Upper Moreland Township School District | Case 2547-11-12 | 2012-03-15
Pennsylvania special education due-process decision
- Case number
- 2547-11-12
- Date
- 03/15/2012
- Parties / district (official listing)
- Upper Moreland Township School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Evaluation Res Judicata Statute of Limitations Charter School Free Appropriate Public Education
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Student’s Name: A.S.
Date of Birth: [redacted]
ODR No. 2547-11-12-KE
OPEN HEARING
Parties to the Hearing: Representative:
Parent s Pro Se
Upper Moreland Township Carl A. Romberger, Jr., Esquire
School District Sweet, Stevens, Katz & Williams, LLP
2900 Terwood Road 331 East Butler Avenue
Willow Grove, PA 19090-1431 New Britain, PA 18901
Dates of Hearing: January 9, 2012, February 24, 2012
Record Closed: March 6, 2012
Date of Decision: March 15, 2012
Hearing Officer: William F. Culleton, Jr., Esquire, CHO
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INTRODUCTION AND PROCEDURAL HISTORY
The Student named in the title page of this decision ( Student) is a resident of the school
district named in the title page of this decision (District), w ho is currently served under a service
agreement pursuant to section 504 of the Vocational Rehabilitation Act of 1973, 29 U.S.C. §794
(section 504). Student is not identified as a child with a disability under the Individuals with
Disabilities Education Act, 20 U.S.C. §1401 et seq. (IDEA) (NT 8-10.)
Student’s Grandparents1
The District raises the bar of the IDEA statutory limitation period for the period from
2007 to November 16, 2009 (two years prior to filing of the present due process Complaint
Notice), and also argues that the doctrine of res judicata bars my consideration of any issues
decided or that could have been decided by a previous hearing officer decision dated December
28, 2011. The District asserts that it had no reason to evaluate the Student for special education
eligibility before it did so in 2011, and that it was not given an opportunity to offer a FAPE to
Student before Parents placed Student in a treatment facility, which it contends is an
inappropriate educational placement.
, named in the title page of this decision, brought this Complaint
for a due process hearing, asserting that the District failed to comply with its Child
Find obligations and failed to provide a free appropriate public education (FAPE) to Student
during a period beginning in 2007 and continuing to the present time. (NT 18- 34.) Parent
requested tuition reimbursement for two different settings in which Student had received services
and compensatory education for other periods in which Student was enrolled in the District or in
a charter school.
1 Grandparents, who adopted and exercise educational rights regarding Student, will be referred to herein as
“Parents.”
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The hearing was concluded in two sessions. The parties submitted written summations,
and the record closed upon receipt of those summations.
ISSUES
1. Did the District withhold information from the Parents that it was obligated to provide
pursuant to Part B of the IDEA, and did the District by withholding such information
prevent the Parents from filing their due process complaint within the two year time
frame set forth in the IDEA?
2. Did the District fail to perform its Child Find obligation by inappropriately failing to
evaluate or identify the Student as a child with a disability during all or any part of the
period for which IDEA permits Parents’ claims to be decided?
3. Was the District’s evaluation of November 2011 appropriate?
4. Did the District fail to provide a free appropriate public education (FAPE) to Student
during all or any part of the period for which IDEA permits Parents’ claims to be
decided?
5. Did the District commit procedural violations of the IDEA during all or any part of the
period for which IDEA permits Parents’ claims to be decided?
6. Should the hearing officer order the District to provide tuition reimbursement for all or
any part of the tuition charged to Parents on account of Student’s admission to the
private treatment facility or the private therapeutic boarding school identified by
Parents?
7. Should the hearing officer order the District to provide compensatory education for all or
any part of the period for which IDEA permits Parents’ claims to be decided?
FINDINGS OF FACT
1. On December 28, 2010, Special Education Hearing Officer Jake McElligott, Esquire,
rendered a decision concerning claims made by Parents in a due process Complaint
Notice. The hearing officer concluded that, during the time encompas sed by that
decision, the Student was not a child with a disability because, despite suffering from a
disability, the Student had achieved in school at all times comme nsurate with Student’s
ability. The hearing officer also concluded that the Student was disabled within the
meaning of section 504 and should have received accommodations under a section 504
service plan as of April 23, 2008. The hearing officer also concluded that the District had
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not during the time encompassed by that decision discriminated against Student by reason
of Student’s disability of ADHD. (S-1.)2
2. The hearing officer’s decision made findings of fact extending to the beginning of the
2007-2008 school year, when Student was first enrolled in the District. The decision
made extensive findings of fact concerning Student’s disciplinary history. (S-1.)
3. Student has a history of the death of one natural parent (Student has reported that both
parents died, though the record does not support this) and abandonment by the other
natural parent, all when Student was at a young age. Student’s grandparents adopted
Student and make educational decisions for Student. (NT 507-509; S-45, 50, 68.)
