Wallingford-Swarthmore School District | Case 01127-09-10 | 2010-06-05
Pennsylvania special education due-process decision
- Case number
- 01127-09-10
- Date
- 06/05/2010
- Parties / district (official listing)
- Wallingford-Swarthmore School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- Extended School Year Private School Placement
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
EXPEDITED DUE PROCESS HEARING
Name of Child: Student
ODR #01127/09-10 AS
Date of Birth:
Xx/xx/xx
Date of Hearing:
May 28, 2010
CLOSED HEARING
Parties to the Hearing: Representative:
Catherine Reisman, Esquire
20 East Redman Avenue
Haddonfield, New Jersey 08833
Wallingford Swarthmore School District Timothy Gilsbach, Esquire
101 Plush Mill Road Fox Rothschild
Wallingford, Pennsylvania 19086 Suite 200 PO Box 3001 Ten
Blue Bell, Pennsylvania 19422
Date Transcript Received: May 31, 2010
Date of Decision: June 5, 2010
Hearing Officer: Linda M. Valentini, Psy.D., CHO
Page 2
2
Background
Student is an elementary-school-age eligible student whose family resides in the
Wallingford Swarthmore School District (hereinafter District). Student is currently
placed at a private school in a neighboring state, funded by the District pursuant to a
previous hearing officer’s order. The current matter concerns an expedited due process
request from the Parents (hereinafter Parents) addressing the question of whether or not
the Extended School Year (ESY) program the District offered to Student for Summer
2010 is appropriate.
Issues
1. Is the Extended School Year program the Wallingford Swarthmore School
District offered to Student for Summer 2010 appropriate?
2. If the District’s Extended School Year program is not appropriate, is the Extended
School Year program favored by the Parents appropriate?
Stipulations
The parties stipulated [NT 9-11; P-1 page 4] as follows:
1. Student, date of birth [redacted] resides with [Student’s] Parents within the
Wallingford-Swarthmore School District and is a child with a disability within the
meaning of the IDEA and its implementing regulations and within the meaning of
Section 504 of the Rehabilitation Act, and the Parents bring this action on behalf
of their child.
2. The District is a Local Educational Agency [LEA] within the meaning of the
IDEA, its implementing regulations, and Pennsylvania’s Chapter 14 code relating
to special education and is a recipient of federal funds within the meaning of
relevant federal statutes.
3. Student is an [elementary school aged] child eligible for IDEA services due to a
complex cluster of conditions including epilepsy, speech apraxia and sensory-
motor problems.
Findings of Fact
1. Student attends a private school in a neighboring state; the placement is funded by
the District pursuant to a December 2009 Order by a Pennsylvania Special
Education Hearing Officer. [P-2]
2. The Head of School described the private school as a ten-year-old “small [24
students] specialty school” in another state, with two specific goals: “to educate
Page 3
3
children with learning differences and to educate the community about learning
differences”. [NT 21-22]
3. Student’s commute time to the private school is about 40 to 50 minutes each way.
[NT 113]
4. Student was evaluated privately in April 2009 at the request of the Parents and
their advocate. The evaluator reported a diagnosis of PDD NOS around 21
months, and soon afterwards diagnoses of verbal and motor apraxia were
reportedly conferred. Two months later, in June 2002 seizures reportedly began.
