West Chester Area School District | Case 15616-14-15 | 2015-11-20
Pennsylvania special education due-process decision
- Case number
- 15616-14-15
- Date
- 11/20/2015
- Parties / district (official listing)
- West Chester Area School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Autistic Spectrum Residential Placement Transfer into District
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: B.O.
Date of Birth: [redacted]
Dates of Hearing: 7/21/2015, 7/23/2015, and 10/16/2015
CLOSED HEARING
ODR File No. 15616-14-15AS
Parties to the Hearing: Representative:
Parents
Parent[s]
Parent Attorney
Lorrie McKinley, Esquire
McKinley & Ryan, LLC
238 West Miner Street
West Chester, PA 19382
Local Education Agency
West Chester Area School District
829 Paoli Pike
West Chester, PA 19380-4551
LEA Attorney
Sharon Montanye, Esquire
Sweet, Stevens, Katz & Williams LLP
331 Butler Avenue
New Britain , PA 18901
Date Record Closed: November 9, 2015
Date of Decision: November 20, 2015
Hearing Officer:
Cathy A. Skidmore, M.Ed., J.D.
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INTRODUCTION AND PROCEDURAL HISTORY
The student (Student) 1 is a mid-teenaged student in the West Chester Area School
District (District) who is eligible for special education pursuant to the Individuals with
Disabilities Education Act (IDEA).2 Student’s Parents filed a Due Process Complaint against the
District in November 2014, asserting that it denied Student a free, appropriate public education
(FAPE) under the IDEA in its proposed program for the 2014-15 school year as the family
moved to Pennsylvania. The hearing was delayed for various reasons, including the
complexities created by the family’s long-distance move to Pennsylvania, the need to maintain
programming for Student during and after relocation, and the parties’ exploration of potential
resolution throughout the changing and complicated circumstances.
The dispute centered over whether Student n eeded a residential placement in order to
receive FAPE. This hearing officer issued two pendency rulings over the course of these
proceedings, one related to the 2014-15 school year and one related to Extended School Year
(ESY) services in 2015. The case proceeded to a due process hearing convening over three
sessions, at which the parties presented evidence in support of their respective positions.3 Much
of the testimony focused on the program that Student was provided in the state where the family
resided until the fall of 2014 and where Student attended until the fall of 2015, and the parties
disagreed on whether that program was residential in nature. The Parents sought to establish that
Student needed a residential placement in order to be provided with FAPE, while the District
1 In the interest of confidentiality and privacy, Student’s name and gender, and other potentially identifiable
information including geographical references, are not used in the body of this decision.
2 20 U.S.C. §§ 1400-1482.
3 References to the record will be made as follows: Notes of Testimony (N.T.), Parent Exhibits (P), School District
Exhibits (S), and Hearing Officer Exhibits (HO). In addition to the exhibits admitted at N.T. 753-55, and in order to
ensure a complete record, P-2 is also hereby admitted. References to the few duplicative exhibits will be to one or
the other or both.
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maintained that its proposed special education day program was appropriate for Student.
For the reasons set forth below, I find in favor of the Parents.
ISSUE
Whether Student requires a residential placement in order to be
provided with FAPE.
FINDINGS OF FACT
General Background
1. Student is a mid-teenaged student who is a resident of the District and is eligible for
special education on the basis of Autism. (N.T. 25-26)
2. Student was eligible for early intervention services following a diagnosis of Pervasive
Developmental Disorder around the age of two. (N.T. 242-44; P-3 pp. 2, 4-5)
3. A neuropsychological evaluation in 2006 just before Student entered first grade reported
cognitive and language impairments, weak social skill abilities, and significant
difficulties with attention. The neuropsychologist provided a diagnosis of Autistic
Disorder based on the criteria in the Diagnostic and Statistical Manual, Fourth Edition.
(P-3)
4. A re-evaluation by the same neuropsychologist in 2011 reported results very similar to
the previous 2006 evaluation, and continued to provide a diagnosis of Autistic Disorder.
(P-4)
5. Student has also been diagnosed with Obsessive Compulsive Disorder (OCD) and
Attention-Deficit/Hyperactivity Disorder (ADHD), which are co-morbid with and
directly related to Student’s Autism. Student exhibits repetitive, stereotyped behaviors,
can be impulsive, has a limited attention span at times, and can be aggressive towards
others resulting in minor injuries. Medication has been prescribed for Student’s OCD
and ADHD, as well as other symptoms of Student’s autism, and has been helpful in
managing Student’s aggression to the point that Student’s psychiatrist considered Student
at low risk for that type of behavior by July 2015. (N.T. 94, 96-101, 118-19, 378; P-3 p.