4. Student has a history of [redacted] prior to July 2011. (S-45, 50.)
5. Student was withdrawn from the Di strict in April 2009 and enrolled in a cyber charter
school, where Student received final marks of “B” for tenth grade and much lower
passing marks, including a “D+” and N “F”, for eleventh grade . Student passed all
courses except “SAT”. (NT 188-191, 282; S-20, 32.)
6. Parents placed Student at a [redacted] facility on March 31, 2011, until April 22, 2011,
and again on May 16, 2011 until May 23, 2011. (S-19.)
7. In July 2011, Student [redacted] was hospitalized for eight days. Student was diagnosed
with Oppositional Defiant Disorder and [redacted]. (S-34.)
8. From the hospital, Student was transferred to a therapeutic boarding school in another
state in July 2011. (S-19, 26, 36, 44.)
9. On August 10, 2011, the Parents enrolled Student in the District and request ed an
evaluation for special education. At the same time, Parents notified the District that they
intended to keep Student at the therapeutic boarding school. (S-19, 20, 76-78.)
10. The District mailed a Permission to Evaluate form to Parents on August 22, 2011. (S -19,
24, 25.)
11. Parents formally requested tuition reimbursement from the District on August 23, 2011.
(S-25.)
12. Parents signed and returned the Permission to Evaluate on or about August 27, 2011, and
signed specific releases for various treatment an d educational agencies by August 21,
2011. (S-28 to 31, 72.)
13. Upon receipt of appropriate releases in August 2011, the District began gathering
pertinent educational and medical records. (S-28-31, 33, 37.)
2 All exhibits of both parties were admitted into evidence by stipulation. (NT 39 -41, 649-651.)
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14. Student was not presented to the District for eva luation, but remained out of state and
inaccessible to District personnel who were not authorized to travel to Student for
evaluation purposes. (NT 125-126, 190-194, 202-204.)
15. The school district in which the Student’s therapeutic boarding school was located issued
an evaluation report on October 26, 2011, based upon an evaluation on October 11, 2011.
(S-44.)
16. The evaluator for the district of residence was an experienced , doctoral level school
psychologist certified in the state of residence with administrative experience. (NT 451 -
452, 537-540.)
17. The district of residence evaluation addressed suspected disabilities including Other
Health Impairment due to ADHD and Emotional Disturbance. The evidence for
depression was mixed. (NT 458-460, 480-481, 495-500, 542-544.)
18. The district of residence evaluation report was based upon teacher and student report
forms for the Behavior assessment for Children, Second Edition (BASC), interview with
Student, Woodcock Johnson Tests of Achievement, Third Edition (WJ -III), informal
teacher reports and review of educational records. This included a review of two reports
provided by the District, one in 2009 and one in 2010. The 2009 report had noted
academic skills commensurate with ability, diagnosed ADHD and Conduct Disor der and
recommended a section 504 plan. The 2010 report had diagnosed ADHD but questioned
the 2009 diagnosis of Conduct Disorder. (NT 491-492, 526, 530-532; S-44, 68.)
19. The evaluator spoke to the Parents as part of the evaluation. (NT 456-457.)
20. The 2009 report included results of cognitive testing that showed average ability with
markedly slow processing speed, possibly secondary to [redacted]. (S-44, 50.)
21. Student cooperated initially with the local district’s evaluator and was interviewed and
tested partially; however, Student refused a second interview and testing session. This
did not invalidate either the testing or the overall evaluation, based upon the standards of
the evaluator’s profession. The evaluator judged Student’s self report to be valid, but was
prevented from follow-up testing due to Student’s refusal. (NT 460, 462, 475-476; S-44.)
22. The WJ-III scales indicated average to superior academic achievement. (S-44.)
23. BASC teacher scales, though one of them was of questionable validity due to incomplete
responses by one teacher, showed several areas of clinical significance or “at-risk” status.
Student also self -rated with several areas “at -risk” and several are as of clinical
significance. The scores were assessed according to the publisher’s i nstructions,
including assessment of validity scales. (NT 553-556; S-44.)
24. Teachers at the therapeutic boarding school reported that Student’s performance was
variable, with frequent lack of motivation and underperformance compared with
Student’s ability. (S-44.)
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25. The district of residence report concluded that neither Student’s ADHD, nor Student’s
hyperactivity, nor anxiety were “significantly” affecting Student’s classroom
performance. The evaluator considered any possible effect of [redacted] on Student’s
behavior and achievement. The report opined that a residential setting was unnecessary
for Student’s educational needs, though a structured setting was needed due to Student’s
ADHD. (NT 463-469; S-44.)
26. The district of residence’s evaluator considered and ruled out emotional disturbance as an
educational classification because there was insufficient evidence that emotional
disturbance was interfering with Student’s ability to access the curriculum in the
classroom. (NT 473-474; 540-542.)
27. Evaluation at the therapeutic boarding school showed no evidence of psychosis, though
there was some evidence of depression, and a diagnosis of Depressive Disorder. The
evaluation indicated that Student “may” need special education. (S-50.)
28. [Redacted] can affect the emotions. (NT 2.)
