Upper Moreland Township School District | Case 5702-05-06 | 2006-01-09
Pennsylvania special education due-process decision
- Case number
- 5702-05-06
- Date
- 01/09/2006
- Parties / district (official listing)
- Upper Moreland Township School District
- Hearing officer
- David Bateman
- Issues (official listing)
- IEP Free Appropriate Public Education Autistic Spectrum Tuition Reimbursement Statute of Limitations
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Decision text
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In re: [K.] T. Page 1 of 28
This is a redacted version of the original hearing officer decision. Select details
may have been removed from the decision to preserve anonymity of the student.
The redactions do not affect the substance of the document.
Decision
Due Process Hearing for K.T.
Date of Birth: xx/xx/xx
File Number: 5702/05-06
Dates of Hearings:
October 7, 2005; November 14, 2005; November 16, 2005;
November 21, 2005; December 22, 2005
CLOSED HEARING
P a r t i e s : R e p r e s e n t a t i v e s :
Parent(s) David G.C. Arnold, Esq.
Suite 109, Royal Plaza Building
915 Montgomery Avenue
Narbeth, PA 19072
Hollie John, Esq.
Upper Moreland School District PO Box 5069
2900 Terwood Road 331 Butler Ave
Willow Grove, PA 19090-1431 New Britain, PA 18901
Date Transcript Received: December 28, 2005
Date Closing Response Received: December 29, 2005
Date of Decision: January 9, 2006
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Hearing Officer: David F. Bateman, PhD
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In re: [K.] T. Page 3 of 28
I. BACKGROUND
Student is an xx old resident of the Upper Moreland School District
(hereinafter District) eligible for special education and related services as a student
with autism and pervasive developmental disorders. The Parents requested the
present Hearing seeking compensatory educa tion for a denial of a free appropriate
public education for the 2003-2004 school year , and tuition reimbursement for the
2005-2006 school year for the [Private] Scho ol. Student attended the [Private]
School for the 2004-2005 school year but the Parents are not seeking tuition
reimbursement for that year. The Distri ct alleges the desire by the Parents for
Student to attend the [Private] School is a dispute over methodology, their program
is appropriate, and the District placement is the least restrictive environment. The
District stated it has at all times satisfi ed the requirements of the IDEA and has
offered an appropriate program for Student.
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II. FINDINGS OF FACT
1
A. Background
1. Student was born on xx/xx/xx. He is currently xx-years of age (NT 26-27).
2. Student is a resident of the District (NT 26-27).
3. The District completed a comprehens ive evaluation report on March 26, 2001
(S-1). Needs identified include: recep tive and expressive language skills,
improve socialization, improve ability to categorize objects, improve his self-
help skills, increase his attention, impr ovement in fine motor skills, decrease
oral sensitivity, and improve modulation of sensory input (S-1, p. 7).
3. A Notice of Recommended Educationa l Placement (NOREP) was issued on
January 10, 2003 (S-2). An IEP was issued on December 11, 2002 (S-2, p. 3).
4. The [Redacted Hospital] developed a re port on Student’s progress for speech
and language pathology on August 27, 2003 (S-4). The report recommended
continued efforts in language needs.
5. The [Redacted] Intermediate Unit comp leted a reevaluation on January 12,
2004 (S-5). This evaluation found Student continually eligible for special
education and related serv ices as a student with autism. Student was
described as high functioning autism (NT 215).
6. The District issued a NOREP on February 27, 2004 (S-6). The IEP was
issued on February 5, 2005 (S-6, p. 3). The placement was for an autistic
support classroom in a neighboring district.
1 References to notes of testimony will be designated “NT” followed by the relevant page
number. References to District evidentiary exhibits will be designated “S” followed by the relevant
exhibit number. References to Parents’ evidentiary exhibits will be designated “P” followed by the
relevant exhibit number.
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7. A curriculum-tracking sheet was used to keep track of th e progress Student
made in reading, speech, math, social studies, and scienc e for the 2003-2004
school year (S-7).
8. The District issued a NOREP on Marc h 25, 2004 (S-9). This NOREP was for
extended school year services for the summer of 2004.
9. The [Private] School accepted Student for placement in July 14, 2004 (S-10).
Tuition for the 2004-2005 school year was $50,000.
10. The Parents sent a letter to the District notifying that Student would attend the
[Private] School on July 23, 2004 (S-11). The Parents st ated one of the main
reasons was for the Relationship Developmental Intervention method.
11. The District sent the Parents a le tter on October 8, 2004 acknowledging
Student was attending a privat e school and that if Student were to attend they
requested notice (S-13).
12. The Parents requested an IEP mee ting on October 13, 2004 for purposes of
discussing placement (S-14).
