Upper Merion Area School District | Case 7174-06-07 | 2007-10-10
Pennsylvania special education due-process decision
- Case number
- 7174-06-07
- Date
- 10/10/2007
- Parties / district (official listing)
- Upper Merion Area School District
- Hearing officer
- Joy Waters Fleming
- Issues (official listing)
- Compensatory Education IEP
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Decision text
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This is a redacted version of the original hearing officer decision. Select details may have been
removed from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Due Process Hearing for S.D.
Date of Birth: xx/xx/xx
ODR File Number: 7174/06-7/KE
Dates of Hearing: January 22, 2007, February 2, 2007, March 13, 2007,
March 20, 2007, April 18, 2007, April 20, 2007, June 4, 2007,
August 21, 2007
Parties: R e p r e s e n t a t i v e :
Upper Merion School District Michael Connolly, Esq.
435 Crossfield Rd. Sweet Students Tucker Katz
King of Prussia, PA 19046 331 Butler Ave.,
New Britain, PA 18901
Mr. Ms. Tanya Alvarado, Esq.
M c A n d r e w s L a w O f f i c e s
3 0 C a s s a t t A v e .
Berwyn, PA 19312
Date Final Transcript/Exhibits Received: August 21, 2007
Date Closing Statements Received/
Record Closed: October 2, 2007
Date of Decision: October 10, 2007
Hearing Officer: Joy Waters Fleming, Esq.
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Background
Student is currently xx years of age and a tenth grader in the Upper
Merion School District, “District”. Student was identified as eligible for
special education his primary years and has received special education
programming since that time. Eight hearing session were held between
January 2007 and August 21, 2007. Four other hearing sessions were
scheduled but could not be held and continuances granted for reasons
ranging from counsel illness to unavailability of scheduled witnesses. A final
hearing session was originally scheduled for November 8, 2007; however,
after the hearing officer communicated her intention to resign to the Office
for Dispute Resolution, counsel agreed to waive the final session and submit
closing statements in written form to retain involvement of the same
adjudicator.
Issues
1. Did the District deny Student a free, appropriate public education
(FAPE) from the 2004-2005 school year onward because of its failure
to provide appropriate programming related to reading, written
expression and necessary related services?1
2. Did the District deny Student FAPE from the 2004-2005 school year
onward for its failure to adequately address his social, emotional and
behavioral needs?
3. Did the District deny Student FAPE by failing to provide needed
occupational therapy and speech language services?
4. If FAPE was denied Student, is he entitled to compensatory
education?
1 Parent filed a due process complaint on November 29, 2006. Initially, the Parent raised claims that
pertained to the 1998-1999 school year onward. Following an evidentiary hearing, the Parent’s claims were
limited under the statute of limitation to those that arose during the 2004-2005 school year onward.
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5. Is Parent entitled to an i ndependent educational evaluation
consisting of a neuropsychological and speech language evaluations at
public expense?
6. Is Parent entitled to reimbur sement for an independent reading
assessment performed by Lindamood-Bell processes in January 2007?
7. Is Parent entitled to reimbur sement for out-of-pocket expenses
for psychological expenses?
8. Is Parent entitled to reim bursement for privately provided
services during the Summer of 2006?
Findings of Fact
1. Student, is currently xx years of age and in the 10 th grade in the Upper
Merion School District, “District”.
2. Since his pre-kindergarten, 1996-1 997, school year, Student has been
continuously enrolled in and liv ed within the boundaries of the
District. (JS-4)
3. In December 1996, after a compre hensive evaluation, Student was
determined eligible for itineran t speech and language services to
address articulation and syntax needs. (JS-4)
4. As of May 9, 2000, as a third grader, Student’s reading level was
determined to be at a first grad e level and with support at a second
grade level. (SD-2, p.4)
5. In January 2001, the Distri ct evaluated Student. (S-1)
6. After the ER, Student was determined to have a FSIQ of 100 and
eligible and in need of specially designed instruction because of a
speech impairment, specific learni ng disabilities in basic reading and
written expression and occupationa l therapy needs. (JS-11, S-1)
7. The IEP team recommended that Student receive speech/language
support services, daily small gr oup reading remediation instruction
and occupational therapy. (S-1, p. 10)
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8. The team recommended that a dditional learning support (beyond daily
remedial reading and speech/language supports) occur if Student does
not make adequate progress at curre nt instructional levels. (S-1, p. 10)
9. The January 2001 evaluation recommended consideration of a
behavior intervention program because of reported behaviors
consistent with ADHD, anxiet y and/or depression. JS-11)
10. In January 2002, as a fifth grader , the IEP team determined Student’s
reading level to be at a beginning third grade instructional level and
his writing to be weak, scoring a 2 or below in focus, style, content
and conventions. (S-3, p.6)
11. In January 2002, the IEP team determined that Student could
articulate the letter /r/ in isolati on and syllables with approximately
90% accuracy, initial /r/ in words a nd phrases with 80% accuracy and
final /r/ sounds produced correctly in words with approximately 70%
accuracy with verbal cues. (S-3, p.8)
12. In October 2003, the District c onducted a re-evaluation of Student. (S-
6, N.T. 272)
13. During the re-evaluation, the IE P team determined that although no
additional data was required, Student needed to improve his
reading/written language (currently at 4
th grade) articulation and
fine motor skills. (SD-6, p.4, S-7, p.7)
14. In the October re-eva luation report, Student was reported as able to
produce the /r/ sound correctly at the two to three sentence structured
description level with 80% to 90% accuracy during therapy sessions.
(SD-6, p.4)
15. In October 2003, speech therapy was discontinued by the District at
Parent’s request. (S-7, p.7, S-8, S-9, S-13, S-17, p.7 )
16. No formal articulation assessment occurred as part of the October
2003 evaluation because Student’s sole difficulty was with the letter
“R”. (N.T. 504-505)
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17. On March 16, 2004, the IEP team convened to update Student’s IEP
(S-10)
18. On March 16, 2004, Parent signed the NOREP recommending the
program and placement as outlined in the IEP. (S-10)
19. In the March 2004 IEP, under the present levels of educational
performance, “PLEP”, Student was de scribed as receiving instruction
in a learning support classroom for reading, spelling and English at a
fourth grade level. (S-10, p. 5)
20. The March 2004 IEP identified Student as having needs in
reading, comprehension, writt en expression, organization of
information and following directions.
