Western Wayne School District | Case 27332-22-23 | 2023-01-20
Pennsylvania special education due-process decision
- Case number
- 27332-22-23
- Date
- 01/20/2023
- Parties / district (official listing)
- Western Wayne School District
- Hearing officer
- Charles Jelley
- Issues (official listing)
- Thought to be Eligible Pattern of Behaviors Pattern of Removal Independent Educational Evaluation Diagnostic Placement Manifestation Determination
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the decision to preserve anonymity of the student. The redactions do not affect the
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Pennsylvania Special Education Hearing Officer
Final Decision and Order
EXPEDITED DECISION
ODR File No.
27332-22-23
CLOSED HEARING
Child's Name:
M.B.
Date of Birth:
[redacted]
Parent:
[redacted]
Counsel for the Parent:
Drew Christian, Esq.
PO Box 166,
Waverly, PA 18471
Local Education Agency:
Western Wayne School District
Easton Turnpike,
Lake Ariel, PA 18436
Counsel for the LEA:
Rebecca A Young, Esq.
King Spry Herman Freund & Faul, LLC,
One West Broad Street, Suite 700,
Bethlehem, PA 18018
Hearing Officer:
Charles W. Jelley, Esq.
Date of Decision:
1/20/2023
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INTRODUCTION
On or about December 4, 2023, the Parent requested this special education
due process hearing on behalf of their child (Student) against the School
District (District).1 This matter arises under the Individuals with Disabilities
Education Act (IDEA), 20 USC § 1400 et seq. and Section 504 of the
Rehabilitation Act.
The Parent's Complaint includes two distinct claims. Claim one is an appeal
from the District's imposition of discipline; this claim forms the basis of the
request for the expedited hearing. The expedited designation requires me to
issue a rapid Decision.
The second claim alleges multiple non-expedited child-find and a denial of a
free appropriate public education for the two years before the filing date. In
coordination with this hearing officer, the Office for Dispute Resolution will
schedule this matter for a hearing at a later date.
The expedited claim alleges that the Student is otherwise eligible for IDEA
and Section 504 protections as a "thought-to-be eligible" student. The
phrase "thought-to-be eligible" is a jargon-loaded term of art which, if
proven, extends IDEA and Section 504 protections to not yet eligible
students facing disciplinary actions under 20 USC § 1415(k).
2
1 Except for the cover page, identifying information is omitted to the extent practicable. The
Parents’ claims arise under 20 USC §§ 1400-1482 and Section 504, 29 USC §794. The
federal regulations implementing the IDEA are codified in 34 CFR §§ 300.1-300.818; while the
Section 504 regulations are found at 34 CFR § 104. et seq. The applicable Pennsylvania
regulations, implementing the IDEA are set forth in 22 Pa. Code §§ 14.101-14.163 (Chapter
14). References to the record throughout this decision will be to the Notes of Testimony
(N.T.,), Parent Exhibits (P-) followed by the exhibit number, School District Exhibits (S-)
followed by the exhibit number, and Hearing Officer Exhibits (HO-) followed by the exhibit
number.
2 The time to conclude the proceedings on the second claim is different; therefore, after I
issue this Decision, the Office for Dispute Resolution (ODR) will issue a new file number with
a new decision due date for the second claim. Scheduling details about the non-expedited
claim will follow from ODR after this Decision.
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Section 504 does not have a parallel provision; therefore, I will apply the
specific requirements of the IDEA in deciding the Section 504 claim.
At the center of this dispute, the Parties disagree over the meaning of the
phrase "pattern of behavior" and the scope of the concerns that staff must
communicate to trigger a basis of "deemed" "knowledge" under 20 USC §
1415(k)(5)(B), and 34 CFR § 300.534(iii). Very little case law guides the
hearing officer on either point. After hearing a full day of testimony, the
pleadings, and reviewing the exhibits, I am ready to rule. For all the reasons
and conclusions that follow, I now find in favor of the Parent and against the
District.