The PDD NOS diagnosis was reportedly withdrawn in August 2003. Seizures
reportedly resolved at age 5 as a result of a special diet which is maintained to the
present. Student reportedly has sensory integration issues. [S-2]
5. Student’s most recent cognitive testing with the WISC-IV in April 2009 indicates
a Verbal Comprehension Standard Score of 69 and a Perceptual Organization
Standard Score of 53, with Working Memory, Processing Speed and Full Scale IQ
unable to be calculated. The Leiter-R was used to assess memory and sequential
reasoning in more depth. Fluid Reasoning was at a Standard Score of 52 and
Brief IQ Index was at a Standard Score of 54, with a Full Scale IQ of 71
1
. The
evaluator noted variability/inconsistency [scatter] from expected [typical] levels
to moderate levels to high levels depending on the task. [S-2]
6. Student was assessed with an adaptive functioning instrument, the ABS:S2 and
the evaluator commented that the results were “somewhat better than predicted
based on Full Scale IQ scores”. Student’s Standard Scores were as follows:
Personal Self-Sufficiency 84, Community Self-Sufficiency 68, Personal-Social
Responsibility 72, Social Adjustment 86 and Personal Adjustment 77. [S-2]
7. At the private school Student is in the “developmental class” of 4 students who
have a different progress reporting format than the other 20 students. [NT 22; P-
6]
8. Student’s private school Progress Reports from the three marking periods in
evidence suggest very slow but incremental progress across reading, mathematics,
social/communication/behavior, occupational therapy and speech/language
therapy domains. With the exception of 3 of the 20 OT objectives, Student did
not advance to the level of “Independent across two instructor, two activities
mastered” on any of the 14 reading objectives, the 5 mathematics objectives, the
20 social/communication/behavior objectives, or the 16 speech/language
objectives. [P-6]
9. The IEP team met at the private school on March 16, 2010 in order to discuss
ESY programming and to begin developing an IEP for the coming school year.
1 Although this score is counterintuitive as the other scores were lower, Student’s relatively better
performance on certain tasks contributed to this score.
Page 4
4
Since Student had not been in the District for the 2009-2010 academic year and
the private school had not provided any written information to the District,
District personnel used the meeting primarily to update their knowledge about
Student’s needs. [NT 67, 90]
10. On 3/26/10 the District issued a Notice of Recommended Educational Placement
(NOREP) proposing to place Student in an ESY program in the District. The
NOREP did not describe the program. [NT 105; P-1]
11. The Parents rejected the NOREP on 4/5/10 because “information provided does
not indicate the program is appropriate” and checked the box requesting a Due
Process Hearing. In fact the District had not provided any description of the
proposed program [P-1]
12. On 4/14/10 the District issued another NOREP describing the proposed program.
The Parents did not return the NOREP as either accepted or rejected because they
had already filed for due process. [NT 106; P-1]
13. The District’s proposed ESY program is primarily for students with academic,
social and behavioral needs and is designed to help them maintain and practice
skills. Each child has an individualized schedule. [NT 118, 120]
14. The District’s proposed ESY program is located in a District high school building.
[P-1]
15. The District’s proposed ESY program runs from 6/28/10 through 7/24/10. Each
day starts at 8:30 and ends at 1:30, a total of 5 hours. [NT 120-126; P-1]
16. In the District’s proposed ESY program Student would receive Reading and Math
support within the day. The instruction could be 1:1 for Student, as it had been
when Student previously attended the program. [NT 83-84, 127-128; P-1]
17. In the District’s proposed ESY program Student would receive 30-minute
Speech/Language therapy sessions 4 times per week. [P-1]
18. In the District’s proposed ESY program Student would receive 30-minute
sessions of Occupational Therapy 3 times per week. [P-1]
19. In the District’s proposed ESY program Student would receive 30-minute
sessions of Physical Therapy 2 times per week. [P-1]
20. Therapies would be group or individual or a combination depending on the
decision of the IEP team. [NT 138-139]
21. In addition to the 5-hour daily program, from 6/28/10 through 7/24/10 Student
would also receive one 60-minute session of Direct 1:1 Reading instruction per
Page 5
5
week using an Orton-Gillingham-based model tailored to Student’s needs. [NT
78-79, 137-138, 148; P-1]
22. Additionally, between 8/7/10 and 8/27/10 Student would receive 60-minute
sessions of Direct 1:1 Reading Instruction 2 times a week using an Orton-
Gillingham-based model tailored to Student’s needs. [NT 78-79; P-1]
23. Student’s proposed District ESY program is based upon Student’s present levels
of functioning as set forth in the IEP devised by the private school as well as
current and past assessments from related service providers. [P-1, P-5]
24. Student can stay focused for about ten minutes, more or less, depending on what
Student is doing. [NT 49]
25. When not having Direct 1:1 instruction, Student would receive academic
instruction in groups of 4 or 5 children with one teacher and 3 or 4 aides. Specials
[art, technology, gym, library] would have groups of 20-25 children with teachers
and aides, and Student would have a 1:1 aide. Student would have snack and
lunch with 7 or 8 children and socialization activities would be carried out during
these times and other times during the day. [NT 122, 124, 128]
26. The private school did not produce a written description of the program it would
offer Student. Rather the Parents devised a chart which contained information
they believed to be true about the private school’s ESY program. The Parents
listed incorrect information about the District’s proposed ESY program on the
chart, for example minimizing the number of days per week, characterizing a 5-
hour day as a half-day, indicating that there would be no mathematics instruction,
and noting that PT was to be delivered in 20-minute rather than 30-minute
sessions. [NT 79-80, 84-85; P-9]
Discussion and Conclusions of Law
Burden of Proof: In November 2005 the U.S. Supreme Court held that, in an
administrative hearing, the burden of persuasion for cases brought under the IDEA is
properly placed upon the party seeking relief. Schaffer v. Weast, 126 S. Ct. 528, 537
(2005). The Third Circuit addressed this matter as well more recently. L.E. v. Ramsey
Board of Education, 435 F.3d. 384; 2006 U.S. App. LEXIS 1582, at 14-18 (3d Cir. 2006).