13, P-4 p. 11, P-16, P-17, P-18, P-28 p. 19)
6. Student experiences significant difficulty with changes to routine and environments, and
requires a schedule that is highly predictable. Student can adapt to changes within the
regular structured routine with thoughtful advance planning and explanation. (N.T. 102-
04, 193, 280, 413-14)
7. Student uses a limited vocabulary and has a clear need to further develop communication
skills. (N.T. 94, 123, 240, 419-20, 425; P-22 pp. 8, 11-12)
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8. Because of Student’s OCD, Student can be overly focused on items that are, from
Student’s perspective, not properly lined up or orderly. For example, Student is bothered
by seeing a zipper that is not zipped, or untied shoelaces, and Student will try to close the
zipper or tie the shoelaces, even if those items are on the clothing of a stranger. (N.T.
186, 190-91, 193, 241, 261, 282, 376, 409-10; P-28 pp. 15, 17)
9. Student does not have awareness of safety, and may be at risk for placing Student’s self
in danger of physical injury such as from a car driving down a street. Student sometimes
has difficulty sleeping, and will get up in the middle of the night requiring others to check
on Student. Student requires constant supervision 24 hours a day. (N.T. 105-06, 108-09,
124, 129, 191, 241, 262, 265, 279-80, 301, 309, 338, 376, 740)
10. Student thrives when provided a full schedule of planned activities throughout the day.
Student is better able to self-regulate, and to learn, when engaged throughout the day.
(N.T. 263, 299-301, 326, 376)
Programming through the 2013-14 School Year
11. Student previously resided in another state (hereafter other state), beginning in July 2012.
Prior to that time, Student resided in a different state where Student attended public
school, then a residential school beginning at age seven and continuing through age
thirteen. The Parents explored public and private school options for Student in the other
state in early 2012, and were focused on another residential placement. (N.T. 241-42,
246-52, 257, 265-66, 269-70, 272-74; P-5, P-6, P-7, P-8, P-9)
12. The Parents worked with the school district in the other state to identify a school for
Student, but there was no appropriate residential placement near where the family was to
reside. The Parents decided on a particular out of district school (hereafter ODS) because
of its small student population, large campus, and child-oriented approach, and they
determined that Student would live in a group home. (N.T. 170, 273-77, 343, 348)
13. The Parents and school district in the other state entered into an agreement in April 2012,
wherein that school district agreed to place Student in the ODS, with a residential
placement funded by a regional service program for individuals with developmental
disabilities. However, the regional program requires that parents share the cost of out-of-
home placements for children under the age of 18. (P-13 pp. 1-4; S-2 pp. 1-2)
14. Student’s May 2012 Individualized Education Program (IEP) for the ODS provided for
goals and short term objectives addressing needs in reading, mathematics, receptive and
expressive language, activities of daily living, and behavior. This IEP also included
program accommodations/modifications/supports and related services. (P-10)
15. Student experienced difficulty with the transition to the other state and the ODS. For
several months, before arrangements for the group home were complete, Student resided
with the family. The Parents hired people to supervise Student in the home. (N.T. 279-
80, 371, 729-30)
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16. Student became a resident of the group home in July 2012, and was successful integrating
into that environment. The group home operates 365 days a year without breaks or
holidays. The residents had a routine with activities in the evenings and weekends
including community outings. Student was approximately three miles from the family’s
residence, and they visited with Student weekly at the group home and at the family
residence where Student sometimes spent the night. (N.T. 284-85, 307-09, 368-69, 414-
15)
17. Student experienced difficulty with the hour or more bus ride between the group home
and the school. Staff from both the group home and school worked together to
coordinate the structure of the bus ride, and Student became more comfortable with the
routine. (N.T. 102, 296)
18. Student was evaluated by a certified school psychologist in the other state in September
2012 at the request of Student’s school district there. The psychologist observed Student
at school and obtained input from Student’s teacher and service providers but not staff at
the group home. Student had limited expressive language at that time. Student’s teacher
completed a Child Behavior Checklist, indicating clinically significant concerns with
Thought Problems, which was consistent with the Autism and OCD diagnoses. Student’s
adaptive behavior, communication, daily living, and social skills were all judged to be
areas of deficit. (N.T. 168-69, 171-72, 174; P-20, P-21)
19. The psychologist was a member of Student’s IEP team after the 2012 evaluation, and was
involved in programming decisions for Student at that time. (N.T. 207)
20. Student’s June 2013 IEP for the ODS provided goals and short term objectives
addressing needs in reading, written expression, mathematics, speech/language,
occupational therapy, activities of daily living, self-regulation, social skills, and behavior.