13. Ms. K. completed an occupational ther apy evaluation in October 2004 (S-12).
She recommended continued occupational therapy intervention at a frequency
of 60 minute per week of individual therap y; 30 minutes integrated therapy in
the classroom with Student’s teache rs to carryover techniques in the
classroom environment; sensory diet for the classroom; and Handwriting
without Tears approach is recommended for handwriting instruction.
14. The District denied the Parents’ re quest for applying funds paid to the
intermediate unit to the 2004-2005 tuition on November 9, 2004 (S-16).
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In re: [K.] T. Page 6 of 28
15. An IEP meeting was held on Decemb er 13, 2004 (S-17, p. 3). A NOREP was
issued on December 22, 2004 (S-17, p. 1). The placement recommended by
the District is for a full-time autistic support classroom in a neighboring
school district. The Parents rejected the NOREP stating the [Private] School
was the most appropriate placement, and that occupational therapy skills were
not addressed. The present education leve ls are the same from previous years
IEP found at S-6 (NT 310).
16. The [Private] School provided an a ssessment on Student’s program after
January 2005 (S-19). The report indicates Student’s progress is significant.
17. A prehearing conference was held on March 7, 2005 (S-20).
18. The [Private] School provided results of testing on Student’s progress on
March 10, 2005 (S-21). The report indi cates Student is making progress
towards independence and knowledge of math concepts.
19. The District sent a letter to th e Parents on March 13, 20005 summarizing the
pre-hearing conference (S-22).
20. The District provided a NOREP on May 23, 2005 (S-24). This NOREP
provided a full-time autistic support in an alternative regular school in a
neighboring school district. The Parent s disagreed with the NOREP stating
the placement should be the [Private] School (S-24, p. 2). Most of the present
levels of educational performance are from IEP’s of earlier.
21. The [Private] School created an IEP for the 2004-2005 school year (S-33).
The IEP is different from the IEP developed by the District.
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22. The [Private] School used the Distri ct’s IEP for the 2004-2005 school year
and reported the progress on goals in June 2005 (S-34).
23. Student’s pediatrician in April 11, 2005 recommends Student continue
attending the [Private] School for the 2005-2006 school year (S-40).
24. Student’s neurodevelopmental pediat rician in July 25, 2005 recommends
Student continue attending the [Private] School for the 2005-2006 school year
(S-41).
25. The [Redacted] MH/MR Center co mpleted an evaluation on May 17, 2005
finding Student as in the average range of functioning (S-39).
26. The director of the [Private] School reviewed Student’s educational record
and stated Student did not make appropriate progress (S-38).
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III. ISSUE PRESENTED
Was Student provided a free appropriate public education for the 2003-2004
school year?
Is Student eligible for tuition reimbursement for the 2005-2006 school year to the
[Private] School?
IV. DISCUSSION AND CONCLUSION OF THE LAW
A Due Process Hearing was requested because Student’s Parent’s are seeking
the following relief for their child: compensatory education for inappropriate
services for the 2003-2004 school year, and tuition reimbursement for the 2005-2006
school year to the [Private] School. The District maintain s that it has at all times
satisfied the substantive and procedural re quirements of the IDEA and Pennsylvania
special education law with regard to the provision of special education and related
services to Student, the dispute is over educational methodology, the private
placement is not the least restrictive envir onment, and therefore, that there are no
legal grounds to justify the relief sought by the Parent in this proceeding.
Student’s Educational Placement
Before there is a discussion regardi ng Student’s educational placement, a
review of the necessary com ponents of the law is appropria te. It is appropriate to
clarify the applicable law related to how far back the parents can potentially claim.
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The recent reauthorization of IDEA c ontains specific information about how
far back a party can claim for the purpose of compensatory education.
§300.507 Filing a due process complaint.
(a) General.
(1) A parent or a public agency may file a due process complaint on any of the
matters described in §300.503(a)(1) and (2) (relating to the identification,
evaluation or educational placement of a child with a disability, or the provision
of FAPE to the child).
(2) The due process complaint must allege a violation that occurred not more
than two years before the date the parent or public agency knew or should have
known about the alleged action that fo rms the basis of the due process
complaint, or, if the State has an explicit time limitation for filing a due process
complaint under this part, in the time al lowed by that State law, except that the
exceptions to the timeline described in §300.511(f) apply to the timeline in this
section.
In Pennsylvania, the Montour decision ( Montour School District v. S.T., 805
A.2d 29, Pa. Cmwlth. Ct. 2002); see also Carlynton School District v. D.S., 815 A.2d
666, Pa. Cmwlth. Ct. 2003) closes the “sta tute of limitations” gap left open by
Bernardsville. Bernardsville Bd. of Educ. v. J.H ., 42 F.3d 149 (3d Cir. 1994).