29. Student’s grades at the therapeutic boarding school were generally passing, but there
were several failing grades for monthly assessments in mathematics, chemistry, English
and one special subject. (S-52.)
30. The District issued its eva luation report on November 14, 2011. The report found that
Student is not a “child with a disability” as defined in the IDEA, because Student, despite
the disability of ADHD, was functioning at grade level and succeeding in school to the
extent that Student was willing to make a sufficient effort. Student was found to exhibit
symptoms of Conduct Disorder. The evaluation ruled out Emotional Disturbance as
defined in the IDEA and its implementing regulations. The evaluation ruled out Specific
Learning Dis ability. The report recommended consideration of a section 504 plan of
accommodations in school. ( NT 132, 137- 138, 143- 145, 265, 342- 343, 395- 396, 410-
411, 416-417; S-45.)
31. On November 14, 2011, the District convened a meeting of a group of qualified
professionals and the Parents to discuss the evaluation report. This group did not decide
whether or not the District would provide tuition reimbursement for Student’s stay at the
therapeutic boarding school; this was decided by the Superintendent. (NT 114- 115, 137-
138, 213-215, 255.)
32. On November 14, 2011, the District issued a Notice of Recommended Educational
Placement (NOREP), placing Student in regular education. (S-46.)
33. In December 2011, when the Student’s return from the therapeutic boarding school was
imminent, the District offered to meet with Parents to plan for Student’s return to school.
(NT 419-421; S-49.)
34. Student returned to school on or about January 3, 2012. Due to miscommunication, there
was no transition planning meeting prior to Student’s arrival. The District offered to
place Student in an alternative placement with more structure than the general education
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high school setting, but the Student declined any specialized placement and was only
willing to return to the high school. District personnel deemed it inappropriate for
Student to attend school full time because Student did not need a full roster to graduate,
and because Student needed counseling and treatment. (NT 126- 135, 146-147, 154-156,
222-236, 243, 246-247, 272-275, 306, 396-398, 421-422, 530.)
35. In January 2012, the District offered a section 504 plan or “service agreement” to Parents
for the Student. (S-75.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two considerations, the burden of going forward and
the burden of persuasion. Of these, the more essential consideration is the burden of persuasion,
which determines which of two contending parties must bear the risk of failing to convince the
finder of fact.
3 In Schaffer v. Weast , 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005) , the
United States Supreme Court held that the burden of persuasion is on the party that requests
relief in an IDEA case. Thus, the moving party must produce a preponderance of evidence
4
This rule can decide the issue when neither side produces a preponderance of evidence –
when the evidence on each side has equal weight, which the Supreme Court in Schaffer called
“equipoise”. On the other hand, whenever the evidence is preponderant (i.e., there is weightier
that
the moving party is entitled to the relief requested in the Complaint Notice. L.E. v. Ramsey
Board of Education, 435 F.3d 384, 392 (3d Cir. 2006)
3 The other consideration, the burden of going forward, simply determines which party must present its ev idence
first, a matter that is within the discretion of the tribunal or finder of fact (which in this matter is the hearing officer) .
4 A “preponderance” of evidence is a quantity or weight of evidence that is greater than the quantity or weight of
evidence produced by the opposing party. Dispute Resolution Manual §810.
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evidence) in favor of one party, that party will prevail , regardless of who has the burden of
persuasion. See Schaffer, above.
In the present matter, based upon the above rules, the burden of persuasion rests upon the
Parents, who initiated the due process proceeding. If the Parents fail to produce a preponderance
of the evidence in support of thei r claim, or if the evid ence is in “equipoise”, the Parents cannot
prevail under the IDEA or the Pennsylvania Code provisions for special education.
STATUTE OF LIMITATIONS: WITHOLDING OF INFORMATION EXCEPTION
The IDEA at 20 U.S.C. 1415(f)(3)(C) is subject to only two explicit exceptions, set forth
at 20 U.S.C
. §1415(f)(3)(D):
The timeline described in subparagraph (C) shall not apply to a parent if
the parent was prevented from requesting the hearing due to—
(i) specific misrepresentations by the local educational agency
that it had resolved the problem forming the basis of the complaint; or
(ii) the local educational agency’s withholding of information
from the parent that was required under this subchapter to be provided to
the parent.
Parent, seeking the application of these statutory exceptions , is required to prove such
misrepresentations and withholding. Parent must also show that such behavior “prevented” the
Parent from filing for due process.
School District of Philadelphia v. Deborah A
I find no evidence in this record that the District withheld information required under Part
B of the IDEA to be provided to Parents, and no evidence that the District by any such
., 2009 WL
778321 at *4. The plain language of the IDEA indicates that misrepresentations and withholding
of information alone are not sufficient without proving their causal relationship to the failure to
timely file for due process.
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withholding of information caused Parents to not file for due process on any claim that they have
alleged. Therefore, I will not decide any matter involving District action or inaction allegedly
occurring prior to November 16. 2009, which is two years prior to the filing date of the present
matter.