This IEP also included program accommodations/modifications/supports and related
services. (P-11)
21. The Parents entered into a new agreement with the school district in the other state in the
fall of 2013, wherein that school district agreed that Student would reside in the group
home. Student’s residential cost was provided through a regional center, with some cost
to the Parents and some cost to that school district. (N.T. 277, 279, 302-04; P-13 pp. 5-
10)
22. The group home developed an Individual Service Plan (ISP) in January 2014 for that
entire calendar year. The ISP reflected that Student at that time exhibited tantrums,
physical aggression, and self-injury, and pica was a significant concern. Student
demonstrated some independent self-care skills while requiring prompts for others, and
many independent activities of daily living skills. Student required close supervision in
the community due to concerns over safety, removal of clothing in public, inappropriate
touching of others, and pica. The ISP included a Behavior Support Plan and goals
addressing self-care, daily living, communication, and recreation/leisure/community
involvement skills in the group home. (N.T. 294-95; P-14)
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23. Student’s school district had an agreement with a community service organization
(hereafter CSO) for case management services for students who were in residential
placements. Student had a CSO case manager who visited the school Student attended
quarterly and conducted observations which were then reported to the school district.
She additionally met with the group home supervisor to discuss Student’s abilities in that
setting, with discussions on how strategies used at school effectively could similarly be
used in the group home. The case manager also reviewed Student’s progress on IEP
goals. The case manager communicated with the Parents about how Student was
generalizing skills from Student’s IEP into the home and group home environments. By
May 2014, the CSO case manager recommended coordination of services and care across
all environments and monitoring of generalization of skills learned in therapy. (N.T.
166-67, 179-80, 210-11, 290-91, 384, 417-18; P-23)
24. When Student first had CSO case management services, the focus was on Student’s
anxiety and OCD. That focus changed over time to involve generalization of skills
demonstrated at school into the group home environment. Specifically, Student worked
on daily living skills that required Student to practice continually and outside of the
school day in order to begin to approach independence with those skills. (N.T. 181-82,
195-96)
25. Student’s June 2014 IEP for the ODS summarized Student’s present levels of academic
achievement and functional performance, provided goals and short term objectives
addressing needs in reading, written expression, vocational skills, social skills, self-
regulation, receptive and expressive language, occupational therapy, and behavior. With
respect to adaptive living skills, Student reportedly had effectively generalized social
skills strategies from the school to the group home, and a new goal provided for Student’s
use of case management services for generalization of those skills (such as folding
laundry, buying groceries, and demonstrating social skills) to the home environment.
Many of the goals targeted use of skills across two or more settings (as contrasted with
across school environments). This IEP also included program
accommodations/modifications/supports and related services as well as a transition plan.
(P-12; S-8)
26. The group home provided progress reports on the ISP. Student met several of the ISP
goals over the course of the 2014 calendar year: self-care (tooth-brushing with prompts),
daily living (performing household chores and making a salad with prompts),
communication (cooperative activities), and the recreation/leisure/community
involvement goals; Student also reached the behavior objectives. Student engaged in few
tantrums after March 2014 and had only one incident of self-injury after that time. In the
fourth quarter of 2014, Student reportedly engaged in one incident of aggression, with no
other incidents of the targeted behaviors. (P-15, P-41 p. 2)
Programming During the 2014-15 School Year
27. In September 2014, the Parents and the school district in the other state executed an
Addendum to their previous settlement agreement. In that Addendum, the parties set
forth terms relating to Student’s move out of that state; specifically, language specified
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that if the Parents moved from the District by September 15, 2015, an IEP Amendment
would document that “Student’s last agreed upon placement” was residential (P-13 p.
11). (P-13 pp. 11-15; S-10 pp. 3-7)
28. The ODS had approximately 34 students at the time of the due process hearing. The
majority of students have been diagnosed with autism. Students at Student’s level
worked on academics at his or her individual level and were provided with individual and
group related services, in addition to engaging in community activities. (NT. 407-09,
454)
29. Student’s sensory needs were met at the ODS through opportunities for physical activity
approximately one time every hour, and Student would ask to take breaks for that
activity. (N.T. 411-12)
30. Students had community meals and chores at the ODS, and worked on activities of daily
living, particularly as the children were transition-aged (beyond Student’s age during the
2014-15 school year). (N.T. 418-23, 456-57)
31. A new ISP was developed for Student in January 2015. This ISP reflected that Student at
that time had had only one incident of targeted behavior (physical aggression) in the last
quarter of 2014. Student demonstrated several independent self-care skills while
requiring prompts and assistance for others, and many independent activities of daily
living skills. Student required close supervision in the community due to concerns over
safety. The ISP included a Behavior Support Plan and goals addressing self-care, daily
living, communication, and recreation/leisure/community involvement skills in the group
home. (P-41)
32. CSO services terminated in the spring of 2015 at the request of the school district in the
other state after the family moved to Pennsylvania. (N.T. 208-09)
33. As of the summer of 2015, Student demonstrated better-developed adaptive skills in the
school environment than elsewhere, including in the group home. (N.T. 197; P-22 p. 11)
Transition to the District
34. In early August 2014, the Parents contacted the District to advise that the family was
moving into the District from another state. They explained that Student had been in
residential placements since the age of seven. (N.T. 29, 310-12, 671-72; P-38; S-10 p. 1)
35. When a student moves into the District from another state, the assigned supervisor of
special education gathers information from the previous school district in order to
schedule a meeting with the parents and to make a recommendation for placement
pending an evaluation under Pennsylvania law. (N.T. 31-33, 702-03)
36. The District responded to the Parents’ initial contact, explaining that it would need to
conduct an evaluation but would implement the other state’s IEP to the extent possible,
with recommendations based on the child’s needs. The District also advised that it did
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not make recommendations for residential placements, and would only be responsible for
the school portion of any such tuition. (P-38)
37. An advocate for the Parents contacted the District in early September 2014. Later that
month, the District convened a meeting with the Parents, their advocate, and its staff.