Montour now applies the one, possibly two, year period to the start of administrative
proceedings, looking back from the date of the hearing request. Admittedly, some
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In re: [K.] T. Page 10 of 28
appeal panel decisions ha ve chosen not to follow Montour’s controlling holding, 2 an
appeals panel decision found claims for compensatory education and liability
predicated even on a “child find” failure, are barred. In re Gregory R ., Pa. SEA no.
1301 (Nov. 11, 2002).
The legal basis for the holding in Montour is the refined point between
initiating due process proceedings and initiating litigation in court. The
Commonwealth Court considered the various Third Circuit cases addressing “statute
of limitations” issues. The court noted Bernardsville applied a limitations period to
initiating due process proceedings. A lthough the case involved a claim for tuition
reimbursement, the issue was whether the parents sought due pr ocess in a timely
manner. In contrast, the Commonwealth Court noted, stands Ridgewood. The district
in that case, however, did not raise an issu e with respect to timely initiation of due
process, but rather litiga tion in court under 20 U.S.C. §1415(i)(2). Accordingly, the
Third Circuit in Ridgewood addressed the time to file in court. Thus, the
Commonwealth Court in Montour concluded Ridgewood did not apply to the question
of timely initiation of due process proceedings.
Montour does not contain exceptions: it requires parents to initiate
proceedings timely. Recently, the app eals panel made this quite clear. This
limitation applies regardless of the type of cl aim pressed or the nature of the relief
sought. Thus, even claims for compensatory education based on events occurring
outside the permissible time frame, including child find, are barred.
3
2 In re J.K. v. Mt. Pleasant, Pa. SEA no. 1481, In re R.S. v.
Philadelphia, SEA no. 1517.
3 In re: G.R. v. Penn Delco, Pa. Sea no. 1301.
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While it is still beyond question that compensatory education “require[s]
school districts to belatedly pay expenses th at they should have paid all along;” that
an award of compensatory education requir es only a “simple fi nding that a child has
received an inappropriate education;” M.C. v. Central Reg. Sch. Dist ., 81 F.3d 389,
397 (3d Cir.), cert denied, 519 U.S. 866 (1996) and that th e “right to compensatory
education accrues when the school knows or should know that the student is receiving
an inappropriate education,” those rules apply only to viable claims based on events
within the one or two year period.
Parents’ proof of mitigating circumstances was an issue. Montour clarified
that, in special education matters, an admini strative claim is barred for more than one
year before the date of the hearing re quest, unless mitigating circumstances are
present. In order to go beyond one year, whether under Montour or Bernardsville, the
parents bear the burden of showing such mitigating circumstances justifying relief
beyond one year.
Mitigating circumstances could include failure to provide what is readily
conceded to be due. Lester H v. Gilhool , 916 F.2d 865 (3d Cir. 1990), cert. denied,
499 U.S. 923 (1991). In other situations, it may be evidence of an environment
permeated with discrimination or neglect so severe or pervasive that it creates a
hostile environment. Ridgewood Bd. of Educ. v. N.E ., 172 F.3d 238, 250 (3d Cir.
1999). Evidence that district officials intentionally mislead the parents would
probably also be relevant to the consideration of mitigating circumstance. In contrast,
for example, the mere failure to evalua te is not itself a sufficient mitigating
circumstances. In re Gregory R., Pa. SEA no.1301.
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The Parents as a part of their case pres ented information that they were not
told that Student did not meet the goals a nd objectives of his previous IEP’s (NT 583,
584). However, testimony came out through th e speech language teacher contracted
with by the intermediate unit, who did re member reporting to the Parents Student’s
progress on Student’s goals and objectives of Student’s IEP (NT 546).
As such, this Hearing Officer is b ound to follow the precedent set by the
Commonwealth Court in Montour and this is consistent with recent Appeals Panel
Decisions (1642, 1668)4 addressing this issue.
The educational standard to which the Dist rict is held is clearly established by
the courts. The IDEA does not require states to develop IEP’s that “maximize the
potential of handicapped children” and me rely requires the provision of “some”
educational benefit. See Board of Education v. Rowley , 458 U.S. 176, 189 (1982).
The IDEA requires that the public school program provide access to specialized
instruction and related services which ar e “reasonably calculated” to provide the
student with some educational benefit. Id. at 207-208. What the statute guarantees is
an “appropriate” education, “not one that provides everything that might be thought
desirable by ‘loving parents.’” Tucker v. Bayshore Union Free School District , 873
F.2d 563, 567 (2d Cir. 1989). The Third Circ uit has adopted this minimal standard
for educational benefit, and has refined it to mean that more than “trivial” or “de
minimus” benefit is required. See Polk v. Central Susquehanna Intermediate Unit 16,
853 F.2d 171, 1179 (3d Cir. 1998), cert. denied 488 U.S. 1030 (1989). See also
4 In re: T.G. v. East Stroudsburg, PA SEA no. 1642, September 20, 2005. In re: M.C. v.
Philadelphia, PA SEA no. 1668, November 8, 2005.