Issues
1. Was the Student "thought to be eligible" prior to the disciplinary
removals? If the answer is yes, what relief, if any, is required?
FINDINGS OF FACT
All evidence was carefully and thoughtfully considered; I make findings only
as necessary to resolve the expedited issue presented. Some evidence -
both testimony and documents- substantiated and contextualized the
findings. I decline to catalog any evidence in detail here that relates to the
non-expedited claims to follow.
1.For ease of reading, the Student was enrolled in the District during the
following years:
a. 2020-2021 School Year - [redacted] Grade - Middle School
b. 2021-2022 School Year - [redacted] Grade - High School
c. 2022-2023 School Year - [redacted] Grade - High school.
2.On January 15, 2021, the District provided the Parent with a copy of a
completed evaluation report. (P-1). The District team members concluded,
and the Parent agreed the Student was no longer IDEA eligible. (P-1).
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Although the report referenced a previous behavioral health diagnosis, the
District did not complete a Section 504 evaluation. (P-1. p.2). The individual
listed as the local education agency representative (LEA) in the report did
not receive or review the report. (P-12, NT pp.216-218). The psychologist
has no recollection of who attended the meeting to review the reevaluation
but recalls an email invite. (NT pp.148.150). Another administrator issued
the Notice of Recommended Educational Placement existing the Student
from IDEA services. (P-2, S-3).
3.The evaluation included an assessment of general ability and achievement
testing. The assessments indicate the Student had average ability and ability
achievement. The report did not include measures of executive functioning,
behavioral, or social-emotional skills. (P-2, S-3). Recent report cards
indicate that the Student earned average grades in most classes. The
evaluation report notes the Student was, however, failing social studies and
technical education. (P-2, p.4 S-3, p.4).
4.Beginning on or about December 15, 2022, the Student began to earn in-
school and after-school detentions for violations of the Student Code of
Conduct.
a. On December 22, 2021, the Student received lunch detention
for arriving two (2) minutes late for class on November 30,
2021, and three minutes late on December 15, 2021. (P-3, pp.9-
10).
b. On February 1, 2022, the Student received lunch detention for
not being quiet in Study Hall when others were working. (P-3
p.8).
c. On February 9, 2021, the Student earned after-school detention
for arriving late to class wearing earbuds in class on January 25,
2022, report. The communication history notes the Mother
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expressed concerns about in-home behavioral troubles. (P-3
p.8).
d. On February 16, 2022, the Student earned after-school
detention for acts of disrespect and [destruction of property] on
February 2, 2022. (P-3 p.8).
e. On February 16, 2022, the Student earned after-school
detention for not having a hall pass and arriving late to class. (P-
3, p.7).
f. On February 16, 2022, the Student earned after-school
detention [inappropriate behavior] on February 14, 2022. (P-3
p.7).
g. On February 16, 2022, the Student earned after-school
detention for possessing a phone in class. The District called the
Mother, who picked up the phone the next day. (P-3 pp.6-7).
h. On February 17, 2022, the Student earned after-school
detention for arriving late without a hall pass on February 16,
2022. (P-3.6).
i. On February 28, 2022, the Student received lunch detention for
arriving late to class. (P-3 p.6).
j. On March 9, 2022, the Student received after-school detention
for being "consistently" late to class. (P-3 p.5).
k. On March 15, 2022, the Student received a three-day out-of-
school suspension for [inappropriate language] in Study Hall on
March 11, 2022. (P-1, p.5).
l. On April 6, 2022, the Student earned a three-day out-of-school
suspension for [inappropriate behavior]. Also, on April 6, 2022,
the Student earned a three-day out-of-school suspension for
making inappropriate comments[redacted]. The two violations
were combined into one punishment. (P-3 p.4)
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m. Sometime between December 2021 to April 2022, the guidance
counselor arranged for the Student to see a counselor. (NT
pp.173-180, NT pp.193-198). The District paid for the counselor.