The party bearing the burden of persuasion must prove its case by a preponderance of the
evidence. This burden remains on that party throughout the case. Jaffess v. Council
Rock School District, 2006 WL 3097939 (E.D. Pa. October 26, 2006). As the Parents
asked for this hearing, the Parents bear the burden of persuasion. However, application of
the burden of persuasion does not enter into play unless the evidence is in equipoise, that
is, unless the evidence is equally balanced so as to create a 50/50 ratio. In the instant
matter, the evidence was not in equipoise.
Page 6
6
Credibility: Hearing officers are empowered to judge the credibility of witnesses, weigh
evidence and, accordingly, render a decision incorporating findings of fact, discussion
and conclusions of law. The decision shall be based solely upon the substantial evidence
presented at the hearing.
2
Quite often, testimony or documentary evidence conflicts; this
is to be expected as, had the parties been in full accord, there would have been no need
for a hearing. Thus, part of the responsibility of the hearing officer is to assign weight to
the testimony and documentary evidence concerning a child’s special education
experience. Hearing officers have the plenary responsibility to make “express, qualitative
determinations regarding the relative credibility and persuasiveness of the witnesses”.
Blount v. Lancaster-Lebanon Intermediate Unit
, 2003 LEXIS 21639 at *28 (2003). This
is a particularly important function, as in many cases the hearing officer level is the only
forum in which the witnesses will be appearing in person.
This hearing officer deferred qualifying the Head of the private school as an expert
witness. Upon close scrutiny of her resume and information that was elicited during
testimony it appears that despite her credentials as a teacher and administrator the witness
does not have the breadth and depth of experience to qualify as an expert witness in the
area of non-verbal learning disabilities. She holds a Bachelor’s Degree in French and a
Master’s Degree in Reading, is certified as a Reading Specialist in Pennsylvania and New
Jersey, is the Head of a very small (24 student) private school for children with learning
disabilities and has been in that role for 5 years, she was director of special education
(official title was Director of Child Study Team/Social Worker/) at a very small (2
schools total) New Jersey school district for 5 years, has held various other teaching and
administrative positions, and the professional organizations to which she belongs are all
in the area of Social Work. [P-7] She listed no publications, and the presentations listed
were either not relevant to expertise in learning disabilities or referenced only by
acronyms that are unfamiliar to this hearing officer. Thus, this individual is accepted as a
fact witness, and as such is not entitled to have her opinions about the appropriateness of
the District’s ESY program offer regarded as coming from an expert standpoint.
The Parent testified in an engaging and straightforward manner, but her testimony
focused largely on her incomplete knowledge of the District’s program rather than any
inappropriateness of the program and thus contributed little weight to the Parents’ burden
of proof. [NT 111-112] Her credibility was somewhat diminished when it became clear
that a document she had prepared misrepresented certain specifics of the District’s ESY
offer such as the number of days per week, the length of the day and the length of the PT
sessions. It was troublesome that the correct information was available to her as
presented on the 4/14/10 NOREP.
