Wayne Highlands School District | Case 13735-12-13 | 2013-11-15
Pennsylvania special education due-process decision
- Case number
- 13735-12-13
- Date
- 11/15/2013
- Parties / district (official listing)
- Wayne Highlands School District
- Hearing officer
- William Culleton
- Issues (official listing)
- IEP Transition Compensatory Education Free Appropriate Public Education
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Student’s Name: V.B.
Date of Birth: [redacted]
ODR No. 13735-12-13-KE
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Drew Christian, Esquire
801 Monroe Avenue
Scranton, PA 18510
Wayne Highlands School District Rebecca A. Young, Esquire
474 Grove Street King, Spry, Herman, Freund & Fa ul, LLC
Honesdale, PA 18431-1099 One West Broad Street, Su ite 700
Bethlehem, PA 18018
Dates of Hearing: August 12, 2013; October 3, 2013
Record Closed: November 8, 2013
Date of Decision: November 15, 2013
Hearing Officer: William F. Culleton, Jr., Esqui re
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INTRODUCTION AND PROCEDURAL HISTORY
The student named in the title page of this decision (Student) was an eligible resident of
the school district named in the title page of this decision (District) during the period of time
relevant to this decision.
1 (NT 7.) Student attended a District high school during the relevant
period, and graduated in June 2013. (S 17.) Student is identified with Specific Learning
Disability pursuant to the Individuals with Disabilities Education Act, 20 U.S.C. §1401 et seq.
(IDEA). (NT 6.)
The Student’s Parents2, identified in the title page of this decision, requested due process
under the IDEA and section 504 of the Rehabilitation Act of 1973, 29 U.S.C. §794 (section 504),
alleging that the District failed to provide a free appropriate public education (FAPE) and
requesting compensatory education. The District asserts that it has provided appropriate
services.
The hearing was completed in two sessions, and the record closed upon receipt of
written summations. I conclude that the District failed to offer and provide a FAPE to Student
and that there is a basis for awarding compensatory education.
ISSUES
1. Did the District fail to offer and provide Student with a FAPE from April 10, 2011 to the
date of Student’s graduation, June 15, 2013?
2. Should the hearing officer order the District to provide compensatory education to
Student for all or any part of the period from April 10, 2011 to June 15, 2013?
1 The parties agreed that the hearing officer would be requested to decide the appropriateness of District actions and
inactions only within the period beginning on the first day permitted by the IDEA’s two year statutory limitation
period, which is two years prior to the filing of the complaint in this matter (April 10, 2011), and ending with
Student’s graduation on June 15, 2013. (NT 12, 23-26.) I refer to this as the relevant period.
2 Although both Parents requested due process, Student’s Mother testified. For convenience, I will refer to her as
Parent - in the singular - in this decision.
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3. Should the hearing officer order the District to provide post-secondary technical or other
educational services, either directly or through payment of tuition or fees to a third party?
4. Should the hearing officer order the District to fund an independent educational
evaluation, including a psychoeducational evaluation and an evaluation of post-secondary
transition needs?
FINDINGS OF FACT
1. Student attended the District’s schools for kindergarten and first grade. Student attended
a private school for a repeated first grade and second through fourth grades. Parents
placed Student in a virtual charter school for two years, and then home schooled Student
for seventh through ninth grades. Student re-enrolled in the District for tenth through
twelfth grades. (NT 220-224; P 2.)
2. In home schooling, Student was instructed in functional mathematics skills such as
grocery shopping, checkbook balance and check writing, measurement, finance word
problems and nutritional labels. (P 2.)
3. Student experienced academic difficulties as early in life as first grade. Student was
evaluated when in third grade, and was found to have average intellectual capacity; below
average verbal skills and mental processing speed; and a severe discrepancy between
intellectual capacity and mathematics achievement. (NT 219; P 1.)
4. Upon entry into the District’s high school for tenth grade, Student was enrolled in a
regular education class for mathematics, but struggled immediately. (NT 324-325.)
5. The District provided an evaluation report in September 2010, when Student was in tenth
grade in its school. The report classified Student with Specific Learning Disability under
the IDEA, in the areas of reading fluency, reading comprehension, mathematics
calculation and mathematics problem solving. It also noted weaknesses in written
expression, although it did not conclude that Student had a disability in writing, based
upon a discrepancy analysis. (P 2, S 2.)
6. In September 2010, the District’s cognitive testing yielded an intelligence quotient of 62,
in the extremely low range; an adaptive behavior assessment indicated average
functioning globally, and average conceptual and practical functioning (including school
life and self-care skills), with below average social functioning. In light of these scores
and other data, classification of cognitive impairment was not appropriate at that time.
Subsequent experience with Student at school did not suggest to the contrary. (NT 377-
378; P 2.)
7. In September 2010, the District’s achievement testing yielded scores in the extremely low
range for mathematics problem solving and fluency in addition and multiplication.
Student’s achievement was in the borderline range for reading comprehension, sentence
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composition, word reading, numerical operations, oral reading fluency and mathematics
fluency in subtraction. (NT 103; P 2.)
8. The District’s September 2010 evaluation showed clinically significant difficulties in
executive functions, including behavioral regulation and metacognition. (P 2.)
9. The District’s September 2010 evaluation recommended consideration of the following
specially designed instruction and modifications (SDI): remedial instructional
programming; slowed rate of presentation of material; rehearsal; mnemonic devices;
practice for new skills; explicit rules and expectations, reviewed frequently; chunking of
tasks; pre-teaching; small group activities; and guided observation of peer interactions.
(P 2.)
10. In October 2010, the Student’s Individualized Education Program (IEP) team provided an
IEP for Student’s special education in tenth grade. The IEP and the District’s subsequent
Notice of Recommended Educational Placement (NOREP) placed Student in itinerant
learning support for mathematics. The IEP found Student not eligible for Extended
School Year services (ESY). (P 3, S 2.)
11. The October 2010 IEP and NOREP provided for Student’s inclusion in general education
for English and other subjects. The District advised Parents that learning support for
these subjects was not appropriate because Student would be able to make progress in
some areas of the curriculum with supports in general education. The IEP provided one
supplementary aid or service, which was the provision of a study guide. (S 2.)
12. The October 2010 IEP present levels of academic and functional performance reported
grades in various classes for September and part of October of 2010. The section did not
reflect most of the September 2010 evaluation report, including Student’s scores on
standardized intelligence and achievement testing and behavior inventory scores for
executive functions; the section did not reference the evaluation report. The section
contained the statement that Student needed specially designed instruction in
mathematics, and could make adequate progress in the general education curriculum for
social studies, English and science with some specially designed instruction. Student’s
achievement levels and difficulties in reading fluency and comprehension were not
reflected in the present levels section of the IEP. (P 3.)
13. In October 2010, Student was [of transition age]. The October 2010 IEP did not provide
any present levels for transition services. The IEP provided two goals for transition, one
for each semester of tenth grade. The first was completion of a future planning
inventory, relating careers to personal interest, abilities and aptitudes. The second goal
was to explain the importance of essential workplace skills and knowledge; the latter was
to be measured by having the Student read the SDI section of the IEP and explain
Student’s needs to a teacher. Neither of these goals aimed at Student’s development of
skills needed after graduation for post-secondary training or employment, and neither was
directed at providing a goal directed, individualized post-secondary plan and skill
acquisition process. The District did not offer Parents the option of vocational training.