The Student met with the counselor on two occasions. The
sessions ended because the Student was antagonistic. Id. The
guidance counselor did not know the Student was previously
diagnosed as a person with an oppositional defiant disorder. (NT
p.200-201).
n. In early April 2022, the building Principal contacted the Mother
about the Student's ongoing discipline referrals. The Principal
came up with two options. (NT p.159, N.T. p.179). Option one,
the Student could leave the District and attend a drug and
alcohol program. Option two, the Student could leave the high
school and attend the District run cyber-school. No other options
were discussed. Because the Student previously struggled during
online instruction, the Mother was initially interested in the in-
person drug and alcohol program. After thinking it through, the
Mother picked the cyber placement. The removal from school is
not noted on the report cards or the discipline file. (P-3, S-2, P-
4, S-5, NT. pp.154-160).
o. On September 7, 2022, when the Student returned to in-person
instruction for [redacted] grade, the Student earned lunch
detention for making inappropriate comments [redacted]. (P-3
p.4).
p. Sometime between December 2021 and April 2022, an
administrator made a referral to a drug and alcohol program
about a possible placement. (NT p.202-203). The guidance
counselor did not understand the basis for the referral to the
drug and alcohol program. (NT pp.201-202).
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q. On September 14, 2022, the Student earned a one day out of
school suspension to be served on September 22, 2022. (P-3
p.4).
r. On September 14, 2022, the Student was also disciplined for
continuing to wear torn jeans after multiple warnings. The
Student received an after-school suspension to be served on
September 22, 2022. (P-3 p.4).
On September 14, 2022, the Student was disciplined for wearing
earbuds in class a third time. The teacher asked, and the
Student agreed to take them out and then put the earbuds back
in later. (P-3 p.4). The Student was given a three-day out-of-
school suspension. Id.
s. On November 4, 2022, the Student was disciplined for going into
the bathroom 5 minutes after the late bell. When questioned, the
Student responded that [redacted] was late for class and walked
away. The Student was given a three-day out-of-school
suspension. (P-3 p.4).
t. On November 4, 2022, the Student was disciplined for getting
Gatorade and walking in the hall. The Student was later found in
the art room. The Student was given a three-day out-of-school
suspension to be severed at the same time as the previous
infraction above. (P-3 p.4).
u. On November 7, 2022, while walking down the hall, the Student
twisted the top off another Student's water bottle, which then
caused the bottle to fly up and hit the ceiling. On November 4,
2022, the Student was disciplined for going into the bathroom 5
minutes after the late bell. When questioned, the Student
responded that [redacted] was late for class and walked away.
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The Student was given a three-day out-of-school suspension to
be severed at the same time as the infraction above. (P-3 p.3).
v. On November 8, 2022, the Student received a three-day out-of-
school suspension for possessing a vape pen. The suspension
was served on the same days as the November 7, 2022,
punishment. (P-3 p.3).
w. On November 9, 2022, the Student was in the hallway talking to
others when the bell rang. A staff person escorted the Student to
the next class. The Student arrived two minutes late for class.
The Student received a three-day out-of-school suspension to be
served with the previous violation. (P-3 p.3).
x. On November 14, 2022, the Student was in the hallway three
minutes after the bell. When the teacher called out to the
Student, the Student walked away. The Student earned a three-
day suspension to be served with the November 8, 2022,
removals. (P-3 p.2).
y. On November 15, 2022, the Student was disciplined for using a
cell phone in class and texting another. The Mother was
contacted about the incident. The Student earned a three-day
suspension to be served at the same time as the November 14,
2022, punishment. (P-3 p.2).
z. On November 15, 2022, the Student was seen in a Snapchat
video posted [redacted]. When the video became public, after
questioning, the Student admitted to [redacted]. The Principal
suspended the Student for ten (10) days. (P-3 p.1). When the
Student returned to school after the suspension, the Student got
into a fistfight. (NT pp.61-64).
aa. The District then informed the Student that the administrators
would move forward with an expulsion charge. (N.T. pp.).
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bb. Sometime during [redacted] grade, before the expulsion
hearing, the guidance counselor made a referral to a local
community behavioral treatment program. (NT pp.194-195).
