Vision Academy Charter School | Case 24533-20-21 | 2021-05-27
Pennsylvania special education due-process decision
- Case number
- 24533-20-21
- Date
- 05/27/2021
- Parties / district (official listing)
- Vision Academy Charter School
- Hearing officer
- Joy Waters Fleming
- Issues (official listing)
- Child Find ADHD/ADD Section 504 Evaluation Procedural Violation
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
Cl
osed Hearing
ODR File Number:
24533-20-21
Child’s Name:
[A.R.]
Date of Birth:
[redacted]
Parent:
[redacted]
Counsel for Parent:
Jessica Limbacher, Esq.
Batchis Nestle & Reimann LLC
7 Bala Avenue, Suite 202
Bala Cynwyd, PA 19004
Local Education Agency:
Vision Academy Charter School
41 E. Baltimore Ave.
Lansdowne, PA 19050
Counsel for LEA:
Laurie A. Fiore, Esq.
MacMain Connell & Leinhauser
433 W. Market Street, Suite 200
West Chester, PA 19382
Hearing Officer:
Joy Waters Fleming, Esq.
Date of Decision:
May 27, 2021
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Information and Procedural History
Student1 is currently [mid-teenaged], enrolled in the [redacted] grade
in a Charter School (Charter) and is eligible for special education pursuant to
the Individuals with Disabilities Education Act (IDEA).2 Student has attended
the Charter since the 2019-2020 school year entering as a [redacted]
grader. The Parent filed a due process complaint alleging the Charter failed
to provide Student with a free appropriate public education (FAPE), as
required under the IDEA, Section 504 of the Rehabilitation Act of 1973
(Section 504), and the Americans with Disabilities Act (ADA), as well as the
federal and state regulations implementing those statutes.3 The Parents
seek compensatory education as a remedy. In response, the Charter
maintained that its educational programming, as offered and implemented,
was appropriate for Student and that no remedy is due.4
1 In the interest of confidentiality, Student’s name, gender, and other potentially identifiable
information are not used in the body of this decision. All personally identifiable information,
including details appearing on the cover page of this decision, will be redacted prior to its
posting on the website of the Office for Dispute Resolution in compliance with its obligation
to make special education hearing officer decisions available to the public pursuant to 20
U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 The Parent’s IDEA claims arise under 20 U.S.C. §§ 1400-1482. The federal regulations
implementing the IDEA are codified in 34 C.F.R. §§ 300.1-300. 818. The applicable
Pennsylvania regulations, implementing the IDEA are set forth in 22 Pa. Code §§ 14.101-
14.163 (Chapter 14).
3 The applicable federal and state regulations implementing Section 504 are found at 22 Pa.
Code Chapter 15, and 34 C.F.R. Section 104.101 et seq. In addition to the claims under
IDEIA and Section 504, the Parent presents a claim under Title II of the Americans with
Disabilities Act (“ADA”). This special education due process hearing has no jurisdiction over
such claims. Accordingly, claims under ADA are dismissed for lack of jurisdiction.
4. The case proceeded to a multi-session hearing convening virtually due to the COVID-19
pandemic and resulting school closures. Because of schedule conflicts, availability of
witnesses, including the necessity for additional sessions, the decision due date was
extended for a good cause, upon written motion of the parties.
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For reasons that follow, the claims of the Parent are granted.
Issues
1) Did the Charter School deny student a FAPE during 2019-2020 school
year?
2) Did the Charter violate Section 504 of the Rehabilitation Act by failing
to provide a 504 services contract or by providing an insufficient 504
service contract?
3) If the Charter violated Section 504, what, if any, remedy is owed?
4) Did the Charter deny student FAPE during the 2020-2021 school year?
5) If student was denied a FAPE, is compensatory education owed?
Findings of Facts
2019-2020 School Year- [Redacted] Grade
1. The Charter school uses a lottery to select students for enrollment.
(N.T. 187)
2. On August 19, 2019, the Parent enrolled the Student in the [redacted]
grade at the Charter for the 2019-2020 school. On registration
documents, the Parent indicated that Student did not have an IEP or
evaluation report but did have a current 504 service agreement.
Through a signature, the Parent requested the release of records from
the previous school attended by the Student to the Charter. (P-1, S-2,
S-3; N.T. 109)
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3. The Parent did not provide the Charter with the 504 plan implemented
during the 2018-2019 school year. (P-1, S-2, S-3; N.T. 109)
4. When an incoming student notifies the Charter of an existing 504 plan,
the documentation is requested from the parent, if not supplied, the
Charter contacts the school of previous attendance. (N.T. 190)
5. On September 4, 2019, the Parent contacted the Charter about the
procedure to report bullying or negative comments directed toward the
Student. On September 25, 2019, the Principal responded and invited
the Parent to a meeting for further discussion. (P-15, pp. 1-2)
6. In September 2019, the Parent contacted the Charter for assistance in
developing a 504 plan because of Student’s ADHD diagnosis. (P-15, p.