5
ADMINISTRATIVE RES JUDICATA
Administrative hearing o fficers are governed by and required to follow the doctrine of
administrative res judicata. This doctrine applies to bar re-litigation of either a claim or a factual
assertion that was made in another proceeding and on which another administrative fact fi nder
has made a final6
5 As noted above, the IDEA’s limitation of actions is a “look forward” limitation; that is, the claim must be made
within two years going forward from the date of knowledge or notice of the act or omission of the district that is the
subject of the complaint. Nevertheless, in this matter, the provision operates as a practical matter to bar all claims
for actions or omissions that allegedly occurred or did not occur more than two years befor e the filing date in this
action.
decision. Callowhill Center associates LLC v. Zoning Board of Adjustment , 2
A.3d 802 (Cmwlth Ct. 2010); Merkel v. W.C.A.B ., 918 A.2d 190 (Cmwlth Ct. 2007). Res
judicata applies when the factual subject matter, the legal “claim”, the parties and the capacity of
the parties to litigate are the same in both matters. In short, matters are identical when the
subject matter and the ultimate issues to be decided are the same in each matter. Merkel , 918
A.2d at 192- 193. Under such circumstances, a finding of fact or conclusion reached as part of
the decision in the previous matter cannot be re -litigated in the subsequent matter. Matters that
6 I conclude that the decision of Hearing Officer McElligott cited in this matter was final for purposes of applying
the res judicata doctrine. The decision of a special education hearing officer is final according to the IDEA. 20
U.S.C. §1415(i)(1)(A). District counsel disclosed that Parents had filed an action in state court, later removed to
federal court and dismissed, which could arguably have been viewed as an appeal from the hearing officer’s
decision; this, in turn is pending appeal to the Third Circuit Court of Appeals. (NT 29- 30.) However, the District
Court’s opinion dismissing the parents’ court complaint makes it clear that the Parents did not appeal Hearing
Officer McElligott’s decision, and that, even if they intended to do so, their complaint was unavailing as an appeal
because they did not follow the IDEA’s procedures for appealing a hearing officer’s decision. Sher v. Upper
Moreland Township School District, 2011 WL 3652474 (E.D.Pa 2011). (S-7, 8, 11, 21, 38.) Moreover, appeal does
not contradict finality for res judicata purposes. In Pennsylvania law, a judgment is final for res judicata purposes
unless and until reversed on appeal. Allen v. Pa. Soc. For Prevention of Cruelty to Animals , 488 F.Supp.2d 450,
466-467 (M.D. Pa. 2007).
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could have been litigated in the previous matter, but are brought for the first time in the
subsequent matter, are also precluded. Merkel, 918 A.2d at 193.
Regarding the present matter, res judicata bars re -litigation of many of the Parents’
allegations of fact. The factual assertions made in this matter overlapped with many raised
before and decided by Hearing Officer McElligott. Parents’ claims of disability discrimination
in disciplinary matters , inappropriate failure to identify Student under the IDEA and
inappropriate failure to provide a FAPE under the IDEA were all litigated before and resolved by
Hearing Officer McElligott. (FF 1,2.) In addition, the hearing officer made findings of fact
regarding disciplinary actions. (FF 2.) The parties’ ability to fully litigate those claims was the
same then as it is now . The underlying subject mat ter was virtually identical regarding the
discrimination and discipline claims, the allegations of a failure to evaluate and identify Student,
and the allegations of a denial of a FAPE.
Therefore, I will not make any findings of fact that were addressed already in Hearing
Officer McElligott’s decision dated December 28, 2010. On issues decided by Hearing Officer
McElligott in that decision, I will not consider evidence relating to the time from Student’s entry
to the District in 2007 until the last day of hearing before Hearing Officer McElligott , November
22, 2010. (FF 1, 2.) This includes not only the findings and conclusions regarding the above
listed issues, but also any other claim that could have been raised in that due process proceeding.
Under these circumstances, I can make no inference about present day attitudes of the District
toward Student based upon disciplinary or other actions that were part of the factual ba sis for the
hearing officer’s decision.
Thus, of the various allegations that the Parent raised during the present hearing, I must
decide the above listed issues for the period of time from November 22, 2010 to the last day of
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hearing in the present matter, February 24, 2012. This encompasses part of the time during
which Student w as enrolled in a cyber charter school, (FF 5 -9), although that school is not a
party, and all parental claims are directed to the District. I must determine whether or not the
District had any responsibility to Student while Student was not enrolled in the District but was
enrolled in the cyber charter school , as well as while Student was enrolled in the therapeutic
boarding school . (FF 8.) Then I must decide whether or not the District’s evaluation in
November 2011 was appropriate. I must determine whe ther or not the District, during the above
stated period of time, failed to provide appropriate special education services to Student pursuant
to the IDEA, ort accommodations under section 504. I must determine whether there was any
procedural deficiency during the stated period of time, and I must determine whether any relief is
appropriate, either by way of tuition reimbursement or compensatory education.