21. The March 2004 IEP identified Stude nt as having strengths in class
participation, class homework completion, positive attitude and
parental support. (SD-14, p.6)
22. Student’s seventh grade IEP co ntained seven goals designed to
address his reading, writing, sp elling, keyboarding, behavior and
homework needs. (SD-14, pp. 7-16)
23. Under the March 2004, IEP Student received occupational therapy,
“OT” two times a month. (S-14, p.20)
24. On March 16, 2004, the District conducted a functional behavioral
assessment in conjunction with a manifestation determination. (SD-
11)
25. After the manifestation determina tion, Student was placed at a 45 day
alternate placement. (SD-12, p.2)
26. While attending the alternate school, Student received
speech/language services from the District. (N.T. 457, 508)
2004-2005 School Year
27. During the 2004-2005 school year, St udent was a seventh grader in
the District.
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28. Student entered the seventh grade with the IEP dated March 2004 that
was largely implemented until the end of the school year in June
2005. (S-10, S-14, S-17, S-18, p.18 N.T. 759)
29. On September 20, 2004, the learning support teacher contacted Parent
suggesting that speech and language services be re-instated to Student.
(S-57, N.T. 888)
30. On September 22, 2004, speech and language services were added to
Student’s IEP. (S-10, S- 14, N.T. 451, 509, 728, 876)
31. In the September IEP , as a speech goal, Student was expected to self-
monitor his articulation to produ ce the /r/ sound correctly with 75%
accuracy in therapy or cl assroom setting. (S-14, p.17)
32. No IEP meeting was held in orde r to add the speech/language services
instead the Parent agreed by te lephone and all other team members
indicated agreement on the signature page of the IEP. (N.T. 454-455,
722)
33. After the addition of speech, Student received speech therapy,
primarily on a pull-out basis, in a small group setting, at least three
times a month for forty minut es. (N.T. 460, 510-512, 732)
34. During speech sessions, both stru ctured and unstructured activities
occurred to address articulation of the /R/ sound. (N.T. 515)
35. Mastery level of a speech goal for articulation is between 75-80%.
(N.T. 461, 519)
36. During the seventh grade, Student ’s speech therapist consulted with
Student’s teachers checking on hi s articulation. (N.T. 521-522, 531)
37. Between September 2004 and Fe bruary 2005, Student made
significant progress in speech achiev ing up to 88% accuracy in some
conversational situations. (S-17, p. 7, N.T. 525-526)
38. As a seventh grader, Student received reading, spelling and English
instruction from his learning support teacher. (N.T. 730, 750)
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39. In learning support, Student r eceived reading, English and Thinking
Skills for 45 minutes each day. (N.T. 731, 745)
40. In English, Student was instructed in the writing process with
exposure to writing themes, narra tive, persuasive and expository
writing and participation in a on ce a week writing lab. (N.T. 754, 910-
911, 914, 917)
41. In English, Student received a va riety of writing tasks to practice the
domain of conventions, punctua tion and grammar skills. (N.T. 965-
966)
42. In writing, Student’s progress was measured through curriculum
based assessments generated by th e learning support teacher. (N.T.
762)
43. Student received spelling instruc tion during his seventh grade year
advancing from a third grade level to nearly a fifth grade level by the
end of the school year. (N.T. 730, 912)
44. In his learning support classroom, Student received spelling
instruction, with a small group, th ree to four times a week for 15-20
minutes during the class. (N.T. 750, 752, 967)
45. During the 2004-2005 school year, Student received reading
instruction using the Soar to Su ccess Program, a reading intervention
program designed for grades 3- 8, to improve both fluency and
comprehension. (S-17, p. 14, S-18, p.18, P-12, p. 13, N.T. 741, 896,
926, 943, 950-954)
46. In reading, Student received eith er whole group, direct, small group or
one to one reading instruction w ith modifications made as needed.
(N.T. 730, 734, 736, 939)
47. In conjunction with the Soar to Success program, Student also
received instruction in phonics and decoding. (N.T. 742-743, 749,
907, 941)
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48. In reading, Student’s readi ng progress was evaluated using
assessments made by his learning su pport teacher in conjunction with
the Soar to Success program and hi s literature book as well as fluency
probes. (N.T. 760-761, 955, 960)
49. In his learning support class, St udent received instruction in fluency
through shared in class r eading exercises. (N.T. 947)
50. In reading, Student was instructed at a fourth grade level although he
read two novels one at a 6.1 grade level and one at a 4.5 grade level.
(N.T. 736, 739)
51. On three reading fluency reading probes administered in February
2005, Student received a score of 94 wcpm at a 3.0 level. (S-17, p. 7)
52. On March 14, 2005, the IEP team convened and revised Student’s
IEP. (SD-17, N.T. 758, 895)
53. In the March 2005 IEP, Student’s PLEP baseline reading fluency was
determined to be at 3. 0 level. (S-17, p. 7)
54. The March 2005 IEP did not indicat e a baseline or skill levels for
writing, decoding or reading comprehension. (S-17, p. 7)
55. The March 2005 IEP indicated that Student had reading needs in oral
fluency, decoding and inferentia l comprehension. (S-17, p. 5)
56. The March 2005 IEP contained an occupational therapy re-assessment
of Student’s fine motor sk ills performance. (S-17, p.8)
57. The March IEP 2005 IEP contai ned one key boarding goal, one
speech-articulation goal and one re ading-fluency goal with a variety
of program modifications incl uding small group instruction,
assignment modifications, and an adapted spelling program. (SD-17,
pp.10-13)
58. On September 12, 2005, Student’s IE P was revised to reflect a change
in the speech services. (S-18, p.19, N.T. 534)
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59. The March 2005 IEP and the Septem ber 12 IEP were identical except
for the change pertaining to speech goal. (S-17, S-18)
60. Under the September IEP, Student would receive speech services,
three times a month for 40 minutes in integrated, pullout sessions per
month. (N.T. 535, 538)
61. In the seventh grade learning support classroom, Student was focused,
on target, followed directions, expre ssed a desire to complete his work
and used school time appropriately and wisely (N.T. 765, 768, 773,
892, 968)
2005-2006 School Year
62. During the 2005-2006 school year, Student was in the eighth grade.
(S-18)
63. Student entered the eighth grad e with the March 2005 IEP. (S-18)
64. On a Critical Reading Inventory (CRI) administered on September
11, 2005, Student received scores of: 50% for 6
th grade flash word list,
70% for 6 th grade un-timed word list, oral passage reading of 96%,
oral passage comprehension for 5 th grade of 60% and silent passage
comprehension of 5 th grade at 80%. (SD-25)
65. According to Scholastic Read ing Inventory administered in
September 2005, Student’s lexile score was determined to be 758.
