Upper Moreland Township School District | Case 01047-09-10 | 2010-12-28
Pennsylvania special education due-process decision
- Case number
- 01047-09-10
- Date
- 12/28/2010
- Parties / district (official listing)
- Upper Moreland Township School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- Independent Educational Evaluation
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Decision text
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This is a redacted version of the original decision. Select details have been
removed from the decision to preserve anonymity of the student. The
redactions do not affect the substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: A.S.
Date of Birth: [redacted]
Dates of Hearing: October 5, November 17, & November 22, 2010
OPEN HEARING
ODR Case # 01047-0910AS
Parties to the Hearing: Representative:
Parent[s] Pro Se
Ms. Melanie Munden Karl Romberger, Esquire
Director of Special Education Sweet, Stevens, Katz & Williams
& Student Services 331 East Butler Avenue
Upper Moreland Township New Britain, PA 18901
School District
2900 Terwood Road
Willow Grove, PA 19090
Date Record Closed: December 13, 2010
Date of Decision: December 28, 2010
Hearing Officer: Jake McElligott, Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
Student) is a [teenaged] student diagnosed with attention deficit
hyperactivity disorder (“ADHD”) who resides in the Upper Moreland
Township School District (“District”). The parties dispute the student’s
need for special education under the Individuals with Disabilities in
Education Improvement Act of 2004 (“IDEIA”)
1. There is no dispute
between the parties, however, as to the student’s eligibility as a protected
handicapped student under Section 504 the Rehabilitation Act of 1973
(“Section 504”).2
The parents filed a complaint alleging multiple violations of IDEIA
and Section 504 and asserting claims for various remedies as the result
of those alleged violations. It appeared that the parties had settled the
dispute, but the settlement fell through, and the hearing convened in
three sessions over October and November 2010.
For the reasons set forth below, while I find that the District failed
in its obligations to identify timely the student as a protected
handicapped student, I find that there is no remedy owed to the student
by the District.
1 It is this hearing officer’s preference to cite to the implementing
regulation of the IDEIA at 34 C.F.R. §§300.1-300.818. See also 22 PA Code
§§14.101-14.162.
2 It is this hearing officer’s preference to cite to the implementing
regulation of Section 504 at 34 C.F.R. §§104.1-104.61. See also 22 PA
Code §§15.1-15.11.
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ISSUES
Does the student qualify as a “child with a disability” under IDEIA?
If so, did the District fail in its obligations toward the student
under IDEIA?
Did the District fail to meet its obligations to the student as a
“protected handicapped student” under Section 504?
3
If the answer to any of these questions is in the affirmative, is the
student owed a remedy?
FINDINGS OF FACT
1. The student entered the District in 8th grade. Prior to that time, the
student had attended private school. (Parents’ Exhibit [“P”]-1 at
pages 1, 7; School District Exhibit [“S”]-1, S-2; Notes of Testimony
[“NT”] at 138-139, 161-162).
2. Approximately seven weeks into the school year, beginning in mid-
October, the student began to exhibit a series of behaviors that
resulted in disciplinary action. (P-3 at page 5).
3. From October 15 through November 19 the student was involved
in eight behavioral incidents, including refusal to carry out
directions, threatening other students, disrupting classes, using
3 Section 504 provides protections to “qualified handicapped persons” (34
C.F.R. §104.3(l)(2). Pennsylvania has explicitly adopted the protections of
Section 504 through the provisions of 22 PA Code §§15.1-15.11, where
such an individual is referred to as a “protected handicapped student”. The
term “protected handicapped student” from Chapter 15 will be used for the
remainder of this decision.
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profanity, and being present in unauthorized areas during the
school day. The incidents resulted in detention, in-school
suspensions, and one out-of-school suspension. (P-3 at page 5).
4. The student’s parent contacted administration at the District
school where the student attended, indicating that he was
concerned about the student’s behaviors and that the student had
been diagnosed with attention deficit disorder. (NT at 139-140).
5. On November 29, the assistant principal responded to the parent
with an email indicating that the number of disciplinary incidents
was out of the ordinary and that the student needed “some form of
intervention”. The administrator went on to write that “(t)he best
way to start the ball rolling would be to give [Student] a 504 plan.”
