West Chester Area School District | Case 1582-10-11 | 2011-08-06
Pennsylvania special education due-process decision
- Case number
- 1582-10-11
- Date
- 08/06/2011
- Parties / district (official listing)
- West Chester Area School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- Identification Eligibility Emotional Disturbance Section 504 Tuition Reimbursement
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
DUE PROCESS HEARING
Name of Child: L.G.
ODR #1582/10-11-AS
Date of Birth:
[redacted]
Dates of Hearing:
May 10, 2011
July 5, 2011
CLOSED HEARING
Parties to the Hearing: Representative:
Parent[s] Emily Foote, Esquire
M c A n d r e w s L a w O f f i c e s
30 Cassatt Avenue
Berwyn, PA 19312
West Chester Area School District Sharon Montanye, Esquire
829 Paoli Pike Sweet, Stevens, Katz and Williams
West Chester, PA 19380 331 Butler Avenue PO Box 5069
New Britain, PA 18901
Date Record Closed: August 2, 2011
Date of Decision: August 6, 2011
Hearing Officer: Linda M. Valentini, Psy.D., CHO
C e r t i f i e d H e a r i n g O f f i c i a l
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Background
Student
1 is a late-teen aged individual who was formerly enrolled in the West Chester
Area School District (District). When Student was attending school in the District, the
District found Student ineligible for classification as a Protected Handicapped Student
under Section 504 of the Rehabilitation Act. In the fall of 11th grade the Parents (Parents)
unilaterally placed Student in a therapeutic residential school at some distance from the
District. Approximately eight months later when Student was permitted home for a visit
the District evaluated Student and found Student ineligible for special education under
the IDEA. Student received a diploma from the residential placement approximately five
weeks after the District’s evaluation was conducted.
The Parents requested this hearing under the IDEA and under Section 504 alleging the
District erred when it failed to identify Student as a Protected Handicapped Student
and/or an eligible Student. They are requesting tuition reimbursement for the period from
July 21, 2009 to August 15, 2009.
2
For the reasons presented below I find for the Parents with modifications.
Issues
Did the School District deny Student a free, appropriate public education [FAPE] during
the relevant period by failing to identify Student as eligible under Section 504 and/or the
IDEA?
If the School District denied Student a free, appropriate public education during the
relevant period, is Student entitled to tuition reimbursement for the Parents’ unilateral
placement?
1 The decision is written without further reference to the Student’s name or gender to provide privacy.
2 The District moved to limit claims as per the IDEA’s two-year statute of limitations. After hearing
testimony as to whether or not either or both exceptions to the statute of limitations existed, the hearing
officer ruled that they did not and established the scope of the hearing to be from March 11, 2009 forward
to March 11, 2011. However given the fact pattern of this case the actual recovery period is limited to
portions of July and August 2009. [NT 13-16, 109-118]
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Stipulations and Findings of Fact3
1. Student was in 7th Grade in the District for the 2004-2005 school year.
[STIPULATION]
2. Student was in 8th Grade in the District for the 2005-2006 school year.
[STIPULATION]
3. The Parents withdrew Student from the District and enrolled Student in a private
denominational high school for the 2006-2007 school year, which was Student’s
9
th Grade. [STIPULATION]
4. Student stayed at the private denominational high school for the first half of 10th
Grade, the 2007-2008 school year. [STIPULATION]
5. In January or February 2008 Student returned to the District for the second half of
10th Grade in the 2007-2008 school year. [STIPULATION]
6. A few weeks following Student’s re-enrollment, the denominational high school’s
counselor informed the District’s guidance counselor that Student had “behavioral
issues” in the denominational high school, but did not elaborate. [NT 175]
7. After Student re-enrolled into the District, the high school guidance counselor saw
Student once a week because the District tracks new students to ensure they are
“okay in classes”. Although Student seemed to be handling classes, the guidance
counselor testified that Student struggled with attendance, but it was “not [the
guidance counselor’s] job” to address attendance issues. [NT 177-180]
8. Student self reported to the District’s guidance counselor that Student was seeing
a psychiatrist. [NT 226-227]
9. On March 8, 2008, Student was admitted to an inpatient psychiatric hospital for
suicidal ideation. Student’s Parents emailed the District on March 9, 2008 to
inform the District of Student’s placement. The guidance counselor wrote a note
indicating that Student was admitted for “possible bipolar, depression,” and
“suicidal thoughts” and emailed the teachers. [NT 175-177; P-14, P-15, P-16, P-
174]
10. Upon discharge from the inpatient unit, Student was admitted on March 21, 2008
to a partial hospitalization program where Student was diagnosed with
Depression, Not Otherwise Specified (NOS), Obsessive Compulsive Disorder,
3 The Stipulations and Findings of Fact are presented together in this section in order to maintain
chronological order. Stipulations, found in the transcript at pages 21 through 32 will be marked as such;
Findings of Fact will be referenced by Notes of Testimony [NT] and/or Exhibits from the School District
[S] and the Parents [P].