4; N.T. 76)
7. On September 25, 2019, a learning support teacher contacted the
Charter’s contracted special education consultant and advised that
Parent sought a section 504 plan for the Student. (P-4; N.T. 129)
8. The Charter’s special education consultant has responsibility to advise
the leadership team and staff, provide direction on the development of
504 and IEPs and guide team members if questions arise regarding
IEPs. (N.T. 125-127)
9. On or about October 31, 2019, the Parent provided the Charter with a
letter from the Department of Child and Adolescent Psychiatry and
Behavioral Sciences at the Children’s Hospital of Philadelphia (CHOP)
that Student was diagnosed with Attention Deficit Hyperactivity
Disorder (ADHD), received medication management and suggested
eligibility for a Section 504 accommodation plan. The CHOP letter
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provided examples of accommodations and modifications. The letter
had a scan date of July 18, 2017.5 (P-2, P-15, S-4; N.T. 191)
10. The Charter refused to accept the undated letter from CHOP,
deeming it too old and requested a more recent letter to support the
Parent’s request for a 504 plan. (P-2; N.T. 192-193)
11. The Charter policy to create a 504 plan requires initiation from a
physician or a medical note that is dated within the calendar year. (N.T.
191-192)
12.On
November 1, 2019, the Parent provided the Charter with a letter
from CHOP dated October 31, 2019, that Student was in treatment for
ADHD. The letter referenced side effects from prescribed medication
and requested that Student have access to snacks and a full lunch. (P-
3, P
-15, p. 6, S-5; N.T. 77-78, 193)
13. On November 12, 2019, in a “note for school,” CHOP provided a
school management headache protocol for the Student. The letter
indicated Student experienced frequent headaches and cited bullying
and a heavy backpack as factors. On November 13, 2019, the Parent
provided the letter to the Charter. (P-4, P-15, p. 7, S-6; N.T. 80, 195)
14. On December 13, 2019, the Parent contacted the Charter and
expressed concern that Student continued to fail math. That same
5 The letter from CHOP had a print date of 10/31/2019.
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day, the Charter invited the Parent to a meeting scheduled for
December 17, 2019. (P-15, pp.9- 10; N.T. 137, 200)
15. Student earned first-quarter grades of F in Math, B- in English
Language Arts (ELA), C- in Science, B-Social Studies, C+ Spanish, A in
PE, B+ in Art, B+ in Music, and A in Computer Science.
16. On or about December 16, 2019, the Parent provided the
Charter with a letter from CHOP that Student would attend a medically
necessary, twice-weekly organizational skills program to address
struggle in school related to the ADHD diagnosis. (P-5, S-7; N.T. 85)
17. On December 17, 2019, the Charter and the Parent met to
discuss developing a Chapter 15 (Section 504) Services Plan to
address Student’s needs related to ADHD. (P -6, P-15, p.9; N.T. 85-
86, 132)
18. The Charter never received the Student’s 504 plan from the
previous school attended. (N.T. 189)
19. The 504 plan offered five strategies that included preferential
seating, a classroom point system, extra time if needed, a daily
planner for homework recordation and parent review, and
encouragement to chunk assignments into manageable pieces. (P-6;
N.T. 77-78)
20. On February 6, 2020, the Parent contacted Student’s math
teacher and requested additional supports to assist Student. On
February 18, 2020, the Parent contacted the Charter and requested a
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meeting to discuss modification of Student’s 504 plan to prevent
failure of math. (P-15, pp. 14-1; N.T. 88-91)
21. Student earned second marking period grades of F in Math, ELA-
D, Social Studies-B, and C- in Science and Spanish. (P-9)
22. On March 4, 2020, the Parent requested an evaluation of
Student for “special education services/IEP,” citing failing grades in
math and declining grades in reading. (P-7, S-8; N.T. 91-93)
23. On March 11, 2020, the Charter closed because of the
Coronavirus pandemic and transitioned to virtual instruction. (N.T.
