West Shore School District | Case 17316-15-16 | 2016-09-01
Pennsylvania special education due-process decision
- Case number
- 17316-15-16
- Date
- 09/01/2016
- Parties / district (official listing)
- West Shore School District
- Hearing officer
- Charles Jelley
- Issues (official listing)
- Child Find Statute of Limitations Evaluation Compensatory Education
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select details have been removed
from the decision to preserve anonymity of the student as required by IDEA 2004. Those portions of
the decision which pertain to the student’s gifted education have been removed in accordance with 22
Pa. Code § 16.63 regarding closed hearings.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: C. H.
Date of Birth: [redacted]
Dates of Hearing: 3/22/2016, 4/26/2016, 7/6/2016, and 7/7/2016
Closed HEARING
ODR File No. 17316-15-16
Parties to the Hearing: Representative:
Parents
Parent[s]
Parent Attorney
Jennifer Lukach Bradley Esq.
McAndrews Law Offices
30 Cassatt Avenue
Berwyn, PA 19312
Local Education Agency
West Shore School District
507 Fishing Creek Road
New Cumberland, PA 17070-0803
LEA Attorney
Brooke Say Esq.
Stock and Leader/Susquehanna
Commerce Center East
Suite E 600, 221 West Philadelphia Street
York, PA 17401-2994
Date of Decision: September 1, 2016
Hearing Officer: Charles W. Jelley Esq. LL.M.
Page 2
Procedural History
The Parents filed a Complaint alleging the District failed to identify, locate, and
evaluate the Student. 1 This type of Parent Complaint is commonly called a child find
violation. [redacted] The Parties agree the Student is a person with Autism. The Parties
disagree whether because of the Student’s Autism disorder the Student needs special
education as provided for under the Individual with Disabilities Education Act. The
Parties also disagree if the Student is a person with a disability pursuant to Section 504 of
the Rehabilitation Act who is believed to need special education.2
The District filed a Motion to Dismi ss the Parents’ Complaint contending the
child find claims were untimely. The District contended the Parents knew of the alleged
child find violation, in 2011, after providing the District with a private evaluation
identifying the Student as Autistic [redacted]. The Parents responded arguing that they
were not aware the Student could receive an Individual Education Program (IEP)
[redacted]. This hearing officer granted the District’s Motion and limited the Parents’
child find claim to alleged violations that occurred during the 2013-2014 and 2014-2015
school years up to the Student’s enrollment in the charter school. (A copy of the Ruling is
part of the record).
In reaction to the favorable Ruling dismis sing claims from 2011-2013, the District
now contends the Parents cannot establish an ongoing child find violation as the Parents’
knowledge in 2011 prevents any future relief for any other child find violations not
subject to the Ruling dismissing the 2011-2012 and 2012-2013 school year claims. To
support this contention, the District relies on its [redacted], report cards, standardized
state assessments results, and testimony from the staff. The Parents answer back arguing
that during the 2013-2014 school year until the Student withdrew, warning signs were
present to establish the Student needed specially-designed instruction.
The Parents further argue the [redacted] teachers over emphasized Student’s
[redacted] abilities and test scores. By over emphasizing the [redacted] abilities and test
scores the District failed to acknowledge the Student’s strengths as “mitigating measures”
that otherwise masked the Student’s need for special education. The Parents implicitly
1 But for the cover page of this Decision, in the interest of confidentiality and privacy, the Student’s
name and gender, and other potentially identifiable information are not used in the body of this
decision. The following District Exhibits #1, through #53 were admitted into the record. The Parties
conferred and agreed to use the same exhibits. The Hearing Officer placed five exhibits into the record.
2 The fact finding in this action was complicated by fact that when the Parties explained how the dispute
arose the Parties included statements about disagreements relating to the Student’s siblings [redacted].
At times, the disagreements about one sibling’s needs spilled over into discussion about this Student.
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contend had the [District] factored out [redacted], as a “mitigating measure” the IDEA
and Section 504 eligibility factors would therefore weigh in favor of identifying the
Student as needing special education services. In support of their contentions, the
Parents point to a series of independent ongoing uncontested events that support the
Student’s need for special education.
ISSUE
Did the District fail to identify the Student as a person with a disability in need of
specially designed instruction? If yes, what appropriate relief should be ordered to correct
the alleged violation?
After a careful and thorough review of th e testimony, the exhibits, and each Party’s
closing arguments, whether or not specifically mentioned in this decision, I find the
District failed to locate, identify, and evaluate the Student in 2013. The child find errors
violated the Student’s IDEA and Section 504 child find rights. The child find violations
also violated the Parents’ procedural due process rights and interfered with the Parents’
participation in the development of the Student’s individualized program.
Statement of the Facts
1. The Student resides in the District and at all relevant times attended school as
follows: a. First grade in 2010-2011 (S#17, p.2); b. Second grade in 2011-2012
(S#10, p.1); c. Third grade in 2012-2013 (S#11, p.1); d. Fourth grade in 2013-
2014 (S#12, p.1); and, e. Fifth grade in 2014-2015 (S#34).