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Carlisle Area School v. Scott P., 62 F.3d 520, 533-34 (3d Cir. 1995), quoting Rowley,
458 U.S. at 201; (School districts “need not provide the optimal level of services, or
even a level that would confirm add itional benefits, since the IEP required by IDEA
represents only a “basic floor of opportunity”).
Moreover, the Third Circuit has determ ined that a student’s demonstrated
progress in an educational program is suffici ent to show that a school district’s IEP
allows for significant learning and provides meaningful benefit as necessary to satisfy
the IDEA’s FAPE standard. See Ridgewood Board of Education v. N.E ., 172 F.3d
238, 242 (3d Cir. 1999). Given that progress is relevant to the determination of
whether a student with a disability received an educational benefit, it is therefore also
relevant to determining whether a reimbursement award is due.
The issue in this case is whether the Pa rents can seek compensatory education
for two years given the recent c ourt cases relating to a stat ute of limitations. In July
2005, the Parent filed a request for due pr ocess. One of the requests was for
compensatory education. Subsequent to that request, testimony was taken in this case
on October 7, 2005, November 14, 2005, N ovember 16, 2005, November 21, 2005,
and December 22, 2005.
Parents Claim for Compensatory Education
Parents make a claim for compensatory education. Compensatory education
may be an appropriate equitable remedy only when the responsible educational
authority has failed to provide a child with a disability with an appropriate education
as required by the IDEA. The purpose of compensatory education is to replace lost
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educational services. See Todd v. Andrews, 933 F.2d 1576 (11th Cir. 1991). See also
Lester H. v. Gilhool , 916 F.2d 865 (3 rd Cir. 1990); (An IDEA eligible student is
entitled to an award of compensatory educa tion only if FAPE is denied by the school
district); and M.C. v. Central Regional Sch. Dist. , 81 F.3d 389 (3 rd Cir. 1996). Here,
Student did not make mean ingful educational progr ess during the 2003-2004 school
year. This Hearing Officer found no mitiga ting circumstances allowing a claim of
more than one year. In any case, as acknowledged by the Hearing Officer, the
Parents’ claim for compensatory education pr ior to June, 2004 (one year prior to the
Parents’ request for due process) is barred pursuant to Montour School District v.
S.T., 805 A.2d 29 (Pa. Cmwlth. Ct. 2002); see also Carlynton School District v. D.S.,
815 A.2d 666 (Pa. Cmwlth. Ct. 2003).
The District feels it has provided Student with a fr ee, appropria te public
education throughout [Student’s] enrollment in District schools. The District
presented testimony and evidence that it has provided signifi cant learning and a
meaningful benefit to Student, gauged in respect to Student’s potential. See
Ridgewood Board of Education v. N.E., 172 F.3d 238 (3d Cir. 1999); see also Polk v.
Central Susquehanna Intermediate Unit 16, 853 F.2d 171 (3d Cir. 1988), cert. denied,
488 U.S. 1030 (1989).
This Hearing Officer has reviewed carefu lly the educational programs in effect
since June 2003 and the programs offered since then. 5 For numerous reasons as
described below, this Hearing Officer c oncludes the IEP and pr ogram and services
5The analysis of the content of the IEP is very similar to the analysis and content of the IEP as
found in appeals panel decision of September 15, 2003. In re K.G., Pa. SEA no. 1400.
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implemented during the 2003-2004 were not appr opriate. Accordingly, this Hearing
Officer holds that Student was denied a free appropriate public education (FAPE)
during the period at issue. Specifical ly, Student’s teacher during the 2003-2004
school year, Ms. M., testified Student star ted the year with 40 sight words (NT 270)
and ended with 100 words (NT 272). Student’s teacher testified Student made
progress in reading through the use of the Edmark Reading program (NT 271-271),
and the use of Explode the Code (NT 281).
It was clear repetition was a big part of the program, and it appears Student did
well through it’s use in comparing the pres ent levels of educational performance
from S-2, the IEP of 2003-2004, and the pres ent levels of educational performance
from S-6, the IEP for 2004-2005, and the test imony of Student’s te acher, Ms. M.
However, if one compares Student’s re ported progress on St udent’s short-term
objectives or benchmarks, it does not l ook like Student made progress beyond the
primer level (S-26, p. 1), and that Student did not meet the short-term objectives in
Student’s IEP.
There is indication Student did not meet the goals of the IEP as a part of S-26,
which raises a question about the placemen t (NT 350-354). She testified that the
placement recommended by the District might not be appropriate for Student (NT
351).