208)
24. The Student received third marking period grades of C+ in Math,
C- in English Language Arts, C- in Science, C in Spanish, and B- in
Social Studies. (P-9, S-8)
25. On April 13, 2020, the Parent followed up with the Charter about
the “IEP test request” and notice received that Student was failing
math. (P-15, p. 21-22; N.T. 139)
26. On April 23, 2020, the Charter Principal forwarded the Parent’s
concerns to its Special Education Consultant. The Consultant advised
that a permission to evaluate should be issued, which “will buy us
some time and put us in a good legal position as [Parent] is asking for
an IEP Test request.” The Charter did not issue a permission to
evaluate to the Parent. (P-15, p. 21; N.T. 143)
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27. On May 6, 2020, the Charter advised the Parent that the Student
was not meeting grade-level expectations and failing math. (P-8)
28. Under the 504 plan, the Parent did not receive daily feedback
from Student’s teachers through the homework planner, and the
teachers did not check to ensure that Student wrote homework
assignments in the planner. (P-2, P-3, P-4; N.T. 86-89)
29. At the conclusion of the 2019-2020 school year, the Student
received final grades of F in Math, C- in ELA, C- in Science, B in Social
Studies, C in Spanish, A in PE, B+ in Art and Music an A in Computer
Science. (P-9, S-13)
30. Student had the same math teacher for [redacted] grade and
[redacted] grade up to February of the 2020-2021 school year when
the teacher left the Charter. (N.T. 44, 165-166, 176)6
31. During the 2019-2020 school year, the Charter did not issue a
permission to evaluate because the Charter Principal was advised that
evaluations had to occur in person once school reopened for face-to-
face instruction. (N.T. 208-209)
2020-2021 School Year – [Redaacted] Grade
31.On Se ptember 17, 2020, the Charter issued to the Parent prior written
notice to conduct an initial evaluation of Student. The evaluation
request was dated August 10, 2020. On September 18, 2020, the
6 The Math teacher was not available to testify during the due process hearing.
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Parent consented to the evaluation of Student. (P-10, P-17, S-14, S-
15)
32.Fo
r inclusion in the evaluation report, the certified school psychologist
administered the Wechsler Intelligence Scale for Children-Fifth Edition
(WISC-V), Wechsler Individual Achievement Test, Third Edition (WIAT-
III)
, the Behavioral Assessment Systems for Children, 3rd Edition
(BASC-3), Conners Rating Scale 3 (Conners), reviewed records,
collected parent and teacher input, interviewed the Student and made
behavioral observations. (P-11)
33.On
October 19, 2020, the District issued its evaluation report (ER) of
Student. (P-11, S-16)
34.On th
e (WISC-V), Student earned a Full-Scale IQ of 86, within the low
average range. On the (WIAT-III), the Student received below-
average scores in Mathematics and Math Fluency and average scores
in Basic Reading. Student’s grade equivalency ranged from 4.9 to 5.7
on the math subtests. The ER noted that Student had difficulty with
telling time, coin value, probability, finding average, geometry, multi-
step word problems, order of operations, algebraic equations, pi,
fractions, and multi-digit multiplication and division. Student did not
know basic math facts. (P-11)
35. On
the Behavioral Assessment Systems for Children, 3rd Edition
(BASC-3), Student’s former [redacted] grade math teacher-rated
Student in the clinically significant range for hyperactivity and
atypicality. He contributed that Student often speaks out of turn
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during class, has trouble staying seated, disrupts the schoolwork of
other adolescents, almost always babbles to self, often acts strangely
and seems odd, and often makes careless mistakes. (P-11 pp. 10-12)
36.On
the Conners Rating Scale 3 (Conners), Student’s former [redacted]
grade math teacher and current [redacted] grade teacher-rated
Student as markedly atypical (indicative of significant problems) for
inattention, hyperactivity, impulsivity, aggression/defiance, and peer
relations. They contributed that Student is inattentive, impulsive,
easily distracted with a short attention span, fidgets or squirms when
seated, and talks out of turn. (P-11, p. 13)
37. Fo
r inclusion in the ER, Student’s former [redacted] grade math
teacher contributed that he did not believe Student needed special
education because Student’s struggles were due to focus and not an
academic deficit. (P-11, p. 4)
38.
The ER concluded that Student continued to meet criteria for ADHD
with attention difficulties impacting classroom performance. Student
demonstrated attention deficits and was easily distracted, had
difficulty concentrating, a short attention span, made careless
mistakes, missed deadlines, and was hyperactive and impulsive. The
ER determined that the Student was eligible for specially designed
instruction as a child with a primary disability of other health
impairment (OHI) and a secondary disability of specific learning
disability in math problem-solving. (P-11, pp. 15-16)
39.
The ER suggested numerous academic interventions that included
(hands-on learning, including visual/tactile/auditory instruction,
guided practice, modeling, manipulatives, prompts, chunking, and
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scheduled breaks). The ER determined that Student needed learning
support to improve Student’s math skills and recommended small
group instruction. (P-11, S-16)
40.On November 10, 2020, the Charter and the Parent met to discuss
input for the IEP. (N.T. 57)
41.A learning support teacher hired in November 2020 by the Charter
developed Student’s IEP. (N.T. 31, 57
42. On November 18, 2020, the IEP team met. At the meeting, the Parent
requested goals to address Student’s focus, time on task, and
organizational needs. The special education consultant attended the
meeting in place of the Charter principal. (P-12, P-13, S-17; N.T. 58-
59, 160-161)
43.
The present levels of academic achievement in the November IEP
noted Student needed to improve math problem solving, organization
skills, focus, attention, rate of work, and homework completion across
all subject areas. (S-17, p. 21)
44.