The administrator requested that information regarding the
student’s diagnosis be provided to the District. This information
was not provided by parents. (P-2 at page 1; NT at 139-140).
6. On November 30, the student was involved in an incident where
[Student] brought a toy gun to school. This incident resulted in two
days of in-school suspension and three days of out-of-school
suspension. The student was also required by the District to
undergo a risk assessment through a provider of mental health
services. (P-3 at page 33; NT at 962-963).
7. Thereafter, a District school psychologist spoke with the student’s
father and suggested that data be gathered on an ADHD screening
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instrument from the parents and from the student’s teachers. On
December 12 the District requested and received permission to
screen the student for ADHD. (S-1, S-2; NT at 163-164).
8. Rating scales were provided to five of the student’s teachers
(reading, Spanish, science, math, and social studies), as well as to
the student’s parents. The student also completed a self-report
scale. (S-3).
9. The reading teacher reported no atypical results. (S-3 at page 1).
10. The student was rated by the Spanish teacher as mildly
atypical for hyperactivity, ADHD index (indicating the degree to
which a child may be at risk for ADHD), restless/impulsive,
emotional lability, and DSM-IV diagnostic criteria for
ADHD/hyperactive-impulsive type. (S-3 at pages 1-2).
11. The student was rated by the science teacher as markedly
atypical for oppositional behaviors. This teacher also rated the
student as mildly atypical for restless/impulsive, generally
problematic behavior, and DSM-IV diagnostic criteria for
ADHD/hyperactive-impulsive type. (S-3 at page 2).
12. The student was rated by the math teacher as markedly
atypical for oppositional behaviors and restless/impulsive. This
teacher also rated the student as moderately atypical for generally
problematic behavior, and mildly atypical for hyperactivity, social
problems, ADHD index, and emotional lability. (S-3 at page 2).
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13. The student was rated by the social studies teacher as mildly
atypical for hyperactivity and DSM-IV diagnostic criteria for
ADHD/hyperactive-impulsive type. (S-3 at page 2).
14. The student was rated by the parents as moderately atypical
for hyperactivity, restless/impulsive, emotional lability, and
generally problematic behavior. The parents rated the student as
mildly atypical for DSM-IV diagnostic criteria for ADHD/inattentive
type, oppositional, and cognitive problems/inattention. (S-3 at
pages 2-3).
15. The student’s self-report rated [Student] as markedly
atypical for family problems. The student rated [Student] as
moderately atypical for anger control, ADHD index, and DSM-IV
diagnostic criteria for ADHD/hyperactive-impulsive type. The
student rated [Student] as mildly atypical for emotional problems,
conduct problems, DSM-IV diagnostic criteria for
ADHD/inattentive type, and DSM-IV diagnostic criteria for
ADHD/combined inattentive & hyperactive-impulsive types. (S-3 at
page 3).
16. To the school psychologist, the results did not warrant a
diagnosis of ADHD but recommended additional monitoring and
family consultation with a mental health provider or pediatrician.
((S-3 at pages 2-3).
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17. After November 29, when the administrator recommended
that some type of intervention seemed to be warranted, the student
was involved in twenty additional behavioral incidents including
throwing objects, possession of the toy gun, derogatory remarks to
students, poking/touching students, disrespect toward staff,
derogatory remarks to staff, threats toward other students,
disruption of class, refusal to carry out directives, misconduct
during a drill, refusal to participate in class, misconduct at
detention, and unauthorized use of username/password. (P-3 at
pages 3-5).
18. The incidents resulted in verbal warnings, detentions, in-
school suspension, and out-of-school suspension. (P-3 at pages 3-
5).
19. The school psychologist also served in a counseling role for
the student and so was advised of all of the behavioral incidents in
the 8th grade. In 8th grade there were twenty-eight behavioral
incidents resulting in documented school discipline in 8th grade.
(P-3 at pages 3-5; NT at 1050-1051).
20. For 9th grade, the 2008-2009 school year, the student
transitioned to high school. There are transition processes in place
at the District for students who present concerns, as judged by the
middle school counselors, that high school staff need to be
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apprised of. The student’s middle school discipline history did not
trigger any such process. (NT at 405-409, 899-901).