4 The Parents did not share the Discharge Summary [P-17] with the District.
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Oppositional Defiant Disorder, and possible Attention Deficit Disorder. [NT 131;
P-17, P- 21]
11. The partial hospital’s assessment noted the use of marijuana; however, it did not
determine that Student had a substance abuse diagnosis. The mother testified that
Student said marijuana helped make repetitive thoughts about the devil and the
number six stop. [NT 130-131; P-21]
12. On March 24, 2008 the Parents emailed the high school guidance counselor a
letter from Student’s psychiatrist, noting that in January 2008 Student had been
diagnosed with Major Depression, Attention Deficit/Hyperactivity Disorder
(ADHD), Obsessive Compulsive Disorder (OCD), and Anxiety Disorder. [P-19]
13. After returning from inpatient and partial psychiatric hospitalization in April
2008, Student sought guidance from either the District’s intervention specialist or
crisis counselor, or the guidance counselor once or twice a week. The guidance
counselor and staff provided Student with “social, emotional, academic, [and]
career guidance”. [NT 146, 188, 225-226, 232-233, 235]
14. At this time Student was cutting classes in math and history, and being extremely
talkative in biology. [NT 229-230; P-20]
15. Shortly after Student’s April 4, 2008 discharge from the partial hospitalization
program, the Parents requested in writing that the District begin the “process of
getting [Student] a 504” to address “everything that [Student] was going through”
because a friend had informed her that a psychiatric hospitalization was a “huge
red flag” for the District to provide Student with accommodations. [NT 81, 88,
103, 135-137; P-22]
16. The District’s Child Study team met to determine if Student was eligible for a
Section 504 Plan. Based on a review of academic records, student meetings and
staff inclusion [providing written feedback on observable data] the District
determined that Student did not meet criteria as a Protected Handicapped Student.
[NT 67-68, 188, 225-226, 229-230; P-20, P-22, P-27, P-30].
17. The Denial of Eligibility Letter for a Protected Handicapped Student dated April
16, 2008 informed the Parents that they had a number of rights, including
inspecting and reviewing all Student’s school records, meeting with school
officials to discuss issues associated with evaluating or accommodating Student’s
needs, requesting assistance from the PA Department of Education, having an
informal conference with a school district representative, requesting a due process
hearing, and/or filing a lawsuit in Federal Court. A copy of the Procedural
Safeguards Notice was attached to the Letter. The Letter instructed the Parents
that if they wished to have an informal conference with the guidance counselor, or
wished to request a due process hearing, they should indicate such at the bottom
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of the Letter and return a copy to the guidance counselor. The Parents took none
of these steps at the time. [NT 63-65; S-2, P-27]
18. At the start of the 2008-2009 school year, Student’s mother was “on the phone a
lot” with the high school guidance counselor and various District staff because
Student was experiencing depression, withdrawing, cutting classes, being difficult
to speak to, discussing dropping out of school and failing classes. By mid-
October an “attendance hearing” was set up between the school and the family.
[NT 139-140, 145, 180, 182-183, 204; S-3]
19. At the start of the 2008-2009 school year, Student frequently visited the crisis
counselor, and on September 29, 2008 confided to the crisis counselor that
[Student’s] “moods and emotional (sic) are not right” and that Student was “tired
all the time” . The guidance counselor recommended to the Parents that they find
a new psychiatrist to help Student become more stabilized. [NT 39-40, 146, 196;
P-39, P-40]
20. In October 2008 Student self-reported to the crisis counselor feelings of not
wanting to do anything. The crisis counselor reported this to the guidance
counselor who spoke to Student about various intervention services that the
District offered such as tutoring and the Drop-In-Center which according to the
guidance counselor Student had to initiate. The guidance counselor testified “you
can lead a horse to water, but you cannot make them, you know, drink it”. [NT
213-214; P-44]
21. Student’s mother testified that at the start of the 2008-2009 school year she had to
“physically drag” Student out of bed because Student did not want to go to school
and Student often complained of headaches and other somatic symptoms. [NT
139-140, 146]
22. On October 20, 2008 the Parents made a written request that the District conduct
a psychiatric evaluation and a psychoeducational evaluation of Student, and stated
their understanding that the evaluation must be completed in 60 days. [NT 144-
145; P-41]
23. On October 23, 2008 Student was admitted to a Partial Hospitalization Program
where Student remained for two weeks “after erratic behavior at home. [Student]
snuck out of the house in the middle of the night, stole [the] mother’s car and
crashed it. [Student] has refused to attend school, is smoking marijuana and
possibly abusing other substances”. [NT 129, 149; P-42, P-43, P-57]
24. On October 30, 2008 the Parents completed and signed a PTE Request Form
which the District had issued upon receipt of the Parents’ written request for an