The November IEP contained two goals. The math goal expected
Student when (given 10 multi-step word problems using mixed math
operations to develop an equation and solve with 80% accuracy on 3
consecutive trials). The second goal expected Student to (record
assignments in all subjects and complete 80% of homework
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assignments in all subjects during three consecutive weeks). The goals
did not contain baseline data.7 (S-17, p. 21, pp. 27-28; N.T. 58)
45.The
November IEP offered program modifications and specially
designed instruction (SDI) that included visual/tactile/auditory
instruction, assignment chunking, additional time to complete
assignments, preferential seating, scheduled breaks, small group
instruction in math at least two times a week for thirty minutes,
assessment accommodations, and a classroom point system. (S-17,
pp. 29-30, P-12; N.T. 60, 65)
46.
The Charter’s special education consultant advised that it was not
possible to determine a baseline in a new IEP when drafted but should
be included after a student has been in a program for enough time.
(N.T. 155)
47.
Through the November IEP, the Student received virtual math
intervention, two days a week for thirty minutes, in a breakout room.
In January 2021, the Student continued to receive virtual math
instruction two days a week with the special education teacher but
was not put into a breakout room. (N.T. 104-105, 11-112)
48.By
the second marking period of the 2020-2021 school year, the
Charter had not obtained baseline data of Student’s functioning for
progress monitoring of the November IEP goals. (P-14; N.T. 64)
Discussion and Conclusion of Law
7 The NOREP was not introduced into evidence.
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General Legal Principles
The Burden of Proof
The burden of proof is composed of two elements, the burden of
production and the burden of persuasion. The more essential consideration is
the burden of persuasion, that determines which of two contending parties
must bear the risk of failing to convince the finder of fact. Schaffer v. Weast,
546 U.S. 49, 126 S. Ct. 528, 163 L.Ed.2d 387 (2005), held that the burden
of persuasion is on the party that requests relief in an IDEA case. Thus, the
moving party must produce a preponderance of evidence that the moving
party is entitled to the relief requested. The burden of going forward simply
determines which party must present its evidence first, a matter that is
within the discretion of the hearing officer. The burden of persuasion, in this
case, was borne by the Parent, the filing party. Application of this principle
determines which party prevails only in those rare cases where the evidence
is evenly balanced or in “equipoise.” Schaffer, supra, 546 U.S. at 58. The
outcome is much more frequently determined by the preponderance of the
evidence, as is the case here. Whenever the evidence is preponderant (i.e.,
there is weightier evidence) in favor of one party, that party will prevail,
regardless of who has the burden of persuasion. Id.
Witness Credibility
It is the responsibility of the hearing officer as factfinder to determine
the credibility and reliability of witnesses’ testimony. 22 Pa. Code §14.162
(requiring findings of fact); See J. P. v. County School Board, 516 F.3d 254,
261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District,
2014 U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for
Dispute Resolution, 88 A.3d 256, 266 (Pa. Commw. 2014)(it is within the
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province of the hearing officer to make credibility determinations and weigh
the evidence to make the required findings.
The findings of fact were made as necessary to resolve the issues;
thus, not all the testimony and exhibits were explicitly cited when
unnecessary. Only four witnesses testified. They included the Parent, the
Charter’s contracted special education consultant, Student’s [redacted]
grade learning support teacher, and the Charter Principal. In reviewing the
record, the Parent's testimony was more credible. The witnesses affiliated
with the Charter either had difficulty remembering details, recalling events,
or were not involved in key decisions. They were able to offer very little
convincing information that refuted the Parent’s evidence.
General IDEA Principles
Free Appropriate Public Education (FAPE)
The IDEA requires the states to provide a “free appropriate public
education” (FAPE) to children who are eligible for special education services.
20 U.S.C. § 1412. FAPE consists of both special education and related
services. 20 U.S.C. § 1401(9); 34 C.F.R. § 300.17. In Board of Education v.
Rowley, 458 U.S. 176 (1982), the U.S. Supreme Court addressed these
statutory requirements, holding that the FAPE mandates are met by
providing personalized instruction and support services that are designed to
permit the child to benefit educationally from the program and comply with
the procedural obligations in the Act. The state, through its local educational
agencies (LEAs), meets the obligation of providing FAPE to eligible students
through development and implementation of an IEP, which is “reasonably
calculated” to enable the child to receive “meaningful educational benefits”
in light of the student’s ‘intellectual potential. P.P. v. West Chester Area
School District, 585 F.3d 727, 729-30 (3d Cir. 2009)(citations omitted).
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Fairly recently, the U.S. Supreme Court observed that an IEP “is constructed
only after careful consideration of the child’s present levels of achievement,
disability, and potential for growth.” Endrew F. v. Douglas County School
District RE-1, 137 S. Ct. 988 (2017).