21. In 9th grade, the student was involved in thirty-one
behavioral incidents including possession of electronics, refusal to
carry out directives, disrespect toward staff, inappropriate
comments, disruption of class, throwing objects, failure to report to
detention, fighting, hallway misconduct, vandalism, and refusal to
participate in class. (P-3 at pages 1-3).
22. The incidents resulted in verbal warnings, detentions, in-
school suspension, and out-of-school suspension. (P-3 at pages 1-
3; S-5).
23. In August prior to the start of 10th grade, the parents
presented the report of a dually licensed psychologist and certified
school psychologist who had worked with the family in the past
and who had performed testing and a comprehensive evaluation of
the student over that summer. (P-1 at pages 7-17; NT at 1053).
24. The evaluation report found that the student met the
diagnostic criteria for ADHD/combined type and conduct disorder.
The report recommended that the student be provided with a 504
plan to help student with organizational skills and a number of
school-based accommodations. (P-1 at pages 16-17).
25. Even though much of the information in the report had not
been shared with the District, results of similar ADHD
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assessments in 2007 showed consistency with the results obtained
by the District in its screening of January 2008. (P-1; S-3).
26. The District obtained permission to speak with the private
evaluator and a District school psychologist did so. (S-9; NT at
389-390, 1160).
27. The district accepted the private evaluation and its
conclusions/recommendations and, in September gathered data
from the student’s 10th grade teachers. (S-10; NT at 1053-1054).
28. On October 8, parents agreed to a 504 plan (also referred to
as a Chapter 15 service agreement).4 (S-12).
29. The Section 504 plan identified the student as a student
with ADHD/combined type. The accommodations included regular
communication between home and school, an assignment book,
preferential seating, verbal and non-verbal cues, extended time on
tests as needed, and the opportunity to meet with a school
counselor or school psychologist as needed. (S-12).
30. The school psychologist shared the Section 504 plan with
the student’s teachers. The school psychologist was supposed to
share the plan with the student but never did. (S-11; NT at 1071).
4 Because of its roots in both federal statute (Section 504) and
Pennsylvania regulations (22 PA Code §15), the document used for services
and accommodations for a protected handicapped student is many times
referred to interchangeably as a Section 504 plan or a Chapter 15 service
agreement.
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31. In December, the parents requested a comprehensive
psycho-educational evaluation. The District school psychologist
responded by letter that he was unclear about such an evaluation
given the comprehensive private evaluation issued [just that]
August. Still, the District enclosed a re-evaluation request form
with the letter. (P-1 at page 18, P-12; S-14, S-15; NT at 1075-
1078).
32. Upon receiving parents’ formal request for a re-evaluation in
early January the District requested permission to re-evaluate the
student, which was granted by the parents on January 22. At a
meeting on January 29, however, the parents revoked the
permission to evaluate. (P-12; S-16, S-17; NT at 1078-1081).
33. Simultaneously, in late January, the parties were meeting to
revise the Section 504 plan. The District shared this revised
Section 504 plan in early February, but parents never received the
plan. This was not known, and shared again, until March.
Ultimately, parents did not return the Section 504 plan because, in
mid-March, the student withdrew from the District. (P-12; S-20, S-
22, S-24, S-25; NT at 52-53, 1082-1083, 1091).
34. Over the course of the 2009-2010 school year, the student
was involved in eight behavioral incidents where [Student] was the
offender, including failure to report to detention,
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insubordination/disrespectful behavior, theft, harassment,
disruption of class, throwing objects, and fighting. (P-3 at page 1).
35. The incidents resulted in detentions and out-of-school
suspensions. (P-3 at page 1-3).
36. Throughout the students’ time at the District, the student’s
academic achievement was generally commensurate with
[Student’s] cognitive ability. (P-1 at pages 13-14; S-26: NT at 236-
237, 926, 1084, 1110-1111, 1144-1145).
DISCUSSION AND CONCLUSIONS OF LAW
IDEIA
For a student to qualify as a child with a disability under the
IDEIA, the student must meet two criteria. First, as the result of an
evaluation, the student must have been identified as having a disability
that confers the protections of IDEIA.5 The student’s diagnosis, accepted
by the District, of ADHD qualifies student under this aspect of the
IDEIA.