evaluation. The Parents wrote that Student “has been diagnosed with a Mood
Disorder, OCD, ODD, depression and an anxiety disorder which has an effect on
[Student’s] ability to perform academically. Therefore we would like a complete
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evaluation so we can get some direction on how to help our [child].” [NT 79; S-
8/P-48]
25. At the end of October 2008 Student’s psychologist and psychiatrist recommended
that the Parents meet with an educational consultant to place Student. The
Discharge Summary from the partial program noted “Both parents were also
exploring placement in a boarding school, in order to give [Student] a new start in
a more structured environment”. [NT 98; P-57]
26. The Discharge Summary noted that Student required ongoing substance abuse
treatment and was being referred to Rehab After School to address this. [P-57]
27. In November 20085 the Parents placed Student in a private therapeutic boarding
school in New England. [STIPULATION]
28. On November 10, 2008 the school psychologist determined that it would not be
appropriate to conduct a psychiatric evaluation since Student had just had one at
the partial hospitalization program. On November 24, 2008 the District issued a
Permission to Evaluate, noting “A recent psychiatric report indicated that
[Student] is a student with a Mood Disorder. The Student Success Team would
like to conduct an evaluation in order to explore if symptoms of the Mood
Disorder adversely affects [sic] [Student’s] educational performance. A copy of
the Procedural Safeguards was enclosed. [NT 72, 74, 77; S-18, P-59, P-63]
29. The PTE and the Procedural Safeguards were sent by regular mail. The District
sent another packet on November 29, 2008 by certified mail. The certified mail
packet was not picked up by the Parents, and on December 15, 2008 it was
returned to the District by the US Postal Service marked “unclaimed”. [NT 77-
78; S-18]
30. Despite being aware that an evaluation had to be completed in 60 days after their
request, the Parents did not get back to the District because Student was already in
the private residential school in New England, about nine hours away. [NT 99-
100]
31. The Parents retained legal counsel in November or December 2008. [NT 97]
32. On December 16, 2008 and January 5, 2009 Student received a private
psychological evaluation from a psychologist who has licensure and school
certification in his home state and who is also a Nationally Certified School
Psychologist. [P-67]
33. The private psychological evaluation found Student to have average cognitive
ability [Composite Intelligence 100 at the 50th percentile on the Reynolds
Intellectual Assessment Scales] and a Numerical Operations standard score of 75
5 Sometime between November 17th and November 24th. [NT 113-114; S-4]
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at the 5th percentile as assessed with the Wechsler Individual Achievement Test.
[P-67]
34. The private psychological evaluation assessed Student’s emotional functioning
through the Milton Adolescent Clinical Inventory, a self-report instrument, and
the Achenbach System which gathers parent and teacher reports as well as a self-
report. Based on results of these instruments, the evaluator conferred Dysthymic
Disorder among other diagnoses. [P-67]
35. The private school psychologist found that Student qualified as a student with
serious emotional disturbance and a specific learning disability in math
calculation. [P-67]
36. On April 1, 2009 the Parents filed a due process complaint asking inter alia for an
independent educational evaluation at public expense. The Parents later withdrew
the other issues. [STIPULATION]
37. The District declined to fund an IEE but on April 16, 2009 agreed to conduct its
own evaluation. [STIPULATION]
38. The Parents brought Student to the District in July 2009 so that the District could
conduct its testing. The therapeutic residential facility only allowed a one-week
home visit. The evaluation was conducted on July 9, 2009. [NT 99]
39. In August 2009 Student received a high school diploma from the private
therapeutic boarding school. [STIPULATION]
40. The private therapeutic boarding school kept Student enrolled there through
December 2009 while Student also took two classes at a state college.
[STIPULATION]
41. The Parents received the District’s evaluation report in September 2009. The
NOREP was issued on October 21, 2009 indicating that Student was not eligible
for either special education or a 504 Service Agreement. [S-12, S-13]
42. The District psychologist had access to Student’s diagnoses from the two previous
psychiatric hospitalization programs as well as to the private psychological
evaluation completed by the out-of-state school psychologist. [S-12]
43. The District psychologist who saw Student in July 2009 noted that “Given
[Student’s] previous diagnosis and social-emotional and behavioral challenges,
one might quickly associate [Student] with the educational disability of Emotional
Disturbance [ED]. It is clear that [Student] may have demonstrated one or more
of the ED characteristics. However, it is unknown how long [Student] truly
exhibited these characteristics, and if this duration of time would qualify as, the
law states, “a long period of time”.” [S-12]
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44. The District psychologist also opined that “these characteristics do not appear to
have adversely affected [Student’s] educational performance to a marked degree...