In Endrew F., the Supreme Court effectively agreed with the Third
Circuit by rejecting a “merely more than de minimus” standard, holding
instead that the “IDEA demands more. It requires an educational program
reasonably calculated to enable a child to make progress appropriate in light
of the child’s circumstances.” Endrew F., 137 S. Ct. 988, 1001 (2017).
Appropriate progress, in turn, must be “appropriately ambitious in light of
[the child’s] circumstances.” Id at 1000. In terms of academic progress,
grade-to-grade advancement may be “appropriately ambitious” for students
capable of grade-level work. Id. Education, however, encompasses much
more than academics. Grade-to-grade progression is not an absolute
indication of progress even for an academically strong child, depending on
the child's circumstances.
Individualization is, thus, the central consideration for purposes of the
IDEA. Nevertheless, an LEA is not obligated to “provide ‘the optimal level of
services,’ or incorporate every program requested by the child's parents.”
Ridley School District v. M.R., 680 F.3d 260, 269 (3d Cir. 2012). Rather, the
law demands services are reasonable and appropriate considering a child’s
unique circumstances, and not necessarily those that his or her “loving
parents” might desire. Endrew F., supra; Ridley, supra; see also Tucker v.
Bay Shore Union Free School District, 873 F.2d 563, 567 (2d Cir. 1989). A
proper assessment of whether a proposed IEP meets the above standard
must be based on information “as of the time it was made.” D.S. v. Bayonne
Board of Education, 602 F.3d 553, 564-65 (3d Cir. 2010); see also
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Fuhrmann v. East Hanover Board of Education, 993 F.2d 1031, 1040 (3d Cir.
1993).
Child Find and Evaluation Requirements
The IDEA and state and federal regulations obligate school districts to
locate, identify, and evaluate children with disabilities who need special
education and related services. 20 U.S.C. § 1412(a)(3); 34 C.F.R. §
300.111(a); see also 22 Pa. Code §§ 14.121-14.125. The statute itself sets
forth two purposes of the required evaluation: to determine whether a child
is a child with a disability as defined in the law and to “determine the
educational needs of such child[.]” 20 U.S.C. §1414(a)(1)(C)(i).
The obligation to identify students suspected as having a disability is
commonly referred to as “child find.” LEAs are required to fulfill the child find
obligation within a reasonable time. W.B. v. Matula, 67 F.3d 584 (3d Cir.
1995). More specifically, LEAs are required to consider evaluation for special
education services within a reasonable time after notice of behavior that
suggests a disability. D.K. v. Abington School District, 696 F.3d 233, 249 (3d
Cir. 2012). School districts are not, however, required to identify a disability
“at the earliest possible moment.” Id. (citation omitted).
The IDEA further defines a “child with a disability” as a child who has
been evaluated and identified with one of a number of specific classifications
and who, “by reason thereof, needs special education and related services.”
20 U.S.C. § 1401; 34 C.F.R. § 300.8(a). “Special education” means specially
designed instruction that is designed to meet the child’s individual learning
needs. 34 C.F.R. § 300.39(a). More specifically, “specially designed
instruction means adapting, as appropriate to the needs of an eligible child
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[], the content methodology or delivery of instruction.” 34 C.F.R. §
300.39(a)(2).
Certain procedural requirements are set forth in the IDEA and its
implementing regulations that are designed to ensure that all of the child’s
individual needs are examined. The evaluation must assess the child “in all
areas related to the suspected disability, including, if appropriate, health,
vision, hearing, social and emotional status, general intelligence, academic
performance, communicative status, and motor abilities[.]” 34 C.F.R. §
304(c)(4); see also 20 U.S.C. § 1414(b)(3)(B). Additionally, the evaluation
must be “sufficiently comprehensive to identify all of the child’s special
education and related services needs, whether or not commonly linked to
the disability category in which the child has been classified,” and utilize
“[a]ssessment tools and strategies that provide relevant information that
directly assists persons in determining the educational needs of the child[.]”
34 C.F.R. §§ 304(c)(6) and (c)(7); see also 20 U.S.C. § 1414(b)(3). Any
evaluation or revaluation must also include a review of existing data,
including that provided by the parents, in addition to classroom-based, local,
and state assessments and observations. 34 C.F.R. § 300.305(a). In
Pennsylvania, LEAs are required to provide a report of an evaluation within
sixty calendar days of receipt of consent, excluding summers. 22 Pa Code §§
14.123(b), 14.124(b).
Procedural FAPE
If an IDEA violation is procedural in nature certain remedies may be
appropriate if it impeded the child’s right to FAPE, significantly interfered
with the parents’ opportunity to participate in the decision-making process
regarding FAPE, or caused a deprivation of educational benefit. 34 C.F.R.