DISTRICT RESPONSIBILITY FOR PERIOD OF TIME WHEN STUDENT WAS
ENROLLED IN CYBER CHARTER SCHOOL -LEGAL STANDARD FOR TUITION
REIMBURSEMENT
In Forest Grove School District v. T.A ., __ U.S. __, 129 S.Ct. 2484, 174 L.Ed.2d 168
(2009), the Supreme Court held that tuition reimbursement can be awarded to a parent whose
child has never attended a public school. However, The IDEA provides that a hearing officer
can order tuition reimbursement when a parent places a child in a private facility, only if the
local education agency failed to offer a FAPE in a timely manner prior to enrollment. 20 U.S.C
.
§1412(a)(10)(C); 34 C.F.R . §300.148(c). Moreover, charter schools are considered the
responsible party for provision of all IDEA and section 504 services to students with disabilities
– in effect, the charter school is the local education agency (LEA) for these purposes. 24 P.S
.
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17-1747-A(13), 24 P.S. 17-1749(b)(8); 22 Pa. Code §711.3(a). Thus, the local school district’s
obligations to provide a FAPE are limited according to its opportunity to do so.
The record shows that the Student was enrolled in a charter sc hool from April 2009 to
August 10, 2011. (FF 5, 9.) Student was not enrolled in the District at that time. Therefore, if
any entity could have been charged with responsibility for tuition reimbursement (and I do not
conclude that any entity was respons ible in that way), it would have been the c harter school.
Parents should have notified the charter school of any obligations that it may have failed to fulfill
under that law.
In the present matter, it is uncontested that the Student was not enrolled i n the District
when the Parent unilaterally placed Student in a private treatment facility and subsequently in a
private therapeutic boarding school. (FF 5- 9.) Under these circumstances, the Parents did not
afford the District an opportunity to evaluate Student or offer a FAPE to Student prior to the date
on which Parents unilaterally placed Student in those facilities.
7 In consequence, the District
could not have been obligated to evaluate Student or to offer a FAPE to Student during Student’s
admissions to private facilities until - at the earliest – the date on which it received notice of
Parents’ re-enrollment of Student in the District and request for evaluation.
8
Parents argue that the District was paying for the cost of the Charter Scho ol; they reason
that the District was thus responsible for any failure to provide a FAPE and consequent
obligation to provide tuition reimbursement. This argument is flatly inconsistent with the above
cited regulations that make the charter school respons ible for providing FAPE to their enrolled
students. All charters are funded through their school districts. If that made them ultimately
(FF 9-12.)
7 This is not to imply any criticism of Parents’ decision in this regard, which was made under arguably emergent
circumstances and for the most compelling of reasons. The above facts are cited solely in order to determine
whether the District is obligated to pay for that decision by the Parents.
8 I will discuss the period of time subsequent to that date below.
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responsible for the provision of FAPE to all charter school students, the above regulations
allocating responsibility to charter schools for special education services would be meaningless.
I therefore decline to accept Parents’ argument that the District was responsible by reason of its
funding of the charter school in the usual course.
In sum, I deny the Parents’ r equest for tuition reimbursement for the private treatment
and school placements from the summer of 2011 until August 10, 2011, when the Parents re -
enrolled Student in the District and requested that the District evaluate Student again for special
education.
As to the period of time between August 10, 2011 and the last day of hearing in this
matter, February 24, 2012, the District can be ordered to pay tuition reimbursement only under
limited circumstances. The United States Supreme Court has established a three part test to
determine whether or not a school district is obligated to fund such a private placement.
Burlington School Committee v. Department of Education of Massachusetts
, 471 U.S. 359, 105
S.Ct. 1996, 85 L.Ed.2d 385 (1985). First, was the district’s program legally adequate? Second,
is the parents’ proposed placement appropriate? Third, would it be equitable and fair to require
the district to pay?
9
As discussed below, I find that the District’s actions subsequent to Student’s enrollment
in August 2011 did not deprive Student of any rights under the IDEA, and did not deprive
The second and third tests need be determined only if the first is resolved
against the school district. See also, Florence County School District v. Carter, 510 U.S. 7, 15,
114 S. Ct. 361, 366, 126 L. Ed. 2d 284 (1993); Lauren W. v. DeFlaminis, 480 F.3d 259 (3rd Cir.
2007).
9 To the extent that Parents may think that the District must pay tuition reimbursement due to their d enial of a
section 504 FAPE from April 23, 2008 to October 8, 2009, as decided by Hearing Officer McElligott, I note that
such a claim is precluded by the doctrine of res judicata as discussed above. The hearing officer found that the
denial of a section 504 FAPE did not deprive Student of academic progress or merit any equitable order of a
compensatory nature at the time. (S-1.)
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Student of services mandated under section 504. Therefore, the first step of the above
“Burlington-Carter” analysis is not satisfied and the Parents’ claim for tuition reimbursement
must fail. In light of this determination, I do not reach the second and third steps of that analysis,
as they are unnecessary.