2. Based on the results of a private 2011 evaluation conducted by a certified school
psychologist the parent requested a [redacted] child find evaluation (S#11).
3. In the [redacted] evaluation report prepared by the District, the parent input noted
the Student “cannot write ideas as fast as [Student] thinks of them…has a lot of
anxiety,” and Asperger’s.” [Student] is behind Student’s peers socially . . . does not
like change in [Student’s] routine. [Student] is hard to calm down when [Student] is
upset,” “physical abilities are nowhere near [Student’s] advanced intellectual
abilities” (S#7, p.2; N.T. 86; 184). The Parents’ input section-included comments
about the Student’s social skills, diagnosis of Asperger syndrome, anxiety, and
poor handwriting skills (S#7; N.T. pp.56-57; p.90).
4. The 2011-2012 school year [redacted] evaluation, incorporated the parents’ input
as well as the results of the private evaluation report (S#8, N.T. pp.80-81; pp.86-
87, p.134, p.232). [That] evaluation described the Student’s present levels, and
[redacted] strengths. [That] report did not include recommendations from the
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evaluator about the need for specially designed instruction for the Student’s
Autism exceptionality [redacted] (S#8; N.T. pp.134-135; p.324).
5. The District’s school psychologist prepared the [redacted] report (NT p.173).
6. The [evaluation] team did not review the private evaluator’s assessment results or
recommendations. The District psychologist decided what scores from the private
evaluation would be shared with the other team members (NT p.173).
7. Aware of the private evaluator’s assessment of the Student’s anxiety, the District’s
evaluator after probing for signs of anxiety asked the Student two questions and
then concluded the Student’s anxiety did not interfere with the District’s
assessment. These questions asked the student why Student coughed when
nervous, and whether Student felt nervous during testing. (S#4; S#8 p.1; N.T.
p.89)
8. The District school psychologist did not include the types of assessments or the
objective anxiety measurements S#4; S#8 p.1; N.T. p.89.
9. The parent did not object to the results or the recommendations in the District’s
[redacted] Report (N.T. p.90).
10. The parent attended a meeting to discuss the District’s [redacted] Report (N.T.
pp.88, 95, pp.146-147, p.185; p.194).
11. The District gave the mother the notice of parents’ rights [redacted] at each
[redacted] meeting (S#16; N.T. p.151, pp.170-171; pp.262-263). The [redacted]
notice of parents’ rights does not mention the Section 504 or the Individual with
Disabilities Education Act’s child find duties or each statutes’ additional
procedural safeguard rights. Id.
12. Throughout 1st through 5th grade, the parent was aware the Student’s anxiety,
social skills, and poor handwriting skill deficits were not included in any of the
[redacted] (N.T. pp.57-58; S#7).
13. In her September 2011 report, the private evaluator recommended Behavioral
Health Rehabilitation Services (BHRS) Mobile Therapy supports (S#4, p.3; N.T.
44).
14. The Student received in home therapeutic support services (TSS) services for six
months during the 2012-2013 and 2013-2014 school year (N.T. 445; N.T. 525).
The Student also received approximately six months of TSS services in the spring
of 2015 (N.T. 445-446; 524-526).
15. The TSS services provided social skills training; some of the TSS services were
provided as a group to all of the Student’s siblings. The student was discharged
(twice) because Student met the TSS goals (N.T. 445-446; 524-526). In July 2016,
Student was reevaluated for BHRS and TSS services (N.T. 504; 526). The Student
attended [redacted], a social group for children with Autism for more than one
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year (N.T. 523). The student stopped attending [the social group] in January 2015
(N.T. 504; 522-523). The mother reported that Student no longer attends [the
social group] because there “was a lot of issues going on with certain kids and I
didn’t really feel that they were getting much benefit from it” (N.T. 523).
16. The comprehensive [redacted] Report assessed the Student’s present levels,
abilities and strengths S#8; N.T. 134-135; 324, (S#8, N.T. 80-81; 86-87, 134, 232.
The [report] did not include any measures of the Student’s social, behavioral,
emotional, or communications skills. Id. The District did not ask the teachers or
the mother for any additional information about the concerns the private evaluator
identified related to the Autism [redacted] exceptionality, anxiety, depression,
social skills, and handwriting. The teachers did not fill out any disability based
checklist or screening measures about the Student’s academic, emotional, social or
behavioral needs (N.T. 96, 148-150; 194).
17. The District psychologist agreed the private diagnosis of Autism was accurate
(S#4; S#8; N.T. 88-89). Without the benefit of any formal testing, checklists, or an
observation, the District psychologist concluded the outside diagnosis of Autism
does not meet the IDEA or Section 504 eligibility standards (N.T. 119; S#4).
18. All the teachers were aware of the Student’s Autism, anxiety, and Obsessive
Compulsive Disorder (S#33 p.1; S#32).
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19. Although the Student complained to the teachers and the mother, about how
during hand writing activities the Student’s hands would hurt, the teachers never
asked for an occupational therapy evaluation (NT p.295).The teachers were aware
the Student took medication to manage and mitigate the effects of anxiety and
depression (NT pp.261-262; S#34 p.2). [redacted] (NT pp.265-266).