any social-emotional or behavioral issues did not seem to be manifesting
themselves within the school environment”. [S-12]
45. The NOREP notes with regard to special education, “Based on the comprehensive
psychoeducational evaluation (dated 10-21-09), [Student] is not in need of
specially designed instruction”. With regard to a 504 Service Plan, the NOREP
notes, “At this time, [Student] does not demonstrate a disability. [Student]
demonstrates average cognitive abilities and academic skills. [Student] does not
demonstrate any clinically significant social-emotional or behavioral areas of
concern.” [S-13]
46. On November 5, 2009 the Parents again requested an IEE at public expense but
did not file a formal due process complaint. [STIPULATION]
47. The District agreed to fund an IEE on April 16, 2010 and the report of that
evaluation was completed on September 15, 2010. [STIPULATION]
48. The IEE psychologist concluded that “[Student’s] presentation during 10
th and
11th grade (based on record review, consultation with treating therapists and
clinical interview) suggest[ed] that [Student] was struggling with an emotional
disturbance that impeded [Student’s] ability to learn, access academic curriculum
and attend school on a daily basis to a marked degree.” The psychologist noted
that Student’s “struggles with OCD and emotional/behavioral functioning during
high school resulted in a significant impairment in global functioning, including
academic performance.” [P-73]
49. After some attempts to come to a resolution of their differences in the absence of
filing a due process complaint, the Parents then did file the current complaint on
March 11, 2011. [STIPULATION]
Discussion and Conclusions of Law
Burden of Proof
In November 2005, the U.S. Supreme Court held the sister burden of proof element to the
burden of production, the burden of persuasion, to be on the party seeking relief.
However, this outcome-determining rule applies only when the evidence is evenly
balanced in “equipoise,” as otherwise one party’s evidence would be preponderant.
Schaffer v. Weast, 126 S. Ct. 528, 537 (2005). The Third Circuit addressed this matter as
well more recently. L.E. v. Ramsey Board of Education, 435 F.3d. 384; 2006 U.S. App.
LEXIS 1582, at 14-18 (3d Cir. 2006). Thus, the party bearing the burden of persuasion
must prove its case by a preponderance of the evidence, a burden remaining with it
throughout the case. Jaffess v. Council Rock School District, 2006 WL 3097939 (E.D.
Pa. October 26, 2006). Here, the Parents requested this hearing and were therefore,
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assigned the burden of persuasion pursuant to Schaffer and also bore the burden of
production.
Credibility of Witnesses
During a due process hearing the hearing officer is charged with the responsibility of
judging the credibility of witnesses, weighing evidence and, accordingly, rendering a
decision incorporating findings of fact, discussion and conclusions of law. Hearing
officers have the plenary responsibility to make “express, qualitative determinations
regarding the relative credibility and persuasiveness of the witnesses”. Blount v.
Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28 (2003). There was no
reason to discredit the testimony of any of the witnesses who appeared at the hearing. It
is notable however that the District did not produce the author of the July 2009 evaluation
report to testify, given the central role that individual played in this case. Student’s
mother was particularly credible as she recounted, painfully at times, what she
remembered from her dealings with the District and with her child during the last part of
10th grade and the first part of 11th grade. She did not embellish, and in fact often simply
testified that she could not remember, even when recollection could have contributed
weight to her case.
IDEA and Section 504
IDEA: Special education issues are governed by the Individuals with Disabilities
Education Improvement Act of 2004 (IDEA) which took effect on July 1, 2005. 20
U.S.C. § 1400 et seq. The purpose of the IDEA is to ensure that all children with
disabilities are provided FAPE which emphasizes special education and related services
designed to ensure meaningful academic, social, emotional, and behavioral progress.
Forest Grove Sch. Dist. v. T.A., 129 S.Ct. 2484, 2491 (2009); Breanne C. v. Southern
York Cty. Sch. Dist., 732 F.Supp.2d 474, 483 (M.D. Pa. 2010) (referencing M.C. v.
Central Regional Sch. Dist., 81 F.3d 389, 394 (3d Cir. 1996) (finding that to confer
meaningful educational benefit, an IEP must be designed to offer the child the
opportunity to make progress in all relevant domains under the IDEA, including
behavioral, social, and emotional domains); See also, Ridgewood Bd. of Educ. v. N.E.,
172 F.3d 238, 247 (3d Cir. 1999).
Section 504: Section 504 requires a recipient of federal funds to make “reasonable
accommodation to the known physical or mental limitations of an otherwise qualified
handicapped” person. 34 C.F.R. §104.12 (a). Although the Third Circuit has not
specifically addressed what is a “reasonable accommodation” in relation to the
Rehabilitation Act's requirement of an "appropriate" education”, Courts have concluded
that a reasonable accommodation analysis comports with the Third Circuit's explanation
that an "appropriate" education must "provide significant learning' and confer
'meaningful benefit,'" T.R. v. Kingwood Township Bd. of Educ. 205 F.3d 572, 577 (3d
Cir. 2000) (quoting Polk v. Cent. Susquehanna Intermediate Unit 16, 853 F.2d 171, 182,
184 (3d Cir. 1988), but that it "need not maximize the potential of a disabled student."