5.On or about December 4, 2022, the Parent filed an expedited due process
Complaint. The complaint seeks multiple forms of relief, like an independent
education evaluation, compensatory education, an immediate return to
school, and any other appropriate relief. (P-5).
6.Before the expulsion hearing, the Principal contacted the Parent to review an
Expulsion Waiver Form. The Waiver suggested that if the Student agreed to
waive all regular education due process rights, the District would pay for the
Student to attend a drug and alcohol program. Provided the Student
complied with all treatment recommendations and maintained passing
grades, the District agreed to consider an early return to the District. (P-6).
If executed, the Parties would not proceed to a formal hearing. The Parent
refused to sign the Waiver. (NT p.170).
7.The Board met on or about December 19, 2022, and voted to expel the
Student. (NT p.70). Unaware of the Board's vote, the Student returned to
the high school. When the Student returned, the Principal told the Parent the
Student was expelled. The Student then left the building. Id.
8.At the time of the expedited due process hearing, the Board had not yet
issued a written decision or served a notice of appeal. (NT p.70).
9.As of January 6, 2023, the date of the due process hearing, the Student has
not attended school since early December 2022. (N.T. passim).
10.On or about December 6, 2022, the District filed a Motion to Dismiss,
suggesting that the Student had no IDEA or Section 504 due process rights.
The Parent filed a Response, and the hearing officer denied the District's
Motion on or about December 13, 2022. (H.O. #2).
11.On or about December 19, 2022, the District filed an Answer/Response to
the expedited complaint denying all claims. The District denied the request
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for the independent educational evaluation and asserted multiple affirmative
defenses. (S-6, S-7).
12.The District's expulsion policy states, "Students who are facing an expulsion
hearing must be placed in their normal classes if the formal expulsion
hearing is not held within the ten-day school suspension window. (H.O. #3
p.3 The policy goes on to state, "The hearing shall be held within fifteen
days (15) days of notice of charges, unless a delay is mutually agreed to by
both parties or is delayed by an: "(b) evaluation or other court or
administrative proceedings are pending due to a student invoking his/her
rights under the Individual with Disabilities Education Act (D.E.A.)." (H.O. #3
p.3).
APPLICABLE LEGAL PRINCIPLES
Generally, the burden of proof consists of two elements: the burden of
production and persuasion. In special education due process hearings, the
burden of persuasion lies with the party seeking relief.3 The party seeking
relief must prove entitlement to their demand by preponderant evidence and
cannot prevail if the evidence rests in equipoise.4 In this case, the Parent is
the party seeking relief and must always bear the burden of persuasion.
While credibility was not a concern, several witnesses did not provide a
clear, persuasive, or compelling explanation of the events and circumstances
surrounding the Student's various removals and the decision-making process
that led to each removal from the regular education setting.
Sometimes, certain witnesses did not seem to have a working knowledge of
the IDEA discipline rules or District policy implementing the IDEA or Section
504 discipline protections.
THOUGHT-TO-BE EXCEPTIONAL STATUS UNDER CHAPTER 14
3 Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d
384, 392 (3d Cir. 2006).
4 See N.M., ex rel. M.M. v. The School Dist. of Philadelphia, 394 Fed. Appx. 920, 922 (3rd Cir.
2010).
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Pennsylvania general child find regulations require districts to locate and
identify "thought-to-be-eligible" students.5 Chapter 14 further provides that
school districts should use various screening techniques, including behavioral
observations, to locate, identify, evaluate and educate students who may
need special services and programs as prescribed by IDEA. 22 P.A. Code
§14.122.