There was abundant testimony that Stude nt did not attain the short-term
objectives of the IEP’s in place during the 2003-2004 school year (NT 206-211, 346-
350). There was testimony that Student actua lly regressed on some of the goals and
objectives (NT 206-208, 347-348). Given that the IEP goals and objectives were not
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being mastered, the IEP should have been revised or the placement was incorrect (NT
351). This Hearing Officer has reviewed extensively the IEP’s in place during the
time in question, and it is clear Student did not make adequate progress.
In the summer of 2004 there was an i ndication Student regressed (S-8), but
Student received a summer program at a camp, not academic services (NT 385).
The services Student received during the summer of 2005 for ESY services were an
issue at the onset of this hearing, but was resolved duri ng off the record discussions
that occurred during the hearing (NT 974).
Finally, there was no evidence that regular education teachers attended the IEP
meetings as a part of the December 2002 IEP (S-2), or other IEP’s from the Parent’s
perspective (NT 582).
However, since the 2003-2004 period is be yond the scope of this due process
hearing, no award of compensatory education is due for that year.
Appropriateness of the IEP
The District feels it has offered Stude nt with a free, ap propriate public
education. The District presented test imony and evidence that it has offered
significant learning and a meaningful bene fit to Student, gauged in respect to
Student’s potential. See Ridgewood Board of Education v. N.E., 172 F.3d 238 (3d
Cir. 1999); see also Polk v. Central Susquehanna Intermediate Unit 16, 853 F.2d 171
(3d Cir. 1988), cert. denied, 488 U.S. 1030 (1989).
Student has not attended school in the District since the end of the 2003-2004
school year. During the 2004-2005 school year Student attended the [Private] School.
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The District’s placement proposal attempts to satisfy the IDEA’s LRE
requirement at 20 U.S.C. § 1412(5)(A) because it incorporates elements of
mainstreaming in the regular education program in conjunction with Student’s special
education program. Although it recognizes St udent’s needs to be instructed in a
group of peers who have similar difficultie s during a portion of St udent’s school day,
the District’s program also provides Stude nt with opportunities to interact with
typically developing peers during Student’s day. The District maintains that the
educational program it has offered to Student appropriately balances the IDEA’s dual
principles of FAPE and LRE.
This Hearing Officer has reviewed carefully the IEP proposed in May 2005. 6
For numerous reasons, this Hearing Officer concludes this IEP was not appropriate.
The annual goal and short-term instructiona l objectives for reading are inappropriate
in establishing a standard of progress with in a year’s time as acceptable. This
Hearing Officer agrees with the Parents in that the IEP offered by the District does
not show how the IEP would move Student from Student’s present educational
levels to the proposed goals and objectives.
The IEP does not contain updated present educational goals and objectives.
The District stipulated that the present educational levels we re the same (NT 507-
508), and it is written on the IEP (S-17, p. 6) . It is clear the present educational
goals and objectives are the same from previous years IEP’s. This Hearing Officer
is left unsure of the how this IEP would benefit Student; it doe s not contain present
6The analysis of the content of the IEP is very similar to the analysis and content of the IEP as
found in appeals panel decision of September 15, 2003. In re K.G., Pa. SEA no. 1400.
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or recent information to assist in planni ng for Student’s goals and objectives. Since
it lacks specificity and relevance in Student’s present levels of educational
performance calls into question every IEP goal and objective contained in the IEP.
The same can be said of the May 2005 IE P (S-24, pages 5, 6, 7, 8, 9). The District
stipulated these are the same pages from previous IEP’s.
Additionally, the specially designed inst ruction of (S-17, p. 20) is missing.
After an extensive review of the IEP, this Hearing Officer could not locate the
specially designed instruction in this IEP. The specially designed instruction in the
May 2005 IEP (S-24) appears extensive and well-founded.
The IEP’s developed by the District while Student was in the [Private] School
contain the same present levels of educat ional performance that were in previous
IEP’s (NT 309-313). They contain little if any information about the progress
Student has made in the year Student spent at the [Private] School (NT 315). The
previous IEP’s, S-2 and S-6 have essentially the same goals with very little progress
being demonstrated between the goals (NT 315-316).
This Hearing Officer concludes that the IEP proposed for Student is
inappropriate. Therefore, we need to turn to the Parent’s request for tuition
reimbursement.
Parents Request for Tuition to the [Private] School
In this case, there was testimony and comments about the requested private
school placement that need to be addre ssed. The program and placement as offered
by the District has been deemed inappropr iate, the second part of the Burlington-
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Carter test is the appr opriateness of the private school placement. See Burlington
School Committee v. Massachuset ts Department of Education , 471 U.S. 379 (1985).