§300.513(a)(2))
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Section 504 Principles
Section 504 of the Rehabilitation Act of 1973 prohibits discrimination
on the basis of a handicap or disability. 29 U.S.C. § 794. A person has a
handicap if he or she “has a physical or mental impairment which
substantially limits one or more major life activities,” or has a record of such
impairment or is regarded as having such impairment. 34 C.F.R. §
104.3(j)(1). “Major life activities” include learning. 34 C.F.R. §
104.3(j)(2)(ii). The obligation to provide FAPE is substantively the same
under Section 504 and the IDEA. Ridgewood v. Board of Education, 172 F.3d
238, 253 (3d Cir. 1995). Significantly, “[t]here are no bright line rules to
determine when a school district has provided an appropriate education
required by Section 504 and when it has not.” Molly L. ex rel B.L. v. Lower
Merion School District, 194 F.Supp.2d 422, 427 (E.D. Pa. 2002). In this
case, the coextensive Section 504 claims that challenge the obligation to
provide FAPE on the same grounds as the issues under the IDEA will be
addressed.
Section 504 Evaluations
The applicable federal regulations implementing Section 504 require
that an evaluation shall be conducted “before taking any action with respect
to the initial placement of the person in regular or special education and any
subsequent significant change in placement.” 34 C.F.R. §104.35. An initial
evaluation under Section 504 must assess all areas of educational need, be
drawn from a variety of sources, and be considered by a team of
professionals. Id. Pennsylvania’s Chapter 15 regulations similarly obligate a
school district to obtain sufficient information in order to determine whether
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a child is a “protected handicapped student” and to involve the parents in
that process. 22 Pa. Code §§ 15.5, 15.6.
Section 504 Discrimination
The provisions of Section 504 bar a school district from discriminating
against a student on the basis of disability. 34 C.F.R. §104.4. A student with
a disability who is otherwise qualified to participate in a school program, and
was denied the benefits of the program or otherwise discriminated against
on the basis of disability, has been subject to disability discrimination in
violation of Section 504 protections. 34 C.F.R. §104.4; S.H. v. Lower Merion
School District, 729 F. 3d 248 (3d Cir. 2013)). A student who claims
discrimination in violation of the obligations of Section 504 must show
deliberate indifference on the part of the school district in its purported
acts/omissions. S.H
Parent’s Claims
At the beginning of the 2019-2020 school year, the Student entered
the Charter as a [redacted] new student. On registration documents, the
Parent disclosed that Student received educational services under a 504 plan
at the previous school. Although the Parent consented to the release of
former school records, the Charter never received the previously
implemented 504 plan. In December 2019, after the Parent supplied medical
documentation that substantiated the need, the Charter developed a 504
plan for Student. In March 2020, the Parent requested an evaluation of
Student for “special education services/IEP.” The COVID-19 pandemic
struck, the Charter briefly closed, transitioned to virtual instruction, and the
evaluation report was not issued until the following school year, in October
2020. In November 2020, the Charter offered an IEP to the family.
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The Parent contends that the Charter failed to fulfill its obligations
toward the Student under Section 504 and the IDEA. In support of this
contention, the Parent asserts that the Charter ignored Student’s behaviors,
and Parent supplied information indicative of a need for intervention; a 504
plan was not developed in a timely manner, and once implemented, it was
deficient. Parent also assert their evaluation request was ignored and the IEP
ultimately implemented contained inadequate supports for Student.
In response, the Charter claimed that from the beginning of the 2019-2020
school year, it utilized Student’s pre-existing 504 plan, revised the plan in
concert with the Parent, and then implemented the updated plan. The
Charter further contends that no evaluation of Student was possible during
the pandemic. Finally, the Charter asserts that the IEP developed and
implemented was appropriate. For the following reasons, the Parent has
preponderantly established that the Charter denied Student FAPE during the
2019-2020 and 2020-2021 school years.
2019-2020 School Year-[Redacted] Grade
From the beginning of the 2019-2020 school year, the Parent, on
multiple occasions, requested a 504 plan for Student because of needs
related to an ADHD diagnosis. These requests were accompanied by medical
documentation from treatment providers at CHOP, suggestions for
accommodations, and written in-school protocols to counter side effects from
prescribed medication. Although the requests for a 504 plan were well
documented, the Charter rejected the first letter from CHOP then claimed
the previous school year’s 504 plan was never received with the Student’s
educational records.8 Once satisfied with the documentation provided by the
8 The Charter inaccurately averred, in its Answer to the Complaint that Student’s previous
school year’s 504 plan was implemented until revised.
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Parent, the Charter chose not to initiate an evaluation of Student and
instead, in December 2019, offered a 504 plan. By the time that plan was
implemented, the Parent’s expressed concerns for Student’s academic
stability were beginning to materialize with consecutive quarter failing
grades in Math, the precise subject area in which the Parent expressed
concern and requests for support.