Legal Basis:
Having been found eligible for special education, Student is entitled by federal law, the
Individuals with Disabilities Education Act as Reauthorized by Congress December
2004, 20 U.S.C. Section 600 et seq. and Pennsylvania Special Education Regulations at
22 PA Code § 14 et seq. to receive a free appropriate public education (FAPE). FAPE is
2 Spec. Educ. Op. No. 1528 (11/1/04), quoting 22 PA Code, Sec. 14.162(f ). See also, Carlisle Area School
District v. Scott P., 62 F.3d 520, 524 (3rd Cir. 1995), cert. denied, 517 U.S. 1135 (1996).
Page 7
7
defined in part as: individualized to meet the educational or early intervention needs of
the student; reasonably calculated to yield meaningful educational or early intervention
benefit and student or child progress; provided in conformity with an Individualized
Educational Program (IEP).
A student’s special education program must be reasonably calculated to enable the child
to receive meaningful educational benefit at the time that it was developed. (Board of
Education v. Rowley, 458 U.S. 176, 102 S. Ct. 3034 (1982); Rose by Rose v. Chester
County Intermediate Unit, 24 IDELR 61 (E.D. PA. 1996)). Districts need not provide the
optimal level of service, maximize a child’s opportunity, or even set a level that would
confer additional benefits. What the statute guarantees is an “appropriate” education, “not
one that provides everything that might be thought desirable by ‘loving parents.’” Tucker
v. Bayshore Union Free School District, 873 F.2d 563, 567 (2d Cir. 1989). If
personalized instruction is being provided with sufficient supportive services to permit
the student to benefit from the instruction the child is receiving a “free appropriate public
education as defined by the Act.” Polk
, Rowley. More recently, the Eastern District
Court of Pennsylvania ruled, “districts need not provide the optimal level of services, or
even a level that would confer additional benefits, since the IEP required by the IDEA
represents only a basic floor of opportunity.” S. v. Wissahickon Sch. Dist
., 2008 WL
2876567, at *7 (E.D.Pa., July 24, 2008), citing Carlisle, 62 F.3d at 534, citations omitted.
See also, Neena S. ex rel. Robert S. v. School Dist. of Philadelphia, 2008 WL 5273546,
11 (E.D.Pa., 2008).
Acknowledging that some students may require programming beyond the regular school
year, the federal legislature deemed that Extended School Year services are to be
provided to an eligible student if necessary to assure that a student receives a free,
appropriate public education (FAPE). 34 C.F.R. §300.106(a)(2). Pennsylvania
regulations provide additional guidance for determining ESY eligibility, requiring that
the factors listed in 22 Pa. Code §14.132 (a)(2) (i)—(vii) be taken into account.
22 Pa. Code § 14.132(a)(2) (i)—(vii) p rovides in relevant part:
(a) In addition to the requirements incorporated by reference in 34 CFR 300.106
(relating to extended school year services), school entities shall use the following
standards for determining whether a student with disabilities requires ESY as part
of the student’s program:
(1) At each IEP meeting for a student with disabilities, the school entity shall
determine whether the student is eligible for ESY services and, if so, make
subsequent determinations about the services to be provided.
(2) In considering whether a student is eligible for ESY services, the IEP team
shall consider the following factors; however, no single factor will be considered
determinative:
(i) Whether the student reverts to a lower level of functioning as evidenced by
a measurable decrease in skills or behaviors which occurs as a result of an
interruption in educational programming (Regression).
Page 8
8
(ii) Whether the student has the capacity to recover the skills or behavior
patterns in which regress ion occurred to a level demonstrated prior to the
interruption of educational programming (Recoupment).
(iii) Whether the student’s difficulties with regression and recoupment make
it unlikely that the student will maintain the skills and behaviors relevant to IEP
goals and objectives.
(iv) The extent to which the student has mastered and consolidated an
important skill or behavior at the point when educational programming would be
interrupted.
(v) The extent to which a skill or beha vior is particularly crucial for the
student to meet the IEP goals of self -sufficiency and independence from
caretakers.
