-1; S-28)
18. In her report, Dr. R made a number of educational program recommendations for
Student, including a highly structured classroom, with consistency and continuity in both staff
and routine; collaborative involvement of a speech/language therapist in her classroom;
language-enriched classroom; small group or one to one instruction; multi-sensory learning,
including use of visuals and manipulatives in skill instruction; supports to reduce avoidant
behaviors; regular exposure to typical peers for practicing social, behavioral and language skills,
OT/PT and a behavior plan. (N.T. pp. 486—488, 496, 500, 501; P-1)
19. Student’s Mother testified th at at the end of kindergarten, Parents were concerned about
Student’s academic progress and readiness for first grade. Neither the contemporaneous notes of
the April 2007 IEP meeting nor the background section of the independent evaluator’s report
indicate that those concerns were expressed to the District in the course of developing Student’s
first grade IEP, or to Dr. R as a reason for seeking the independent evaluation. (N.T. pp. 76, 77,
85, 86; P-1; S-24)
20. At the beginning of first grade, before r eceiving the report of the Institute evaluation,
Student’s Mother had noted regression in Student’s behaviors, including nightmares, a return to
thumb-sucking and reluctance to attend school. Student’s negative classroom behaviors,
particularly aggression and avoidance behaviors, increased during the fall of 2007. (N.T. pp.
76, 77, 85—89, 94, 96, 100, 101, 105—108, 205, 206, 316, 322; P-10, P-13, P-14; S-32)
21. During the last week of October or the firs t week of November, Student’s Mother visited
Private School, which had been strongly recommended by Student’s treating psychologist as a
possible alternative placement for Student. (N.T. pp. 120, 121)
22. Student’s IEP team met formally on November 13 and December 4, 2007 to review and
revise Student’s IEP in response to Parents’ concerns about the escalating behavior issues and to
address academic issues. The IEP team discussed the report of the most recent Institute
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evaluation and received input from the psychologist treating Student. At the December meeting,
the IEP team recommended several changes to Student’s IEP to address academic issues,
including providing academic instruction in math and reading in a learning support setting.
Parents did not approve the NOREP for the December 4, 2007 revisions to Student’s IEP. (N.T.
pp. 103, 113, 114, 182, 324, 353, 374; P-10; S-30, S-32, S-35)
23. At the November 13, 2007 IEP meeting, the District requested permission to reevaluate
Student, which Parents granted. The evaluation was conducted on January 30 and February 1,
2008 and a reevaluation report issued on February 19, 2008. (N.T. pp. 221, 234, 235; S-31, S-
38)
24. The District incorporated the results of the R evaluation, conducted classroom
observations, obtained parental input and assessments from Student’s speech/language and
occupational therapists and her Title I reading specialist. The District also performed additional
testing, including the Comprehensive Test of Non-Verbal Intelligence (C-TONI), Wechsler
Individual Achievement Test, Second Edition (WIAT II), Behavior Assessment Scale for
Children-Second Edition (BASC-2) and the Connors Rating Scales-Revised (CTRS-R:L). (N.T.
pp. 225, 229, 553, 554; S-38)
25. The results of the C-TONI placed Student’s intellectual capacity in the average range.
Student’s scores on standardized achievement tests covering word reading, reading
comprehension and listening comprehension were in the low average range. In listening
comprehension, Student was more successful in receptive language tasks than in those requiring
expressive skills. Pseudo-word reading could not be measured because Student refused to
attempt that task. Spelling, math reasoning and numerical operations were measured as
borderline. (N.T. pp. 233, 235, 236; S-38)
26. Except for anxiety, which was rated within the average range, the BASC-2 ratings
completed by Student’s teachers indicated that all behaviors rated fell in the “at risk” (10
behaviors) or “clinically significant” (9 behaviors) range. Results of Connors Rating scale
showed 12 of 13 behaviors rated “atypical, with 9 rated “markedly” to “moderately” atypical.
(N.T. pp. 246—249, 327, 328; S-38)
27. The District reevaluation report recommended continuation of IDEA eligibility based on
the Speech/language and OHI categories. In addition to continuing services already in place, the
District’s school psychologist made additional program recommendations including adding
learning support services, providing small group and one to one instruction in core academic
areas, a highly structured classroom environment, multi-sensory teaching strategies, increased
speech/language therapy, behavior support with clear contingencies for reinforcement, close
monitoring of behaviors and tangible, concrete reinforcers, breaking assignments into smaller
parts, use of consistent language throughout the school day. (N.T. pp. 250—256, 279—281; S-
38, S-40 )
28. By letter dated January 22, 2008, Student’s Pare nts informed the District that they were
withdrawing Student from public school to enroll her in private school. Student began attending
Private School on February 4, 2008. (N.T. pp. 126, 613, 614; S-37)
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29. Private School serves students with language-based learning disabilities,
in particular, students with expressive language difficulties. The reading program used in
Student’s first grade class, where she is one of five students, is Fundations, part of the Wilson
reading program, which is designed for children with language challenges. The Fundations
program is supplemented by a Lindamood-Bell program. (N.T. pp. 608, 614, 623, 630, 631, 645,
647)
30. The Private School addresses behaviors that in terfere with learning as a secondary focus,
believing that such issues are most often related to frustrations arising from language deficits.