Ridgewood, 172 F.3d at 247; Molly L v. Lower Merion School District, 194 F. Supp. 2d
422 (E.D.PA 2002).
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There is no substantive distinction between Section 504’s prohibition against
discrimination on the basis of handicap and a School District’s affirmative duty under the
Individuals with Disabilities Education Improvement Act (IDEA) to assure that eligible
students with disabilities receive a free and appropriate public education (FAPE).
Ridgewood.
Emotional Disturbance
The applicable regulations at 34 C.F.R. §300.8(a)(4) define Emotional Disturbance as
follows:
(i) Emotional disturbance means a condition exhibiting one or more of the
following characteristics over a long period of time and to a marked
degree that adversely affects a child's educational performance:
(A) An inability to learn that cannot be explained by
intellectual, sensory, or health factors. (B) An inability to build or
maintain satisfactory interpersonal relationships with peers and
teachers. (C) Inappropriate types of behavior or feelings under
normal circumstances. (D) A general pervasive mood of
unhappiness or depression. (E) A tendency to develop physical
symptoms or fears associated with personal or school problems.
(ii) Emotional disturbance includes schizophrenia. The term does not
apply to children who are socially maladjusted, unless it is determined that
they have an emotional disturbance under paragraph (c)(4)(i) of this
section.
Child Find
The IDEA sets forth the responsibilities (commonly referenced as “child find”
responsibilities) borne by school districts for identifying which children residing in their
boundaries are in need of special education and related services such that “[all] children
with disabilities residing in the State…regardle ss of the severity of their disabilities…are
identified, located and evaluated…” 20 U.S.C. §1412(a)(3).
Child Find is a positive duty requiring a school district to begin the process of
determining whether a student is exceptional at the point where learning or behaviors
indicate that a child may have a disability. Ridgewood. A district is on notice of the
possibility of a disability where a student is experiencing failing grades, or where it has
notice that the student has been identified for ADHD. See S.W. v. Holbrook Public
Schools 221 F.Supp.2d 222, *226 -227 (D.Mass. 2002). The possibility that the student’s
difficulty could be attributed to something other than a disability does not excuse the
district from its child find obligation. See Richard V. v. City of Medford, 924 F.Supp. 320,
322 (D.Mass.1996) The United States Supreme Court held early on that merely passing
from grade to grade and achieving passing grades is not dispositive that a student has
received a FAPE. Board of Educ. v. Rowley, 458 U. S. 176, 203, n.25 (1982). 34 C.F.R.
§300.101(c)(1) provides: “Each State must ensure that FAPE is available to any
individual child with a disability who needs special education and related services, even
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though the child has not failed or been retained in a course or grade, and is advancing
from grade to grade.”
The Parents did not file for this due process hearing until March 11, 1011. Therefore
under both the IDEA6 and Section 5047 the potential recovery period in this matter begins
two years prior to their filing, that is March 11, 2009, absent either of the IDEA’s
statutory exceptions. This hearing officer devoted the first hearing session to the question
of whether either of the two exceptions existed and after hearing testimony from five
witnesses determined that neither exception was present.
When we turn to the question of whether there is a carve-out for Child Find with regard
to the statute of limitations we find that although the IDEA is silent on this issue, the
Federal Court for the Eastern District of Pennsylvania applied the IDEA’s two year
statute of limitations to a child find claim in Daniel S., ex rel. Michael S. v. Council Rock
School District, 2007 WL 3120014, *2 (E.D.Pa. October 25, 2007) (IDEA’s two year
statute of limitations is applicable to child find claim).8
Nonetheless, although the IDEA’s two-year statute of limitations is well established by
case law, and case law also fails to support a carve-out for Child Find violations, this
hearing officer nevertheless for the record makes the finding that the District did violate
its Child Find obligations with regard to Student, in April 2008 when it failed to identify
Student as a Protected Handicapped Student and again in July 2009 when it failed to find
Student eligible for special education under the IDEA.