(N.T. 648)
66. As an eighth grader, Student received language arts, reading and
Thinking Skills in a learning support classroom. (N.T. 606)
67. Student’s learning support classroom contained twenty students, his
teacher, an aide and two days a week a reading specialist. (N.T. 615)
68. In learning support, Student r eceived two modules, “mod or mods” of
reading, one module of English a nd one module of Thinking Skills on
a daily basis. A module is the equivalent of 45 minutes. (N.T. 606-
607)
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69. In learning support, Student r eceived reading instruction from the
Read 180 program as well as through a REWARDS program
implemented with a reading specialist. (S-18, p. 18, N.T. 609)
70. The Read 180 program is a r eading intervention program for
struggling readers in grades 4-12, that focuses on enhancing skills in
phonemic awareness, phonics, fluency, vocabulary, text comprehension,
spelling and writing. (P-12, p.1, N.T. 628, 794-796, 1242-1243)
71. The Read 180 program is a research -based program that addresses the
five areas of reading instructio n that have been identified by the
National Reading Panel. (P-12, N.T. 1242, 1244)
72. The Read 180 program is designed to be implemented in a daily 90
minute reading block to classes of no more than 18 students with 20
minutes of whole group instruction, rotations of 20 minutes with small
group instruction or instructional so ftware or independent reading and
final 10 minute whole group wrap up. (P-12, p.1, N.T. 1243)
73. In the READ 180 program, Student received daily, small group, direct
reading instruction for two mods a day. (N.T. 611, 612)
74. In reading, Student received, twenty minutes of daily, large group
reading instruction reading novels, lite rature and his social studies text
book. (N.T. 618, 620, 791)
75. After the large group reading in struction, Student would receive
twenty minutes of either sma ll group direct instruction from the
learning support teacher using the Read 180 program, independent
reading activities monitored by the teaching aide or reading
instruction using the computer. (N.T. 621)
76. During the small group direct instruction utilizing the Read 180
program , Student would receive instruction in phonics, reading
fluency and vocabulary comp rehension. (N.T. 626, 630)
77. Student was grouped for his small group direct reading instruction
based upon his scores on the Schol astic Reading Inventories and
Critical Reading Inventory (CRI) . (P-12, SD-25, N.T. 631, 633, 636)
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78. During independent reading, Student read leveled material from the
Read 180 program based upon his le xile score from the SRI. (N.T.
625, 803-805)
79. During the 20 minute computer time of the READ 180 program,
Student could work in a reading, work or spelling zone set up for their
individual instruction level. (N.T. 798-800)
80. Student received instruction through the REWARDS program two
days a week with assistance from a reading specialist. (N.T.610, 806)
81. On the days, the reading specia list came to the learning support
classroom, Student would receive twen ty minutes of direct instruction
in place of the small group instruc tion or he engage in independent
reading activity. (N.T. 621-622)
82. From September 2005 to January 2006, Student’s lexile score
increased from 758 to 826. (SD-N.T. 649, 829-830)
83. In his Thinking Skills class, St udent received 45 minutes of daily
individual direct instruction, as n eeded, in math, science, English and
homework completion. (N.T. 672-675)
84. During the learning support class, Student received instruction in
written expression as a component of his English class. (N.T. 810-
812)
85. During the eighth grade Student c ontinued to receive speech services.
(N.T. 537-538)
86. Although Student was disciplined two times, once for inappropriate
conduct on a school bus and once for attempting to sell phone
equipment in school, his learning support teacher had no concerns
regarding his behavior. (S-21, 22, N.T. 815-818)
87. On a Critical Reading Inventor y (CRI) administered on March 10,
2006, Student received scores of: 60% for 6
th grade flash word list,
85% for 6 th grade un-timed word list, oral passage reading of 98%,
oral passage comprehension for 5 th grade of 80% and silent passage
comprehension of 6 th grade at 80%. (SD-26, p.6)
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88. Student achieved his speech goal of articulating the /r/ sound 75% of
the time in the classroom the first semester of eighth grade. (N.T. 464,
468, 538-540)
89. On March 13, 2006 the IEP team convened and drafted a new IEP
90. The March 2006 IEP recommended dismissal from speech because
Student was able to self-monitor his conversational speech to include
/r/ productions with over 85% ac curacy. (S-26 p. 8, N.T. 486, 539,
541)
91. The March 2006 IEP identified Student has having needs in decoding,
reading fluency and wr itten language (conventions). (SD-26, pp. 6, 7)
92. The March 2006 IEP contained a re ading fluency and a writing goal.
(SD-26, p.13)
93. The March 2006 IEP indicated that Student was receiving OT on a
consultation basis, as requested by educational staff members but that
no requests for consult had occurred related to areas of concern. (S-
26, p.8)
94. The March 2006 IEP recommended dismissal from OT. (S-26, p.9)
95. Between November 2005 and March 2006, Student’s reading fluency,
on a fourth grade level, increased by 9 words, from 79wcpm to 88
wcpm. (S-26, p.5, N.T. 686
96. Parent signed the NOREP approvi ng the recommendation of the IEP
team on April 4, 2006. (S-26, p.20)
97. The March 2006 IEP was implemen ted for the remainder of the 2005-
2006 school year. (N.T. 833)
98. At the March 2006, IEP team me eting, the team concluded that
Student was ineligible for extende d school year because he was able
to recoup skills/concepts taught hi m after breaks in the school year.