(NT 137-147, 230; P 3.)
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14. It was and is the custom and practice of the District’s guidance counselor assigned to
Student to counsel students to select courses with attention to their career preferences.
Students are encouraged to use the Career Cruising website in junior year, and the
counselor speaks with students about vocational schools and job application planning in
senior year. (NT 259-261.)
15. The October 2010 IEP provided a mathematics goal for improving pre-test/post-test
scores for a chapter of a pre-algebra or algebra curriculum, to be measured through tests,
quizzes, class assignments, class participation, and teacher observations. (P 3.)
16. The October 2010 IEP did not provide goals or specially designed instruction for
mathematics problem solving, operations or fluency, or functional mathematics, despite
the fact that Student had educational needs in these areas. (NT 117-119, 137; P 2, 3.)
17. The October 2010 IEP did not provide goals for reading, although this was an educational
need for Student. (P 3.)
18. The October 2010 IEP did not provide goals for written expression; the District did not
consider this to be an educational need for Student. (NT 135-136; P 3.)
19. The October 2010 IEP provided SDI for mathematics, consisting of utilizing games,
graph paper, flash cards, calculator and visually uncluttered teacher-made materials. It
also provided for testing accommodations including review sheet directed to the tests,
extra time, reading questions, word bank and limiting choices for matching and multiple
choice questions. It required all teachers to provide study guides. It did not provide SDI
directly addressing practical mathematics, reading fluency or reading comprehension. It
did not require general or special education teachers to provide remedial instruction;
slowed rate of presentation of material; rehearsal; mnemonic devices; practice for new
skills; explicit rules and expectations, reviewed frequently; chunking of tasks; pre-
teaching; small group activities (except for mathematics); or guided observation of peer
interactions, all of which had been recommended in the ER. (P 3.)
20. In October 2011, the IEP team provided an IEP for Student’s special education in
eleventh grade and the beginning of twelfth grade. The IEP and the District’s subsequent
NOREP placed Student in itinerant learning support to allow Student to take tests in the
learning support room. It assigned Student to general education classes for all subjects.
The IEP found Student not eligible for Extended School Year services (ESY). (S 4.)
21. The IEP team decided to place Student in a general education class because Student had
been performing at a higher level than peers in the special education mathematics class in
which Student had been enrolled in the latter part of tenth grade. Another special
education class was available, the pre-algebra class, which accessed the general education
curriculum, but Student was not placed in this class to begin eleventh grade. (NT 325-
326.)
22. The October 2011 IEP and NOREP provided for Student’s inclusion in general education
for all subjects. The District advised Parents that learning support for these subjects was
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not appropriate because Student would be able to make progress in some areas of the
curriculum with supports in general education. (S 2.)
23. In the October 2011 IEP, the present levels section noted Student’s classification of
specific learning disability in reading comprehension and fluency; and mathematics
calculation and problem solving. The section included a diagnostic mathematics
assessment placing Student’s achievement at the first percentile rank, with a grade
equivalent of 3.5. The present levels section indicated that a diagnostic reading battery in
September 2011 had yielded scores at the 13 th percentile in word identification; the 18 th
percentile in passage comprehension; and the 16 th percentile in basic reading skills.
Student performed at the 63d percentile in oral comprehension; the 60 th percentile in
spelling of sounds; and the 27 th percentile in word attack. The section noted that Student
works best in small groups and one on one instruction. (S 4.)
24. The October 2011 IEP provided transition activities for eleventh grade, including (for
post-secondary education and training, as to which Student was undecided) SAT and
ASVAB accommodations and opportunities to attend a college fair; (for Student’s goal of
competitive, unsupported employment) repeated completion of future planning inventory
and opportunities to attend college fair; and (for Student’s independent living goal)
updating future planning inventory and participating in Career Cruising website. (S 4.)
25. The October 2011 IEP provided two annual goals for transition. The first was essentially
a repetition of the previous year’s goal of analyzing career options based on personal
interest, abilities, aptitudes, achievements and goals; this was to be measured by
documenting the updating of the future planning inventory. The second was to meet with
the guidance counselor to decide about accommodations for taking the SAT or ASVAB
tests for college admissions. These goals were completed during the school year.
Neither of these goals aimed at Student’s development of skills needed after graduation
for post-secondary training or employment, and neither was directed at providing a goal
directed, individualized post-secondary plan and skill acquisition process. (NT 137-147;
S 4, 6.)
26. Student attended and completed courses on food preparation and culinary arts that
addressed post-secondary considerations. (NT 263-264; S 18.)
27. It is the custom and practice of the District to provide referrals to eleventh grade students
for the Office of Vocational Rehabilitation (OVR) so that they can receive OVR services
if needed in twelfth grade. OVR services could have addressed some of Student’s
transition needs in twelfth grade. Neither Student nor Parents submitted an application to
OVR through the District. (NT 339-340, 371-372.)
28. The October 2011 IEP provided one goal for mathematics, which called for the Student
to develop a plan to analyze a problem in a mathematics class and solve the problem “in
grade appropriate contexts”. This was to be measured by general education chapter tests
with an average of 75% achievement. The goal did not make clear what grade level
instruction would be provided through specially designed instruction, or what
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mathematics calculation skills would be attained in order to achieve this goal. (NT 355;
S 4.)
29. The October 2011 IEP did not provide goals or specially designed instruction for
mathematics operations or fluency, or functional mathematics, despite the fact that
Student had educational needs in these areas. (NT 117-119, 137, 355; P 2, 3.)
30. The October 2011 IEP did not provide goals for reading fluency or word reading, despite
the fact that Student had educational needs in these areas. (NT 355-357; P 2, 5.)
31. The October 2011 IEP provided a goal for reading comprehension, calling for Student to
demonstrate grade level text comprehension of literary works, by attaining 75% scores on
tests in general education English class. No metric was designated to determine mastery.
Student was not able to read at grade level for comprehension, but was able to read at a
sixth grade level sufficient to access the curriculum in the District’s practical English
class, which uses a simplified curriculum. (NT 109-110, 159-161, 355-357; S 4.)
32. The October 2011 IEP did not provide goals for written expression; the District did not
consider this to be an educational need for Student. (NT 135-136; P 5.)
33. Progress monitoring on the reading comprehension goal consisted of grades (derived
from supported assessments) of 72% in the second quarter; 68% in the third quarter and
80% in the fourth quarter, all from a baseline stated in the progress report of 55%,
presumably in the first quarter. (S 6.)
34. The October 2011 IEP provided SDI for transition, including completion of the future
planning inventory; putting in motion a career plan, including researching jobs and
schools, as well as admissions testing; driver education and voter registration. The
District did not provide progress monitoring for these services. (S 4, 6.)
35. It also provided the following SDI: repeated practice opportunities; rephrase/simplify;
direct instruction; modifications to curriculum; study guide. There were no additional
supplementary aids and services. SDI were also provided for testing, repeating those
provided in October 2010, with some revisions. (S 4.)