When Student was re-enrolled in August 2011, Student was not identified as a child with
a disability, nor was Student ready to attend school in the District. (FF 1, 2, 9, 30.) Student was
still in the therapeutic boarding school. (FF 14, 15.) For both these reasons, the District was not
obligated to provide any services other than evaluation to the Student until Student arrived at
school in January, 2012. (FF 34.) This leaves for consideration the period of time between
January 3, 2012, when Student arrived for school, and February 24, 2012, the last day of
hearings in this matter. As discussed below, I find that the District was not obligated to provide
special education under section 504, nor did it fail to offer or provide appropriate section 504
services during that period of time. These conclusions are based upon my conclusion that the
District provided an appropriate evaluation to the Student in November 2011.
LEGAL STANDARD FOR DETERMINING APPROPRIATENESS OF EVALUATION
The IDEA sets forth two purposes of the educational evaluation: to determine whether a
child is a child with a disability as defined in the law, and to “determine the educational needs of
such child … .” 20 U.S. C. §1414(a )(1)(C)(i). Logically, the eligibility determination is the
primary purpose of the evaluation, because if the child is not e ligible, then there is no IEP for
which the evaluation’s conclusions on educational need would be required. See , 34 C.F.R .
§300.39(b)(3)(i)(specially designed instruction purpose is to address needs that result from
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disability). Therefore, the first ques tion is whether or not the District’s evaluation appropriately
addressed eligibility as defined under the IDEA.
An eligible child is defined as a “child with a disability”: one who has been evaluated to
have one of the enumerated disabilities, 34 C.F.R . §300.8(a), “and who, by reason thereof, needs
special education and related services.” Ibid . Thus it is necessary but not sufficient that a child
exhibit an enumerated disability; to be eligible for special education the child also must “nee[d]
special education and related services.” Ibid.
The obligation to evaluate the child’s need for special education requires a determination
of whether or not the child needs services in order to access the general curriculum and meet the
agency’s educational standards. Special education is defined as “specially designed instruction
…”, 34 C.F.R
. §300.39(a). “[S]pecially designed instruction” is defined as “adapting …
instruction”, to address the unique needs of the child, 34 C.F.R . §300.39(b)(3)(i), and “[t]o
ensure access of the child to the general curriculum, so that the child can meet the educational
standards within the jurisdiction of the public agency that apply to all children”, 34 C.F.R .
§300.39(b)(3)(ii).
These definitions are consistent with the fundame ntal purpose of the IDEA, which is to
provide a free appropriate public education (FAPE) to children with disabilities. 20 U.S.C.
§1412(a)(1), 20 U.S.C . §1401(9). FAPE consists of those services that are necessary to permit
the child to benefit from the instruction. Board of Education v. Rowley , 458 U.S. 176, 181- 82,
102 S.Ct. 3034, 1038, 73 L.Ed.2d 690 (1982); Oberti v. Board of Education , 995 F.2d 1204,
1213 (3d Cir. 1993). Thus, special education services are those that provide a “basic floor of
opportunity” – not the “optimal level of services.” Mary Courtney T. v. School District of
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Philadelphia, 575 F.3d 235, 251 (3d Cir. 2009); Carlisle Area School District v. Scott P., 62 F.3d
520, 532 (3d Cir. 1995).
In sum, the District’s obligation in this matter was to determine (assuming that the
Student has a disability cognizable under the IDEA) whether or not the Student needed special
education services in order to be able to access the District’s curriculum sufficiently to receive
meaningful educational benefit. The question before me is whether or not the District conducted
an appropriate re -evaluation for that purpose. I must therefore determine, in light of the above
standards, whether or not the District’s re-evaluation was “sufficiently comprehensive to identify
all of the child’s special education and related services needs … .” 34 C.F.R
. §300.304(c)(6).
This does not mean every educational need no matter what its nature; it does not mean all
educational needs for service to enable the child t o maximize potential. It means all needs that
rise to the relatively low level of needing special education and related services in order to access
the curriculum.
The IDEA regulations prescribe in detail the procedures to be used in order to fulfill
this requirement. Courts have approved evaluations based upon compliance with these
procedures alone. See, e.g., Eric H. v. Judson Independent S chool District, 2002 U.S. Dist.
Lexis 20646 (W.D. Texas 2002). T hese procedures must include the use of “a variety of
assessment tools and strategies to gather relevant func tional, developmental, and academic
information … .” 20 U.S.C. §1414(b)(2)(A); 34 C.F.R. §300.304(b). The agency may not use
“any single measure or assessment” as a basis for determining eligibility and the appropriate
educational program for the child. 20 U.S.C. §1414(b)(2)(B); 34 C.F.R. §300.304(b)(2).
The agency must utilize information provided by the parent that may assist in the
evaluation. 20 U.S.C. §1414(b)(2)(A). This must include e valuations or other infor mation
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provided by the parents. 20 U.S.C. §1414(c)(1)(A)(i); 34 C.F.R. §300.305(a)(1)(i). Part of any
evaluation must be a review of relevant records provided by the parents. 34 C.F.R.