(N.T. p. 645)
31. General, classroom-based behavior manageme nt systems are used with all students,
consisting of behavior charts and the opportunity to earn age and grade appropriate rewards, such
as visiting the reading corner for younger children. (N.T. pp. 661, 662)
32. Student’s first two and a half months at the Private School did not go well. After
approximately the first week, Student began exhibiting escalating negative behaviors which the
witness from the Private School attributed to her inability to tolerate the language-processing
demands in her first grade class. As the weeks passed, uncontrollable behaviors escalated
despite various strategies, none of which succeeded for very long. By the end of March, Student
was running out of the classroom or “eloping” several times each day, and had to be physically
restrained at times. She could not participate in the social skills component of the school day,
which included greeting and engaging in conversation with classmates. (N.T. pp. 615, 616, 622,
648—650, 659)
33. During the first two weeks of April 2008, the pr ivate school required Student to remain at
home due to her uncontrollable behaviors until a one to one aide was hired and a behavior plan
developed for her by her treating psychologist. According to Private School witness, Student did
not adapt to Private School as other children do. (N.T. pp. 643, 644, 648)
34. For the two and a half week period between Student’s return to school on April 14, 2008,
and the last due process hearing session, a few days of behavior charts were produced, indicating
that Student’s uncontrollable behaviors had diminished with the addition of the one to one aide
and the behavior plan. Student’s elopement behavior, however, had not been entirely eliminated
The strategies implemented to address Student’s behavior issues in April also included reducing
academic demands. (N.T. pp. 636, 652—654, 658, 665, 668; P-16)
35. During Student’s first grade year in the Di strict, her behavior fluctuated, with good and
bad days reported. Despite many instances of acting out, District staff reported that she was
generally able to maintain or return to appropriate behavior in her first grade inclusion
classroom. With the behavior plan interventions, Student’s behaviors could generally be brought
under control for at least part of the day, enabling her to benefit from her special education
services, including her weekly push-in speech therapy session. (N.T. pp. 253, 254, 322, 344,
346, 355, 356, 364—366, 378, 548, 549, 766; P-13, P-14; S-38, S-40 )
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36. Although Student’s language deficits still adversely affected her ability to interact
socially with her classmates and follow directions in the classroom, she continued to make
progress in speech and language. By the time of the District reevaluation in late January, she
was able to initiate peer conversations and sustain conversational volleys of two exchanges
independently and three exchanges with prompts. (N.T. pp. 254, 550, 553; S-38, S-40 )
37. As part of her first grade reading instru ction in the District, Student received Title I
reading services from the District reading specialist. In early October, she was evaluated for and
began participating in the Wilson Reading Fundations program, receiving 30 minutes of
additional reading instruction in that program each day. She also received small group
instruction daily in the first grade classroom. At the end of the second marking period, Student
had not acquired any of the skills listed under “Reading” on the first grade progress report form.
Her teacher reported that she was significantly behind her first grade peers in reading, but had
begun to make progress in consistently identifying consonant sounds. (N.T. pp. 319, 328—338,
342, 369, 370; P-12S-38, S-40)
38. Student’s first grade teacher reported progress in acquiring first grade math skills as
presented to her, with modifications and accommodations. The progress reports indicate that
Student reached proficiency in some of the math skills by the end of the second marking period,
although she still did not know basic addition and subtraction facts. (N.T. pp. 338—341, 370—
372; P-12; S-38, S-40)
39. Student was instructed in the standard first grade handwriting curriculum, as well as
receiving OT to develop her ability to print, and was demonstrating progress in printing the
letters of the alphabet. (N.T. pp. 311—313; P-12; S-30, S-38, S-40)
40. On March 11, 2008, Student’s IEP team, incl uding her Father, participating by telephone,
met and issued a proposed IEP based upon the results of the reevaluation. The proposed IEP
includes goals in reading, English/language arts, math, behavior, speech/language and OT/PT.
Specially designed instruction/modifications to the curriculum include multi-sensory
instructional strategies throughout the school day, small group instruction for math and language
arts, strategies for improving social skills, on-task behaviors and effective communication,
speech/language and behavior goals to be addressed throughout the curriculum. Related services
of transportation and a behavior program were also provided, along with a continuation of a one
to one aide, greater frequency of speech/language and occupational therapies, and ESY services.