6 See Steven I. v. Central Bucks School District , 618 F.3d 411 (3d Cir. 2010), cert denied, 131 S.Ct. 1507
(2011) (IDEA-2004’s two-year statute of limitations applies to complaints filed after July 1, 2005); Daniel
S., ex rel. Michael S. v. Council Rock Sch. Dist. , 2007 WL 3120014, 2 (E.D.Pa. 2007) (Court applied
IDEA’s two year statute of limitations to child find claim where the due process hearing request was made
after July 1, 2005); Assistance to States for the Education of Children With Disabilities and Preschool
Grants for Children With Disabilities , 71 FR 46540, 46706, citing 34 C.F.R. §§ 300.507(a)(2) and
300.511(e) (Sections 1415(b)(6)(B) and 1415(F)(3)(C) of the IDEA provide the exact same two-year
statute of limitations period).
7 Although Section 504 does not contain a statute of limitations, the federal courts have applied that state
statute which is most analogous to the federal claim. P.P. v. West Chester Area Sch. Dist., 585 F.3d 727
(3d Cir. 2009) (IDEA-2004’s two-year statute of limitations is applicable to Section 504 claims). Lower
Merion School District v. Doe, 878 A.2d 925 (Pa.Cmnwlth. 2005) (Court explicitly determined that
requirements under the IDEA apply with equal force to Section 504).
8 Additionally, although arguably no longer binding, Appeals Panel decisions analyzing child find claims
are instructive as the underlying statute has not changed. The Appeals Panels consistently held that the
statute of limitations is equally applicable to child find claims as to any other kind of claim under the
IDEA. In In re the Educational Assignment of D.H., Special Education Appeals Panel Opinion No. 1672
(2005), the Appeals Panel noted that the statute of limitations “provides no exception for child find claims.”
See also In re the Educational Assignment of J.L., Special Education Appeals Panel Opinion No. 1763
(2006); In re the Educational Assignment of C.H., Special Education Appeals Panel Opinion No. 1750
(2006); In re the Educational Assignment of D.S., Special Education Appeals Panel Opinion No. 1740
(2006); In re the Educational Assignment of E.F., Special Education Appeals Panel Opinion No. 1733
(2006); In re the Educational Assignment of B.B., Special Education Appeals Panel Opinion No. 1728
(2006); In re the Educational Assignment of D.H., Special Education Appeals Panel Opinion No. 1672
(2005).
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The Third Circuit set forth a clear rule that courts and hearing officers cannot engage in
“Monday Morning Quarterbacking” whereby armchair “quarterbacks” take what is
known after the outcome of the game to criticize the play-calling that occurred during the
game the preceding day. Fuhrman v. E. Hanover Bd. of Educ., 993 F.3d 1031 (3d Cir.
1993). With this caution in mind, I will examine what the District knew and when the
District gained this knowledge.
April 2008: Shortly after Student’s return to the District in February 2008 the
denominational high school’s counselor informed the District’s guidance counselor that
Student had “behavioral issues”. [FF 6] The District’s high school guidance counselor
was seeing Student once a week and Student was struggling with attendance. [FF 7]
Student told the guidance counselor that Student was seeing a psychiatrist. [FF 8] On
March 8, 2008, Student was admitted to an inpatient psychiatric hospital because of
“possible bipolar, depression,” and “suicidal thoughts”. [FF 9] Upon discharge from the
inpatient unit, Student was admitted to a partial hospitalization program. [FF 10] On
March 24, 2008 the Parents emailed the high school guidance counselor a letter from
Students’ psychiatrist, noting that in January 2008 Student had been diagnosed with
Major Depression, Attention Deficit/Hyperactivity Disorder (ADHD), Obsessive
Compulsive Disorder (OCD), and Anxiety Disorder. [FF 12] After returning from the
inpatient and partial psychiatric hospitalizations in April 2008, Student sought guidance
from either the District’s intervention specialist or crisis counselor, or the guidance
counselor once or twice a week and was at the same time cutting classes in math and
history. [FF 13, 14] Given that the District was in possession of all the above information
when the Parents asked the District to see if Student qualified for a 504 Service Plan [FF
15] it was inappropriate for the District to focus only on in-class observations and grades.
[FF 16] I find that the District’s determination that Student did not have a disability that
qualified Student as a Protected Handicapped Student was a clear error, but that Student
is not entitled to the remedy of compensatory education because Student left the District
prior to March 11, 2009 which is the start of the potential recovery period.
July 2009: At the time the District psychologist conducted the July 2009
9 evaluation the
psychologist knew, as noted in the ER, that as least as far back as January 2008 Student
had been diagnosed by Student’s therapist with a mood disorder, depression, anxiety,
OCD and ODD and that student’s psychiatrist had conferred the diagnosis of Major
Depression, severe. The District psychologist also knew, as documented in the ER, that
Student had been diagnosed in December 2008 by an evaluator in New England with
Dysthymic Disorder, among other diagnoses. [FF 32, 34] The District psychologist does
not dispute or question the diagnosis of Dysthymic Disorder in the ER and therefore it
must be concluded that she accepts the diagnosis. 10 The District psychologist also knew
that the evaluator in New England who was both a licensed psychologist and a certified
school psychologist in his home state, and a nationally certified school psychologist, had
99 The District was under no obligation to conduct its evaluation while Student was outside the District.
Great Valley S.D. v. Douglas M., 807 A.2d 315, 170 Ed. Law Rep 292 (Pa. Cmwlth. 2002).