(S-26, p.16)
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99. During the summer of 2006, Student attended a program at the
Private School at parental expense. (S-28, P-10)
100. The District offers a summer pr ogram to students receiving special
education that do not qualify for ESY which provides instruction in
reading, writing and math. (N.T. 1266)
101. The District summer program u tilizes the Read 180 program. (N.T.
1267)
2006-2007 School year – 9
th grade
102. Student entered the ninth grade with the March 2006 IEP in place.
(N.T. 833)
103. In September 2006, Student’s lexile score was determined to be 656.
(S-49, S-60, N.T. 1276)
104. On October 3, 2006, the District conducted a re-evaluation of Student.
(S-36)
105. The October 3 re-evaluation incl uded a summary of prior evaluation
data, parental input, a classroom assessment, results from past PSSA
and Terranova assessme nts, a review of Student’s progress reports,
instructional evaluations complete d by former and current teachers,
aptitude levels using the WISC-I V, achievement levels using the
WIAT-II, reading assessment info rmation from 2005-2006, a social
emotional screening based on administration of the BASC to the
Student, a teacher and Parent a nd a summary of all findings. (S-36,
N.T. 1040-1060, 1168-1184)
106. The October re-eva luation determined that based on Student’s
performance on the WIAT-II, his sta ndard scores were average in
reading comprehension, written e xpression and math. (S-36, p. 10)
107. The October re-evalu ation determined that based on Student’s
performance on the WIAT-II, his sta ndard scores were borderline or
below average in word reading, pseudo word decoding and spelling.
(S-36, p. 10)
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108. On the Behavior Assessment Sy stem for Children (BASC), neither
Parent nor Student’s eighth grad e learning support teacher provided
responses indicating concerns re garding Student’s social-emotional
functioning. (S-36, p.13, N.T. 1171-1173)
109. On the Behavior Assessment Syst em for Children (BASC), several of
Student’s responses on the emotional symptoms index indicated him
to be “at-risk”. (SD-36, p. 14)
110. On the Behavior Assessment System for Children (BASC), two of
Student’s responses, regarding “locus of control and “relations with
parents” fell within the clinically significant range, suggesting a high
level of maladjustment. (S-36, p. 14, N.T. 1053-1058, 1175-1177,
1179-1184)
111. As a result of the BASC and a review of his current school
performance, the re-evaluation r ecommended consideration of school-
based counseling services to furt her develop Student’s coping skills
and to help address any increase d risk of interpersonal difficulty,
anxiety and social stress. (S-36, p. 16)
112. Based on the results from the re-e valuation, Student was determined
to be eligible and in need of sp ecial education as a student with a
specific learning disability. (S-36, p.16)
113. On a Critical Reading Inventory (CRI) administered on October 3,
2006, Student received scores of: 65% for 6
th grade flash word list,
90% for 6 th and 65% for grade un-timed word list, oral passage
reading of 96% on a Jr. High passage , oral passage comprehension for
Jr. High of 85% and silent passage comprehension of 90% at a Jr.
High level. (S-36, p.12)
114. On October 24, 2006, the IEP team convened and drafted an IEP for
the remainder of Student’s ninth grade year. (S-37, N.T. 1234)
115. On October 25, Student’s lexile sc ore was determined to be 865. (N.T.
1277)
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116. The October IEP contained reading comprehension, written
expression and reading fluency goals as well as a variety of program
modifications and specially designed instruction. (S-37)
117. On November 29, 2006, Parent re quested a due process hearing. (S-
38)
118. During the ninth grade, Student continued to receive reading
instruction from the Read 180 program. (N.T. S-37, 1241)
119. By the first marking period of his ninth grade year, Student had
achieved progress toward his read ing, writing and fluency goals. (S-
46, pp. 1-2, S-60, N.T. 1252)
120. In January 2007, Student’s r eading skills were assessed by the
Lindamood-Bell program. (N.T. 1089)
121. On March 20, 2007, a new IEP was developed adding counseling
services, a speech language and o ccupational therapy assessments, a
revision to the PLEP, a transition plan and revision to the goals. (S-59,
N.T. 1254-1255)
122. Parent did not agree to implem entation of the March 2007 IEP. (S-58,
N.T. 1263)
Discussion and Conclusions of Law
The IDEA requires that states pr ovide a “free appropriate public
education” “FAPE” to all students who qualify for special education
services. 20 U.S.C. §1412. In Board of Education of Hendrick Hudson
Central School District v. Rowley, 458 U.S. 176 (1982), the U.S. Supreme
Court held that this requirement is met by providing personalized instruction
and support services to permit the child to benefit educationally from the
instruction, providing the procedures set forth in the Act are followed. the
substantive standard for FAPE is whether the program or placement is
reasonably calculated to provide meaningful benefit, gauged in relation to
the child’s intellectual potential.
The Rowley standard is only met when a child's program provides him
or her with more than a trivial or de minimus educational benefit. Polk v.
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Central Susquehanna Intermediate Unit 16 , 853 F.2d 171 (3
rd
Cir. 1988).
This entitlement is delivered by way of the IEP, a detailed written statement
arrived at by the IEP team which summ arizes the child’s abilities, outlines
goals for the child’s education, and specifies the services the child will
receive. Oberti v. Board of Education , 995 F.2d 1204 (3d Cir. 1993). School
districts are not required to provide th e optimal level of services. Carlisle
Area School District v. Scott P. , supra. However, a program that confers
only trivial or minimal benefit is not appropriate. Polk.
The appropriateness of the IEP is judged based on information known
at the time it is drafted. Fuhrman v. East Hanover Board of Education
, 993
F.2d 1031 (3d Cir. 1993). Under the IDEA and its implementing regulations,
an IEP for a child with a disability must include present levels of academic
achievement and functional perform ance, measurable annual goals, a
description of progress toward meet ing the goals, statement regarding
related services and program modificat ions, an explanation of regarding
participation with regular educati on peers, accommodations provided and
commencement date of services. 34 C.F.R. §300.320.
The United States Supreme Court has held that the burden of proof in
an administrative hearing challenging an IEP is upon the party seeking
relief, whether that is the disabled child or the school district. Schaffer v.
Weast, 126 S.Ct. 528 (2005). Parent had the burden of proof in this
proceeding.
Since his early academic years, Student has exhib ited both language
arts and speech concerns. (FF. 2-11) Parent contends that Student was
denied FAPE because the IEP in place during his seventh grade year was so
deficient in numerous respects and its implementation so flawed that
educational progress could not and di d not result. Among the deficiencies
cited are that the present levels of e ducational performance are vague and/or
devoid of critical information and that the annual goals are not responsive to
Student’s known needs.