The IEP also recommends a change in placement such that Student would receive instruction in
reading, language arts and math outside of the regular classroom, as well as pull outs for her
speech/language and occupational therapies, and social skills program. The NOREP issued on
March 14, 2008 reflects the more intensive services proposed by the District to meet Student’s
increasing academic needs and proposed efforts to increase her academic progress in reading,
written expression and math. The specially designed instruction in the proposed IEP included
multi-sensory teaching strategies, small group instruction, behavior support strategies, language
support throughout the curriculum. (N.T. pp. 257, 260, 390, 393—405, 411—418, 420—425,
549—559, 747—756, 769, 775; S-40, S-41, S-42)
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III. ISSUES
1. Are Student’s Parents entitled to reim bursement for the tuition they paid to
Private School along with transportation costs and/
or reimbursement of transportation costs?
2. Are Student’s Parents entitled to reimbursement for the costs of
private evaluations they obtained?
3. Is Student entitled to compensatory education, and if so, for what
period and in what form and amount?
IV. DISCUSSION AND CONCLUSIONS OF LAW
A. Introduction
Parents, through Student’s Mother’s te stimony, expressed two concerns with the
District’s programming for Student from kindergarten (2006/2007 school year) through the first
half of first grade (2007/2008) before they removed her from the District and enrolled her in
Private School in February 2008. 1) That Student’s achievement in basic reading and math skills
places her well below her peers at both the same age and grade level, having made no discernible
academic progress in kindergarten; 2) that Student was so far behind academically when she
began first grade, she could not keep pace with her typical peers in the regular education
inclusion class to which she was assigned, resulting in escalating displays of aggressive and
avoidant behaviors in school and regressive behaviors at home through the fall of 2007. See, P-
10 and S-37, letters from Parents to District Special Education Supervisor dated 11/18/07 and
1/22/08. Parents, therefore, came to believe that Student needed a different type of placement,
outside of the District, to eliminate the stress she was experiencing in the regular classroom and
to allow her to make better educational progress. Id.
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The objective evidence, however, does not s upport the Parents’ position concerning a
lack of reasonable progress in kindergarten. In addition, although there is evidence that Student
needed a more intensive, small group placement in first grade, the record discloses that the
District offered learning support for reading and math, a change in Student’s program which
could have been implemented as early as the beginning of the current school year, had Parents
wanted to consider it, or in December 2007, when the District formally made the
recommendation to change Student’s placement from itinerant language support to part time
learning support, or in March 2008, when the District proposed comprehensive revisions to
Student’s IEP. See F.F. 15, 22, 40. Parents, however, rejected the District’s proposals, for
reasons that are still not entirely clear, given the initial cooperation between the parties and the
absence of any reasonable basis for the Parents’ conclusion that the District had completely
failed to provide Student with FAPE. See, e.g., N.T. pp. 165--192
B. Tuition Reimbursement
IDEA regulations provide that a public agency is not required to reimburse parents for the
costs of a private school placement if it offered FAPE to the student and further provide that
disputes concerning that issue are to be resolved through the IDEA due process procedures. 34
C.F.R §300.148(a),(b). Under the applicable statutory/regulatory standards, a hearing officer
may order tuition reimbursement for a child who received special education services from a
school district and, without district consent, was removed from the public school program and
enrolled in private school by the parents only if the school district failed to provide FAPE to the
child and the private school placement is determined to be appropriate for the child. 34 C.F.R
§300.148(c).
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In Burlington School Committee v. Department of Education of Massachusetts, 471 U.S.
359, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985), the United States Supreme Court first established
the principle that parents do not forfeit an eligible student’s right to FAPE, to due process
protections, or to any other remedies provided by the federal statute and regulations by
unilaterally changing the child’s placement, although they certainly place themselves at financial
risk if the due process procedures result in a determination that the school district offered FAPE,
otherwise acted appropriately, or that the parent selected placement is inappropriate.
To determine whether parents are entitled to reimbursement from a school district for
special education services provided to an eligible child at their own expense, a three part test is
applied based upon Burlington School Committee v. Department of Education of Massachusetts,
471 U.S. 359, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985) and Florence County School District v.
Carter, 510 U.S. 7, 114 S.Ct. 361, 126 L.Ed. 2d 284 (1993). The first step is to determine
whether the program and placement offered by the school district is appropriate for the child, and
only if that issue is resolved against the School District are the second and third steps considered,
i.e., whether the program proposed by the parents appropriate for the child and, if so, whether
there are equitable considerations that counsel against reimbursement or affect the amount
thereof. In Re: The Educational Assignment of C. D., Special Education Appeals Panel Decision
No. 994 (June 27, 2001). A decision against the parents at any step of that process results in a
denial of reimbursement. Id. See also, In Re: The Educational Assignment of N.B., Special
Education Appeals Panel Decision No. 1685 (January 2005).
1. Appropriateness of the Alternative Placement
Under the Burlington analysis, a determination that a school district was providing or
offering an appropriate program at the time a student is unilaterally enrolled in a private school is
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sufficient to deny tuition reimbursement. For the reasons explained below in the discussion of
the Parents’ compensatory education claim, the tuition reimbursement issue in this case could be
decided on that basis alone, since the District has provided Student with an appropriate program
since she enrolled in kindergarten in the 2006/2007 school year. Moreover, to the extent that
Student’s special education needs could no longer be appropriately addressed in a regular
education inclusion class in first grade, the District timely offered an appropriate program to
address the concerns raised by the Parents. Since the District did not deny Student FAPE,
Parents have no legally cognizable basis for obtaining reimbursement from the District for the
tuition and transportation costs they have incurred due to their unilateral choice of a private
school placement.