One is left unsure of whether it is appropria te or not, given that there was very little
research on the implementation of RDI in an educational environment.7
Tuition reimbursement is an available remedy for parents to receive the costs
associated with a child's placement in a private school where it is determined that the
program offered by the public school di d not provide FAPE, and the private
placement is proper. Florence County School District v. Carter, 510 U.S. 10 (1993);
School Committee of Burlington v. Department of Education , 471 U.S. 359 (1985).
Equitable considerations are relevant to making such a determination. Id. However,
the parents' choice of private placement n eed not satisfy the IDEA requirements in
order to qualify for reimbursement. Carter. The standard is whether the parental
placement was reasonably calculated to provide the child with educational benefit.
Carter; David P. v. Lower Merion School District, 27 IDELR 915 (E.D.Pa. 1998).
Before evaluating the District’s actions in this regard, the educational standard
to which the District is held must be br iefly addressed. The IDEA does not require
states to develop IEP’s that "maximize the potential of handicapped children.”
Board of Education v. Rowley , 458 U.S. 176, 189 (1982). What the statute
guarantees is an "appropriat e" education, "not one that provides everything that
might be thought desirable by ‘loving parents.’"
Tucker v. Bayshore Union Free
School District , 873 F.2d 563, 567 (2d Cir. 1989); See also Carlisle Area School
7 The analysis of the Parent’s request for tuition reimbursement is based on the analysis found in
the appeals panel decision of April 20, 2004. In re C.B., Pa. SEA no. 1472.
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District v. Scott P ., 62 F.3d 520, 533-34 (3d Cir. 1995) (School districts “need not
provide the optimal level of service, or even a level th at would confirm additional
benefits, since the IEP required by IDEA represents only a “basic floor of
opportunity”) (quoting Rowley, 458 U.S. at 201). In making a determination
regarding a school district’s obligation to pay for placement, a court must make the
following inquiries:
First, the court must ask whether the district’s IEP was reasonably calculated
to confer an educational benefit on the student. If the court determines that
the IEP was not so calculated, the court must then ask whether the parents’
unilateral choice to pl ace a student in a setting is the appropriate educational
choice for the student. If the answer to the second inquiry is yes, then the
parents would be entitled to reimburse ment from the school district for the
cost of the placement. Hall at 1527. (citations omitted).
Importantly, in gauging the appropriateness of the District’s actions toward the
[Private] School, the IEP must be judged as to its appropriateness at the time that it
is written, and not with respect to subs equently obtained information about the
student. It is important to note that "an IEP is a snapshot, not a retrospective," and
that the IEP must take into account what was objectively reasonable at the time that
the IEP was drafted. Roland M. v. Concord School Committee , 910 F.2d 983, 992
(1st Cir. 1990), cert. denied, __ U.S. __, 111 S.Ct. 1122, 133 L.Ed 2d 230 (1991)
and have been adopted in th e Third Circuit. See, e.g. Carlisle Area Sch. v. Scott P .,
62 F.3d 520, 534 (3d Cir. 1995); Fuhrmann v. East Hanover Board of Educ ., 993
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F.2d 1031, 1040 (3d Cir. 1993). See also Philadelphia School District , 22 IDELR
825, 826 (SEA PA 1995).
Least Restrictive Environment
Student’s placement at the [Private] School is questionable given that it fails to
respond to the IDEA’s mainstreaming require ment. A parallel goal of the IDEA is
that children with disab ilities be educated in cl assrooms with non-handicapped
children "to the maximum extent appropria te.” 20 U.S.C. §1412(5). The IDEA’s
mainstreaming requirement has been constr ued to "prohibit a sc hool from placing a
child with disabilities outside of a regular classroom if educating the child in a
regular classroom with supplementary aide s and support services can be achieved
satisfactorily." Oberti v. Board of Education , 995 F. 2d 1204, 1207 (3d Cir. 1993).
The IDEA requires states to "educate handicapped children with non-handicapped
children whenever possible.” See Rowley. Therefore, a school district is obliged to
balance the goal of providing a student with some educational benefit with a goal of
providing that benefit in the least restrictive environment. Hall v. Shawnee Mission
Sch. Dist., 856 F. Supp. 1521, 1528 (D.Kan. 1994).
Factors to consider in determining whether this can occur are as follows:
A. Steps taken by the school to try to include that child in a regular
classroom.
B. The comparison between the educa tional benefit the child would receive
in a regular classroom --social and communication skills, etc.-- and the
benefits the child would receive in a segregated classroom. Thus, a
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determination that a child would make greater academic progress in a
segregated program may not warrant ex cluding that child from a regular
classroom.
C. Possible negative effect inclusio n may have on the education of other
children in the classroom.
Additionally, if placement outside of a regular classroom is necessary for the child to
receive educational benefit, a school district may still be violating IDEA if it has not
made sufficient efforts to include the child in school programs with non-disabled
children whenever possible.