36. The October 2011 IEP did not provide SDI directly addressing practical mathematics,
reading fluency or reading comprehension. It did not require general or special education
teachers to provide remedial instruction; slowed rate of presentation of material;
rehearsal; mnemonic devices; explicit rules and expectations, reviewed frequently;
chunking of tasks; pre-teaching; small group activities; or guided observation of peer
interactions, all of which had been recommended in the ER. (S 4.)
37. By December 2011, Student was receiving a “D+” grade in class, and was moved to a
functional mathematics class called “Bridges”. No progress monitoring was provided
other than the class score. The Bridges class was inappropriate for Student, because
Student did not have the mathematics skills needed for success in that class. (NT 61-71;
S 6.)
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38. On January 25, 2012, the IEP team revised the Student’s IEP. The present levels section
was revised to reflect the reasons for Student’s transfer from the general education
mathematics class called Bridges to a special education pre-algebra class. The section
reflected that Student had struggled in the general education mathematics class and
received a grade of “F”; therefore, Student was transferred to a pre-algebra class, scoring
75% in multiplying decimals by powers of ten, and 64 in another assessment at a grade
three curricular level for baseline purposes. The pre-algebra class is substantially less
difficult than the general education mathematics class. (NT 57-58, 120, 283-284; P 5.)
39. The pre-algebra class did not utilize a research based curriculum. (NT 302, 368.)
40. The January 2012 IEP revision reinstated the mathematics goal from the October 2010
IEP that called for improving by 30 % from pre-test to post-test scores in chapter tests for
pre-algebra curriculum, at an unspecified grade level of curriculum. Measurement was to
include both the actual tests, class participation and teacher observations. Thus,
subjective factors were permitted to determine whether Student reached this goal. (NT
296-301; P 5.)
41. The District provided progress reports showing that Student had received grades in
mathematics of “A”, “B+” and “B+” during the second half of the year in the new class,
without specifying whether or not Student had improved by 30% over chapter pre-tests,
as called for in the goal. (NT 285-286; S 6.)
42. In September 2012, the District invited Parents several times to an IEP team meeting to
formulate an IEP for Student’s twelfth grade year. Parents did not respond or come to the
scheduled meeting, nor did Student respond or attend. The District prepared the IEP
without them. (NT 331; S 8, 9, 10.)
43. On October 9, 2012, the District provided an IEP for Student’s special education in
twelfth grade. The IEP and the District’s subsequent NOREP placed Student in itinerant
learning support for mathematics only. The IEP did not find Student eligible for ESY
services. (NT 57-60; P 6.)
44. Student was enrolled in a functional mathematics class at the beginning of twelfth grade,
at Parents’ request, because Student was demonstrating poor practical mathematics skills.
This class was substantially easier than the pre-algebra class that Student had been in
during the second half of eleventh grade. Student’s mathematics achievement was such
that the Student was a good fit in functional mathematics class. The previous IEP did not
have a goal for functional mathematics. (NT 57-61, 234, 326-327.)
45. The October 9, 2012 IEP and NOREP provided for Student’s inclusion in general
education for English and all other subjects except mathematics. The District notified
Parents that learning support for these subjects was not appropriate because Student
would be able to make progress in some areas of the curriculum with supports in general
education. (S 11.)
46. The October 9, 2012 IEP section on present levels reported Student’s grade of 65.75% in
practical English; 91.43% in functional mathematics; and 77.67% in money management.
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Student received grades of 92.73% in career preparation, and 100% in culinary essentials.
All of these scores were based upon modified assessments. (P 5, 6.)
47. The October 9, 2012 IEP section on present levels reported comparative scores from the
Woodcock Johnson Diagnostic Reading Battery in September 2011 and September 2012.
Student’s percentile rank improved slightly in letter-word identification and basic reading
skills. It declined slightly in word attack and by a substantial margin in spelling of
sounds. It also declined by four points in oral comprehension, though this continued to
be Student’s strength. In passage comprehension, Student’s percentile rank and grade
equivalent classification remained the same. The present levels section indicated that
Student continued demonstrate limited basic reading skills; limited skills in word
identification, passage comprehension, pronouncing non-words, and brief reading; and
limited to average skills in spelling letter combinations. Oral passage comprehension
was average. (P 6.)
48. The October 9, 2012 present levels section did not show comparative scores in the
diagnostic mathematics assessment; only the 2011 scores were reported, and no new
scores were obtained. The section did not indicate whether or not Student’s grade
equivalent in mathematics had changed from the 3.5 level reported in 2011. The section
did not provide information on Student’s level of achievement in functional mathematics
for Student’s functional mathematics teacher. (NT 63; P 6.)
49. The October 9, 2012 present levels section of the IEP indicated that Student had been
enrolled in a functional mathematics curriculum. It provided baseline information on
Student’s functional mathematics skills of telling time, counting money, measuring and
writing checks and checkbooks. (P 6.)
50. The October 9, 2012 present levels section reported on transitional assessments, for the
first time indicating that Student desired to work with animals as a career goal, and
desired to receive on-the-job training. The section indicated that Student was counseled
four times per year with regard to resume, job application and interview skills. The
section also indicated that questionnaires had been sent to Parents with regard to
transition and community agency involvement (Parents indicated that there was none).
(P 6.)
51. The October 9, 2012 IEP section on transition indicated that Student would be enrolled in
a career preparation class, daily for one semester, and in a career exploration meeting
with the school counselor. It provided no services with regard to independent living. (P
6.)
52. The career preparation class was a general education class that focused upon job search
skills such as resume writing and interviewing, and a senior project involving research
about careers and writing documents needed for job applications, shadowing and
interviewing persons in selected careers. Student was supported in the class by an
educational aide. (NT 191-194, 201-206, 263, 290.)
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53. The career preparation class teacher implemented all of the SDI in the Student’s IEP
except the study guide requirement. (NT 208-211.)
54. Annual goals repeated the 2011 goal for relating of careers to personal interests, abilities
and aptitudes, and the 2010 goal for explaining the importance of workplace skills by
reading and explaining the SDI section of the IEP. Neither of these goals aimed at
Student’s development of skills needed after graduation for post-secondary training or
employment, and neither was directed at providing a goal directed, individualized post-
secondary plan and skill acquisition process. The goals were completed at the end of
Student’s twelfth grade year. (NT 137-153, 177-179, 306-310; S 4, 6.)
55. Student attended a transition fair in twelfth grade, where students can meet
representatives of colleges and the military. Student also was made aware of a
community program that assists high school graduates with post- secondary transition
needs. (NT 292-295.)
56. The October 9, 2012 IEP provided a functional mathematics goal only, to be measured by
increasing post-test scores over pre-test scores by 10% on a designated assessment. The
goal provided no metric for assessing mastery. There were no goals for moving beyond a
grade three level in pre-algebra skills. (NT 61-71, 78-81; P 6.)
57. The October 9, 2012 IEP did not provide goals or specially designed instruction for
mathematics problem solving, operations or fluency, despite the fact that Student had
educational needs in these areas. (NT 121-124, 137, 358; P 2, 6.)