2004-2005 School Year
March/September 2004 IEP
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Student entered the seventh grade w ith an IEP that had been created
six months before in March 2004. (FF. 17) Student was educated under that
IEP for the duration of the seventh gr ade except for the addition of speech
services in September 2004. (FF. 29 -33)The March 2004 and September
2004 IEPs are identical except for the later added speech goal. (FF.28)
This IEP is technically insufficient and the implementation of the
programmatic aspects have failed to afford Student FAPE. The present level
of education performance, or “PLEP” serve a pivotal function in the
development of a responsive, individualized educational program for a child
with disabilities. It should provide a snapshot of a student’s performance in
the current educational program in a clear, concrete manner. Furthermore, it
should provide baseline data preferably from a previously conducted
evaluation report or other assessment information. PLEP is intended to serve
as both a springboard for the drafting of a responsive IEP as well a
foundation for an understanding of the needs to be served. In this case, the
IEP(s) in place during Student’s seventh grade year did neither.
Under the PLEP in this IEP, Stude nt was noted as having needs in
reading comprehension, written expr ession, organization and following
directions.(FF.19-21) With respect to any baseline data regarding Student’s
actual academic levels, the PLEP mere ly indicated that he would receive
instruction in reading, spelling and E nglish in a learning support classroom
at a fourth grade level. (FF. 19) Whether Student’s actual instructional levels
were at fourth grade is not clear, onl y that he was receiving instruction at
that level. The last re-evaluation, completed in 2003, was not referenced
although that information, cursory in nature would ha ve done little to
enhance the understanding of the depth of this student’s language arts needs.
The 2003 re-evaluation simply stated that Student continues to need to
improve reading/written language skills. (FF. 12-14) The IEP team then,
unfortunately concluded, that no need for additional data existed. Noticeably
absent in the PLEP was any source or reference from a sp ecific assessment,
test or measure. (FF. 19) The PLEP al so fails to reference how Student’s
needs and abilities in organization/foll owing directions were ascertained
although the IEP provides goals in that area. (FF. 22) The goals that
ultimately resulted in this IEP were de ficient and for the following reasons
were not calculated to afford meaningf ul educational progress. The specially
designed instruction does not fare much better. In this IEP only vague, non-
specific program modifications were liste d that barely describe what special
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education programming Student would receive and how it would be adapted
to support his needs.
Reading
The 2004 IEP in contention contai ned two reading goals. The first
goal appears to address comprehensi on the second was designed to address
fluency. (FF. 22) Because the re-e valuation and PLEP from which these
goals spring was entirely deficient, it cannot be readily determined whether
these goals are entirely responsive to Student’s global reading needs.
In response to his reading need s, throughout the seventh grade,
Student received reading in struction from his learni ng support teacher. (FF.
38-39) That instruction came primar ily from a research based, reading
intervention program designed to impr ove both fluency and comprehension.
(FF. ) To further address his men tioned and unmentioned reading needs,
Student also received instruction in sp elling, decoding and vocabulary. (FF.
45)
Despite the past efforts of the Distri ct to administer a reading program
to remediate his difficulties, Student received instruction three grade levels
below his current grade. (FF. 10,46) This disparity was troubling to the
Parent and despite the objection of the District speaks to a history indicative
of a lack of significant progress in reading. Although the IEP itself was far
from technically perfect, on its surface, the reading instruction Student
received represents an attempt by the Dist rict to take note of the severity of
Student’s needs and aggressively program for them. However, those efforts
coupled with the lack of reliable, evaluative data and non-individualized,
focused specially designed instruct ion, result in a program was not
appropriate. Student did no t make academic progre ss consistent with his
intellectual potential. The Parent has sustained the burden of establishing
that Student was denied FAPE, under this IEP, in reading, from the
commencement of the school year until March 2005.
English/Writing/Spelling
Student’s seventh grade IEP English goal expected that when given a
fifth grade level assignment, he woul d utilize his written expression skills to
complete the assignment. (FF. 40-41) In spelling, he was expected to spell
fourth grade level words correctly 85% of the time. (FF. 43-44) Although,
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“written expression skills” and “written language skills” were clearly noted
as a need in the re-evaluation repor t and resulting March 2004, the PLEP
that served as the foundation for th is goal merely referenced Student
receiving “English” and spelling instru ction at a fourth grade level. How
Student’s academic levels in these areas were ascertained is notably missing.
Furthermore, although the PLEP pr ovided detailed information about
Student’s writing as it pertained to his motor skills and the provision of
occupational therapy services, his pr ecise needs with respect to written
expression were absent.
With respect to the implementation of the English/writing goal, the
testimony elicited on this point, from Student’s learning support teacher
although confusing; nevertheless, indicated that Student received writing and
spelling instruction consistent with a need for remediation. (FF. 39-42)
Whether this need was called a need fo r English” instruction or writing, it
was intended to fulfill the need for written expression as identified in the
IEP.
However, the same difficulty arises with respect to the
appropriateness of the writing goal. No objective, baseline information was
presented in Student’s PLEP of th is IEP. Precisely what type of
writing/English needs did Student hav e? Again, the PLEP contained no
reference to writing or spelling except to state that Student was receiving
instruction three grade levels behind, or on a fourth grade level. Based on
the evidence presented, Student was denied FAPE in written expression.
Behavior
Although the previous school y ear, Student was disciplined for a
behavioral incident, his IEP in place did not indicate that he exhibited
behaviors that impeded his learning or that of others. (FF. 24-26 ) The PLEP
of the IEP in place during the seventh grade, did however note that Student
had needs regarding following directions and organization. (FF.28)
As a result Student entered the se venth grade with an IEP containing
two goals intended to addr ess behavior and organi zational needs. (FF. 28)
The PLEP of this IEP, although i ndicating Student is “showing some
defiance to some of his school work” also indicated that he is participating
more and completing assignments on a mo re consistent basis. (FF. 28 ) The
PLEP contained no baseline measure or other objective criteria justifying the
necessity of goals in this area.