In this case, however, the evidence so unequi vocally establishes that the Private School
was not appropriate for Student at the time she entered the school on February 4, 2008, that this
issue should be laid to rest at the outset. Moreover, there is insufficient evidence to support a
conclusion that Private School overcame its initial inability to meet Student’s educational needs,
or will ever be able to do so.
The Head of Private School was the only w itness called to testify at the due process
hearing who was competent to testify to whether the school provides an educational program in
which Student is likely to make reasonable educational progress. Her testimony, however, and
all reasonable inferences that can be drawn from it establishes that the Private School placement
did not successfully and appropriately meet the concerns Parents raised with respect to the
District’s past and future programs and placements for Student. To the contrary, the evidence
adduced during the due process hearing supports only a conclusion that the private school
selected by the Parents does not meet Student’s significant educational needs. See F.F. 32, 33.
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The evidence establishes that Private School was unprepared to deal effectively with Student’s
known behavior issues—one of the reasons Parents decided to enroll Student in private school.
See P-10, S-37. There was no evidence that Private School is meeting Student’s specific and
individualized language needs and no evidence that it can otherwise meet her academic and
motor needs.
Student’s well-documented speech/language needs are complicated by equally well-
documented ADHD and behaviors that impede Student’s ability to learn. See, e.g., F.F. 4, 6, 9,
10, 11, 20, 22, 27. The intensity of Student’s behaviors at the Private School during February
and March and the inability of the School to effectively control those behaviors literally
obliterated any chance for educational progress in her first grade class at Private School. The
Head of the Private School testified very frankly that Student had come to the point of “eloping”
from her classroom several times each day, that no behavior or medical strategies employed by
the staff reduced the avoidant/aggressive behaviors, leaving Student so uncontrollable that she
had to be physically restrained at times. F.F. 32. Student’s behavior ultimately became so
disruptive and intractable that the school requested that she be kept at home while a behavior
plan was developed and a one to one aide hired, which took two weeks. F.F. 33.
The foregoing facts alone would be sufficient to conclude that the Private School is not
an appropriate placement for Student. As noted by Parents’ expert evaluator when questioning
the effectiveness of the District program: “[W]hen there’s this much manifestation of behavior
issues, you have to wonder how much learning is going on. …how much is she participating
actively in learning if there’s so much behavior and reactivity going on in the classroom.” N.T.
p. 479, l. 7—10, 17—21. In the case of the Private Sc hool, the answer must be that no learning
occurred during the period Student was kept out of school by reason of her behaviors, or during
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the time that she was uncontrollable on a daily basis, since there was no evidence that Student
was provided any instruction during those periods
More important than the behavior issues wh ich the school could not handle effectively is
the underlying reason for the behaviors offered by the Private School Head: “[Student] would
just not be able to tolerate sitting still, not be able to tolerate the language processing demands in
the first grade. It was just very very hard for her to comply with classroom expectations.” N.T.
p. 615, l 19—24. The witness further testified th at Student’s behavior greatly improved once
the behavior plan was implemented (F.F. 34). She also testified, albeit without any discernible
factual basis, that a reduction of academic demands which had been implemented to lessen
Student’s avoidant and aggressive behaviors arising from stress, “is not current as of now,” (N.T.
p. 665, l.10). There was, however, no explanation how a plan to reduce negative behaviors
would have the effect of diminishing the language processing demands of Student’s classroom,
or why her frustrations will not build again and erupt in more uncontrollable behaviors if the
language demands of the classroom remain too difficult for Student.
In light of the weeks of unc ontrollable behavior and the underlying reason attributed to
the behaviors, the testimony of Private School witness inspires no confidence that Student’s still
significant speech/language deficits can be appropriately addressed in that setting. Student
receives less direct speech/language therapy at Private School than provided by the District. See
F.F. 7, 15; N.T. pp. 615, 641. In addition, although private schools are not required to develop
IEPs for their students, it is disturbing in this case that there is no systematic plan to address
Student’s language deficits, despite attributing her uncontrollable behaviors in February and
March to being overwhelmed by her language-based classroom. Since Student’s primary
eligibility category is speech/language impairment, the lack of evidence concerning how
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Student’s specific language needs will be met in the private school setting provides an even more
important reason for finding that Private School is not appropriate for Student..
Neither the opinion of the Head of Private School nor the opinion of the Parents is
entitled to any weight concerning the appropriateness of Private School for Student. Both
testified to characteristics of the school that should make it a place where Student can make
appropriate progress. See N.T. pp. 121—126; 621—637. Notably absent, however, was
any testimony showing how Student’s specific special education needs are being met on a daily
basis, other than testimony that over a period of approximately two weeks, the behavior plan was
successful, based upon a sample of behavior charts from that period. F.F. 34.