58. The October 9, 2012 IEP provided a reading comprehension goal formulated in the same
way as the 2011 goal, with two exceptions: the goal designated a sixth grade level of
curriculum, and stated a baseline of 56% accuracy; thus this goal was measureable. (P 6.)
59. The October 9, 2012 IEP did not provide goals or specially designed instruction for
reading fluency or word reading, despite the fact that Student had educational needs in
these areas. (NT 110-117, 137, 358; P 2, 6.)
60. The October 9, 2012 IEP did not provide goals for written expression; the District did not
consider this to be an educational need for Student. (NT 135-136; P 6.)
61. The October 9, 2012 IEP provided SDI including most of the SDI set forth in the 2011
SDI; however, SDI for practice opportunities, direct instruction and modified curriculum
were omitted. No other supplementary aids and services were provided. (P 6.)
62. The October 9, 2012 IEP did not require general or special education teachers to provide
remedial instruction; slowed rate of presentation of material; rehearsal; mnemonic
devices; explicit rules and expectations, reviewed frequently; chunking of tasks; pre-
teaching; small group activities; or guided observation of peer interactions, all of which
had been recommended in the ER. (P 6.)
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63. The functional mathematics class was a small group and it was taught by an experienced
and qualified special education teacher, who employed some or all of these techniques.
(NT 82-83, 87-88.)
64. On October 17, 2012, the District and the Parents revised the IEP to increase some
supports provided for testing. (S 12.)
65. Student did not receive remedial instruction for weaknesses in reading or written
expression in twelfth grade. (NT 34-38; P 2.)
66. The Student’s English teacher for the second half of twelfth grade did not modify the
Student’s curriculum to provide access through sixth grade level material, or monitor
Student’s progress toward the IEP goal. (NT 35-39.)
67. On the Spring 2012 PSSA tests, Student scored below basic in mathematics, reading and
science. In mathematics, Student’s strength profile was low for numbers and operations,
measurement, geometry, algebraic concepts, data ana lysis and probability,
comprehension and reading skills, and interpretation and analysis of text. (P 7.)
68. Student finished twelfth grade with final grades of B+ in functional mathematics, B in
career preparation, D+ in money management, C- in Practical English, and A+ in
culinary. These scores were based in part upon class participation and effort, as well as
upon modified assessments. (NT 90-94; S 18.)
69. The Student was at risk of failing Practical English, even though it used a simplified
curriculum and Student had supports in testing; in May 2013, the IEP added
modifications to the IEP to make reading assessments easier, and Student’s grades rose
sufficiently to pass Practical English. One of the changes was to limit choices on
assessments to two, thus permitting Student to get a correct answer fifty percent of the
time by chance alone. (NT 50-55; S 18; P 8.)
70. Student’s post test scores increased substantially over baseline in practical mathematics,
including telling time, counting money, measurement and rounding. However, Student
did not master any of these skills before graduation. (NT 67-71, 95-97; S 14.)
71. The Student attained the October 2012 IEP goal for reading comprehension at a sixth
grade level. (NT 176-178, 186-189; S 16.)
72. At the time of graduation, Student still needed to begin to relate careers to personal
interests, abilities and aptitudes; Student was unable independently to contact community
agencies for support and job opportunities and unable to seek competitive employment
independently. Student was not able to make change sufficiently to be employed as a
cashier. Student had difficulty writing a check accurately, balancing a checkbook,
depositing a check in a bank, adding, subtracting, reading and writing. (NT 96-97, 224-
228; S 14.)
73. In May 2013, the District convened an IEP meeting with Parents to discuss Student’s
Summary of Student Performance for transition purposes. (S 13, 14.)
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74. The District offered to provide educational services to Student for another year, but
Parents opted to have Student graduate in June 2013. The District did not raise
vocational training as a possibility. Student graduated at that time. (NT 133-134, 175-
176, 235-236; S 15, 17.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two considerations: the burden of going forward and
the burden of persuasion. Of these, the more essential consideration is the burden of persuasion,
which determines which of two contending parties must bear the risk of failing to convince the
finder of fact (which in this matter is the hearing officer).
3 In Schaffer v. Weast, 546 U.S. 49,
126 S.Ct. 528, 163 L.Ed.2d 387 (2005), the United States Supreme Court held that the burden of
persuasion is on the party that requests relief in an IDEA case. Thus, the moving party must
produce a preponderance of evidence 4 that the other party failed to fulfill its legal obligations as
alleged in the due process complaint. L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d
Cir. 2006).
This rule can decide the issue when neither side produces a preponderance of evidence –
when the evidence on each side has equal weight, which the Supreme Court in Schaffer called
“equipoise”. On the other hand, whenever the evidence is preponderant (i.e., there is weightier
evidence) in favor of one party, that party will prevail, regardless of who has the burden of
persuasion. See Schaffer, above.
3 The other consideration, the burden of going forward, simply determines which party must present its evidence
first, a matter that is within the discretion of the tribunal or finder of fact.
4 A “preponderance” of evidence is a quantity or weight of evidence that is greater than the quantity or weight of
evidence produced by the opposing party. Dispute Resolution Manual §810.
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In this matter, the Parents requested due process and the burden of proof is allocated to
the Parents. The Parents bear the burden of persuasion that the District failed to comply with its
obligations under the IDEA. If the Parents fail to produce a preponderance of evidence in
support of Parents’ claims, or if the evidence is in “equipoise”, then the Parents cannot prevail.
FREE APPROPRIATE PUBLIC EDUCATION - LEGAL STANDARD
The IDEA requires that a state receiving federal education funding provide a “free
appropriate public education” (FAPE) to disabled children. 20 U.S.C. §1412(a)(1), 20 U.S.C.
§1401(9). School districts provide a FAPE by designing and administering a program of
individualized instruction that is set forth in an Individualized Education Plan (“IEP”). 20
U.S.C. § 1414(d). The IEP must be “reasonably calculated” to enable the child to receive
“meaningful educational benefits” in light of the student's “intellectual potential.” Shore Reg'l
High Sch. Bd. of Ed. v. P.S., 381 F.3d 194, 198 (3d Cir. 2004) (quoting Polk v. Cent.
Susquehanna Intermediate Unit 16, 853 F.2d 171, 182-85 (3d Cir.1988)); Mary Courtney T. v.
School District of Philadelphia, 575 F.3d 235, 240 (3 rd Cir. 2009), see Souderton Area School
Dist. v. J.H., Slip. Op. No. 09-1759, 2009 WL 3683786 (3d Cir. 2009).
“Meaningful benefit” means that an eligible child’s program affords him or her the
opportunity for “significant learning.” Ridgewood Board of Education v. N.E., 172 F.3d 238,
247 (3d Cir. 1999). In order to provide FAPE, the child’s IEP must specify educational
instruction designed to meet his/her unique needs and must be accompanied by such services as
are necessary to permit the child to benefit from the instruction. Board of Education v. Rowley,
458 U.S. 176, 181-82, 102 S.Ct. 3034, 1038, 73 L.Ed.2d 690 (1982); Oberti v. Board of
Education, 995 F.2d 1204, 1213 (3d Cir. 1993). An eligible student is denied FAPE if his or her
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program is not likely to produce progress, or if the program affords the child only a “trivial” or
“de minimis” educational benefit. M.C. v. Central Regional School District, 81 F.3d 389, 396
(3 rd Cir. 1996), cert. den. 117 S. Ct. 176 (1996); Polk v. Central Susquehanna Intermediate Unit
16, 853 F. 2d 171 (3 rd Cir. 1988).