10 Dysthymic disorder as described in the DSM-IV requires a duration of at least two years within which no
more than two months are free of mood symptoms.
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found Student eligible for special education under the classification of emotional
disturbance and specific learning disability in mathematics.11 [FF 35] The District
psychologist’s purported reluctance to classify the Student as emotionally disturbed
because the length of time characteristics of emotional disturbance were present is
“unknown” [FF 43] is belied by her own report of background information and is
rejected. Likewise rejected is the District psychologist’s conclusion that “these
characteristics [of emotional disturbance] do not appear to have adversely affected
[Student’s] educational performance to a marked degree... any social-emotional or
behavioral issues did not seem to be manifesting themselves within the school
environment”. [FF 44] As noted above, in Spring 2008 Student was seeking help from
the school’s support personnel [guidance counselor, intervention specialist, crisis
counselor] weekly and sometimes more than once a week following an inpatient
psychiatric hospitalization and a subsequent partial psychiatric hospitalization, both of
which kept Student out of school. In the fall of 2008 Student was missing school and
skipping classes to the point where an “attendance meeting” was arranged, and was
eventually again hospitalized, missing more days until being removed from the District
and unilaterally placed. I find that the District psychologist was clearly in error when she
failed to identify Student as eligible for special education under the IDEIA with the
classification of Emotional Disturbance and I reject her tortuous reasoning and deplore
her blatant disregard of information in her possession.
To its credit, the District did not attempt to fashion a closing argument defending its
psychologist’s conclusion that Student was not eligible for special education.
Instead, in its closing argument the District notes that should the hearing officer find that
the District’s determination of non-eligibility was an error, there should be no remedy
awarded since, although it really had no obligation to produce an evaluation of Student
until the 60
th calendar day after the first day of the new school year12 and it assessed
Student in July to accommodate the family, by the 60th day of the new school year
Student had already graduated. In a similar vein, in its closing argument the District
posits that had Student been found eligible the District was not obligated to make an offer
of FAPE until 30 days from the date of the determination that the Student was eligible13
and that by that time Student had already graduated from high school. I find these
arguments flawed because in fact the District did evaluate Student in July, did not find
Student eligible and had no intention of making an offer of FAPE. To contend that the
District should be given 60 days or 30 days to do what it was not going to do in the first
place is not persuasive.
11 The District psychologist obtained better math scores from Student in July 2009 than those generated
during the earlier testing in New England in December 2008 and January 2009. Since success in this aspect
of math requires attention and focus, Student’s functioning in this area may have been disrupted by
Student’s emotional state. Therefore the District psychologist’s not finding Student to have a specific
learning disability in mathematics is left to stand in this decision. The psychologist who conducted the IEE
in July 2010 also found no specific learning disability, however she noted, “[Student’s] struggles with OCD
and emotional/behavioral functioning during high school resulted in a significant impairment in global
functioning”. [P-73]
12 See 34 C.F.R. § 300.301 and 22 Pa. §14.123(b)
13 34 C.F.R. §300.323(c)
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Remedies
Compensatory Education: The IDEA authorizes hearing officers and courts to award
“such relief as the Court determines is appropriate” 20 U.S.C. § 1415(h)(2)(B). In this
case, I find that the District erred in not identifying Student as a Protected Handicapped
Student and offering a 504 Service Plan in April 2008. However, the relevant period
defined by the IDEA’s statute of limitations began after Student had already left the
District, and therefore I can award no remedy for the period from April 2008 to mid-
November 2008.
Tuition Reimbursement: The right to consideration of tuition reimbursement for students
placed unilaterally by their parents was first clearly established by the United States
Supreme Court in Burlington School Committee v. Department of Education, 471 U.S.
359, 374 (1985). A court may grant “such relief as it determines is appropriate”.
“Whether to order reimbursement and at what amount is a question determined by
balancing the equities.” Burlington, 736 F.2d 773, 801 (1
st Cir. 1984), affirmed on other
grounds, 471 U.S. 359 (1985).
In 1997, a dozen years after Burlington the reauthorized Individuals with Disabilities
Education Act (IDEA) specifically authorized tuition reimbursement for private school
placement and IDEIA 2004 maintains this authorization:
(i)In General. – Subject to subparagraph (A) this part does not require a local
education agency to pay for the cost of education, including special education
and related services, of a child with a disability at a private school or facility if
that agency made a free appropriate public education available to the child and
the parents elected to place the child in such a private school or facility.