The Parents related their understanding of Student’s program in the other state, and the
District advised that it would provide a similar day program while an evaluation was
conducted. (N.T. 37-39, 46-47, 50-51, 53, 675-76; P-29, P-40 p. 1; S-14)
38. The Parents enrolled Student in the District on September 8, 2014, and explored schools
on their own in September and October 2014. One of those schools was an approved
private school where Student ultimately began attending as a residential student in the fall
of 2015. (N.T. 317-19, 351, 559-60, 727-28; S-11)
39. A second meeting convened in early October 2014. Around this time, the District
provided referrals to the Parents of several private schools with programs similar to what
Student was provided in the other state. Some of those referrals were for programs with a
residential component, since that is what the Parents were seeking, but the District
confirmed its determination that it would provide a non-residential program for Student.
A District social worker attended and provided information to the Parents about Medical
Assistance as a source of funding for residential programming. At that meeting, the
District provided a Notice of Recommended Educational Placement (NOREP) for a day
program of autistic support operated by the county Intermediate Unit (IU) (hereafter IU
Program) pending completion of an initial evaluation. That conclusion had been reached
by District members of the IEP team before the meeting. The Parents did not approve the
NOREP. (N.T. 50, 55, 56-57, 59-61, 63-64, 65, 143-44, 317, 320-21, 328, 387-89, 394-
95, 560-61, 632, 661, 677, 679-82, 685-86;P-31, P-32, P-40 p. 2; S-13, S-15, S-16, S-18)
40. District personnel interpreted the then-current IEP from the other state to mean that
Student’s residential placement there was not related to Student’s school-based
programming. (N.T. 70, 149-50)
41. During that October 2014 meeting, the District sought permission to conduct an
evaluation of Student. The Parents gave their consent; however, as of the summer of
2015, Student had not been brought to Pennsylvania for that evaluation. The Parents
believed that having Student come to Pennsylvania for an evaluation and then return to
the other state would be very difficult for Student. The District advised the Parents in
early November that the evaluation timelines would be held “in abeyance” until Student
was in Pennsylvania. (N.T. 144-45, 157, 329-30; P-31; S-19, S-21)
42. After the October meeting, the Parents toured the IU Program (hereafter IU Program).
(N.T. 319, 321-23, 721)
43. The IU Program has a classroom with a small crisis/de-escalation room, as well as a
separate area set up like an apartment with a kitchen, living room, and bedroom; a
sensory room is also nearby. The classroom also has access to an outdoor area that is
enclosed. Students are provided a standards-based academic program, with individual
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and group activities, that includes life skills, community outings, and vocational
activities. IU Program staff utilize Applied Behavioral Analysis (ABA) approaches.
Occupational, physical, and speech/language therapy are available. There were seven
students and ten staff members in that IU Program at the time of the due process hearing,
with all children provided a personal care assistant or therapeutic staff support worker.
The children demonstrate varying communication abilities. (N.T. 490-93, 495-96, 501-
02, 616-20, 622-25, 634-35, 637-38, 640-41, 644-46, 649, 658-59)
44. Mental health therapists are available at the IU Program. In addition, a full-time Board
Certified Behavior Analyst (BCBA) works in the building. (N.T. 620, 624, 649-50, 662-
63)
45. Student was evaluated again in the other state in March 2015 by the same certified school
psychologist who had done so in 2012, but this time the Parents requested the evaluation.
The psychologist obtained information from staff at the group home for this evaluation,
as well as from the Parents, teacher, mental health, speech, and occupational therapists,
and Student’s psychiatrist. She also observed Student in the classroom. As in her prior
evaluation, this psychologist concluded that Student continued to demonstrate needs in
adaptive behavior, communication, daily living, and social skills, and was exhibiting a
lack of growth in adaptive behavior skills (compare Vineland Adaptive Behavior Scales,
P-21 p. 6 and P-22 p. 11; see N.T. 201). (N.T. 183-85, 201, 208; P-22)
46. The psychologist from the other state believed that Student required a residential
placement for educational purposes because Student requires constant support and
supervision in order to be safe. She also believed that Student needs to continually
practice adaptive skills throughout the entire day, all week long, and across
environments. (N.T. 190-91, 199-202, 205, 216; P-22 pp. 13-14)
47. A meeting at the school district in the other state convened in May 2015. The Parents
attended this meeting along with Student’s teachers and related service providers from
the school, but no one from the District participated (although the record does not
establish that the District was notified of the meeting). This IEP revised the Behavior
Intervention Plan and the transition plan, and provided reports on Student’s progress
toward goals; for the CSO goal, the case manager recommended a goal for generalization
of adaptive living skills from the school to home environment. This IEP proposed new
goals addressing pragmatic language, expressive language, reading, written expression,
functional daily living skills, self-regulation, occupational therapy, and behavior. (N.T.