A school district is not necessarily required to provide the best possible program to a
student, or to maximize the student’s potential. Ridley Sch. Dist. v. MR, 680 F.3d 260, 269 (3d
Cir. 2012). An IEP is not required to incorporate every program that parents desire for their
child. Ibid. Rather, an IEP must provide a “basic floor of opportunity” for the child. Mary
Courtney T. v. School District of Philadelphia, 575 F.3d at 251; Carlisle Area School District v.
Scott P., 62 F.3d 520, 532 (3d Cir. 1995).
The law requires only that the plan and its execution were reasonably calculated to
provide meaningful benefit. Carlisle Area School v. Scott P., 62 F.3d 520, (3d Cir. 1995), cert.
den. 517 U.S. 1135, 116 S.Ct. 1419, 134 L.Ed.2d 544(1996)(appropriateness is to be judged
prospectively, so that lack of progress does not in and of itself render an IEP inappropriate.) Its
appropriateness must be determined as of the time it was made, and the reasonableness of the
school district’s offered program should be judged only on the basis of the evidence known to
the school district at the time at which the offer was made. D.S. v. Bayonne Board of Education,
602 F.3d 553, 564-65 (3d Cir. 2010).
I conclude that the District failed to provide Student with a FAPE because it failed to
address Student’s disabilities appropriately. The District’s own evaluation in 2010 identified
four areas of disability, but the District’s IEPs failed to address all of them as required by the
IDEA, 34 C.F.R. §300.320(a)(2)(i). The IEPs failed to provide measureable goals, 34 C.F.R.
§300.320(a)(2), and failed to offer many of the modifications and specially designed instruction
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that had been recommended in the District’s evaluation report. The scant data available on
Student shows little progress in academic or functional skills. Successive IEPs failed to include
updated present levels of academic functioning in all areas of need. Given Student’s potential as
indicated in the District’s evaluation, I conclude that Student’s progress was not meaningful.
The District’s IEPs for three years failed to address all of Student’s identified disabilities.
The District’s September 2010 evaluation report identified four areas of specific learning
disability needing special education: reading fluency, reading comprehension, mathematics
calculation and mathematics problem solving. However, the October 2010 IEP goal section
failed to address mathematics problem solving, reading fluency and reading comprehension. The
October 2011 and January 2012 revised IEP goal sections failed to address reading fluency. The
October 2012 IEP goal section failed to address three of these areas of need: mathematics
calculation, mathematics problem solving, and reading fluency. While the IEP goals failed to
address these needs, there was no evidence that they were addressed in the limited SDI provided
in these IEPs, or in the actual services offered. There was no data indicating an attempt to
monitor progress in these skills.
The District’s IEPs contained goals that were not measureable. One mathematics goal,
provided in tenth and eleventh grades, called for a percentage increase in performance from pre-
test to post-test; there was no baseline, and progress was to be measured by class performance
and teacher observation, two methods plainly unrelated to the goals’ metric. (As ultimately
reported, progress monitoring data was in terms of marks, not percentage increases in
performance.) The other mathematics goal given in eleventh grade to address problem solving,
had no baseline. The sole reading goal offered in eleventh and twelfth grades was for
comprehension of literature. For eleventh grade there was no baseline, but this was corrected for
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twelfth grade, demonstrating that a baseline for this goal was possible, and that failure to provide
one for eleventh grade was inappropriate.
The District’s IEPs contained very few SDI directed to either special education or general
education teachers. Yet, the District’s evaluation report had recommended many SDI that were
never implemented in the IEPs. There was no evidence to suggest that these recommendations
were considered and rejected by the IEP team; the record preponderantly shows that they were
simply ignored.
The District’s progress monitoring was largely in the form of grades for courses. These
did not always actually measure what the goals called for, and the record shows preponderantly
that they were influenced by subjective factors. Moreover, the record shows preponderantly that
the District made great efforts to ensure that Student would get good grades in all of Student’s
courses.
Student was placed in general education classes for English, where the grade level of
reading selections was unknown, and readings were simplified overtly to permit access (without
an IEP process) by students who could not perform adequately in the District’s other English
courses. The record showed that these classes were populated by a substantial number of
students with IEPs; yet these classes were nominally general education classes, not taught by
teachers certified for special education, and the teachers were not responsible for the students’
special education programs.
The predominant form of SDI in Student’s IEPs was modification to tests and quizzes. It
was clear that the primary reason for these modifications was to allow Student to get better
grades; when Student struggled in mathematics in eleventh grade, SDI were modified, not to
provide a research based curriculum or other modifications to the curriculum or delivery of
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curriculum – but to reduce the difficulty of tests and quizzes, and to allow Student to take these
tests and quizzes in the supervision of a special education teacher, rather than the teacher
assigned to the course. Student was in general education for most courses, and these testing
modifications were applicable to Student’s general education core academic subjects, specials
and electives.
I conclude that the District’s progress monitoring was inappropriate for Student. It was
in some cases based upon goals that were not measureable. It consisted largely of grades, rather
than more objective measures. The grades were supported; thus, they were not an accurate
metric for monitoring Student’s progress on specific educational needs caused by Student’s
disabilities.
MATHEMATICS
The evidence is preponderant that the District’s services to address Student’s disabilities
in mathematics were not appropriately based upon a careful prior evaluation of Student’s skills
and deficits. As a result, the Student’s program was not systematic and sequential. Rather,
Student was repeatedly enrolled in classes that were not appropriate for Student’s needs or skill
levels; repeatedly, Student either failed or performed so far above Student’s peers as to illustrate
the inappropriateness of the class placement. Student went from regular education to special
education pre-algebra, back to regular education in a class called “Bridges to Algebra” and then
back to special education pre-algebra. In twelfth grade, Student was enrolled in a practical
mathematics class that revealed substantial gaps in Student’s practical mathematics knowledge
and skills. There was no evidence that these moves and reiterations were based upon careful
consideration of the available alternatives or Student’s mathematics skills and deficits. Clearly,
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they were not sequential. Compounding the haphazard effect of these shifts, Student’s IEP goals
shifted also, depending on what class the Student was in at any given time.
I conclude that these services were not reasonably calculated to provide Student with
meaningful educational benefit. Available data corroborate this conclusion. Student graduated
with no evidence of acquisition of mathematics skills in the general curriculum. There was
evidence of gains in practical mathematics, but these gains did not reach the level of mastery,
and Parents’ testimony showed serious deficits in Student’s mathematics skills.
READING
On this record, the District’s special education services for reading were inappropriate.
Student’s IEPs in tenth grade did not address reading at all. In eleventh and twelfth grades, they
completely ignored Student’s identified need with regard to reading fluency. The IEPs for
eleventh and twelfth grade repeated the same comprehension goal. That goal was predicated
upon Student’s participation in the simplified general education class with reduced reading and
no known reading grade level. There was no research basis for the program in that class, and it
was not delivered by a special education teacher. I conclude that this program failed to provide
Student with a reasonable opportunity to gain meaningful educational benefit in reading.