§300.305(a)(1)(i). The parent must participate in the determination as to whether or not the
child is a child with a disability. 34 C.F.R. §300.306(a)(1).
The agency must review classroom based assessments, state assessments and
observations of the child. 20 U.S.C . §1414(c)(1)(ii), (iii); 34 C .F.R. §300.305(a)(1).
Observations must include those of teachers and related services providers. 20 U.S.C.
§1414(c)(1)(A)(iii); 34 C.F.R. §300.305(a)(1)(iii).
The agency must use technically sound testing instruments. 20 U.S.C.
§1414(b)(2)(C); 34 C.F.R. §300.304(b)(3). All such instruments must be valid and reliable for
the purpose for which they are used, be administered by trained and knowledgeable personnel
and be administered in accordance with the applicable instructions of the publisher. 20 U.S.C.
§1414(b)(3)(A); 34 C.F.R. §300.304(c)(1).
I conclude that the District’s evaluation meets the above standards. The District’s
evaluation of the Student was sufficiently comprehensive to identify all of the Student’s special
education and related services needs. (FF 17, 26, 27.) It also met the IDEA’s procedural
requirements, as discussed below . Therefore, I conclude that the District’s evaluation was
appropriate, and that the Student was not entitled to special education services under the IDEA.
As the District offered to produce a section 504 service plan, (FF 35), I conclude that it did not
fail to offer a FAPE to Student under section 504.
The evidence is preponderant that the District’s evaluators complied with the IDEA’s
requirements for evaluation procedures 10
10 This is not to discount the apparent lateness of the Evaluation Report, which I conclude did not deprive
Student of any educa tional benefit, service or opportunity, because Student was still in the therapeutic boarding
. The evaluators utilized a variety of assessment tools
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and strategies, including review of cognitive testing, achievement testing, curriculum based test
scores, teacher reports, Parent reports, and review of educational and medical records; the
evaluators relied upon no single measure or test in reaching their conclusions. (FF 18.)
Evaluators reviewed evaluations proffered by Parents and responded to parental input. (FF 13,
18, 19.) The record is preponderant that all ins truments and tests used by the evaluators were
technically sound and were used as directed by the publishers. (FF 13-31.) All personnel and
contractors who administered tests and instruments were appropriately qualified and trained. (FF
16.)
Parents argue that they have obtained private evaluations of the highest quality, and that
the evaluations provided by the District have been perfunctory and not of equal quality.
However, this argument does not come to grips with the fact that none of the private e valuations
have assessed Student according to the two part test that the law requires for IDEA special
education. The reports have confirmed that Student suffers from mental disabilities, but they do
not confirm that Student’s mental disabilities have pre vented Student from achieving on grade
level and therefore from accessing the regular education curriculum. (FF 18, 22, 24, 26, 29, 30.)
Access to the curriculum is the second part of the IDEA two part test, and Parents’ evidence does
not outweigh the evidence in this record that Student has been able to access the curriculum
despite Student’s mental disabilities.
school until long after the evaluation report was delivered in November 2011. There is one other exception: the
failure of the evaluating school psychologist to do a classroom observation; however, this was a meliorated through
teacher reports and was made impossible by Student’s oppositional behavior. (FF 18, 23, 24.)
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DENIAL OF A FAPE
The parent raised questions about the propriety of the District’s providing alternatives to
Student’s return to school full time, because one of the alternatives, part time attendance and
getting a job, would not have led to Student being unsupervised for half of the school day. (FF
32-35.) I conclude that the District offered a series of reasonable alternatives to full ti me high
school attendance, because Student needed only two courses in order to graduate, and full time
attendance was believed reasonably to be counterproductive for Student. While this resulted in
Student not being in school for a number of days, the rec ord as a whole does not prove
preponderantly that the Student’s non-attendance was caused by any inappropriate failure of the
District to offer accommodations called for by Student’s disability as defined in section 504.
Since there was no identification, special education as defined in the IDEA was not required.
Student’s absences were due to Student’s choice, not due to any failure of the District to provide
special accommodations required by law.
The District, despite offering to meet and plan for St udent’s transition from therapeutic
boarding school to the District’s general education high school, (FF 33), was not given that
opportunity, (FF 34). Student arrived without forewarning, and the District was forced to react
immediately, and to plan while Student was in need of services. I conclude that it di d its
planning diligently and offered a range of placements and configurations of services, none of
which Student accepted.
The Parent sought to show that the District demonstrated discriminatory an imus toward
Student upon Student’s return, by refusing to expunge seventeen out of twenty disciplinary
actions taken against Student during the period of time addressed by Hearing Officer McElligott.