(vi) The extent to which successive interruptions in educational programming
result in a student’s withdrawal from the learning process.
(vii) Whether the student’s disability is severe, such as autism/pervasive
developmental disorder, serious emotional disturbance, severe mental retardation,
degenerative impairments with mental involvement and severe multiple
disabilities.
(b) Reliable sources of information regarding a student’s educational needs,
propensity to progress, recoupment potential and year -to-year progress may
include the following:
(1) Progress on goals in consecutive IEPs.
(2) Progress reports ma intained by educators, therapists and others having
direct contact with the student before and after interruptions in the education
program.
(3) Reports by parents of negative changes in adaptive behaviors or in other
skill areas.
(4) Medical or other agency reports indicating degenerative -type difficulties,
which become exacerbated during breaks in educational services.
(5) Observations and opinions by educators, parents and others.
(6) Results of tests, including criterion -referenced t ests, curriculum -based
assessments, ecological life skills assessments and other equivalent measures.
(c) The need for ESY services will not be based on any of the following:
(1) The desire or need for day care or respite care services.
(2) The desire or need for a summer recreation program.
Page 9
9
(3) The desire or need for other programs or services that, while they may
provide educational benefit, are not required to ensure the provision of a free
appropriate public education.
In determining whether the District has offered an appropriate ESY program, as is the
case for determining whether a District has offered an appropriate IEP, the proper
standard is whether the proposed program is reasonably calculated to confer meaningful
educational benefit. Rowley
“Meaningful benefit” means that an eligible student’s
program affords Student or her the opportunity for “significant learning.” Ridgewood
Board of Education v. N.E., 172 F.3d 238 (3RD Cir. 1999).
Almost 30 years ago, in Battle v. Pennsylvania, 629 F.2d 269 (3d Cir. 1980), cert. denied,
452 U.S. 968 (1981), the federal courts declared unequivocally that school districts must
determine ESY services on an individualized basis and consider all components of a
student’s educational needs. The Pennsylvania Department of Education Basic
Education Circular on Extended School Year services specifically directs the IEP team to
consider the extent to which students have mastered and consolidated specific skills.
Further, the team must consider the extent to which a skill or behavior is particularly
crucial for the student to meet the IEP goals of self-sufficiency or independence from
caretakers.
Discussion:
Although the Parents and the Head of the private school provided no evidence that the
private school formally recorded or reported any regression/recoupment data as per 22
Pa. Code § 14.132(a)2i, 2ii and 2iii, the District does not challenge Student’s entitlement
to ESY as Student deserves consideration under the factors in 22 Pa. Code § 14.132(a)2
iv and 2v. Therefore, eligibility is not an issue with respect to a summer program for
Student.
Having agreed that Student is eligible for ESY services, the District was obligated to
develop an ESY program for Student or allow the ESY program to be provided at the
private school. Questioning of the director of special education for the District by
Parents’ counsel seemed to be directed towards having the District provide a rationale for
why it rejected the ESY program offered by the private school. [NT 76-77]. This is not
the issue. Districts have the right and the prerogative to offer programming, including
ESY, to students within its boundaries. In the instant matter, the District did offer a
program. The only issue to be determined is whether the District offered an appropriate
program.
This hearing officer has determined that the District’s proposed ESY is appropriate and
sufficient for the purposes for which ESY is offered, that is maintenance and practice of
skills. The District met with the Parents and private school staff, gathered information
about Student’s needs and progress presented by the private school orally and in written
form through Student’s IEP and Progress Reports, and fashioned a program to meet
Student’s needs. [FF 9]
Page 10
10
The District’s offered ESY program is to be carried out in the context of a summer school
program that is structured to serve a group of students with similar special needs, and the
program also provides additional services to Student in consideration of Student’s
individual needs. [FF 13] As part of the summer school program, Student will receive
daily reading and mathematics instruction individually or in small groups. [FF 16]
Student will receive speech/language four times a week, occupational therapy three times
a week, and physical therapy two times per week. [FF 17, 18, 19, 20] Student will
receive daily social skills training and daily behavioral intervention. Student will be in
Student’s home district. When Student is in larger groups Student will have a 1:1 aide.