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During the seventh grade, Student appeared to have limited if any
behavioral needs. (FF. 61) His se venth grade learning support teacher
credibly testified that he was focuse d, completed school work and behaved
appropriately. (FF. 61) Based on the evidence presented, this goal was
satisfactorily implemented and FAPE re sulted. Although Parent introduced
documentary evidence with scant co mments related to missing homework
assignments, overall Student did not pr esent with significant behavioral
needs.
Speech/OT
At the commencement of the seve nth grade, Student had no speech
goals in place. Speech goals were plac ed back into Student’s IEP when the
District expressed concern to Parent . (FF.15, 33-37) The PLEP indicated
Student can produce the /r/ sound a the sentence although it was difficult for
him to generalize this to a less struct ured setting, like conversational speech.
(FF. 30) In response to this need, St udent was expected to produce the /r/
sound correctly with 75% accuracy in both therapy and the classroom. (FF.
30) Progress toward this goal was to be evaluated by data collection. (FF. 35
)
Unlike other aspects of the PLEP regarding the academic goals, the
speech PLEP is adequately descript ive and outlines with specificity
Student’s level of ability. This speech goal was implemented by the therapist
on a consistent basis and Student made measurable progress toward his goal.
Based on the evidence presented, no denial of FAPE for speech
programming for the time period involved occurred to Student.
With regard to occupational thera py, the PLEP in this section mixes
Student’s performance in written e xpression with the fine motor
requirements of OT. (FF.28) Although the objective information with
respect to Student’s ability in this area is difficult to discern, the resulting
keyboarding goals and twic e monthly occupational th erapy services were
responsive to Student’s needs and therefore, appropriate.
Overall, based on the totality of th e evidence presented, Parent did
sustain his burden of persuasion to in establishing that the IEP, specifically
in the areas of reading and written expr ession, were not calculated to yield
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meaningful benefit in light of the St udent’s intellectual potential. FAPE was
denied Student.
2005-2006 school year – 8th grade
March 2005 IEP
Toward the end of the 2004-2005 sc hool year, the IEP team convened,
and revised Student’s IEP. (FF. 52) This time only one reading goal was
presented, shifting the emphasis from comprehension toward fluency
although decoding and infere ntial comprehension were still identified as a
chief reading needs. (FF. 55) This IEP was silent with respect to Student’s
other previously addressed needs, name ly in the area of written expression.
(FF. 57) This IEP largely replicated the format of its predecessor in that the
PLEP failed to contain specific levels of Student in key academic areas. This
time, the PLEP referenced readi ng fluency probes that had been
administered a month before. (FF.51) However, no other baseline data was
presented, yet according to this IEP Student still had continued needs in
decoding, inferential comprehension, writing, and spelling. (FF.53-54)
These deficiencies carry over to the goals that were ultimately drafted
rendering this IEP deficient on its face.
Reading
In Student’s eighth grade year, the District began using a different
reading intervention program designed for struggling readers. (FF.66, 68-81
) The difficulty with the program in place during Student’s eighth grade year
stems from the identification of his needs. Although decoding was clearly
identified as a need under the PLEP, th e IEP in place appears to shift the
emphasis to reading fluency and strangely incorporates no
English/writing/language arts goal. (FF. 54)
Despite these criticisms, this re ading program put into place during
the eighth grade was strong and Student did make progress. (FF. 64, 82, 87)
In the READ 180 program, Student received daily, small and large group, as
well as independent reading, phonics, fluency and vocabulary practice. ( FF.
68-81) Although Student’s other language arts needs were not specifically
delineated in the IEP, he still received instruction in written expression as a
component of his English class. (FF. 83-84)
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With respect to reading comp rehension, although no goal was
provided, Student did make progress in this area moving from a fourth to
fifth grade level. (FF. 64, 65, 87) Regarding reading fluency, although
Student met this goal early in the school year, that goal was based on a third
grade fluency level. (FF. S-46, p.50) Between November 2005 and March
2006, Student’s reading fluency did increase but he still remained on a
fourth grade level, four grade levels behind his peers. (FF. 47--50, 51, 53,
64, 87) The reading fluency goal was appropriate; however, the lack of
reading comprehension and decoding goals in light of Student’s total
reading needs constitutes a denial of FAPE.
English/Writing/Spelling
Strangely, the March 2005, prepared when the IEP team c onvened, failed to
contain any expectations for writing al though a learning disability in this
area continued to be referenced. (FF. 57, 63) In spelling, Student received
specially designed instruction through an adapted program that appears to
have afforded a degree of acceptable progress in this areas. (FF. 44)
However, the lack of a writing goal or a clear reference with respect to how
Student would receive inst ruction in this identified area of need and his
progress in this area, renders this IEP flawed with respect to the writing
program provided.
Speech/OT
Parent contends that Student was denied FAPE because the District
failed to appropriately program for his speech language needs and
prematurely exited him from services. In addition to that contention, Parent
claims that the OT services provided to Student were not appropriate.
Speech services were reinstated at the beginning of Student’s seventh
grade year. (FF. 29, 33, 57-60, 85) With respect to this service, Student was
afforded FAPE. His IEP clearly and concretely described what Student
needed and what he would receive. (FF. 88, 90) The testimony from the
District was credible that Student received speech consistent with the
expectations in his IEP resulting in achievement of his speech goal and the
resultant, appropriate discontinuation of speech services. (FF. 88 )
The March 2005 IEP incorporated a keyboarding goal placing an
emphasis on the completion of writing assignments in this manner. (FF. 56-
57 ) This goal was based on a re-assessment of motor skills performance that
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was detailed and fully described Student’s abilities. (FF. 56-57) No denial of
FAPE occurred with respect to the provision of OT to Student.
Behavior
In March 2005, when the IEP team convened and a ne w IEP drafted,
the updated IEP contained no referen ces to Student’s behavior or
organizational needs. (FF.62, 86) Although the PLEP section was silent with
respect to completion of this goal in the previous school year, the evidence
in this case has established no denial of FAPE in this area. Although Student
was disciplined on two occasions durin g the eighth grade, those incidents
were neither severe in na ture nor were any other si gnals present to suggest
that Student exhibited behavioral need s that warranted intervention by the
District. (FF. 86)
Based on the evidence presented, Student was denied FAPE in the
areas of reading comprehension, dec oding and written expression while the
March 2005 IEP was in place. Student’s program in all other respects was
calculated to afford meaningful educational progress.