354-56; S-29 pp. 3, 37-81)
48. Several District personnel traveled to the other state to observe Student in the group home
and school in June 2015. They also saw Student on a community outing. One of the
Parents was present for those observations. (N.T. 330-34, 468-69, 497-98, 689)
49. The District personnel observed Student in the classroom for a mathematics lesson, and
spoke with Student’s teacher at the School about the curriculum used in Student’s class as
well as behavioral and transition strategies she used with Student. They also observed
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Student participate in a physical activity. (N.T. 333-34, 470-71, 485-86, 517-18, 699-
701, 710-12)
50. The District personnel observed Student and other students performing activities in the
group home. Student had a snack and interacted with staff and the Parent who was
present during the time spent at the group home. The District personnel also joined the
students and group home staff who went on a community outing, including Student. In
that outing, the students were required to navigate a city transit system to get to a city
attraction where Student had been many times, walking among tourists and exploring the
venue for several hours. Student required redirection at times during this outing. (N.T.
332-34, 472-80, 509-11, 514-15, 696-99, 709-10)
Residential School
51. Student came to Pennsylvania in early September 2015 and began attending a residential
school (hereafter Residential School) at District expense pursuant to this hearing officer’s
pendency order. A teacher from the Residential School had accompanied the District
staff who traveled to the other state, and that observation was part of its acceptance
process of Student. (N.T. 335, 562-63; P-35, P-36; HO-1 p. 6)
52. The Residential School is an approved private school for children with intellectual
disabilities. It serves both day and residential students from kindergarten through twelfth
grade at its main campus, and also has a second campus for students who are 18-21 years
of age in a transition program. There are approximately 84 students in the regular
program, 51 who are residential students. The Residential School has a 180-day school
year that does offer an ESY program, and closes for one or two weeks several times
during the course of the calendar year as well as one month during the summer. (N.T.
541-544, 546-47, 558-59, 587)
53. The Residential School implements IEPs created by the home school district for each
child and provides progress reports. In its classrooms, the ratio of staff to students is
between 2:3 and 1:2. Some students have a one-on-one aide. Certified speech/language,
occupational, and physical therapists provide related services. (N.T. 544-46, 548-49)
54. The main campus program at the Residential School is on a large campus with
classrooms and residential buildings set up as a village with open spaces including
walking trails. All students are assigned to a house on campus, and practice daily living
skills each day. The school day includes academic instruction and activities such as art,
music, and physical movement. All students are assigned chores to perform. Students
also participate in community outings and activities, and older children are provided
vocational training. (N.T. 543, 549-54, 585-86)
55. Students who reside at the Residential School have goals in their IEPs that are specific to
the residential component of their program. These children develop and practice daily
living skills from early morning through the evening. These children participate in after-
school, evening, and weekend activities with the other students that reside together.
(N.T. 554-57, 587-89)
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56. For Student, staff at the Residential School were implementing the IEP from the other
state as revised in June 2015. Student was working on daily living skills that Student had
not yet mastered at the Residential School, including personal hygiene, doing laundry,
and performing cleaning tasks in the housing unit. Student was assigned to a particular
group for work activities in the afternoons. At the time of the final session of the due
process hearing, Student had adjusted well to the Residential School, with one exception:
when Student goes home for the weekend, Student exhibits more anxiety and agitation,
and OCD behaviors, upon returning to the Residential School. (N.T. 563-70, 573, 581-
83, 595-98, 601-02, 729)
DISCUSSION AND CONCLUSIONS OF LAW
General Legal Principles
Generally speaking, the burden of proof consists of two elements: the burden of
production and the burden of persuasion. At the outset, it is important to recognize that the
burden of persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62
(2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). Accordingly,
the burden of persuasion in this case rests with the Parents who requested this hearing.
Nevertheless, application of this principle determines which party prevails only in cases where
the evidence is evenly balanced or in “equipoise.” The outcome is much more frequently
determined by which party has presented preponderant evidence in support of its position.
Hearing officers, as fact-fi nders, are also charged with the responsibility of making
credibility determinations of the witnesses who testify. See J. P. v. County School Board, 516
F.3d 254, 261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014 U.S.
Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution (Quakertown
Community School District), 88 A.3d 256, 266 (Pa. Commw. 2014). This hearing officer found
each of the witnesses to be credible overall, and the testimony as a whole was consistent with
respect to most factual matters, despite the conflicting positions of the parties at the hearing; the
credibility and reliability of specific testimony is addressed further as necessary as below. It
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should also be noted that the Parents presented as caring, devoted, and passionate advocates for
Student; similarly, all of the District personnel presented as dedicated and qualified
professionals.
In reviewing the record, the testimony of ev ery witness, and the content of each exhibit,
were thoroughly considered in issuing this decision.
General IDEA Principles
The IDEA requires the states to provide a “f ree appropriate public education” (FAPE) to
a student who qualifies for special education services. 20 U.S.C. §1412. In Board of Education
of Hendrick Hudson Central School District v. Rowley, 458 U.S. 176 (1982), the U.S. Supreme
Court held that this requirement is met by providing personalized instruction and support
services to permit the child to benefit educationally from the instruction, providing the
procedures set forth in the Act are followed. The Third Circuit has interpreted the phrase “free
appropriate public education” to require “significant learning” and “meaningful benefit” under
the IDEA. Ridgewood v. Board of Education, 172 F.3d 238, 247 (3d Cir. 1995). Local
education agencies, including school districts, meet the obligation of providing FAPE to eligible
students through development and implementation of an Individualized Education Program
(IEP), which is “‘reasonably calculated’ to enable the child to receive ‘meaningful educational
benefits’ in light of the student’s ‘intellectual potential.’” Mary Courtney T. v. School District of
Philadelphia, 575 F.3d 235, 240 (3d Cir. 2009) (citations omitted).
Substantively, the IEP must be responsive to the child’s identified educational needs. 20
U.S.C. § 1414(d); 34 C.F.R. § 300.324. However, the IEP need not “provide ‘the optimal level
of services,’ or incorporate every program requested by the child's parents.” Ridley School
District v. M.R., 680 F.3d 260, 269 (3d Cir. 2012). The standard is not maximization of the
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child’s potential. Rowley, supra, at 198.
The IEP is developed by a team, and a child’s educational placement must be determined
by the IEP team based upon the child’s IEP, as well as other relevant factors. 34 C.F.R. §
300.116. In a situation such as this, where a child moves from one state to another, parents must
still play an important role in the placement decision:
In the case of a child with a disability who transfers school districts within the
same academic year, who enrolls in a new school, and who had an IEP that was in
effect in another State, the local educational agency shall provide such child with
a free appropriate public education, including services comparable to those
described in the previously held IEP, in consultation with the parents until such
time as the local educational agency conducts an evaluation pursuant to
subsection (a)(1), if determined to be necessary by such agency, and develops a
new IEP, if appropriate, that is consistent with Federal and State law.
20 U.S.C. § 1414(d)(2)(C)(i)(II); see also 34 C.F.R. § 300.323(f). Key principles in this
statutory provision are “services comparable to those described in the previously held IEP” and
“in consultation with the parents.”
Parents play “a significant role in the IEP process.” Schaffer, supra, at 53. Indeed, a
denial of FAPE may be found to exist if there has been a significant impediment to meaningful
decision-making by parents. 20 U.S.C. § 1415(f)(3)(E); 34 C.F.R. § 300.513(a)(2).
The IEP proceedings entitle parents to participate not only in the implementation
of IDEA's procedures but also in the substantive formulation of their child's
educational program. Among other things, IDEA requires the IEP Team, which
includes the parents as members, to take into account any “concerns” parents have
“for enhancing the education of their child” when it formulates the IEP.
Winkelman v. Parma City School District, 550 U.S. 516, 530 (2007). Thus, where a child with
an existing IEP moves into another state, there must be an interim determination of how
comparable services will be provided prior to completion of the IEP process in the new state.
While the procedure for making an interim determination of services for a child who moves into
a state differs somewhat from the typical IEP process, the role of the parents must not be
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minimized.
LRE and Residential Placement
Another essential consideration in this matte r is the IDEA obligation for eligible students
to be educated in the “least restrictive environment” (LRE) which permits them to derive
meaningful educational benefit. 20 U.S.C. § 1412(a)(5); 22 Pa. Code § 14.145; T.R. v.
Kingwood Township Board of Education, 205 F.3d 572, 578 (3d Cir. 2000). In Oberti v. Board
of Education of Clementon School District, 995 F.2d 1204, 1205 (3d Cir. 1993), the Third Circuit
adopted a two-part test for determining whether a student has been placed into the least
restrictive environment as required by the IDEA. The first prong of the test requires a
determination of whether the child can, with supplementary aids and services, successfully be
educated within the regular classroom; and the second prong is that, if placement outside of the
regular classroom is necessary, there must be a determination of whether the school has included
the child with non-exceptional children to the maximum extent possible. Id. All local
education agencies are required to make available a “continuum of alternative placements” to
meet the educational and related service needs of children with disabilities. 34 C.F.R. §
300.115(a); 22 Pa Code § 14.145(5).