In light of the testimony concerning the resu rgence of Student’s problem behaviors when
she entered the private school, which were only successfully controlled, at most, for a relatively
few days before the due process hearing ended, along with the lack of evidence that Private
School can effectively meet Student’s needs for speech/language services, Parents failed to meet
their burden of proving that the private school they selected is an appropriate alternative
placement. Consequently, even if the District’s program were found to be inappropriate for
Student in any respect, tuition reimbursement could not be awarded for Private School.
C. Compensatory Education
1. Legal Standards
Under IDEA, an eligible stude nt is entitled to receive a free appropriate public education
(FAPE) from his school district of residence in accordance with an IEP that meets procedural
and substantive regulatory requirements. In re: The Educational Assignment of S.A., Special
Education Appeals Panel Opinion No. 1036 (July 17, 2000). To be substantively appropriate, an
IEP must be “reasonably calculated to yield meaningful educational or early intervention benefit
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and student or child progress.” Board of Education v. Rowley, 458 U.S. 176, 102 S.Ct. 3034
(1982); In Re: The Educational Assignment of M. L., Special Education Opinion No.1498 (July
1, 2004). “Meaningful benefit” means that an eligible student’s program affords him or her the
opportunity for “significant learning.” Ridgewood Board of Education v. N.E., 172 F.3d 238
(3RD Cir. 1999). Consequently, in order to properly provide FAPE, the student’s IEP must
specify educational instruction designed to meet the unique needs of the child and must be
accompanied by such services as are necessary to permit the child to benefit from the instruction.
Rowley; Oberti v. Board of Education, 995 F.2d 1204 (3rd Cir. 1993). An eligible student is
denied FAPE if his program is not likely to produce progress, or if the program affords the child
only a “trivial” or “de minimis” educational benefit. Polk v. Central Susquehanna Intermediate
Unit 16, 853 F. 2d 171 (3rd Cir. 1988).
An eligible student who has not received more than a de minimis educational benefit is
entitled to correction of that situation through an award of compensatory education, for a period
equal to the deprivation and measured from the time that the school district knew or should have
known of its failure to provide FAPE. M.C. v. Central Regional School District, 81 F.3d 389 (3rd
Cir. 1996). The school district, however, is permitted a reasonable amount of time to rectify the
problem once it is known.
In determining whether an award of compensato ry education is warranted, the first step in
the analysis is to assess the appropriateness of the program offered by the School District at the
time it was offered or provided. In re: The Educational Assignment of K. S., Special Education
Appeals Panel Opinion No. 1124 (June 4, 2001). An award of compensatory education for lack
of an appropriate program may be based upon implementation as well as the contents of the IEP.
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Ridgewood; In re: The Educational Assignment of Z. S., Special Education Appeals Panel
Opinion No.1000 (February 28, 2000).
2. 2006/2007 School Year (Kindergarten)
Student’s Mother testified that by the end of kindergarten, Parents were greatly
concerned that Student’s academic progress was far below her same-age and same grade peers.
See, e.g., N.T. at 76. She further testified that Parents were dismayed by the results of the
private neuropsychological evaluation they obtained after Student’s kindergarten year, which
showed that on standardized achievement tests, she was far below her same age peers. F.F. 20.
It is difficult to understand, however, how the Parents could have expected Student to be at or
close, to age level in academic skills after kindergarten. At the beginning of kindergarten,
Student was significantly behind her typical peers in language development, and had been
diagnosed in the preschool years with ADHD and general developmental delay, as well as
significant speech/ language deficits. F.F. 3, 4. Student’s intractably impulsive and
uncontrollable behaviors had been noted as a major problem in every preschool evaluation
report. F.F. 9. Student’s Parents were so concerned about Student’s obvious delays and
differences from typical children, particularly with respect to her language deficit, troublesome
behaviors and need for one to one assistance, that they seriously considered delaying her
transition to kindergarten, hoping another year in pre-school would permit her to gain additional
ground. F.F. 6; N.T. pp. 38—42. It was only when th e preschool staff pointed out that Student
would be much bigger than the other children, with possible negative effects for her, that Parents
decided to enroll Student in kindergarten in 2006. N.T. pp. 42, 43
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After conducting an evaluation, (S-4), the Dist rict determined that Speech/language was
Student’s primary disability category and developed IEP goals to address her language deficits.
F.F. 7. It was not unreasonable for the District to take this course, particularly at the beginning
of the year. Student had very serious deficits in language, which is essential for learning to read
and for other academic skills, as well as functioning successfully in the classroom in terms of
understanding and following directions. Student’s teacher testified that the early kindergarten
curriculum for all children is focused on acclimating the students to the classroom routines,
which are often very different from preschool, rather than on academic skills. N.T. pp. 713, 714.