STUDENT DISCIPLINE UNDER THE IDEA DEEMING AND
"THOUGHT-TO-BE ELIGIBLE" STATUS
The IDEA includes specific disciplinary protections for students with
disabilities who receive special education services. 20 USC § 1415(k). The
IDEA's federal implementing regulations also extend those protections to
"thought-to-be eligible" children. In certain circumstances, the IDEA protects
children who have "not been determined to be eligible for special education
and related services" in school discipline matters.6 The protections at 34 CFR
§ 300.534 are triggered when the local educational agency (LEA) — the
District in this case — has a basis of knowledge "that the child was a child
with a disability before the behavior that precipitated the disciplinary action
occurred." 34 CFR § 300.534(a). Accordingly, if the LEA had no basis of
knowledge, it could impose the same discipline that it would on any other
student.
The IDEA regulations explain when any of three conditions occur. Districts
are "deemed to have knowledge that a child is a child with a disability…" 34
CFR § 300.534(b). Those conditions are:
(1) The Parent of the child expressed concern in writing to supervisory or
administrative personnel of the appropriate educational agency, or a
teacher of the child, that the child is in need of special education and
related services;
5 22 P.A. Code §14.121.
6 20 USC § 1415(k)(5), 34 CFR § 300.534Chapter 14 at 22 PA. Code 14.102 (xxxii)
incorporate the IDEA thought-to-be discipline standards found at 34 CFR § 300.534.
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(2) The Parent of the child requested an evaluation of the child pursuant to
§§ 300.300 through 300.311; or
(3) The teacher of the child, or other personnel of the LEA, expressed specific
concerns about a pattern of behavior demonstrated by the child directly
to the director of special education of the agency or to other supervisory
personnel of the agency. 34 CFR § 300.534(b).
The District now argues that under 34 CFR § 300.534(c) or (d), they are
otherwise excused from the "deeming" rule because a 2021 IDEA
reevaluation determined the Student was not eligible. Even if the exception
applies, a district must, if requested, provide an expedited evaluation in
discipline disputes.7 Furthermore, "until the evaluation is completed, the
child must remain in the educational placement determined by school
authorities, which can include suspension or expulsion without educational
services." Id.
OTHER IDEA STUDENT DISCIPLINE PROVISIONS
If a disciplinary action changes an eligible student's placement, the child's
IEP Team must conduct a manifestation determination. The function of a
manifestation determination is to determine "if the conduct in question was
caused by, or had a direct and substantial relationship to, the child's
disability; or … if the conduct in question was the direct result of the local
educational agency's failure to implement the IEP."8 If the behavior is a
manifestation of a disability, the LEA must conduct a functional behavioral
assessment or revise the child's behavior intervention plan. Moreover, if the
behavior was a manifestation, the LEA must "return the child to the
placement from which the child was removed, unless the parent and the
local educational agency agree to a change of placement as part of the
modification of the behavioral intervention plan."9
7 34 CFR § 300.534(d).
8 20 USC § 1415(k)(1)(E)(i)(I),(II).
9 20 USC § 1415(k)(1)(F).
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Even if there is no IEP or eligibility paperwork to consider, a district must
conduct a manifestation determination within ten (10) school days of its
decision to remove a student for more than ten (10) school days. In Letter
to Nathan, 73 IDELR 240 (OSEP 2019), the Office of Special Education
Programs explained that the District must complete the manifestation
timeline requirements before completing an expedited evaluation for a
"thought-to-be eligible" pupil.
PROCEDURAL HISTORY AND INTERIM RULING
THE DETAILS FOUND IN THE EXPEDITED COMPLAINT
The Parent first argues that the Student is a "thought-to-be eligible" pupil
and, as such, the District should have completed a manifestation
determination review prior to a significant change in placement. The Parent
further asserts that filing the expedited complaint also triggered "stay put"
protections, which then created a right to continued schooling pending a
final decision on the merits. Stated another way, once the complaint was
filed by operation of law, the Student had vested procedural and substantive
due process protections under disciplinary provisions at 20 USC §
1415(k)(5)(B), 34 CFR § 300.534(d)(2)(ii) and the "stay put" provisions at
20 USC § 1415 (j), and 34 C.F.R 34 § 300.518. The Parent now asks me to
return the Student to the high school immediately. They next ask for a
District funded expedited independent educational evaluation and
compensatory education.