I find no basis in the record to reach such a conclusion, for two reasons. First, I will not make
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findings of fact regarding the disciplinary actio ns themselves, because any such fact finding or
conclusions of law would be barred under the doctrine of res judicata, as discussed above. It
follows that I cannot raise any inference about discriminatory animus based upon these
disciplinary actions – Hearing Officer McElligott already decided that issue. Second, any
consideration of expungement was raised solely in the context of settlement negotiations, and
thus raises no inference as to the District’s intentions or animus. Settlement is n ot to be
considered an admission of guilt in this matter , and any evidence of settlement discussions
cannot be the basis for an inference to that effect.
PROCEDURAL VIOLATIONS
Parents argue that the District’s superintendent predetermined that the District would not
provide tuition reimbursement for Student’s stay at the therapeutic boarding school, taking the
decision out of the hands of the group of qualified professionals (otherwise known as the
multidisciplinary team or MDT) who met with Parents on November 14, 2011. (FF 31, 32.) I do
not find this to be a procedural violation. Nothing in the IDEA, its regulations or Chapter 14 of
Pennsylvania Code, governing procedures for special education, requires such a decision to be
made by the MDT or IEP team. Rather, the IDEA’s regulations and Chapter 14 require that an
MDT and the Parents collaborate to determine whether or not the child is eligible for special
education, and that the IEP team determine whether or not additional data are needed. 34 C.F.R
.
§300.305, 300.306; 22 Pa. Code §14.123. Although the IDEA does not require a meeting for this
purpose, the November 14 meeting was called for this purpose. (FF 31.)
The law does require that the evaluation report be presented to the parent within 60
calendar days of the district’s receipt of written permission to evaluate. 34 C.F.R. §300.305,
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300.301(c)(1)(i); 22 Pa. Code §14.123(b). By this standard, the evaluation report was late by 19
days. (FF 12, 30.) Arguably, this was a procedural violation of the IDEA and state
regulations.11
This possible procedural violation did not result in a substantive denial of a FAPE, either
as defined in the IDEA or as defined in section 504. The Student was not available for school in
the District, but remained at a private facility out of state. Student did not return to the state until
December, and was not present for school in the District until January 2012. Thus, the District
would not have had the opportunity to provide a FAPE during the nineteen days in question.
Since the delay did not deprive Student of a FAPE, and since any violation was in the past under
unusual circumstances not likely to be repeated in this matter, I will not order a remedy. 34
C.F.R
. §300.513(a).
CONCLUSION
I conclude that the IDEA’s statutory limitation of actions and the doctrine of res judicata
preclude my consideration of claims that arose prior to November 22, 2010. I conclude that the
District was not obligated to Student under either the IDEA or section 504, during the period
before August 10, 2011, when Student was enrolled in a cyber charter school, not the District. I
conclude that the District was not obligated to provide special educat ion or accommodations to
Student before January 3, 2012, when the Student arrived at school, and that its evaluation
finding Student not eligible under the IDEA was appropriate. Finally, I conclude that the District
11 Arguably, there was no procedural violation, because the Parent did not make the Student avai lable to the District
for testing and observation. 34 C.F.R. §300.301(d)(1). The Parent kept the Student out of state at the therapeutic
boarding school (the record shows that there were fundamentally sound reasons for doing so), and did not transport
the Student – indeed, the record is clear that it would have been imprudent to do so, given Student’s propensity and
motivation to escape from or avoid treatment. (FF 14.) Nevertheless, this effectively rendered Student unavailable
for evaluation, and arguably absolved the District of the procedural timeframe for evaluation. In light of my
conclusion that the lateness of the report did not result in a denial of a FAPE, I find it unnecessary to resolve this
legal issue of whether or not there was a procedural violation in this instance.
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did not fail to offer or provide a FAPE under section 504 from January 3, 2012 to February 24,
2012.12
Any claims regarding issues that are not specifically addressed by this decision and
order are denied and dismissed.
ORDER
1. The District did not withhold information from the Parents that it was obligated to
provide pursuant to Part B of the IDEA, and did not prevent the Parents from filing their
due process complaint within the two year time frame set forth in the IDEA.
2. The District did not fail to perform its Child Find obligation by inappropriately failing to
evaluate or identify the Student as a child with a disability during all or any part of the
period for which IDEA permits Parents’ claims to be decided.
3. The District’s evaluation of November 2011 was appropriate.
4. The District did not fail to provide a free appropriate public education (FAPE) to Student
during all or any part of the period for which IDEA permits Parents’ claims to be
decided.
5. The District did not commit a procedural violation of the IDEA that resulted in any
deprivation of rights, benefits, opportunity or parental participation during all or any part
of the period for which IDEA permits Parents’ claims to be decided.
6. The hearing officer will not order the District to provide tuition reimbursement for all or
any part of th e tuition charged to Parents on account of Student’s admission to the
private treatment facility or the private therapeutic boarding school.
7. The hearing officer will not order the District to provide compensatory education for all
or any part of the period for which IDEA permits Parents’ claims to be decided.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
March 15, 2012
12 In making all findings and reaching these conclusions, I have found all witnesses to be both credible and reliable.