The central issue is whether the Charter met its child find obligations
toward this Student under Section 504 and the IDEA following Student’s
enrollment at the Charter in the fall of 2019. There is evidence that the
Charter was aware of Student’s diagnosis and services before Student
started the [redacted] grade. Nevertheless, even assuming that upon entry
to the Charter, Student had a disability within the meaning of Section 504
and Chapter 15, eligibility for accommodations requires something more: a
substantial limitation on access to or participation in educational
programming due to the disability. Overall, the Parent’s disclosure of a
previous 504 coupled with a request for accommodations, with medical
substantiation, Student’s failing math grades, and observed lack of focus,
and resultant disruptive behaviors should have been enough for the Charter
to suspect that Student might have been a child with a disability. The
Charter should have evaluated this Student certainly by the time the first
quarter grades were finalized. There was sufficient information to indicate
that the Student may have a disabling condition that required special
education to receive equal opportunity to participate in school services,
activities, and programs.
Although a 504 plan was introduced in December 2019, it was not
based on a Charter conducted evaluation or other assessment of Student’s
individual school-based needs. Instead, the 504 plan was brief and cursory,
listing some of the suggestions from the CHOP letter, initially rejected by the
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Charter. Most of the 504 accommodations were generic (preferential
seating, extra time, writing down homework) and did not appear to be tied
to specific needs. Student’s [previous] grade teachers were either not
available to testify or were no longer employed by the Charter. However, the
Parent credibly testified that critical aspects of the deficient plan were not
implemented, unfortunately to the detriment of this Student. The Student
continued to receive poor math grades despite the 504 support and the
Parent’s enrollment in a medically necessary, twice-weekly organizational
skills program at CHOP. In March 2020, the Parent requested an evaluation
of Student, citing failing grades in math. Unfortunately, the Charter did not
commence the evaluative process. Student failed [redacted] grade math,
yet the Charter remained unresponsive to the Parent’s request for
intervention with no movement toward starting the requested evaluation.
The Charter’s delay in evaluating the Student after the Parent request
resulted in a denial of FAPE. Although face to face instruction was suspended
in mid-March until the end of the 2019-2020 school year, in response to the
COVID19 pandemic, the Pennsylvania Department of Education (PDE), in
reliance on direction from the US Department of Education, issued guidance
that a District’s obligation to provide FAPE was not altered, waived, or
excused.
9 PDE guidance on Evaluations and Reevaluations stated: “LEAs and
parents should continue to work together to meet IDEA requirements,
including evaluation and reevaluation timelines, as best as possible. LEAs
and parents should make every effort to complete evaluations and
9 See Report to Congress of U.S. Education Secretary Betsy Devos,
https://www.ed.gov/news/press-releases/secretary-devos-reiterates-learning-must-
continue-all-students-declines-seek-congressional-waivers-fape-lre-requirements-idea.
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reevaluations as possible with as little delay as possible.” 10 PDE further
clarified that “[e]valuation and reevaluation timelines have not been waived
by USDE.” Id. It recommended that LEAs make efforts to complete portions
of the evaluation “that do not require face-to-face assessments or
observations” (such as rating scales), “conduct a review of existing
evaluation data,” “use virtual evaluation tools,” or “consider the provision of
additional supports and services for a student prior to the completion of an
initial evaluation to ensure access to their educational program.” Id. The
Charter elected none of these options. The challenges posed to the Charter
as it transitioned to the online delivery of education to meet the needs of its
students during an unprecedented public health crisis cannot be minimized.
However, after the Parent’s request, the Charter did not issue permission to
evaluate or undertake any efforts, even those not requiring face-to-face
contact to commence the evaluation until the 2020-2021 school year.
11
Based on the evidence presented, the Parent has preponderantly
established that during the 2019-2020 school year, the Charter violated its
child find responsibilities which denied Student FAPE under Section 504,
Pennsylvania law, and the IDEA.
2020-2021 School Year- [Redacted] Grade
10 Pennsylvania Department of Education Bureau of Special Education Guidance on
Evaluations and Reevaluations, available at: https://www.education.pa.gov/K-
12/Special%20Education/FAQContact/Pages/Guidance-on-Evaluations-and-
Reevaluations.aspx
11 Pandemic guidance available from the Pennsylvania Department of Education advised,
“[e]valuations and re-evaluations that do not require face-to-face assessments or
observations may take place while schools are closed, so long as a student's parent or
legal guardian consents. LEAs may conduct a review of existing evaluation data and use
virtual evaluation
tools”. https://www.education.pa.gov/K12/Special%20Education/FAQContact/Pages/Guidan
ce-on-Evaluations-and-Reevaluations.aspx
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In September 2020, the Charter finally issued permission to evaluate
the Student. In October, the Charter completed its evaluation of Student.
Overall, the evaluation was appropriate.12 It assessed the Student in all
areas related to the suspected disability and was sufficiently comprehensive
to identify the child’s special education and related services needs. Although
Student’s [previous] grade math teacher opined that he did not believe
Student needed special education because Student’s struggles were due to
focus and not an academic deficit, the ER concluded that Student was
eligible for special education because of OHI as related to the diagnosis of
ADHD and a specific learning disability in math problem-solving.