THE DISTRICT'S MOTION TO DISMISS, ANSWER, AND
AFFIRMATIVE DEFENSES
Initially, the District filed a global Motion to Dismiss, alleging that non-
eligible students do not have either IDEA or Section 504 protections. The
Parent filed a Response. I denied the Motion finding that a genuine issue of
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material fact existed, suggesting the Student was otherwise protected by the
IDEA or Section 504.
The District then filed an Answer generally denying all allegations. The
Answer next asserts that at all times relevant, the District fully complied
with the IDEA and Section 504 disciplinary rules. Although the District's
Answer denied the request for the independent evaluation, the District did
not file a due process Complaint, defending its previous 2021 evaluation.
Instead, they issued a permission to reevaluate, which the Parent signed
and returned. Finally, they assert the recently completed evaluation
affirmative defense at 34 CFR 300.534(c)(2); if correct, the District is
otherwise excused from the "deeming" rules at 34 CFR 300.534(b).
Both Parties filed one-page closing statements. The Parent's statement
argues that I should blend the "child find" standards with the "deeming"
standards to identify a "pattern of behavior." The District argues that I
should apply the specific disciplinary rules at 34 CFR §300.534 and reject the
blended approach. I agree with the District.10
DISCUSSION AND CONCLUSIONS OF LAW
BASIS OF KNOWLEDGE
The Parent combines events during the 2021-2022- [redacted] grade and
the 2022-2023 - [redacted] grade school year to amass evidence of the
District's "basis of knowledge." The Parent argues that errors in the 2021
evaluation make out child find violations, which foster a "basis of
10 The District suggests that three hearing officer Decisions reviewing 34 CFR § 300.534 and
“thought to be eligible” status are controlling; they are not. Neither ODR #19036 nor ODR
#21918 called on the hearing officer to determine the scope of the concerns the staff must
communicate to trigger a basis of "deemed” knowledge under 20 USC § 1415(k)(5)(B), and
34 CFR § 300.534(iii) or when those communications describe a "pattern of behavior.” While
in ODR #21078-1819 (2019) this hearing officer applied the specific discipline rules at 34
CFR § 300.534(iii), I was not required to parse the scope of the teacher communications to
the administration or the “pattern of removal rules”; therefore, while I agree with the
District that the specific discipline rules apply the issues answered and the facts at play in
each hearing officer decision are distinguishable.
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knowledge." I disagree. Child find is triggered when "reasonable suspicions"
exist that a child may have a disability.11 On the other hand, a school
district's knowledge in a "thought to be eligible" disciplinary appeal is
confined to three precise circumstances. 34 CFR § 300.534. As a matter of
statutory interpretation, the specific controls the general; therefore, the
Parent's blended approach is rejected.12 While I must not conflate the "child
find" and the discipline provisions, I will not lose sight of the rules limiting
serial and long-term removals in understanding when a "pattern of behavior"
exists.
While the first two circumstances - 34 CFR § 300.534(b)(1)-(2) are not at
issue, the third circumstance at 34 CFR § 300.534(b)(3) is. I am now called
on to make a plain language analysis of the "pattern of behavior" and the
scope of the "expressed specific concerns" necessary to "deem" "knowledge"
that the Student is "thought to be eligible."
THE FIRST PATTERN OF BEHAVIOR IN [redacted] GRADE
A pattern is ordinarily construed as a recurrent, similar, or related series of
events.13 When teachers report to administrators that a pupil disrupts class,
is disrespectful, and then continues, after repeated removals, to re-offend,
the resulting string of communications creates the beginnings of a
communicated "pattern of behavior." Id. Case law next suggests that a
pattern can emerge without using magic words like "suspected disability,"
"handicapped," "pattern," or "evaluation."14
11 Ridley Sch. Dist. v. M.R., 680 F.3d 260, 280 Ed.Law Rep. 37 (3d Cir. 2012) (focusing on the
reasonable time after a previous evaluation that determined non-eligibility before
reasonable suspicion again arises).