Student’s language deficits were also complicated by her ADHD and the behavioral issues
arising from both of her identified disabilities. F.F. 9. Responding to those needs successfully
was paramount in the kindergarten year. The evidence establishes that Student’s many needs
were addressed not only by the special education and related services she received, but by the
supports added to her kindergarten inclusion classroom. See, F.F. 7, 8; S-10 (Kindergarten IEP)
Moreover, the District moved quickly to add the additional support of a one to one aide and a
behavior plan once it became obvious that Student could not make meaningful progress in
kindergarten with less intensive behavior management techniques. F.F. 8, 10, 11.
Parents were initially very pleased with St udent’s progress in kindergarten. Her Mother
noted that the behavioral issues were no longer a major problem, that “she really had been very
well behaved.” N.T. p. 76, l. 21. Student’s Mother also testified that her self esteem had
increased and she no longer described herself as a “sad girl” who didn’t want to go to school. Id.
at l. 24, 25. Parents’ claim that the District failed to provide a an appropriate education for
Student during kindergarten was made well after the kindergarten year ended, after learning that
her academic skills, as measured by standardized achievement tests, were well below other
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children of her age. F.F. 17, 19. That information, however, does not negate the conclusion that
Student was provided with FAPE during the 2006/2007 school year.
Given the extent of St udent’s language and behavior issues when she entered
kindergarten, there is no doubt that Student made more than reasonable progress toward her IEP
goals during her first year in the District, even if Parents are correct that her academic progress
did not keep pace with the progress she made in language and behavior. IDEA does not
require a school district to fully remediate an eligible student’s every deficit in every area in a
single school year. The District’s obligation is to provide a program that enables an eligible
student to make “reasonable” progress toward IEP goals designed to address identified needs,
and that certainly occurred here. Parents’ expectations of greater academic progress based upon
standardized test scores comparing Student to a general population of kindergarten age students
is unrealistic, and, therefore, unreasonable. Most children learn language as they learn other
physical skills, as a matter of expected maturation, without specific instruction or assistance.
Student, however, continues to need speech therapy and a language enriched classroom
environment to teach her to understand language and communicate effectively because her
verbal skills are well below the level of her typical peers. See, P-4, Independent
Speech/Language Evaluation. It is a matter of common sense to infer from the evidence that
Student’s continuing difficulties with language will delay and otherwise adversely affect her
development of academic skills, even with an optimal program. Student must not only learn the
basic math and reading skills that all children need to master in the primary grades, but must also
continue to be taught underlying language concepts and communication skills that other children
acquire naturally. See, Id. at pp. 2, 3, noting that with respect to language, Student needs “direct
teaching of specific concepts” (in front of, behind, around, center, below between, second, third).
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She would also “benefit from direct teaching of pragmatic language functions, such as asking for
directions, requesting information and making a compliment.” Id.
In addition, the District’s school psychologist provided a cogent explanation for the
difference between Student’s academic skill development reflected on the District’s kindergarten
progress reports (P-12, pp. 4—8) and the standardized test results In her District classes, Student
is provided with various modifications, supports and strategies that she can use to learn academic
skills and demonstrate her understanding. She is accompanied by an aide to help her maintain
focus and provide additional instruction to overcome her language deficits. Standardized
achievement tests, however, must be administered in accordance with strict protocols and are
language-based. See N.T. pp. 270—274. In short, Student’s disabilities interfere with her
performance on standardized tests, while the supports and services she was provided to assist her
in accessing the regular kindergarten curriculum were successful. Although Student did not
reach the academic skill development level of her typical peers with respect to the kindergarten
curriculum, she certainly made reasonable progress commensurate with her abilities, as affected
by her language deficits, in developing reading and math skills. F.F. 12, 13
Since Student made reasonable progress during the 2006/2007 school year, Parents’
claim for compensatory education for that year will be denied.
3. 2007/2008 School Year (First Grade)
Parents’ claim with respect to the current school year is based upon the deterioration in
Student’s behaviors through fall of 2007, which they contend was due to her inappropriate
placement in a first grade regular education inclusion class, where she could not keep up with her
peers academically. At the IEP meeting on April 25, 2007 to develop an IEP for first grade, the
possibility was raised that a regular first grade classroom, even an inclusion class, might not fully
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meet Student’s academic needs. The contemporaneous notes of that meeting reference a
discussion of Student’s possible need for a learning support class for reading and math. F.F. 15.
See, in particular, S-24 at p. 5. The record provides no reason to believe that the District would
not have placed Student in a learning support class from the beginning of first grade, had Parents
either requested or agreed to it. On the other hand, Student had been quite successful in the
kindergarten inclusion class, so there was no reason to assume that a similar class would not
permit her to continue making meaningful progress in first grade. Student did continue making
very good progress toward her speech/language goals, as well as progress in the general
curriculum, albeit much more limited. F.F. 12, 36, 38, 39.
Student’s behavioral issues re-surfaced as an area of concern during the fall of 2007. F.F.