In November 2020, the IEP team met to develop educational
programming for the Student. The Parent contends that the resultant IEP
failed to provide FAPE because the IEP lacked: baseline data, adequate math
support, behavioral and transition goals. The Parent has met the burden of
proof. The November IEP contained two goals. One goal addressed math,
and the other focused on homework completion. These goals were
insufficient to address Student’s identified needs. Although the goals were
supported by program modifications and (SDI) that incorporated suggestions
from the ER (visual/tactile/auditory instruction, assignment chunking,
additional time, preferential seating classroom point system). The ER also
explicitly noted various math deficiencies (telling time, coin value,
probability, finding the average, geometry, multi-step word problems, order
of operations, algebraic equations, pi, fractions, multi-digit multiplication,
and division); this now [redacted] grader experienced. Yet, the math goal
had no baseline data to measure growth and only generically addressed
12 The Complaint did not challenge the adequacy of the Charter conducted evaluation.
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word problems using mixed math operations. Student’s identified math
needs far exceeded the single math goal in the IEP.
Beyond math, Student’s additional needs noted in the IEP included
organization skills, focus, attention, rate of work, and homework completion
across all subject areas. Although listed, no IEP goals were developed to
address these deficiencies that appear to relate to Student’s eligibility based
on OHI. Although a homework completion goal was developed, it was
insufficient and unresponsive to Student’s needs. The goal merely expected
Student to write down assignments and complete 80% of homework. This
Student met the criteria as OHI specifically because of the ADHD that
impacted classroom performance and manifested itself through distracted
behavior, difficulty concentrating, a short attention span, careless mistakes,
missing deadlines, and hyperactivity and impulsivity. The sole homework
goal did not contain baseline data. Although it addressed a need to develop
consistent practices related to capturing assignments and turning in
homework, it fails without other individualized supportive measures and
compatible goals.
During the hearing, the Charter’s special education consultant testified
and undoubtedly advised that baselines were not necessary when the IEP
was developed and that data could be added in the future. While that may
be practical, it did not occur in this matter. By the second marking period of
the 2020-2021 school year, the Charter still had not obtained baseline data
for either goal. Overall, the November IEP was not appropriately ambitious
nor reasonably calculated to enable the Student to make progress
appropriate in light of the Student’s circumstances. The Parent has
preponderantly established that the Charter’s procedural and substantive
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violations denied Student FAPE. An award of compensatory education is
appropriate.
Finally, a student who claims discrimination in violation of the
obligations of Section 504 must show deliberate indifference on the part of
the school district in its purported acts/omissions. Here, the record does not
support a determination that the Charter acted with deliberate indifference
toward this student, and nothing in this record suggests that contention.
Accordingly, the Charter has not discriminated against the student based on
disability status.
Compensatory Education
Where a school district has denied FAPE to a student under the terms
of IDEIA, compensatory education is an equitable remedy that is available to
a student. Lester H. v. Gilhool, 916 F.2d 865 (3d Cir. 1990); Big Beaver Falls
Area Sch. Dist. v. Jackson, 615 A.2d 910 (Pa. Commonw. 1992)). In this
case, the District has denied the student FAPE, which has resulted in
substantive harm on multiple levels—through a child find violation, delayed
evaluation in the design and implementation of the student’s IEP. Although
this Student made progress and was promoted to the [the next] grade,
there are deficits in the Student’s special education program, which must be
corrected, that require a remedy. Therefore, as a matter of equitable
consideration, the student is awarded 300 hours of compensatory education
for the Charter’s failures over the 2019-2020 and current 2020-2021 school
years (through the date of this order).
ORDER
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AND NOW, this 27th day of May 2021, in accordance with the
foregoing findings of fact and conclusions of law, the Charter has denied the
student a free appropriate public education.
1) Student is awarded 300 hours of compensatory education reflecting
this denial-of-FAPE through the date of this order.
2) The Parent may decide how the hours should be spent so long as
those hours take the form of appropriate developmental, remedial,
or enriching instruction or services that further the goals of the
Student’s current or future IEPs or identified educational needs.
These hours must be in addition to any then-current IEP and may
not be used to supplant an IEP. These hours may be employed after
school, on weekends and/or during the summer months, at a time
and place convenient for, and through providers who are
convenient to the student and the family.
3) Within ten (10) school days of the date of this Order, the Charter
will collect baseline data to be used for development of responsive
educational programming.
4) After baseline data is collected, the Student’s IEP team shall meet
to revise the IEP to address the student’s specific academic deficits
related to math and functional deficits associated with OHI as
determined by the Charter’s evaluation report.
5) Nothing in this Order limits the parties’ ability to agree mutually
and in writing about any use of the compensatory education hours.
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Any claim not specifically addressed in this decision and Order is
denied and dismissed.
Joy Waters Fleming, Esq.
Joy Waters Fleming, Esquire
Special Education Hearing Officer
5/27/2021
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