The District argues that the Student did not need IEP goals for fluency and word reading,
even though these skills were identified as needs in the September 2010 evaluation report.
5 I
weigh the evidence that the District cites against the findings in the evaluation report, and I
conclude that the preponderance of the evidence shows that Student did need special education to
address word reading and fluency.
5The District’s argument does not address whether or not the Student needed reading goals for the initial portion of
the relevant period starting on April 10, 2011 until the end of tenth grade and continuing in eleventh grade until the
new IEP was agreed upon on October 11, 2011.
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The Student’s case manager, a certified English teacher with experience and previous
certification in teaching reading, administered a standardized reading test in successive years,
September 2011 and September 2012. The scores indicated that Student was reading at a sixth
grade level in 2011 (the tested categories were letter-word identification, passage
comprehension, word attack and basic reading skills). In 2012, Student’s scores indicated that
Student remained at a sixth grade level in passage comprehension. However, the scores also
indicated that Student had made almost one year’s growth, because Student’s achievement had
advanced along with that of Student’s same grade cohort, except in spelling of sounds. The data
did not address reading fluency. The Student’s case manager, based upon this data and her own
observations, concluded that Student did not need goals for fluency and word reading.
The case manager also testified that, in eleventh grade, Student was in a practical English
class, in which the case manager, a reading teacher, says that Student was appropriately placed 6.
The case manager’s reasoning was that Student was able to comprehend in this highly simplified
reading curriculum, and therefore did not need special education in word reading and fluency.
While Student’s scores permitted Student to pass, I note that this was aided by a last minute
change in the assessment accommodations, one of which (limiting choices on assessments to
two) allowed Student to get a correct answer to questions fifty percent of the time merely by
chance.
I find this testimony less convincing than the 2010 evaluation report itself, and therefore I
accord the testimony less weight. I conclude therefore that the Student continued to need special
education services in reading fluency and word reading, in addition to addressing Student’s
needs in reading comprehension. Student’s sixth grade reading level was still substantially
6While the case manager described the practical English curriculum as simplified, there was little other evidence as
to the curriculum level of reading material in that class for Student’s eleventh and twelfth grades, although the
record suggests that it was substantially below grade level.
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below that of Student’s age- and grade-level peers (eleventh and twelfth grades); the record is
preponderant that Student was not able to access eleventh and twelfth grade level reading
material. Thus, despite the special education coordinator’s opinion that sixth grade reading
comprehension is sufficient for this twelfth grade graduating high school student, I conclude that
the District failed to address these needs appropriately as required by the IDEA.
This decision is dependent in part upon the hearing officer’s estimation of the Student’s
abilities; to determine whether or not there was a denial of FAPE, the case law requires a
judgment about whether or not the Student made progress that was “meaningful” in view of the
Student’s ability, as discussed above. I consider that Student’s tested IQ in 2010 was in an
extremely low range, thus suggesting extremely low overall academic ability, and therefore the
inability to make substantial progress, even if appropriately taught. However, there was
considerable evidence in the report itself that Student’s ability, while modest, was higher than the
simple IQ score suggests. Student’s functional skills were in the average range, and the
evaluation identified Student with specific learning disability, implying its conclusion that
Student’s cognitive capacity was higher than that suggested by the IQ score alone. Student’s
performance in subsequent years substantiated this judgment. Student did not have difficulty
with participating in school, and Student was able to participate without known difficulty in
general education classes. Student had no difficulties with social skills and did learn - less than
satisfactorily (in the realms of reading comprehension and practical mathematics) despite the
District’s inappropriate special education program.
In sum, I conclude that Student’s progress in reading was not meaningful in light of the
evidence that Student’s abilities somewhat exceeded what the 2010 IQ score suggested. I
conclude that the very limited nature of Student’s progress – keeping pace with Student’s cohort,
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but at a very low level of achievement - during the relevant period was not attributable solely to
Student’s modest academic ability, as the District argues. Rather, it is due to the District’s
inappropriate special education program, which was not reasonably calculated to provide Student
with meaningful educational benefit, and consequently failed to provide Student with such
benefit. Based upon a preponderance of the evidence, it is more likely than not that Student
could have closed the gap with peers significantly, given an appropriate special education
program for reading in tenth, eleventh and twelfth grades.
TRANSITION
The IDEA requires that every IEP of a child of designated age must include “appropriate
measurable postsecondary goals based upon age appropriate transition assessments related to
training, education, employment, and, where appropriate, independent living skills.” 20 U.S.C.
§1414(d)(1)(A)(i)(VIII)(aa). The IEP must also include “the transition services … needed to
assist the child in reaching those goals … .” 20 U.S.C. §1414(d)(1)(A)(i)(VIII)(bb). In
Pennsylvania, transition services must begin at age 14. 22 Pa. Code §14.131(a)(5). The
transition plan is not required to drive the goals in the rest of the IEP, 7 nor must it guarantee a
vocational result; rather, it is meant to provide the child with an opportunity to advance toward
desired post-secondary goals. High v. Exeter Twp. Sch. Dist., 2010 WL 363832 (E.D. Pa. 2010).
Transition services must be coordinated activities designed to be within a results oriented
process that is focused on improving the child’s academic and functional achievement and that
facilitate the child’s movement from school to post-school activities. 34 C.F.R. §300.43(a)(1).
The process must be based upon the child’s individual needs, taking into account the child’s
7 In addition, procedurally, the IDEA specifies that the IEP team is not required to repeat in the transition section of
the IEP any related information already found elsewhere in the IEP. 20 U.S.C. §1414(d)(1)(A)(ii).
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strengths, preferences and interests. 34 C.F.R. §300.43(a)(2). Services must include, as
appropriate, instruction, related services, community experiences, development of employment
objectives or other post- school objectives, acquisition of daily living skills and functional
vocational evaluation. Ibid. Related services for transition must include developmental,
corrective and supportive services as needed. 34 C.F.R. §300.34(a). Related services for
transition also must include needed rehabilitation counseling – services that focus on
employment preparation, achieving independence, and integration in the workplace and
community. 34 C.F.R. §300.34(c)(12). Vocational rehabilitation services must also be made
available as needed. Ibid.
I conclude that the transition services that the District provided to Student failed to meet
the standards set forth above. The services made available to Student were generic; there is no
evidence that the District tailored transition services to Student’s individual needs. Neither the
evaluations nor the goals set forth in the IEP reflected an individualized or results-oriented
attempt to provide Student with an opportunity to advance toward desired post-secondary goals,
and the Student made little if any progress toward any such goals.
The transition evaluations reflected in the transition sections of the IEPs for all years
constituted a single survey that addressed the Student’s post-secondary interests, and a computer-
based program for identifying careers and finding o ut information about them.
Although the survey questions were updated in some unspecified fashion from year to year, there
was no evidence that these evaluations addressed Student’s training, education, employment or
independent living needs, as required by the IDEA. Although the computer-based program was
listed as a service made available to Student, there is no evidence that there was any follow-up or
that Student even tried to use it. None of the District’s witnesses evidenced any sense of
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responsibility to oversee Student’s transition activities or planning; the witness who had been
assigned knew little about what Student actually did with regard to this service, and seemed to
have little understanding of the formulation and utilization of goals in special education.