Individually, specifically for Student, Direct 1:1 Reading Instruction would be provided
once a week outside the summer school program hours, and twice a week for three weeks
after the summer school program ends. [FF 21, 22]
This program is reasonably calculated to allow Student to maintain and practice skills in
Student’s areas of need, as well as to likely advance in skill levels through provision of
Direct Instruction. Student will be in Student home district. Student will have an extra
one and a half hours of free time during the day since Student will not be traveling. [FF
3]
This hearing officer acknowledges and understands that Parents’ concerns about
continuity and predictability for Student forms at least part of the basis for their desire to
keep Student in the private school for the summer. However, mother testified that
Student requires and seeks information and reassurance about what is going to happen in
order to be able to transition and to manage Student’s anxiety [NT 101, 109-110]. She
did not testify that Student was unable to transition or required an inordinate amount of
time to become accustomed to a new situation. The District and the Parent will be
ordered to engage in an orientation program prior to the start of the ESY program.
The only thing about which this hearing officer has a concern is the length of the sessions
of Direct Reading Instruction, that is whether it was anticipated that the 60 minutes
would be presented in one day, or in two days when the service is doubled. As the Head
of the private school’s observation about Student’s short attention span was credible and
supported by the testing performed in April 2009, the District will be ordered to provide
the Direct Instruction in 30-minute blocks rather than 60-minute blocks, and given that
the District’s program is one week shorter than listed on the NOREP, an additional week
of Direct Reading Instruction will be ordered.
Conclusion
Based upon the evidence presented at the expedited due process hearing in this matter,
and the applicable law relating to ESY eligibility and appropriate programs and services,
this hearing officer concludes that the District has offered an appropriate ESY program to
Student for Summer 2010. As the District has offered an appropriate program, there is no
need to examine the appropriateness of the program offered by the private school.
Page 11
11
As is within the discretion of the hearing officer, three modifications to the District’s
proposed program, will be ordered. These modifications are outlined in the Order below
and address orientation activities, duration of Direct Reading Instruction, and length of
sessions of Direct Reading Instruction.
Page 12
12
Order
It is hereby ordered that:
1. The Extended School Year program the Wallingford Swarthmore School District offered
to Student for Summer 2010 is appropriate.
2. The program shall be modified as follows:
i) As Student requires preparation and reassurance to manage transitions, prior to
Student’s beginning the ESY program, the Parents and the District will arrange a
time for Student to visit the building where the summer program is to be held and the
rooms where the program will be delivered. At that time Student will be introduced
to the teacher, and if feasible the aides, who will be providing the program.
ii) As the District’s program is one week shorter than set forth in the final NOREP,
Student’s Direct 1:1 Reading Instruction will begin the week of August 2
nd rather
than the following week.
iii) As the Student’s attention span is limited, the Direct 1:1 Reading Instruction is to be
delivered in 30-minute segments such that Student receives two 30-minute segments
weekly during the course of the summer school program rather than one 60-minute
segment weekly, and four 30-minute segments weekly from August 2nd through
August 27th rather than two 60-minute segments.
iv) Further, given that the Direct 1:1 Reading Instruction is in addition to the operating
hours of the summer program, and presuming that the Parents are to schedule the
additional Direct 1:1 Reading Instruction with the instructor, at least two weeks prior
to the beginning of the service the District shall identify the provider of this service
and give the Parents and the instructor one another’s contact information. The
Parents and the instructor are to make reasonable accommodations for one another’s
summer schedules such that if necessary more or fewer 30-minute sessions may be
delivered weekly as long as the total amount of time [13 hours] is provided.
v) If the District fails to identify a provider at least two weeks prior to the beginning of
the Direct 1:1 Reading Instruction service, or if the District and the Parents agree, the
Parents may procure the service and remit the invoices to the District. The amount of
this service billed to the District may not exceed 13 hours (5 weeks at 60 minutes and
4 weeks at 120 minutes).
June 5, 2010 Linda M. Valentini, Psy.D., CHO
Date Linda M. Valentini, Psy.D., CHO
Special Education Hearing Officer
NAHO Certified Hearing Official