20. The Parent signed and approved [redacted] the District’s proposed services (S#10,
11, 12, 13, p.2; S#14, p.2; S#15, p.2; N.T. p.59).
21. The District did not issue a permission to evaluate for special education services
under IDEA or Section 504 for Student (N.T. 95, 197).
22. Student’s report cards from First Grade, Second Grade, Third Grade, and Fourth
Grade reported grades of “Advanced” and “Exceeds Expectations” in every area.
(S#17; NT 539).
23. The mother described four or more specific concerns about how the Student’s
disorder adversely affected the Student’s education: (1) the Student displayed signs
of anxiety (N.T. 56-57; 90; 451; 538; 587; 657); (2) the Student needed support to
develop social skills (N.T. 459; 463; 467); (3) the Student was diagnosed with
Asperger’s; and (4) the Student needed support for written expression and writing
(N.T. 545; 607; 610; 617; 628). More specifically:
(a) The Student displayed Asperger’s related and social skills deficit areas:
(b) Poor peer relations with another 4th grade student (N.T. 459);
(c) The Student was rude to other students in class (N.T. 463);
(d) Low ratings of the Student’s social skills in both the 2011 and 2014 private
evaluations (S#4).
24. Examples of anxiety concerns included: (a) the Student coughing when anxious
(N.T. 451); (b) the Student became anxious when Student’s sibling was “leaving
the room” for Learning Support (N.T. 587, 657); and, (c) At the start of Fifth
grade, the 2014-2015 school year, the Student was “so anxious and a ball of nerves
... a totally different kid” upon learning about the assigned teacher (N.T. 538).
25. Examples of Student’s written expression issues included: the Student resisting
writing at home (N.T. 610, 617) and becoming obsessed, anxious, and offended
when asked by the Fourth Grade [redacted] Math teacher to provide longer
answers to math questions (N.T. 607). From August 2014 until January or
February 2015, the parent home schooled the Student N.T. p.339.
26. The [redacted] teacher was aware of the Student’s Autism, anxiety, dysgraphia, and
the Student’s limited social skills repertoire (NT p.321).
27. As early as the 2011-2012 school year the Student was working with a private
therapist to address anxiety, peer relations, and social skills S#4. For the past three
(3) years, the Student worked with a play therapist on anxiety and social
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deficiencies (S#30; N.T. pp.60-61, p.333). The District was aware of the Student’s
participation in private playgroup sessions (NT pp.332-334).
28. The District staff was aware of the Student’s written expression weaknesses, as
well as a rigid thinking pattern (NT pp.346). The District staff was aware that the
Student’s anxiety increased if the Student received negative teacher comments
when the Student failed to provide the work product to support the correct answer
(NT p.346; S#39 pp.6-9).
29. Each school year the Student’s reading levels improved (S#17).
The 2014-2015 Fifth Grade School Year
30. Prior to the 2014-2015 school year, Mother emailed the District regarding
placement for the Student’s sibling (S#25). The sibling’s IEP team met, and the
District refused to place the sibling with a different learning support teacher (N.T.
140-141, 143; 161; 509). The general discussion at the meeting was about what
teachers the sibling would have for that school year.
31. The mother withdrew the Student and [redacted] siblings prior to the Student’s
[redacted] meeting (N.T. 692).
32. The mother felt that the District was missing signs of Student’s anxiety and social
pragmatic issues (N.T. 555).
The [Cyber School] evaluation
33. On March 9, 2015, Mother enrolled Student in a cyber school (N.T. 340; 699)
because the Student and siblings “needed services…with the cyber school”
34. The [cyber school] Permission to Evaluate (PTE) notes a private evaluation from
August 2014, which concluded the Student’s disorders included Autism, an
Anxiety disorder, and “new” Depressive Disorder (S#40, p. 2).
35. [redacted]
36. In February of 2015, the Student enrolled at [cyber school] (N.T. pp.70-71; p.340).
37. The Parent enrolled the Student at [cyber school] because “I could get those
supports that the [children] need, but they could still be at home with me where
they are safe” (N.T. p.340).
38. The [cyber school] Permission to Evaluate (PTE) states: “Parent has requested an
evaluation because she feels as though [Student] has a learning disability. She also
would like [Student] considered for specially designed instruction due to
[Student’s] diagnosis of Autism Spectrum Disorder, as well as, Student’s diagnoses
of anxiety and depression. The [cyber school] PTE states: [redacted] (N.T. p.31).
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39. The [cyber school]’s evaluation identified the Student as having a speech and
language impairment. At [cyber school], the Student IEP provides speech as a
direct service and occupational therapy as a related service (S#40 to S#46; N.T.
p.130, p.344; p.363).