I conclude that the goals for transition in all of Student’s IEPs were not appropriate.
None of the goals required Student to learn specified information or perform reasonably
significant transition-related tasks calculated to improve Student’s post-secondary planning or
skills meaningfully. None of them can reasonably be characterized as a “post-transition” goal as
set forth in the IDEA regulations. Moreover, the goals in these IEPs that called for filling out
one questionnaire or logging on to one computer web site without any response or interaction on
the part of the student were not calculated to have a significant impact on the overall transitional
needs of the Student. I conclude that these goals were inappropriate because they were only
trivial interventions, not reasonably calculated to provide Student with meaningful educational
opportunity. Regarding the goals that required one counseling session in a full year, I reach the
same conclusion.
The goals did not provide any systematic or sequential framework for intervening with
instructional services to improve Student’s readiness for post- secondary goals. The goal for
responding to the career interests questionnaire was repeated in successive IEPs and constituted
the bulk of the post-secondary goal-directed activity for Student. Similarly, the IEPs contained
goals that required Student to have a single conversation in an entire year, satisfaction of which
constituted meeting the goals. I note that one of the goals, to explain the importance of
workplace skills and knowledge, was to be accomplished by explaining the SDI in the Student’s
IEP; I find no relationship between this exercise and the goal itself, and there was no evidence
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explaining how this exercise related to the importance of essential workplace skills and
knowledge.
At the end of the process, the District’s own documents show that Student still was in
need of further identification of career desires – the very beginning of any goal-directed
transition process. There was substantial and credible evidence that Student graduated with no
career direction, with none of the skills necessary to obtain and retain employment, and with no
ability to obtain assistance and support from community agencies. Thus, I conclude that the
District failed to provide Student with meaningful opportunity for educational benefit with
regard to post-secondary transition.
The District did provide instruction in practical mathematics, but this did not occur until
twelfth grade. The evidence is preponderant that this was not part of Student’s transition plan; it
was not related to any evaluation or goal. The Parents identified this need and requested
Student’s placement in the practical mathematics class. The Student’s performance in that class
demonstrates that Student was in great need of such education. If this need had been identified
within a reasonable time after Student’s enrollment in the District in tenth grade, pursuant to
appropriate transition evaluations, the District could have intervened earlier and could have
taught these skills to Student. Such intervention would have advanced Student toward an ability
to hold down employment in jobs, such as the job of cashier, that requires basic mathematics
skills.
There was evidence that the District provided classes and referrals relating to post-
secondary transition, and counseling about various opportunities to find out more information.
However, the IEPs fall below the IDEA standard impermissibly, and the transition plan was
haphazard and not results-oriented. For example, there were no goals related to a career in food
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service, although Student did attend culinary arts classes. The District’s non-individualized and
unplanned approach to transition failed to provide the intervention that Student needed to
overcome Student’s disabilities and benefit from these generic classes and referrals that the
District offered to all students.
The District seeks to blame Parent for any failure to address independent living skills,
pointing out documentation that Parent “agreed” that Student had such skills. Initially, I give
little weight to this documentary evidence. It is general and pro forma, and does not specify
what skills were discussed with Parents within the rubric of “independent living”. Moreover,
even if Parents had affirmed a skill level that Student did not have, the IDEA places the onus
upon the District – not Parents - to evaluate Student’s post-secondary skill needs and address
them, as discussed above. Thus, the District’s defense on this score is unavailing.
WRITTEN EXPRESSION
Parents argue that the District inappropriately failed to address weaknesses in written
expression that Student had exhibited. I conclude that the preponderance of the evidence does
not prove that the District failed to provide appropriate services with regard to written
expression. Although the 2010 evaluation report mentioned this as a weakness, it also endorsed
it as a relative strength; moreover, the report evidenced a conscious choice not to identify
Student with a specific learning disability in written expression, because there was not a
sufficient discrepancy between Student’s performance and ability in this area. There was
testimony indicating that the District’s teachers were not seeing a weakness in this area that
required intervention. There is no evidence that the District’s judgments in this regard were
inappropriate.
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CREDIBILITY
I found that all of the witnesses were credible and reliable. I found that the coordinator
for tenth and eleventh grades was frank as to defects in the IEPs and accepted responsibility
forthrightly. While I accord this witness great credit for credibility, I also give reduced weight to
the witness’ opinions, due to the history of the judgments that the witness made in this matter.
COMPENSATORY EDUCATION
Parent argues that the hearing officer should order compensatory education in the form of
“adult compensatory education”. Parent argues that Student’s graduation requires that any
compensatory education order be delivered by a service provider servicing adults, and that
therefore it cannot be limited to the secondary school level of educational services. Parent points
to this hearing officer’s decision in a previous matter, limiting compensatory education to the
secondary level of curriculum, and argues that this limitation should not be imposed in the
present matter. Parent argues that the previous decision is distinguishable because Student in
this case, unlike the student in the previous matter, has graduated. Parent points to various
judicial decisions that expressly authorized post-secondary services as part of a compensatory
education award.
The District points to OSEP guidance, Letter to Frank, 52 IDELR 16 (2005), which
explicitly advised that IDEA funds cannot be used for tuition for a college, stating that such
funds must be limited to paying for secondary school services only. The District distinguishes
and criticizes the authorities cited by Parent and argues that decisions by other hearing officers
confirm that post-secondary services cannot be made a part of a compensatory education order.
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Parents point out correctly that the nature of compensatory education permits it to be
ordered even if the child has passed the age of 21. Ferren C. v. School Dist. of Phila., 595
F.Supp.2d 566, 575 (E.D. Pa. 2009). It follows that compensatory education is not limited to
services that can be provided only by a secondary school. Ferren C. recognized the
appropriateness of ordering provision of a wide range of services provided by organizations
other than secondary schools, emphasizing that compensatory education is equitable in nature
and is not delimited by the outlines of statutory authority. Ferren C. v. School Dist. of Phila.,
595 F.Supp.2d above at 577. I conclude that the compensatory education is not limited by the
nature of the service provider, especially in the present situation, where the equitable remedy
seeks after graduation to return the Student to the position the Student would have been in if the
District had provided the extensive academic and transition services that the IDEA mandates.
Thus, my order for compensatory education will not forbid the use of compensatory
education funds for services because they are provided by “post-secondary” providers.
Similarly, it will not prohibit services provided by organizations simply because the
organizations provide services to adults. This too would amount to limiting services on the basis
of the nature of the provider of services, and for this reason I reject the District’s argument that
the order should be so limited. In addition, I conclude that such a limit would limit the Parents’
choice of providers greatly, making it unduly, unnecessarily and inequitably difficult for Parents
to provide the services that Student needs in a timely fashion.
In this decision, I am guided by the OSEP Letter to Frank, discussed by both parties. The
letter stated that an LEA could not expend IDEA funds for college tuition, but it pointed out that
there may be circumstances in which an award of compensatory education could be used for the
costs of a provider that is not a secondary school, especially for a student who has graduated.