(ii)Reimbursement for private school placement. -If the parents of a child with
a disability, who previously received special education and related services
under the authority of a public agency, enroll the child in a private school
without the consent of or referral by the public agency, a court or hearing
officer may require the agency to reimburse the parents for the cost of that
enrollment if the court or hearing officer finds that the agency has not made a
free appropriate public education available to the child in a timely manner
prior to that enrollment. 20 U.S.C. § 1412(a)(10)(C)(ii)
Florence County Sch. Dist. Four V. Carter, 114 S. Ct. 361 (1993) had earlier outlined the
Supreme Court’s test for determining whether parents may receive reimbursement when
they place their child in a private special education school. The criteria are: 1) whether
the district’s proposed program was appropriate; 2) if not, whether the parents’ unilateral
placement was appropriate, and; 3) if so, whether the equities reduce or remove the
requested reimbursement amount.
Having found Student not eligible for special education, the District did not offer Student
an individualized educational program. Our United States Supreme Court held that
“[w]hen a child requires special-education services, a school district’s failure to propose
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an IEP of any kind is at least as serious a violation of its responsibilities under IDEA as a
failure to provide an adequate IEP.” Forest Grove, 129 S.Ct. at 2489, 2491, 2495).
Therefore the first prong of the Carter test is easily resolved in the Parents’ favor.
The Second prong of Carter requires an examination of the appropriateness of the
placement unilaterally chosen by the Parents. The record is bereft of persuasive evidence
that Student required a residential placement for educational purposes. Rather it is clear
that Student’s mental health issues and substance abuse issues were the primary focus of
the placement. That having been said, the placement did confer meaningful educational
(which comprises social and emotional as well as academic) benefit to Student. At the
private placement Student “did well emotionally and academically; [Student] completed
the high school program early and was able to take some classes in the Fall of 2009 at a
local college while continuing to receive emotional support and supervision”. [P-73].
Student’s therapist at the private school described Student as the “poster child” for
“growth and development” at the facility. [P-71] Therefore, as the private placement
offered appropriate academic, social and emotional support in the absence of an offer
from the District, the second prong is decided in the Parents’ favor. However, the
remedy will be limited to the educational (including social and emotional) portion of
tuition and will exclude the residential portion during the relevant period.
The third prong of Carter requires an examination of the equities. In this matter, I find
nothing in the Parents’ actions that would reduce or eliminate the District’s responsibility
for tuition reimbursement for the relevant period. Parents’ failure to initiate due process
prior to the date of the complaint, in fact, deprived them of potential recovery in this
matter and greatly benefitted the District.
In conclusion I find that the Parents are entitled to reimbursement for the academic and
social/emotional portions, but not the residential portion, of the private placement for
thirteen school days within the period July 21, 2009 to August 15, 2009. In order to
establish as much clarity as possible regarding the recovery, I am specifically ordering
the District to reimburse the Parents one- half [1/2] of the cost of a day in the program for
a total of thirteen [13] days. The cost of a day is to be determined by dividing the total
monthly cost of the program by thirty [30] days. If a monthly cost cannot be determined,
the cost of a year of the program is to be divided by twelve [12] months and then each
month is to be divided by thirty [30] days to calculate the daily cost. This award
explicitly excludes transportation, books, separately billed therapies not included in the
tuition, and other such items.
As the Parent prevailed on the IDEA claims, this decision satisfies the 504 claims as well.
See West Chester Area School Dist. v. Bruce C., et al., 194 F.Supp.2d 417, 422 n.5
(E.D.Pa. 2002) (court found issue of whether student was entitled to Section 504 Service
Plan to be moot because court found student eligible for IDEA services).
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Order
It is hereby ordered that:
1. The District failed to identify Student as a Protected Handicapped Student under
Section 504 in April 2008. As Student left the District prior to the beginning of
the relevant period established by the IDEA’s statute of limitations which applies
equally to Section 504 claims no remedy is available.
2. The District failed to identify Student as eligible for special education under the
IDEA in July 2009 and consequently did not make any offer of FAPE to Student.
3. The educational portion, including social and emotional portions, of the Parents’
unilateral placement was appropriate, and the equities favor the Parents.
4. The District must reimburse the Parents for the cost of tuition for thirteen (13)
half-days within the period from July 21, 2009 to August 15, 2009. The cost of
the half-days shall be calculated as described above.
Any claims not specifically addressed by this decision and order are denied and
dismissed.
August 6, 2011 Linda M. Valentini, Psy.D., CHO
Date Linda M. Valentini, Psy.D., CHO
PA Special Education Hearing Officer
NAHO Certified Hearing Official