The August 2014 private evaluation
40. In August of 2014, prior to leaving the District, the Student had a second private
evaluation (S#39). The evaluator made the following observations and opinions:
a. The Student reported frustration at home and school, “feeling as though
[Student] has little to say about [Student’s] experiences and [Student’s] choices”
(S#39 pp6-9).
b. The [Student] described difficult interactions with family members and the
frustration that accompany this” (S#39. p.7). No one other than the Parent and
the student rated the Student’s behavioral needs (S#39, p.9).
c. The August 2014 evaluation identified a new diagnosis of a depressive disorder
(S#39 p.9).
d. The Student displayed elevated levels of panic symptoms.
e. The Student was likely internalizing symptoms of anxiety, and panic. The
internalization of panic and anxiety are limiting the Student’s performance in a
variety of settings (S#39 pp7-.9).
f. [Redacted] the Student’s Full Scale Intelligence Quotient (“FSIQ”) and General
Ability Index (“GAI”) decreased from the initial assessment in 2011 (S#4 pp.2-
4;S#3; S#39 pp.3-5).
g. The Student experienced a decrease in processing speed that was not
commensurate with Student’s working memory, perceptual reasoning, and
verbal comprehension. This decrease in processing speed adversely affects and
substantially limits the Student’s speed and accuracy (S#4 pp.2-4; S#39, pp3-5).
The Student performed lower on tests measuring attention, graphomotor or
writing sills (S#4 pp.2-4; S#39 pp.3-5).
h. While the Student’s immediate verbal and delayed memory skills are well
developed, the Student’s immediate visual and delayed memory skills are now
an area of weakness (S#4 pp.2-4; S#39 pp.3-5).
i. The Student’s executive functioning, attention, and retrieval fluency abilities are
weaker now when tasks require both speed and accuracy.
j. These significant changes and weaknesses appear to substantially limit academic
tasks, and they may be exacerbating the Student’s anxiety, depression, and/or
other factors (S#4 pp.2-4; S#39 pp.3-5).
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k. The 2014 private evaluation report described how the Student’s Autism affects
the Student’s social interactions, causes perseveration, distress during
transitions, triggers display of a rigid thinking pattern, sensitivity to noises, as
well as anxiety and mood disturbances (S#4 pp.1-3; S#39 pp.6-9).
41. When the 4th grade started, the Parent had a meeting with the District staff about
the Student’s sibling. The record is not clear if the Parent provided the District
with the second evaluation report (N.T. 105, 142, 333-334). The record is clear the
[District] team never discussed the 2014 report or had a meeting prior to approval
of the home school plan. Id.
42. Aware of the dispute about the Student’s and the sibling’s dispute over the proper
program for the 2014-2015 school year the Superintendent signed off on the
Parents’ Affidavit to supervise the Student’s home school program (S#31).
Applicable Legal Principles and Discussion
Burden of Proof
The burden of proof, generally, consists of two elements: the burden of
production and the burden of persuasion. The burden of persuasion lies with the party
asking for the hearing. If the moving party provides evidence that is equally balanced, or
in equipoise, then the party asking for the hearing cannot prevail, having failed to present
sufficient evidence.3 In this case, the Parents asked for the hearing and thus bore the
burden of proof. There were instances of conflicting testimony where credibility and
persuasiveness determinations were made to establish a fact. Some witnesses were,
however, more persuasive on some points than others. In each instance, this hearing
officer was able to draw inferences from which one could ultimately determine the facts.
Credibility and Persuasiveness
During a due process hearing, the hearing officer is charged with the responsibility
of judging the credibility of witnesses, weighing evidence, assessing the persuasiveness of
the witnesses’ testimony and, accordingly, rendering a decision incorporating findings of
fact, discussion and conclusions of law. In the course of doing so, hearing officers have
the plenary responsibility to make express, qualitative determinations regarding the
relative credibility and persuasiveness of the witnesses.4
3 Schaffer v. Weast, 546 U.S. 49, 62 (2005); Ridley S.D. v. M.R., 680 F.3d 260 (3d Cir. 2012).
4 David G. v. Council Rock School District, 2009 WL 3064732 (E.D. Pa. 2009); T.E. v. Cumberland Valley
School District, 2014 U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution,
Page 10
Thus, all of the above findings are based on a careful and thoughtful review of the
transcripts, a reading of all of the exhibits and a direct observation of each witness;
therefore, the decision is based upon a preponderance of the evidence presented. While
some of the material evidence is circumstantial, the hearing officer can derive inferences
of fact from the witnesses’ testimony and the record as a whole is preponderant. On
balance, despite inconsistencies, the hearing officer found all of the witnesses’ testimony
represents their complete recollection and understanding of the events.