20. The daily communication log and behavior charts, however, reflect a child whose behaviors
were a problem at times, not a child completely out of control for the majority of every school
day. See P-13, P-14. The communication book also indicates that the strategies in the behavior
plan included in Student’s IEP (S-23, p. 17) were used and were generally successful in returning
Student to appropriate behaviors after an outburst. P-13; F.F. 35.
In response to the difficulties which arose in first grade, Student’s IEP team met in
November 2007 to review her IEP and consider revisions in light of the behavior issues, as well
as to address academic issues. F.F. 22. The IEP meeting notes disclose that the District was
open to changing the approach to Student’s learning needs and to consider the Institute
evaluation report, along with its own reevaluation results. See S-32 at pp. 4, 5. In addition, the
District proposed placing Student in learning support for reading and math immediately. F.F. 22,
S-35.
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Parents, however, rejected the District’s proposal for learning support, expressing the
opinion at the IEP meeting and in their November 2007 letter, sent after the meeting, that Student
needed “a different program, different school.” S-32, p. 3; P-10. The record, however, provides
no reasonable basis for the Parents’ precipitous loss of confidence in the District’s ability to
provide an appropriate program for Student. The District’s kindergarten program for her was
very successful. F. F. 12, 13. In first grade, the District was willing to adjust her program to
assure that she continued to make progress in overcoming her language deficits, and to focus
more closely on academic issues. S-30, S-32.
The District’s actions in this case can in no way be termed non-responsive to Student’s
needs or to Parents’ concerns. The record reveals that Student’s IEP team met six times between
August 2006, prior to her entry into the District’s kindergarten, and the date she was withdrawn
from the public school approximately 1½ years later. See S-6, S-11, S-16, S-18, S-24, S-32.
Student’s IEP team then met one more time, after she left the District, for the purpose of
developing another revised IEP based upon the results of the latest reevaluations of Student. F.F.
40
It is not surprising Student’s needs evolved in first grade as the demands of the academic
curriculum changed and increased, and that her IEP, therefore, needed to be revised. The fact
that Student made uneven progress, advancing in some areas more than others, and the fact that
additional areas of need emerged, does not render the District’s programs either ineffective or
inappropriate. The District has an obligation to react promptly and effectively to address special
education needs as they arise. The record amply supports the conclusion that the District did just
that in this case. In December 2007, just after receiving the Institute report, the District proposed
adding multi-sensory learning strategies to Student’s IEP, as well as assigning her to learning
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support. S-30, p. 18. Student also received Title I reading services and began to receive
instruction in the Wilson Reading Fundamentals program early in her first grade year. F.F. 37.
The District’s proposed program for Student encompassed by the March 2008 proposed IEP
included almost all of the elements recommended in the Institute evaluation report for a program
that will address Student’s continuing language and academic skill deficits. See P-1, F.F. 40.
In light of the District’s efforts to meet Stude nt’s needs as they arose, the Parents’ abrupt
withdrawal of their cooperation is puzzling. Had the Parents continued to work with the District
in making adjustments to Student’s IEP when necessary, it is likely that academic and renewed
behavioral concerns could have been successfully addressed to improve Student’s progress in
those areas well before she was withdrawn from the District at the end of January.
The only explanation for the Parents’ refusa l to continue working collaboratively and
cooperatively with the District beginning in November 2007 is that they had already decided that
a private school would be better for Student after visiting the Private School prior to the
November 13 IEP meeting. F.F. 21. After that time, the District could do nothing right in
Parents’ eyes. The utter lack of objective reasonableness in their view of the District’s proposals
beginning in November 2007 is best illustrated by the Mother’s testimony regarding Fundations,
the reading program used in Student’s first grade class at Private School. F.F. 29; N.T. p. 623.
When asked whether Parents were aware that the District was using the Fundations program for
Student, [Mother] denied that it was the same multi-sensory program used at Private School.
N.T. p. 190, l. 3—16. When asked further whethe r she was told that Fundations would be
appropriate for Student, she stated, “That’s what they proposed. But as for them proposing it,
and it actually being appropriate for her, we disagree.” N.T. 192, l. 3—8. To the Parents, the
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same type of instruction in the same reading program was the very thing Student needed if
provided by Private School but inappropriate for her if provided by the District.
Whatever the reasons underlying the Parent s’ decision to remove Student from public
school, it is not justified by any failure of the District to provide Student with FAPE. There is
likewise no basis for an award of compensatory education for the current school year. The
2007/2008 IEP was appropriate at the time it was offered and implemented. As problems
emerged in the fall of 2007 suggesting that Student needed reading and math instruction in a
different setting, the District proposed a change to Student’s IEP to place her in learning support,
which would have provided a much smaller instructional group. The only reason the change to
learning support was not made before Student left the District was Parents’ refusal to approve the
NOREP. S-35. The District also reevaluated Student, and based upon that reevaluation and the
information in the Institute evaluation report, proposed additional changes to Student’s IEP to
meet her current needs, including incorporating the program recommendations made by the
private evaluator. F.F. 40, P-1.