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The letter contained a proviso: services so provided must be “considered secondary education”
under state law.
I accept the OSEP interpretation of the IDEA. It is clear that the IDEA requires special
education only at the secondary school level. 34 C.F.R. §300.17(c); 300.36. Both sections of the
regulation refer to secondary school “education”. I conclude that the regulation does not limit
the source of that education; rather, it limits the nature of the education itself. This is
emphasized in the definition of “secondary school”, which contains the exception: “except that it
does not include any education beyond grade 12.” 34 C.F.R. §300.36. I conclude that the
critical criterion for limiting the special educational services required by the IDEA is the grade
level of the education being taught, not the grade level of the provider of that education. Thus, I
will limit the compensatory education order to educational services recognized or authorized by
the Commonwealth of Pennsylvania as grade twelve or lower services.
This is consistent with the authorities cited by the parties. As noted, this is the distinction
that OSEP relied upon in Letter to Frank. It is consistent with Pennsylvania judicial authority
that makes it clear (albeit in the different context of gifted education) that Pennsylvania law does
not require school districts to provide college courses to secondary school students. Centennial
Sch. Dist. v. Commonwealth, 517 Pa. 540, 551-553 (1988) (gifted education mandate limited to
statutorily mandated high school curricular offerings).
Pennsylvania public schools, both primary and secondary, are authorized to provide a
broad array of curriculum, including remedial services, 24 P.S. 15-1511.1, and vocational
education, including occupational training, 22 Pa. Code §39.22. Thus, by limiting the
compensatory education order to educational services recognized or authorized by the
Commonwealth of Pennsylvania as grade twelve or lower services, I intend Parents to have
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discretion to provide Student with any services of a nature that is authorized by Pennsylvania law
to be provided by Pennsylvania public schools, including the above, as well as those services
mandated by the IDEA, discussed above.
The District argues that the compensatory education order should take into account that
Parents did not complain about Student’s educational program until Spring of Student’s twelfth
grade year, in the context of a due process request, and that they opted to have Student graduate
rather than accept an additional year of vocation-oriented services beyond twelfth grade. I agree
that these assertions are basically true, and I take them into account, as an order for
compensatory education is primarily an exercise of equitable authority. Nevertheless, I do not
find these considerations to be so compelling that they require a reduction of the compensatory
education ordered in this matter. 8
Compensatory education is not a monetary sum awarded to parents 9, making relevant the
equitable “clean hands” principle. It is an order that a school district provide educational
services to a student, to make up for its failure to provide meaningful educational benefit to the
Student –either hour for hour, or to return the child to the position the child would have been in if
the education agency had provided a FAPE. Judicial authority further recognizes that a child’s
entitlement to compensatory education should not depend upon the parent’s vigilance in policing
a local educational agency in its fulfillment of its statutory duties. Ridgewood Bd. Of Educ. v.
N.E., 172 F. 3d 278, 250 (3d Cir. 1999); Brendan K. v. Easton Area Sch. Dist., 2007 U.S. Dist.
8 While I acknowledge that Parents chose graduation and rejected an offer of services for a thirteenth school year, I
conclude that this argument is beside the point. In deciding for graduation for reasons related to Student’s relatively
advanced age, comfort and self-esteem, Parents did not waive compensation for services that should have been
provided in the tenth through twelfth grades. Moreover, there is no evidence that the offered services were post-
secondary in nature, as the District suggests.
9 While the order in this matter will not prohibit the parties from converting the District’s educational obligation to a
monetary value in a monetary fund for the benefit of Student, that is the option of the parties for administrative
purposes, and is not the fundamental nature of compensatory education, which is educational and related services to
a child.
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LEXIS 27846 at 26 (E.D. Pa. 2007). Similarly, Parents’ failure to apply for vocational
rehabilitation services and other habilitation services for Student does not reduce the District’s
obligation to recompense Student for the services that it was obligated to provide but did not.
Nor does the Parents’ decision to allow Student to graduate reduce the District’s obligation. My
order does not require the District to provide service because it would have done so if Student
had stayed for an extra year; it requires compensation for the services – including post-secondary
transition services as defined in the IDEA and its implementing regulations – that it should have
provided to Student while Student was enrolled in its high school.
CONCLUSION
In sum, I conclude that the District failed to provide Student with a FAPE during the
relevant period. Because this failure was in the areas of reading and mathematics, the record
supports an inference, unrebutted by competent evidence, that the failure to provide Student
with a FAPE pervaded all aspects of Student’s education. Therefore I will order the District to
provide Student with compensatory education for full days 10 of education during the entire
relevant period 11 , to be calculated as provided in the order below.
As to the post-secondary nature of the compensatory education, I conclude that the
Parent will be given discretion to choose any and all instructional, remedial or developmental
services, regardless of the identity of the provider of such services, as long as the services are
substantially equivalent in nature to those educational services recognized by the
10 A full day will be 6.8 hours. (S 10.)
11 I have considered the required period for identification and remediation of the deficits in the District’s
programming, and I conclude that it should not be applied to limit the number of days for which I order provision of
special education. Student returned to the District for tenth grade, and began at the beginning of the school year.
The relevant period does not begin until April of that school year. I conclude that the District thus had over seven
months within which to remediate the deficiencies in its program; there is no equitable basis upon which to reduce
the amount of compensatory education ordered to begin on April 10, 2011.
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Commonwealth of Pennsylvania as grade twelve or lower services, or authorized by the
Commonwealth to be provided by public elementary, middle or high schools. I find no evidence
that would justify a separate, additional educational evaluation at public expense; therefore I
will not order the District to pay for one in addition to the compensatory education to be
ordered. Nevertheless, compensatory education may include evaluation services, at Parents’
discretion, under the order below. 12
Any claims regarding issues that are encompassed in this captioned matter and not
specifically addressed by this decision and order are denied and dismissed.
12 The parties did not brief the Parents’ separate claim for services under section 504. In light of my decision, I find
no need to address that claim, because the District’s violation of the IDEA is also a violation of section 504, and my
remedy addresses any such violation appropriately.
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ORDER
1. The District failed to offer and provide Student with a FAPE from April 10, 2011 to the
date of Student’s graduation, June 15, 2013.
2. The hearing officer hereby orders the District to provide compensatory education to
Student for the period from April 10, 2011 to June 15, 2013.
3. Compensatory education shall be provided in the form of any instructional, remedial or
developmental service that addresses Student’s educational needs, including but not
limited to academic and vocational education and educational or vocational evaluation.
Parent may select any qualified provider of such services. Such services shall be
substantially equivalent in nature to those educational services recognized by the
Commonwealth of Pennsylvania as appropriate to grade twelve or lower grades, or
authorized by the Commonwealth of Pennsylvania to be provided by public elementary,
middle or high schools. The number of hours of compensatory education shall be 6.8
hours for every day that Student was present in school from April 10, 2011 to June 15,
2013.
4. The cost of such services shall be limited to the comparable cost that the District would
incur to provide such services through qualified instructors, including salary and fringe
benefits, or by contract with appropriate providers. The services may be provided at any
time, including after Student reaches 21 years of age.
W illiam F . C ulleton, Jr. E sq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
November 15, 2013