IDEA’s Child Find and FAPE Requirements
The IDEA guarantees children with disabilities “free appropriate public
education."5 To achieve this goal the statute mandates that states receiving federal funds
under the statute provide "special education and related services" to students who qualify
as children with disabilities.6 Id. All determinations regarding eligibility arise out of the
identification and the evaluation of the student as a "child with a disability."7
The question here is whether the Student as "child with a disability" of Autism
who, by reason thereof, needs special education and related services. Id. IDEA eligibility
determinations proceed in two steps. The first question is does the child have an
exceptionality-- here, Autism 34 C.F.R. 300.8(c)(1). This point is conceded, and not in
dispute by the parties. The second determination, at issue here, requires the team to
decide if the Student with a qualifying exceptionality "needs" special education and
related services because of that disorder.8
"Special education" is defined as "speci ally designed instruction, at no cost to
parents, to meet the unique needs of a child with a disability, including ... instruction
conducted in the classroom, in the home ... and in other settings," as well as "instruction
in physical education." "Related services" means "transportation, and such
developmental, corrective, and other supportive services (including ... psychological
services, physical and occupational therapy, ... medical services ...) as may be required to
assist a child with a disability to benefit from special education." Id. § 1401(26)(A).
Neither the statute nor the agency regulations implementing the regulation specify the
object or the scope of the “in need of” determination.9
Quakertown Community School District, 88 A.3d 256, 266 (Pa. Commw. 2014); Blount v. Lancaster-Lebanon
Intermediate Unit, 2003 LEXIS 21639 at *28 (2003
5 20 U.S.C. § 1400(d)(1)(A).
6 20 U.S.C. §§ 1401(3)(A)(ii); § 1412(a)(1)(A).
7 20 U.S.C. § 1401(3)(A).
8 20 U.S.C. § 1401(3)(A)(ii).
9 Mr. and Mrs. DOE, v. Cape Elzabeth School District, 68 IDELR 61, 116 LRP 33 (1st Cir August 5, 2016)
(when a student’s strong academic performance masks the presence of a disability, the evaluation team
Page 11
When the Student's overall high leve ls of academic performance mask specific
factors related to the eligibility determination, the regulations included a requirement that
the evaluators "[u]se technically sound instruments that may assess the relative contribution
of cognitive ... factors" (emphasis added). The U.S. Department of Education further advises
that a disability must be determined "on a case-by-case basis, depending on the unique
needs of a particular student. 10
This eligibility inquiry must take into account a broad array of measures. It must
"[d]raw upon information from a variety of sources, including aptitude and achievement
tests, parent input, and teacher recommendations, as well as information about the child's
physical condition, social or cultural background, and adaptive behavior."11 The
evaluation must include "standardized, individualized testing (not just criterion-based
testing or functional assessments)," The comments to the regulations note, "Nothing in
the [IDEA] or ... regulations would preclude the eligibility group from considering results
from standardized tests when making eligibility determinations.12 Stated simply, just as no
single assessment or measure could support a finding of a disability, no single assessment
or measure may undermine a finding of “in need of special education” where other
measures or factors could support such a finding.13
The statute specifies that a child must "need [ ]" special education "by reason [of]"
the disorder as identified under, 20 U.S.C. § 1401(3)(A)(ii), and that special education
must be designed "to meet the unique needs of [the] child with a disability," id. § 1401(29)
(emphasis added). The regulations, however, are not clear as to how the “need for”
inquiry works, when like here, during the assessment the need for specially designed
instruction is masked by [redacted]. Therefore, insofar as the disability impedes the child's
"significant learning" in school, or the "meaningful educational benefits" that a child
derives from school, the mitigating effects [redacted] must be factored into the child find
process. This is axiomatic since quite obviously, if the [redacted] eliminates the “need”
should consider how the academic measures in question relate to the student's alleged deficit and
whether a more specific measure indicates a possible impairment).
10 Letter from Alexa Posny, to Catherine D. Clarke, Director of Education and Regulatory Advocacy,
American Speech and Hearing Association, U.S. Dep't of Educ. (Mar. 8, 2007)
https://www2.ed.gov/policy/speced/guid/idea/letters/2007-1/clarke030807disability1q2007.pdf
11 34 C.F.R. § 300.306(c)(1)(i); § 300.304(b)(1) (noting that the evaluation of whether the child is a child
with a disability must "[u]se a variety of assessment tools and strategies to gather relevant functional,
developmental, and academic information about the child")
12 ." Assistance to States for the Education of Children with Disabilities and Preschool Grants for
Children With Disabilities, 71 Fed. Reg. 46,540, 46,651 (Aug. 14, 2006)
13 See generally 34 C.F.R. § 300.304(c)(2) (emphasizing “assessments and other evaluation materials [to]
include those tailored to assess specific areas of educational need and not merely those that are designed to
provide a single intelligence quotient").
Page 12
that would ordinarily flow from the disability also present, than such is really not a
“need” at all.
[Redacted]
When a district evaluates a student or refuses to evaluate a student the district
must provide the parents with prior written notice of the district action 20 U.S.C. §
1415(b)(3).
Accordingly, the inquiry here should focus on whether the District assessed the
Student in all areas of unique need, and if the warning signs placed the District on inquiry
notice of a student in need of special education [redacted]. While the IDEA is one source
of assistance, assuming the student is not IDEA eligible, the District must also inquire if
the Student is a person with a disability under Section 504.14
[Redacted]
Section 504 Denial of FAPE
Section 504’s implementing regulations provide a detailed scheme for fashioning
FAPE for students with a qualifying Section 504 disability. 34 C.F.R. §104.30-104.36.