C. Reimbursement for Private Evaluations
The IDEA regulations are qui te clear with respect to reimbursement for independent
evaluations, providing that parents have the right to a private evaluation at public expense only
when the parent disagrees with the school district’s evaluation. 34 C.F.R. §300.502(b)(1). Here,
the Parents obtained the private educational evaluation for which they request reimbursement
without requesting a District evaluation. There is no provision in the regulations for retroactive
payment for private evaluations obtained without discussing the need for an evaluation with the
District. IDEA provides that a parent may file a due process complaint to obtain an evaluation if
a district denies a parental request for an evaluation. Parents had an obligation to follow such
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procedures and first seek an evaluation from the District if they wanted an evaluation at public
expense, with the further right to seek an IEE if they were dissatisfied with the results of the
District evaluation.
Here, although the Parents did express dissatis faction with the comprehensiveness of the
first District evaluation in 2006, as Student was entering the District kindergarten, (P-8), there is
no evidence that the Parents requested an IEE at that time. Parents requested neither a District
reevaluation nor an IEE before obtaining the private evaluation by Dr. R in July 2007, nearly a
year after the evaluation with which they disagreed. Nothing in the record suggests that the
District would not have reevaluated Student had Parents requested it before seeking an
independent evaluation.
After learning of the independent evaluation by Dr. R, the District immediately requested
permission to conduct its own evaluation, and in compiling its subsequent ER, considered the
results of all the private evaluations obtained by the Parents, as required by the regulations. F.F.
23, 24; S-31; 34 C.F.R. §300.502(c). The results of the District evaluation were substantially the
same as the private evaluation. Compare P-1, S-38. Consequently, there is no basis for
disagreement with the most recent District evaluation, even retroactively.
Parents also request reimbursement for the pe diatric optometric evaluation they obtained
in April 2007. S-38, p. 2. The evaluation revealed that Student is farsighted and needs glasses.
It also revealed efficiency and perceptual issues. Id. As part of its reevaluation, the District
referred Student to the Intermediate Unit for a functional vision assessment to determine how her
vision issues may be impacting her educational progress. N.T. 281, 282; S-34. The assessment
did not occur because Student left the District. Id.
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Parents provided no legal basis for obtain ing reimbursement for this examination.
Although it was suggested at an IEP meeting in November 2006 that Student should be
examined for vision problems, Parents never requested an evaluation from the District before
obtaining their own optometric evaluation. S-16. Leaving aside the question whether an
evaluation for near or far sightedness is initially a special education issue, the same legal
standards apply to obtaining reimbursement for this type of evaluation as for a psycho-
educational evaluation. Parents should have first requested a vision evaluation from the District
if they believe that they are entitled to an optometric examination at public expense. If it had
been refused, Parents could have obtained the evaluation and then requested reimbursement.
Their failure to take the first step required by the regulations for obtaining reimbursement for a
private evaluation eliminates further consideration of that claim.
Since Parents do not meet the regulatory sta ndards for obtaining reimbursement for either
of the private evaluations they obtained, those claims will be denied.
V. SUMMARY
The record in this case establishes that Stude nt is a student with significant educational
needs, which were particularly evident in the areas of speech/language, attention/focus, and
behavior when she enrolled in the District kindergarten program in the 2006/2007 school year.
Student made significant progress toward goals designed to remediate her language disability
during that school year, and in controlling problem behaviors. Academic skill development
emerged as an area of need early in first grade. Student was provided with Title I reading
instruction as a regular education support, and her IEP team met to adjust Student’s program to
better meet her needs. Nevertheless, by November 2007, Parents became dissatisfied with the
District’s program and did not approve a proposal to revise Student’s IEP to provide learning
support pending a reevaluation by the District and further IEP review. Student continued to
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make good progress toward her speech/language goals in first grade, and slow progress in basic
math and reading skills. Negative behaviors increased but could generally be addressed with the
strategies in her behavior plan.
Student’s Parents withdrew her from the Di strict and enrolled her in Private School
which she began attending on February 4, 2008. Student did not adjust well to the School,
evidenced by an eruption of intense negative behaviors that the School was so unsuccessful in
controlling that Student had to be removed for two weeks. In addition to the behavior issues
which so obviously interfered with Student’s education for nearly the entire time she attended
Private School, there was insufficient evidence that the Private School could meet her language
and academic needs with its standard program.
Parents sought tuition reimbursement, comp ensatory education and reimbursement for
privately obtained evaluations, but failed to meet the legal standards for relief in any of those
areas.
VI. ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED that the Upper Dublin School District need take no action concerning Student with
respect to the due process complaint submitted by the Parents in this matter.
Parents’ claim for tuition reimbursement for the Private School is DENIED.
Parents’ claims for reimbursement for privately obtained evaluations are DENIED
Student is not entitled to an award of compensatory education for the 2006/2007 school
year or for the 2007/2008 school year.
Dated: June 10, 2008 Anne L. Carroll
Anne L. Carroll, Esq., Hearing Officer
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