The federal regulations implementing the IDEA do provide for residential placement if it
“is necessary to provide special education and related services to a child with a disability.” 34
C.F.R. § 30.104. The question of whether a residential placement must be at public expense
requires an assessment of whether that full-time placement is “necessary for educational
purposes, or whether the residential placement is a response to medical, social or emotional
problems that are segregable from the learning process.” Mary Courtney T., supra, 575 F.3d at
243-44 (quoting Kruelle v. New Castle County School District, 642 F.2d 687, 693 (3d Cir.
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1981)). In other words, if the medical, social, and emotional components of the residential
program are “part and parcel of a specially designed instruction to meet the unique needs of a
handicapped child,” the local education agency is responsible for that placement. Id. at 244
(quoting Kruelle at 694).
The Parties’ Claims
As a preliminary matter, this hearing officer rejects the District’s contention that I lack
jurisdiction to decide the issue presented because the District has not yet been provided with an
opportunity to evaluate Student and to develop a program to offer to the family. This argument
was not raised until its Closing Argument, seemingly because it did not learn until testimony
during the due process hearing that Student had made the transition to the Residential School in
Pennsylvania. (District’s Closing Argument at 7-8) Regardless of the questionable timing of
this assertion, and irrespective of any future determinations that may be made regarding
Student’s programming needs, I find no impediment to my jurisdiction over the issue raised in
the Due Process Complaint (S-22), identified at the beginning of the hearing without objection
(N.T. 21), and addressed over the course of three hearing sessions, merely because Student’s
contemplated move to Pennsylvania has now taken place. Thus, this contention is dismissed.
Both parties suggest in th eir Closing Arguments that the other party “predetermined”
Student’s placement before Student arrived in Pennsylvania. The Parents claim that the District
concluded, with very little information about Student, that residential programming was not
necessary for FAPE but rather for other purposes; and the District contends that the Parent were
entrenched in their belief that a residential program was necessary. (Parents’ Closing Argument
at 2-3, 6-8; District’s Closing Argument at 6) While it does appear that both parties held firm
opinions on the residential vs. non-residential placement issue, this matter is complicated by the
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arrangements that Student had in the other state, and the obligations imposed on the District upon
learning of the family’s move and Student’s transfer to Pennsylvania.
As noted above, the District had a responsib ility to consult with the Parents on how it
would provide “comparable services” to those in the IEP from the other state. It is somewhat
puzzling how the determination could reasonably be made from a single email communication
and brief review of Student’s then-current IEP that Student would not be eligible for residential
services as part of Student’s FAPE. (P-38 p. 2; S-10 p. 1) On the one hand, on paper alone,
Student’s IEP for the fall of 2014 did not specifically provide for residential placement, and it
arguably was not crystal clear based on the previous home and school documents it then had
from the other state what educational services related to the home setting. Still, the District was
aware of the Parents’ viewpoint that Student required a residential setting for educational
programming. Thus, at the very least, some further investigation and discussion was indicated
before the District would be in a position to propose a program as Student made the move to
Pennsylvania.
The District argues that it did not dismiss outright the Parents’ desire for a residential
placement for Student and instead presented only an interim proposal while it conducted an
evaluation (District’s Closing Argument at 4-7; see also N.T. 392).4 Accepting for the moment
that its initial determination that Student required only a day program was reasonable in the short
term pending an evaluation, this argument is at best plausible only as a preliminary
determination. The concurrent failure to engage the Parents meaningfully in that decision-
4 Following submission of the parties’ Closing Arguments, the District sent a copy of a recent, unpublished Third
Circuit decision, J.F. v. Byram Township Board of Education, 2015 U.S. App. LEXIS 18826 (3d Cir. 2015), with no
objection by the Parents. Neither party made any argument about the application of that case that addresses the
FAPE obligation of a school district when a student transfers from within the same state in light of the IDEA
pendency provisions. While this case may have provided some support for the District’s position on the offer it
made via the October 2014 NOREP, its relevance to the substantive question of whether Student requires residential
programming is tangential at best.
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making process in the fall of 2014 is troublesome, as is the lack of any evidence that it ever, at
any point, wavered from its initial recommendation made before the first meeting with the
Parents. All of this is concerning, even accepting that many aspects of the IU Program appear to
be appropriate in relation to Student’s needs.
Predetermination arguments aside, the issue to be decided is whether Student does
require a residential program. The evidence establishes that Student has significant needs
including, but not limited to, adaptive behavior, daily living, self-care, communication, self-
regulation, safety, and anxiety; and that Student requires a fully structured, predictable, and
coordinated program throughout the entire day, without disruptions, to allow Student to practice
and become more independent with demonstrating skills across all environments. Review of the
June 2014 IEP reveals a clear focus for Student in generalizing skills, particularly those related to
independent living and social/communication, across environments. (P-12, S-8) CSO services
for Student, including quarterly reporting, were arranged by the school district in the other state.