Similar to the IDEA requirements, Section 504 requires districts to conduct a
comprehensive evaluation of the student’s needs 34 CFR §104.33, and provide FAPE,
including regular and special education, in the least restrictive educational environment 34
CFR §§104.33-104.34. When the parties disagree about the provision of FAPE, the
District must provide procedural safeguards 34 CFR §104.36.15
The Section 504 regulations provide that the implementation of an IEP under the
IDEA may also meet the substantive FAPE requirement of Section 504, but not
necessarily all of Section 504 FAPE requirements of 34 CFR 104.33 (b)(1)(ii) and 34 CFR
104.33(b)(2).
Section 504 evaluation, identification, and eligibility determinations
A school district must conduct an evalua tion of any individual who because of a
disability "needs or is believed to need" special education or related services. 34 C.F.R. §
14 [Redacted]
15 34 CFR §104.34 (a); Letter to Williams, 21 IDELR 73 (OSEP 1994) (Section 504 requires districts to
educate students with disabilities in the LRE); In re: Student with a Disability, 113 LRP 42334 SEA NY
2013) (concluding that a violation of Section 504's LRE requirement at 34 CFR §104.34, requiring
comparable services and activities, is not analogous to any IDEA regulations).
Page 13
104.35(a). An individual evaluation must be conducted before any action is taken with
respect to the student's initial placement, or before any significant change in placement is
made. 34 C.F.R. § 104.35. At the time of the evaluation, the district must provide
procedural safeguards before making a significant change in placement determination.
After a complete evaluation, the student may not need supplemental aids and services or
special education, however when such a decision is made the Student is still a person with
a disability. [redacted]
When the evaluation establishes the st udent does not need FAPE services, the
student is still protected by Section 504's general nondiscrimination prohibitions and
Title II of the ADA’s statutory and regulatory requirements. See 28 C.F.R. § 35.130(b); 34
C.F.R. §§ 104.4(b), 104.21-23. Therefore, even though a school district does not identify
the student as needing special education or related services, knowing the student is a
person with a disability, the district must still consider whether the student is entitled to a
reasonable modification of policies, practices, or procedures. Id.
The district's obligation to make Section 504 accommodations or modifications is
fact-dependent and requires a case-by-case analysis. For example, the student may have
controlled asthma and not need FAPE services in the classroom, but may require a
modification of the district’s policy precluding students from carrying medication
throughout the school day. The latter is an example of a person with a disability who
needs modifications of school policies unrelated to FAPE services.16
Once the district makes the eligibility decision, the district must inform the
student's parents of its decision and of the parent's procedural safeguards rights 34 C.F.R.
§ 104.36. This safeguards provision requires a school district to establish a system of
procedural safeguards for the identification, evaluation, and education of persons who,
because of a disability, need or are believed to need special education or related services.17
“A school district that denies a parent's request for a Section 504 evaluation of a student,
regardless of the grounds for the denial, must inform the student's parent of its decision,
and of the parent's procedural safeguard rights, as set forth in the Section 504
regulations.18
16 Protecting Students with Disabilities: Frequently Asked Questions About Section 504 and the Educ. of Children with
Disabilities, 67 IDELR 189 (OCR 2015).
17 Dear Colleague Letter, 116 LRP 31313 July 26, 2016, (Dear Colleague Letter and Resource Guide on
Students with ADHD pp.32-33) (school districts must provide parents and students with procedural
safeguards).
18 New Hanover County (NC) Schs., 114 LRP 14971 (OCR 12/24/13) (OCR reasoned that from the start
of the school year, the district had ample reason to believe that the student may have needed special
education or related aids and services based on the student's diagnosis);Oakland (CA) Unified Sch. Dist.,
113 LRP 27902 (OCR 04/16/13)(teachers erred by continuing with unsuccessful ad hoc
Page 14
Application and Analysis of Legal Principles
The Student’s 2011-2012 and 2012-2013 ID EA and 504 claims are time barred.
Discrete acts, which are time barred, "cannot be resurrected by being aggregated and
labeled continuing violations."19 The District extends this limited holding, arguing here
that the Parents’ prior 2011 knowledge of the alleged violations, precludes a finding that a
new 2013 ongoing violation is not otherwise actionable. I disagree. In an analogous
situation in AMTRAK v. Morgan, 536 U.S. 101, 113 (2002), the court held the existence of
past time barred acts and the plaintiff’s prior knowledge of their occurrence, did not bar
the plaintiff from filing new claims about related acts that continue into the present. To
be actionable, the new claims, however, must be new independent, ongoing violations.
The complainant must address alleged violations that are themselves timely filed.
Moreover, prior acts are admissible as background evidence in support of a timely filed
claim. Id. Similarly, the IDEA statute of limitations should not bar a parent from using
prior acts as background evidence in support of a timely claim. An ongoing child find
violation occurs "over a series of days or perhaps years,"20 and "is based on the
cumulative effect of a thousand cuts, rather than on any particular action taken by the
defendant"21 Although an alleged child find violations must be raised within the
applicable statute of limitations period, acts establishing ongoing violations can occur at
any time so long as they are linked to actions which continue into the applicable
limitations period.22 Therefore, the new timely filed child find claims are timely and
actionable. Passing this initial threshold test, I will now turn to the merits of the alleged
child find claims.