6 (FF 23, 24, 27). Second, though, the student must require
special education as a result of the disability.7 Special education is, as
defined under the IDEIA, “specially designed instruction….” which
5 34 C.F.R. §300.8(a)(1).
6 34 C.F.R. §300.8(c)(9).
7 34 C.F.R. §300.8(a)(1).
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“means adapting…the content, methodology, or delivery of
instruction….” 8
Here, the record is clear that the student does not require specially
designed instruction as the result of Student’s ADHD. While the
student’s behavior presents significant challenges in the school
environment (FF 3, 6, 17, 21, 34), the student does not require specially
designed instruction as the result of Student’s ADHD. (FF 36). Because
of this, the student does not qualify as a child with a disability under the
IDEIA.
Accordingly, because the student does not qualify as a child with a
disability under the IDEIA, the District has not violated any provision of
that statute.
Section 504
Under Section 504 of the Rehabilitation Act of 1973, a “protected
handicapped student”
9 (a) is entitled to a FAPE10 and (b) must not suffer
discrimination as the result of the student’s disability.11 Each of these
claims will be considered separately.
FAPE under Section 504. Under Section 504, a protected
handicapped student is entitled to a FAPE “regardless of the nature or
8 34 C.F.R. §300.39(a)(1),(3).
9 34 C.F.R. §104.3(l)(2); see 22 PA Code §15.2.
10 34 C.F.R. §104.33.
11 34 C.F.R. §104.4.
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severity of the person’s handicap”.12 Pennsylvania has adopted the
protections of Section 504.13 In the Pennsylvania regulations, the
evaluation of a student and provision of services under Section 504
initiated by a school district requires a detailed written notice to the
parents.14 Here, the District initiated the process for evaluating the
student for Section 504 eligibility. (FF 1, 2, 4, 5) but did not comply with
the notice provisions (FF 7).
This procedural flaw was, ultimately, not prejudicial to the
student. More substantively, however, the District’s January 2008
screening for ADHD failed to identify Student appropriately as a student
with ADHD. Here, the results of the screening were arguably inconclusive
(FF 10, 11, 12, 13, 14, 15). But there was near unanimity in terms of
atypical (albeit mild) results for restlessness/impulsivity and DSM-IV
diagnostic criteria for ADHD/hyperactive-impulsive type. (FF 10, 11, 12,
13, 14, 15). And, further, there was enough consistency across multiple
raters in terms of moderately atypical levels of generally problematic
behaviors and clinically significant levels of oppositional behavior to
warrant a very close examination of the student’s behaviors in the school
environment. (FF 11, 12, 14).
Still, the results of the screening were far from definitive. When
taken in conjunction with the student’s behavior unfolding over the
12 34 C.F.R. §104.33(a).
13 22 PA Code §15.1; see generally 22 PA Code §§15.1-15.11.
14 22 PA Code §15.5.
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school year—28 behavioral incidents—the results of the screening take
on an entirely different cast. (FF 3, 6, 17, 18, 19). The school
psychologist, who also served as a middle school counselor for the
student, testified that she reviewed the student’s discipline records in 8th
grade each time the student was disciplined. (FF 19).
Given the results of her screening and the information surfacing
multiple times each month over the course of the 2007-2008 school year,
the District should have undertaken further assessments, or other
procedures, to ascertain the student’s needs given Student’s ADHD.15 It
is the considered opinion of this hearing officer that, even accepting that
the January 2008 ADHD screening results were inconclusive, by
February 9, 2008, the student had been involved in another five behavior
incidents, including two incidents of disrespect and derogatory
comments to staff, two incidents of throwing objects, and one incident of
poking/touching another student. (FF 17, 18). And the screening and
these multiple incidents all followed on the heels of the toy gun incident,
which required referral to a mental health agency for the student’s return
to school. (FF 6).
As such, by February 9, 2008, the District would have been in a
position where it knew or should have known that the student should
have been further evaluated for ADHD (and potentially other diagnoses)
15 Ridgewood Bd. of Educ. v. N.E., 172 F.3d 238 (3d Cir. 1999); see P.P. v.
West Chester Area Sch. Dist., 585 F.3d 727 (3d Cir. 2009) for the
application of IDEIA analyses for Section 504 claims.