(Finding of Fact (FF) 23) The CSO case manager met with the group home supervisor on a
regular basis, and by May 2014, was recommending coordination of services across all
environments including the monitoring of generalization of skills Student was demonstrating.
(FF 23, 24) That recommendation continued in the spring of 2015, with a marked focus on
Student acquiring independence with adaptive living skills in home environment. (FF 47)
Clearly this increasingly greater emphasis was logically placed on post-school independent
living as Student reached transition age in the other state.
Furthermore, the testimony in this case from the various professionals who know, and
have worked closely with, Student, and have experience with and understanding of special
education programming, is compelling and quite persuasive on Student’s current needs; and, that
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testimony mirrored the belief of the Parents. Those witnesses, who included the school
psychologist who evaluated Student twice, Student’s treating psychiatrist, and Student’s special
education teacher for the previous two school years in the other state, testified unequivocally and
resolutely that Student requires a program with a residential component that provides reliability
and consistency and structure across environments; and that such programming was necessary in
order for Student to further develop and generalize the independent living skills that Student does
and will need approaching and after adulthood. (N.T. 103, 108 (treating psychiatrist); N.T. 427-
28, 431-32, 427 (former special education teacher); FF 46 and citations therein (evaluating
school psychologist from the other state)) All of this testimony must be evaluated in the context
of the recent recognition that Student is exhibiting a lack of growth in adaptive behavior skills
(FF 45), which are quite critical at Student’s age. The Residential School witness, who provided
an opinion similar to that of the witnesses from the other state, summed up this collective
viewpoint quite cogently, explaining that, “Now that I know [Student] close up, a day program
would not be appropriate” because of Student’s significant need to develop independent
functional daily living skills, social and communication skills, and management of behaviors.
(N.T. 570, 592, 598, 600) This hearing officer cannot disregard the knowledgeable and informed
testimony of those individuals who are in the best position to assess and provide opinions on
Student’s current programming needs.
The observations of District personnel on a single visit to the group home (e.g., N.T. 473)
that the services provided in that setting did not appear to be coordinated with the school
program are, simply put, insufficient to overcome the credible opinions of those witnesses and
the objective evidence in the record. The spectrum of Student’s documented needs, and the
testimony of these particular witnesses for the Parents, combined with the clear indications of the
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IEP team in the other state in the spring of 2014 and 20155 that Student needed progressively
more involved coordination and monitoring of services between the school and home
environments, together provide more than preponderant evidence that Student does require
residential programming in order to be provided with FAPE. Stated another way, the record
establishes that Student’s need for residential programming is necessary “for educational
purposes, [not in] response to medical, social or emotional problems that are segregable from the
learning process,” Mary Courtney T., supra, at 243-44, and not principally to address mental
health needs, as the District posited (see, e.g., N.T. 662-63).
Lastly, the District contends that because of the funding scheme that was utilized for the
residential aspect of Student’s combined program in the other state, it cannot as a matter of law
have the obligation to provide for Student’s programming beyond a day school. (District’s
Closing Argument at 10-11) It further points to the fact that the Parents entered into various
settlement agreements with prior school districts in other jurisdictions in order to secure the
composite services that were provided to Student outside of day school programs. (Id. at 11, 13)
While these factors were certainly considered in deciding the FAPE issue that was presented,
none of these circumstances can overcome the fundamental conclusion reached above, namely
that Student at this time requires a residential placement in order to be provided with FAPE.
Accordingly, these contentions must be rejected.
As a final observation, it appears that the District is currently evaluating Student and that
the parties will soon be in a position to meet as a team to determine an appropriate program for
Student going forward. This hearing officer encourages them to keep open minds as they
collaborate together armed with current information on Student and knowledge of Pennsylvania
5 That the District did not participate in the May 2015 meeting does not undermine the recommendations of those
who knew Student well and remained responsible for implementing Student’s educational program.
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resources; and suggests that the parties also consider including a facilitator at any upcoming IEP
meeting, which may be arranged through the Office for Dispute Resolution.
CONCLUSION
Based on the foregoing findings of fact and for all of the above reasons, the Student
requires a residential placement in order to be provided FAPE at this time.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED as follows.
1. Student requires, and the District is obligated to continue to provide, a residential
program as part of Student’s need for FAPE.
2. Nothing in this decision should be read to prevent the IEP team from making any
determinations with respect to Student’s educational program following completion
of an evaluation by the District.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed.
Cathy A. Skidmore
_____________________________
Cathy A. Skidmore
HEARING OFFICER
Dated: November 20, 2015