2006-2007 School Year
March 2006 IEP
On March 13, 2006 the IEP team convened, drafted a new IEP and
agreed to discontinue speech and OT services for Student. (FF. 89-90, 93-
94) This IEP was implemented for the duration of the 2005-2006 school year
with continued reading instruction using the READ 180 program. (FF. 70-
71, 97) The PLEP in this IEP contained more detailed information an
identified Student has having needs in decoding, reading fluency and written
language (conventions). (FF. 91) Student’s baseline information for reading
fluency was presented along with testing results from the CRI with his
decoding skills. (FF. 91 ) With respect to writing, the PLEP contained only
that his progress had improved, without any objective basis presented for
this information. As a result of the needs identified, the March IEP contained
a reading fluency and a writing goal . (FF. 92) Although this IEP lacked
both decoding and comprehension goals, instruction in that area remained a
key component of the reading program Student received. (FF. 71,76 )
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Behavior goals were not included; nor were they needed based on the
previous discussion. Additionally, speech and OT were also not included as
Student had been dismissed from those services. (FF. 90, 94, 96 ) Parent has
presented no evidence warranting the conclusion that the lack of behavior,
OT or speech programming compromised this Student’s program and
constituted a denial of FAPE.
The reading fluency goal in this IEP was implemented primarily
through the Read 180 program, in place the previous school year. In fluency,
Student made progress moving from a fourth grade level in March 2006 to a
sixth grade level early in his ninth grade year. (FF. 95) Again, no decoding
goals were specifically put into place although Student’s progress in that
area appeared to budge from a fourth grade to between a fourth and fifth
grade level. (FF. 64, 87) Similarly in oral passage comprehension, Student
made slight progress, remaining on a fifth grade level while his silent
comprehension moved to a sixth grade level. (FF. 64, 87, 105) In both
decoding and reading comprehension, progress was slow but evident.
Although no goals were specified in either of these areas, clearly the
District’s reading programming, at this juncture was responsive to Student’s
need. Overall, the denial of FAPE in decoding and reading comprehension,
if any was de minimis. The evidence has established that the District
provided programming in these areas consistent with Student’s abilities.
The inclusion of a writing goal made this IEP favorably different from
its predecessor. (FF.63, 84) However, without quantifiable data in the PLEP
or goal related to Student’s level of functioning, measurement of progress
and the overall appropriateness are difficult to gauge. This exclusion renders
the writing goal deficient.
ESY 2006
At the March 2006, IEP team mee ting, the team concluded that
Student was ineligible for extended school year because he was able to
recoup skills/concepts taught him after breaks in the school year. (FF. 98)
During the summer of 2006, Student attended a program at a private school.
(FF. 99 ) Parents contend that Student was denied FAPE because ESY
services were not provided, through the District to Student. The purpose of
ESY services is to avoid the regression and poor recoupment experienced by
some eligible students. If regression during program breaks, and subsequent
recoupment makes it “unlikely the student will maintain the skills and
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behaviors relevant to IEP goals and objectives,” then ESY is required,
without which, the school year IEP would not provide FAPE. 22 PA Code §
14.132 (2) (iii).No credible testimony or evidence was introduced to support
the necessity of the provision of ESY. In this case, the Parent has failed to
establish that the team inappropriately concluded that Student was ineligible
for ESY.
Student entered the ninth grade with the March 2006 in place. (FF.102
) However, in October 2006, the Dist rict conducted a comprehensive re-
evaluation of Student. (FF. 104-113) From that re-evaluation, an IEP
resulted, in October 2006 which was implemente d for the duration of
Student’s ninth grade year. (FF. 114) Parent, through counsel, expressed
disagreement with the re-evaluation report and now seeks reimbursement for
an independent educational evaluati on at public expense, namely a
neuropsychological and speech langua ge evaluations as well as
reimbursement for an assessment conducted by Lindamood-Bell programs.
(FF. 120) For the following reasons, the request for reimbursement for the
privately obtained program and fo r a neuropsychological and speech
evaluation is denied.
Under the implementing regulations that govern the provision of
special education, a Parent is entitled to reimbursement for a privately
obtained evaluation in certain circumstances, as follows:
(b) Parent right to evaluation at public expense.
(1) A parent has the right to an independent educational evaluation at
public expense if the parent disa grees with an evaluation obtained by
the public agency.
(2) If a parent requests an independent educational evaluation at
public expense, the public agency must, without unnecessary delay,
either—
(i) Initiate a hearing under §300. 507 to show that its evaluation
is appropriate; or
(ii) Ensure that an independent educational evaluation is
provided at public expense, unless the agency demonstrates in a
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hearing under §300.507 that the evaluation obtained by the
parent did not meet agency criteria.
(3) If the public agency initiates a hearing and the final decision is that
the agency's evaluation is appropriate, the parent still has the right to
an independent educational evaluation, but not at public expense.
(4) If a parent requests an independent educational evaluation, the
public agency may ask for the parent's reason why he or she objects to
the public evaluation. However, the explanation by the parent may not
be required and the public agency may not unreasonably delay either
providing the independent educational evaluation at public expense or
initiating a due process hearing to defend the public evaluation.
34 C.F.R. 300.502
Consistent with the above regulations, a four part analysis to
determine whether a Parent can be reimbursed for an IEE follows. Those
grounds are: 1) Whether the Parent expressed disagreement with the
evaluation provided by the District; 2) Did the District, without unnecessary
delay, initiate due process proceedings to determine the appropriateness of
its evaluation; 3) Is the District’s evaluation appropriate; 4) Is the Parent’s
IEE appropriate ? The pivotal question in this inquiry is the appropriateness
of the District’s October 2006 re-evaluation report.
Based on the totality of evidence pr esented, the October re-evaluation
report was appropriate and fulfilled the requirements under 34 CFR
§300.303-300.311. More specifically, the re-evaluation, utilized a variety of
assessment tools and strategies to gather relevant functional and
developmental information about Student, including information provided
by the parents; assessed Student in all areas related to the suspected
disability; was sufficiently comprehensive to identify all of Student’s special
education and related services needs; and utilized technically sound
instruments to assess the relative contribution of cognitive, behavioral,
physical and developmental factors .