[Redacted] The Chapter 14 regulations provide detailed procedures to assess a
student’s eligibility and need for specially designed instruction as a person with a
disability. In this instance, the evidence is preponderant the District did not follow
Chapter 14. The evidence is also preponderant the District did not administer any formal
accommodations instead of referring the student for an evaluation); Lakeview (MI) Pub. Schs., 114 LRP
15872 (OCR 12/06/13) (OCR found sufficient evidence of a 504 violation when the district only
considered IDEA eligibility in its decision to terminate a middle school student's IEP was a denial of
FAPE); Prince William County (VA) Pub. Schs., 63 IDELR 139 (OCR 2013) (OCR concluded that the
district failed to properly and timely evaluate a student with "borderline" ADHD. OCR also concluded
that the district denied the student FAPE by delaying its evaluation of the student for months and then
failing to apply the correct eligibility standard. Focusing on the disability evaluation, OCR explained that
the determination of whether a student has a disability is "not based solely on a medical diagnosis, but
instead on an assessment of whether [the] student is substantially limited in a major life activity.")
19 Cf. O'Connor v. City of Newark, 440 F.3d 125, 129 (3d Cir. 2006); D. K. v .Abington School. Dist., 696 F.3d
233, 243 (3d Cir. 2012).
20 Morgan, 536 U.S. at 115
21 O'Connor 440 F.3d at 127-128.
22 O’Connor, 440 F.3d at 127.
Page 15
or informal assessments to evaluate or rule out the whether the Student’s disability
“adversely affected” the Student’s education or the disability “substantially limits” a major
life functions. The District psychologist while aware of the Student’s anxiety did not
administer any formal or informal measurements. The psychologist did not observe the
Student in the classroom. Instead, she asked the Student two questions about the anxiety
related behavior, and when the Student provided a glib answer, she moved on concluding
the Student was not eligible, without the benefit of a “variety of assessments.” [redacted]
When confronted with warning signs, the instructional staff instead brushed off the
manifestations of the Student’s disability attributing the Student’s disorder to being a
“perfectionist.” This type of rigid thinking pattern is one of the hallmarks of a high
functioning person with Autism. The peer-to-peer problems with participation in
[redacted activity] were instead redirected to the mother for being overbearing. When the
Student and the Parent complained about hand writing difficulties the staff pointed to the
Student’s high-test scores as a justification for moving on. The Student’s handwriting,
letter formation, organization and the length of the sentences are inconsistent with the
Student's abilities and achievement. The mother testified that the 3rd grade teacher made
modifications to the reading materials to keep the Student on task. The teacher’s informal
practices were in reality low grade forms of specially-designed instruction, modifications
or accommodations that while keeping the Student engaged also masked the Student’s
needs. When the Student did cry in frustration, at the beginning of 4th grade, the staff
once again pointed to the mother as the source of the Student’s discontent.
Likewise, the Student’s depression, anxiety, and Autism went unnoticed because
the [District] team relied on ability measures contrary to the black law requirements that
the team use a “variety” of measures to gauge the need for specially designed instruction.
Everyone knew the Student was fixated on the sibling’s classroom troubles. Yet no one
thought it advisable to conduct an observation or develop an intervention to address a
series of behaviors that were interfering with Student’s learning. The entire staff was
aware the Student was taking several medications for anxiety and depression. No one
discussed whether the medications were “mitigating measures” that masked the known
disorders. [redacted]
Finally, the evidence is preponderant that only one person, the psychologist, not a
team of knowledgeable individuals, read the entire 2011 private evaluation. The fact that
the [redacted] team members were not aware of the underlying data used by the private
evaluator [redacted] created a defacto team of one, the psychologist. The [District] team
members could not comment on what they did not read. When the team did not review
and discuss the evaluator’s suggested recommendations for specially designed instruction
[redacted] the Student lost a chance for a FAPE. Instead, the special education director
acquiesced to the psychologist’s summary statements that curiously omitted the relevant
diagnostic data and suggested specially designed instruction. This decision making
Page 16
process interfered with the Parents rights, [and] the evaluation team members’ duties and
is contrary to [redacted] Chapter 14, the IDEA and Section 504 as well as their respective
implementing regulations.
The District infers the [cyber school] ev aluation report, finding that the Student
IDEA eligible, is flawed [redacted].
The District, relying on its speech therapist, also attacks the [cyber school] IDEA
initial evaluation report’s finding the Student is Speech Language Impaired. The District’s
speech therapist’s review of the test results is insufficient, inadequate, and fatally flawed.
The District’s speech therapist did not observe the Student, did not evaluate the Student,
did not review the [cyber school] therapist’s raw data, and she did not contact the [cyber
school] evaluator. Absent direct contact with the Student, under these facts, the
therapist’s opinions are not persuasive.