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as the result of the student’s in-school behaviors. At that point, having
undertaken an evaluation of some sort, it seems reasonable that the
evaluation would have been comprehensive, perhaps even with an eye
toward establishing or ruling out the student’s qualification as a child
with a disability under IDEIA. Thus, the District would have had 60
calendar days to complete such an evaluation (indeed, the type of
comprehensive evaluation it ultimately accepted from the private
evaluator in August 2009—FF 23, 25, 27), 16 and, given approximately a
week to have received permission to perform the evaluation and another
week to consider its results and began implementing some type of plan,
it is the holding of this hearing officer that by April 23, 2008, the student
should have had a Section 504 plan in place.
In sum, then, the student was without a Section 504 plan from
April 23, 2008 through October 8, 2009, a period encompassing the end
of 8th grade, the entire 9th grade, and the early part of 10th grade.
Accordingly, the student was denied a FAPE under Section 504
due to the District’s substantive failure to diagnose the student’s ADHD
and have in place a Section 504 plan before October 8, 2009. The issue
of remedy will be addressed below.
Discrimination under Section 504. Under Section 504, a protected
handicapped student must not, because of his or her disability, “be
16 22 PA Code §14.123(b).
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excluded from participation in, be denied the benefits of, or otherwise be
subjected to discrimination” in any program or activity offered by a
school district.17 Here, the District has not excluded the student from
District programs or activities, denied the student the benefits of District
programs or activities, or discriminated against the student in its
treatment of the student. Indeed, even given the extensive disciplinary
history of the student, the District’s treatment of the student was fair
and did not result in any unwarranted or excessive exclusion from school
or from District programs or activities. (FF 18, 22, 35).
Accordingly, the District did not discriminate against the student
in violation of Section 504.
Remedies
As outlined above, the District denied the student FAPE in
violation of Section 504. Compensatory education is a standard remedy
for the denial of FAPE.18 Here, however, the record taken in its entirety
does not support an award for compensatory education.
Even though the District denied FAPE to the student from April 23,
2008 through October 8, 2009, a review of the record shows that there
were thirty-five behavioral incidents over this time period. Of those
incidents, two resulted in verbal warnings, twenty-two resulted in
17 34 C.F.R. §104.4(a).
18 Ridgewood, 172 F.3d 238.
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detentions19, nine resulted in in-school suspensions, and two resulted in
an out-of-school suspension amounting to one day. (FF 18, 22, 34; P-3 at
page 17). The student continued to attend school and performed as
expected given [Student’s] cognitive ability; indeed, behavioral incidents
and the lack of a Section 504 plan notwithstanding, there is nothing in
the record to indicate that the student did not make academic progress.
(FF 36).
So even though there was a substantive denial of FAPE in that the
student went for over forty-five school weeks without a Section 504 plan,
that denial of FAPE did not rise to the level that the student is entitled to
compensatory education.
Additionally, at the outset of the hearing, parents presented as a
potential remedy claims for reimbursement for privately funded services.
There was no evidence presented at the hearing in support of those
claims, so no remedy can be awarded.
Accordingly, the student is not entitled to compensatory education,
and the parents are not entitled to reimbursements.
CONCLUSION
The student does not qualify as a child with a disability under
IDEIA. The District, through significant substantive omissions, failed to
have a Section 504 plan in place to address the student’s ADHD. This
19 It should be noted that four of these detentions were assigned for the
failure to attend detention. (P-3 at pages 1-4).
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resulted in a denial of FAPE under the obligations of Section 504, but the
deprivation did not rise to the level where compensatory education is
owed as a remedy. Finally, the District did not discriminate against the
student as a result of Student’s disability.
•
ORDER
In accord with the findings of fact and conclusions of
law as set forth above, the student does not qualify as a
child with a disability under the IDEIA. The School District
has, under the obligations of Section 504, denied the
student a FAPE from April 23, 2008 through October 8,
2009. This denial of FAPE, however does not rise to the
level that compensatory education is owed. The School
District has not discriminated against the student as a
result of Student’s disability.
Jake McElligott, Esquire
Jake McElligott, Esquire
Special Education Hearing Officer
December 28, 2010