Finally, a school district must consid er the whole range of supplementary
aids and services and must also make efforts to modify the regular education
program to accommodate a child. If a school has not given any consideration to
including the child in a regul ar classroom with supplementa ry aids and services and
to modifying the regular curriculum, then it has most likely violated the IDEA’s
mainstreaming directive. “The Act does not permit states to make mere token
gestures to accommodate handicapped student s; its requirements for modifying and
supplementing regular education is broad.”
See Oberti.
Separate placements are among the most restrictive on the IDEA’s spectrum of
placements. Given their restrictive nature, removal of a st udent with disabilities to a
non-public school setting has only been held to comply with the LRE mandate in
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extremely limited situations for student s with severe disabilities who prove
themselves unable to function in a more mainstream environment.8
Clearly then, a separate placement can be consistent with the IDEA’s LRE
requirement for some students with disabilities. However, the placement selected by
Student’s Parents violates the IDEA’s LRE requirement because it removes Student
to a more restrictive location.
The [Private] School has as its main education methodology the use of RDI in
a school based setting. As a specific me thodology, one is left unsure of the RDI
research base. The staff at the [Private] School could not think of any other school or
program implementing the RDI program.
The leading case on methodology is Lachman v. Illinois State Bd. of Educ., 852
F. 2d 290 (7
th Cir. 1988), cer t. denied 488 U.S. 925 (1998). Lachman involved a
dispute between parents and a sc hool district over how best to educate a deaf child.
The Parents favored a “cued speech” me thodology aimed at trai ning the child to
understand spoken language, while the District recommended a “total
communication” approach in which the child would have relied primarily on sign
language. Given that the school district’s proposed placement using the total
8 In Carlisle, the Third Circuit recognized: Residential
placement at MSB is not, of course, the least restrictive
educational environment. The least restrictive environment is the
one that, to the greatest extent possible, satisfactorily educates
disabled children together with children who are not disabled, in
the same school the disabled child would attend if the child were
not disabled. See 20 U.S.C. §1412(5)(B) (requiring maximal
educational integration of disabled children with children who are
not disabled, and restricting separate schooling to situations when
the nature or severity of the disability is such that education in
regular classes with the use of supplementary aids and services
cannot be achieved satisfactorily). Id. at 1024 (citations omitted;
emphasis supplied).
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communication approach satisfied the IDEA, the Circuit Court ruled that the Parents
could not force the School Dist rict to adopt what they perceived to be an even more
effective educational program. The Cour t recognized, “Once it is shown that the
Act’s requirements have been met, ques tions of methodology are for resolution by
the responsible authorities.” Lachman at 292. Thus, Lachman holds that an IEP
meeting the substantive requirements of the IDEA cannot be defeated merely
because the Parents believe a better educational program exists for their child.
The staff at the [Private] School descri bed in detail the components of the
[Private] School. The main component and foundation of the [Private] School is the
RDI model. Student also receives flexibility training and instruction through ABA.
RDI stems from the research of Dr. Stephen Gutstein. 9 The purpose of RDI is
to treat the core deficits of autism. Th e program is designed for students who have
skipped normal developmental milestones, and then help them work on the ones that
have been skipped. Specifics of the program work to de al with emotional sharing
and social referencing. The difference between RDI and other programs is that other
programs are described as skipping over deve lopmental stages, and the staff feels it
is essential to take the stude nts back to stages that are missed to help them develop.
RDI singles out social skills and then empl oys verbal behavior with an emphasis on
academics and cognitive behavioral social integration.
From the [Private] School website, the program and its relationship to RDI is
described as:10
9 Autism asperger’s: Solving the relationship puzzle, by Steven Gutstein
10 [Website redacted.]
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Relationship Development Intervention (RDI™) / Social Skills Development
The premise of RDI is simple: Social de velopment is innate for neurotypical
(NT) children but not for children with in the autism spectrum. RDI begins
with an in depth assessme nt of a child’s social development which looks at
skills that NT children develop in chr onological order. Deficiencies are
addressed in developmental order w ith games and exercises that are
specifically designed to develop the missing skills.
At the beginning of the school year, a certified RDI consulta nt assesses each
child’s social abilities. Next, parents and school staff are trained to implement
the RDI program for each child. While RDI has principally been an at-home
therapy program, each child’s social development can be accelerated, by
incorporating RDI into The [Private] School’s curriculum and having parents
also execute RDI at home. Parent comm itment to continuing this therapy at
home is critical.
Utilizing this approach, [Private School] staff, together with parents, help
children learn the joys and rewards of social interaction and development of
relationships. Making friends and keep ing friends requires flexibility and
sharing control. It is an infectious process.