Accordingly, I find the District’s failure to identify, locate, and evaluate the Student
violated the IDEA.23 Assuming arguendo, the failure to perform an IDEA evaluation was
harmless error, believing the District’s evaluation is complete and the staff are correct in
their observations the failure to consider the Student’s 504 eligibility is legal error. The
IDEA and Section 504 eligibility are very different. The [redacted] team did not consider
how the Student’s Autism disability substantially limited the Student’s major life
functions under Section 504. The District never satisfactorily explained the basis of its
decision denying eligibility. The District on two occasions failed to evaluate, locate, and
identify the Student as a person with a disability. While I find the District violated its
child find duties, the record does not establish the nature of the harm, the lost
educational benefits, or the degree these culminating ongoing violations interfered with
the Parent’s due process rights. Although the Parents seek compensatory education, the
record therefore does not support the requested relief.
Instead, the record does, however, support the need for a comprehensive
evaluation, in all areas of unique need, including but not limited to writing, social,
language, and behavioral needs. The July 2014 evaluation noted a new disorder, yet it
does not reconcile how the disorder affects the Student’s education, learning, thinking,
and concentration. The 2014 evaluation noted the Student was “sad.” The Student had
very elevated scores measuring humiliation and or rejection. The Student self-reported
elevated social anxiety and generalizing anxiety measures. On a disturbing note, the
23 P.P. v. West Chester Area Sch. Dist., 585 F.3d 727, 2009 U.S. App. LEXIS 23976 (3d Cir. 2009) (school
districts have a continuing obligation under the IDEA and § 504 to identify and evaluate all students
who are reasonably suspected of having a disability under the statutes (citation omitted).
Page 17
Student also had elevated levels of a measure of panic warning signs. The July 2014
evaluators opined the Student was likely internalizing symptoms of anxiety and panic.
The 2014 evaluators concluded these symptoms/disorders were limiting the Student’s
performance in a variety of settings. [Redacted], the evaluators noted the Student’s Full
Scale Intelligence Quotient (“FSIQ”) and General Ability Index (“GAI”) decreased from
the initial assessment in 2011. The Student also experienced a decrease in processing
speed that was not commensurate with Student’s working memory, perceptual reasoning,
and verbal comprehension. This decrease greatly affected the Student’s speed and
accuracy. Previously, the Student’s immediate verbal and delayed memory skills were well
developed. As of 2014 however, the Student’s immediate visual and delayed memory
skills were considered areas of weakness. The Student’s executive functioning, attention,
and retrieval fluency abilities are weaker now when tasks require both speed and
accuracy. While these significant changes and weaknesses appear to be substantially
limited to academic tasks, they are intertwined and may be exacerbated by anxiety, panic,
humiliation, depression or some other factor. These uncontested test results create a
series of unanswered questions that merit an independent educational evaluation. The
record does not suggest what amount of compensatory education services are needed to
place the Student on the right path. Accordingly, the District is Ordered to pay for a
comprehensive Independent Educational Evaluation (IEE).24
The basis for ordering this IEE is not th e frequent situation of a parental request
based on formal disagreement with the District’s evaluation. Rather, here the District’s
evaluation was so fatally flawed as to obscure, either on a qualitative or quantitative basis,
what the student should have been receiving. That not only resulted in a denial of FAPE
due to the resulting programmatic deficiencies, but also prevented the parents from
knowing the extent of what their child should have been receiving in the context of
claiming relief. Further, the seriousness and overall deficiency of the District’s evaluation
process make it highly unlikely that it would be able to appropriately reevaluate this
student, posing the significant likelihood that attempting to do so would waste precious
educational time for this student. Parenthetically, it should also be noted that during this
hearing parents’ evidence implicitly showed clear disagreement with the District’s
evaluation, the very basis of their claim for denial of FAPE and consequent
compensatory education relief. In any event, the District is being ordered to pay for an
evaluation, but the parents’ claim for compensatory education will be denied.25
24 34 C.F.R. §300.508(d)
25 N.M. v. Wyoming Valley School District ODR FILE #16242-1415KE (McElligott August 4, 2015)
Page 18
ORDER
And Now, this September 1, 2016, it is hereby ORDERED as follows:
1. The District is Ordered to pay the costs for a comprehensive evaluation in all areas
of unique need, including but not limited to an evaluation of the Student’s abilities,
achievement, academics, social, behavioral, and transition needs.
2. The District is Ordered to pay the cost for a certified behavioral analysist to
evaluate the Student’s behavioral needs. The results of the comprehensive
behavioral evaluation will assist the team in determining what behaviors, if any, are
impeding the Student’s progress.
3. Once the evaluation(s) are completed, the District is directed to prepare an
evaluation report. Once the evaluation report is completed, the District shall
prepare an IEP.
4. The Parents’ claim for compensatory education is dismissed without prejudice,
with the right to refile another request for a due process hearing.
s/ Charles W. Jelley, Esq. LL.M.
Special Education Hearing Officer
September 1, 2016