The request for reimbursement for the Lindamood Bell program is
denied. Furthermore, with respect to the request for additional evaluation,
Parent has not obtained these evaluations; therefore no reimbursement can
occur. Additionally, because the District complied with the regulations
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governing the provision of special education, the request for an independent
neuropsychological and speech evaluation is denied.
October 2006 IEP
In October 2006, the IEP team re-convened and draf ted a new IEP.
(FF. 114) The October IEP is different than those previously in place. This
time, the team had before it detailed, comprehensive information that served
to outline Student’s needs in decoding, word reading and spelling. (FF. 115-
116 ) For the following reasons, FAPE was afforded Student from October
2006 onward.
The October IEP contained deta iled information about Student’s
academic functioning presented in a format that was both objective and
comprehensive. (FF. 114) Although acade mic needs were clearly noted in
the areas of reading fluency and wr itten language (conven tions), decoding
was not included. (FF. 116) Additio nally, although the re-evaluation
recommended that counseling services be considered, because of Student’s
responses on the BASC, that information was not presented in the PLEP.
From the PLEP, this IEP presente d three goals designed to address
Student’s reading comprehension, writing and reading fluency needs.
(FF.116, 120) The record has establis hed that throughout the school year,
Student received reading instruc tion from the Read 180 program. As
previously indicated that reading instruction provided Student with a
program to address phonemic awareness, phonics, fluency, vocabulary, text
comprehension, spelling and writing ne eds. (FF. 70) With the addition of a
comprehension goal and a fluency goal grounded in the reading probes that
had been performed, these goals and this IEP were appropriate to address all
of Student’s reading needs. Sim ilarly, the writing program proposed was
also appropriate. This time the wr iting goal specified the method
measurement as well as more clearly st ated the expectations of Student in
writing. Based on the evidence presente d, this program was sufficiently
individualized to afford meaningful education progress to Student’s in
reading comprehension, decoding, fluency and written expression.
Parent contends that Student pres ented with behavioral or emotional
needs that warranted intervention in the academic setting. Although the
BASC administered to Student indicat ed his responses to be “clinically
significant” in two areas, the team determined that no goals or services were
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needed in this area. (FF. 108-111 ) Based on the testimony and other
evidence in this case, the team conc lusion was appropriate. Although, two
areas of the student-self report were el evated, the District’s approach in
seeking “mutually confirming data ” was prudent. (FF. 108-111) Neither
Student’s previous year instructor nor his father indicated similar concerns
in this area. (FF. 108-111 ) Most indica tions were that Student appeared to
be well-adjusted and functioning at an appropriate social-emotional level.
Parent has not sustained his burden that a denial of FAPE has occurred; nor
that reimbursement is owed for out of pocket psychological services.
Speech/OT
Finally, Parent contends that relate d services in area of speech and
occupational therapy were prematurely stopped and as a result a denial of
FAPE has occurred. Parent has failed to preponderantly establish this to be
so. Both OT and speech services were discontinued on the basis of Student
either meeting his goal or the demonstr ated lack of necessity for the related
service. (FF. 90, 94)
March 2007 IEP
On March 20, 2007, a new IEP wa s developed offering counseling
services, a speech language and occupational therapy assessments, a revision
to the PLEP, a transition plan and revision to the goals. (FF. 121 ) Parent did
not agree to implementation of the March 2007 IEP. (FF. 122) By the time
this IEP was offered due process hearings were well underway. (FF.117) F. )
Based on the evidence presented, the program and placement proffered in
March 2007, like the October 2006 IEP was also appropriate. This IEP was
sufficiently individualized, offered education in the least restrictive setting
and its goals were based on evaluative data permitting the measurement of
progress. As such the District offered FAPE to Student.
Compensatory Education
Compensatory education is owed to Student for the denial of FAPE
with regard to reading fluency, reading comprehension, reading decoding
and written expression from November 29, 2004 through the end of the
2004-2005 school year. Compensatory education is also awarded to Student
for a denial of FAPE in reading comprehension, decoding and written
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expression from September 2005 until March 13, 2006 when the new IEP
was implemented. Student is awarded compensatory education from March
2006 until the end of the school year and from September 2006 until October
2006, when an appropriate IEP was implemented, for a denial of FAPE in
written expression.
Compensatory education is the appropriate equitable remedy for a
District’s failure to provide a free appropriate public education, through a
program from which a student can derive “meaningful educational benefit”.
Board of Education v. Rowley
, 458 U.S. 176 (1982). The purpose of
compensatory education is to replace lost educational services. See M.C. v.
Central Regional Sch. Dist., 81 F.3d 389 (3d Cir. 1996). The period of
compensatory education is calculated by finding the period of deprivation,
and excluding the time the school district would reasonably require to
arrange appropriate services.
In this case, the amount of comp ensatory education is calculated as
follows. Student is awarded 1.5 hours (.75 reading and .75 English) of
compensatory education for every school day from November 29, 2004
through the end of the 2004-2005 school year.
Student is awarded 1.25 hours (. 75 writing and .50 comprehension
and fluency) of compensatory education for every school day from
September 2005 until March 13, 2006. Student is awarded .75 hours
(writing) of compensatory education for every school day from March 2006
until October 6, 2006.
ORDER
AND NOW, this day 10th of October 2007,
1. Student is awarded 1.5 hours (. 75 reading and .75 English) of
compensatory education for every school day from November 29, 2004
through the end of the 2004-2005 school year.
2. Student is awarded 1.25 hours (.75 writing and .50
comprehension and fluency) of compensatory education for every school
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day from September 2005 until March 13, 2006. Student is awarded .75
hours (writing) of compensatory education for every school day from March
2006 until October 6, 2006.
3. This compensatory education shall not be used in place of
services that are contained in any present or future IEP’s. The nature of the
services shall be decided by the Parent and may include any educational,
therapeutic, developmental or vocational services that further the goals of
the IEP. The services may be used after school, on weekends, or during the
summer, and may be used after the Student reaches 21 years of age. The
services may be used hourly or in blocks of hours. The District has the right
to challenge the reasonableness of the hourly cost of the services.
By: Joy W. Fleming
Joy Waters Fleming, Esq.
Special Education Hearing Officer
October 10, 2007