From the RDI website, the RDI program is described as:
11
The RDI™ Program is:
a parent-based clinical treatment program where parents are provided the tools
to effectively teach Dynamic Intelligence skills and motivation to their child.
about the joy in connecting: a path for people on the Autism Spectrum to learn
friendship, empathy, and a love of shar ing their world and experiences with
others.
about changing neurology: a way for people on the spectrum to become
flexible thinkers and creative problem solvers who enjoy the challenges of
change and who desire to expand their world.
based on over 20 years of research by wo rld's experts on typical development
as well as scientific studies on people with autism.
developmental & systematic: a step-by- step program that focuses first on
building the motivations so that skills will be used & generalized; followed by
carefully and systematically building the skills for competence and fulfillment
in a complex world.
realistic: a program that can be star ted easily, and implemented seamlessly
11 http://www.rdiconnect.com/RDI/WhyRDI.asp
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into regular, day-to-day activities to enrich the life of the whole family.
precise: a method that measures and be gins at the edge of each person's
capability and then carefully but continually raises the bar.
effective: within 18 months, over 70% of children in our initial study
improved their diagnosis based on th e Autism Diagnostic Observation
Schedule (ADOS). The majority of ch ildren also moved from a special
education to a regular classroom without needing an aide.
The [Private] School was started in August 2004 for the purpose of
implementing the RDI model for students with autism and autism spectrum
disorders. It is a licensed private acade mic school for students with autism PDD (S-
30). There are currently eight students in the school with a faculty of nine (NT 678).
The school is designed for children on the sp ectrum, and a new child would have to
fit into the makeup of the current classroom structure. One classroom for kids who
are apraxic, one classroom for a two childre n in a transition cla ssroom but still need
development in language, and the social development classroom who have the
ability to converse with adu lts and peers (NT 67 8-679). The whole school uses the
relationship development in tervention program (NT 679-680). They evaluate what
the child is missing and then go back and change those behaviors, based on social
referencing (NT 681). The problem with th e use of RDI is the [Private] School is
one of the first schools to use the RDI method (NT 714). Additionally, there is no
research base for using this in an educational setting (NT 715).
There is only one teacher employed by the [Private] School who currently
holds special education certification, St udent’s teacher (NT 733-734). Teachers are
trained in the implementation of the RD I principles, though the staff for the 2005-
2006 school year lacks any member of the faculty who is currently certified in RDI.
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The RDI specialist for the school is not certified in RDI 9NT 781-782), and as
a part of her certification procedures is not required to have any direct supervision of
children (NT 785).
Student’s current classroom has three students in the class, with an age range
of 9-11 (NT 804). The title of the classr oom is the social development classroom
(NT 800). Student receives RDI, flexibility training and ABA in this classroom (NT
765-766). However, the main component of the school is the RDI program. RDI as
noted above is a home-based program. It ha s no research base to support its use in a
school based setting. Even it was appr opriate for a school, it is not being
implemented by individuals certified in its use.
Student has needs as clearly described above. However, this Hearing Officer is
unsure of how the RDI program addresses Stude nt’s specific needs. After extensive
research, this Hearing Offi cer was unable to determine the appropriateness of the
RDI model in an educational setting. This is consistent with the testimony of the
principal of the school (NT 715). As wa s noted above, RDI is a home-based
program. The [Private] School is not a home-based program, though it does have a
parental component. The [P rivate] School has as its st ated purpose to implement
RDI in the school. There is no staff member certified in the program. There is no
research base to justify its use in a school. There is no evidence the program is
working.
Given the above, one is left unsure of specifics of the program and whether it
would meet Student’s unique needs. It has not been used in a school setting before.
There is no staff member certified in RD I to work with Student. Additionally, the
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speech therapist at the school holds no sp eech therapy certifications (NT 851-852).
Even if the RDI program is effective, it may not be delivered in the fashion
expected, nor may the speech therapy services.
The Parents in this Hearing are seeking tuition reimbursement. Tuition at the
[Private] School for the 2005-2006 school y ear is $55,000 (NT 641-642). However,
there was no evidence presented that the Parents have paid the tuition for the 2005-
2006 school year. In fact, the opposite appears to be true (NT 657).
Therefore, the District is not obligat ed to pay for tuition for the [Private]
School for the 2005-2006 school year. The Parent’s may choose to continue to send
him for services, however, they should demand independent research of the
program’s effectiveness, ensure it is indivi dualized, and is tied to the specific needs
of their child.
V. ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is
hereby ORDERED that Student was not provided a free appropriate public education
for the 2003-2004 school year. However, since this is past the time frame allowed by
law, no compensatory education is due. Furthe r, it is ordered that the District is not
obligated to pay for tuition to the [Private] School for the 2005-2006 school year.
________________ _____________________
Date Hearing Officer