12 Morales v. Trans World Airlines, Inc., 504 U.S. 374, 384, 112 S. Ct. 2031, 119 L. Ed. 2d
157 (1992) ('[I]t is a commonplace of statutory construction that the specific governs the
general.'). Doe v. Nat'l Bd. of Med. Exam'rs, 199 F.3d 146 (3d Cir. 1999), S.C. Dep't of
Educ. v. Duncan, 714 F.3d 249 (4th Cir. 2013).
13 Anaheim Union High Sch. Dist. v. J.E., 2013 U.S. Dist. LEXIS 72031 (C.D. Cal. May 21,
2013)(expedited IDEA discipline decision).
14 Jackson v. Northwest Local School District, (S.D. Ohio 2010) 55 IDELR 104, 110 LRP 49939.
In Jackson, the court determined that the school district had knowledge of the child's
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Parents argue that the detentions, suspensions, and removals constitute a
pattern of behavior. This explanation overly combines the IDEA pattern of
school "removal" restrictions with the discipline-specific "basis of knowledge"
requirements necessary to form a "pattern of behaviors." Let me explain.
In this District, the Principal and the Assistant Principal (hereinafter
"administrators") handle discipline referrals. By April 2022, in
[redacted]grade, the Student stockpiled 18 discipline incidents. A review of
the Student discipline profile reveals that the Student earned at least ten
(10) out-of-school suspensions, six (6) plus lunch detentions, and five (5) or
more after-school detentions. The record notes that the Student was absent
on 36 occasions. (P-3). The teachers' communications to the administrators
note a range of behaviors like failure to follow the rules, defiance,
disrespect, insubornation, and harassment were commonly reported. The
upward trend line from December to April is a problem.
By April 2022, the teachers’ repeated communications caused the Principal
to change the Student's placement for the last quarter of the school year.
This removal caused the Student to miss some 30 to 60 school days. The
administrator unilaterally came up with two options. The first was an out-of-
potential disability because the district had determined that the child should be referred to
an outside agency for a mental health evaluation. In Anaheim UHSD (OAH 5-9-12)
2012031076, the ALJ found that LEA was “deemed” to have a “basis of knowledge” when
student exhibited aspects of ADHD, lack of focus, disorganization, and anxiety in his classes,
which was also discussed at a Section 504 meeting by the student’s teachers. The
misbehavior in Anaheim was attempting to buy cannabis at school. The court later found the
teachers’ reports and the administrator’s action made out a “pattern of behavior” Anaheim
Union High Sch. Dist. v. J.E. 2013 WL 2359651 *6, (C.D. Cal. May 21, 2013), affirmed,
Anaheim Union High Sch. Dist. v. JE, 637 Fed. Appx. 380 (9th Cir 2016), Voyageur
Academy, Michigan State Education Agency, 114 LRP 34791, (March 21, 2014) (district held
to have a basis of knowledge that a student may have a disability after teachers
documented a series of aggressive, defiant and disruptive behavior), Fairfield-Suisun USD
(OAH 5-25-12) 2012030917. (ALJ found that LEA was “deemed” to have a “basis of
knowledge” when student exhibited “negative patterns of behavior” at a SST meeting), Cf.,
Spring Branch Indep. Sch. Dist. v. O.W., 76 IDELR 234 (5th Cir. 2020), cert. denied, 121
LRP 7003 , 141 S. Ct. 1389 (2021) (finding that while a district may attempt interventions
to address age-typical behaviors; when however, the ineffectiveness of interventions
become apparent, district is then prompted to evaluate sooner).
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district placement at a drug and alcohol treatment operated by a private
vendor. It is common knowledge in the District that the off-campus drug and
alcohol options included some form of behavioral health, social work, or
counseling services. I now conclude that because the Student's behaviors
caused the Principal to change the placement, it is axiomatic that the cyber
placement, like the other removals, was a disguised informal suspension. Id.
This removal without prior written notice hindered the Student's and the
Parent's procedural rights.
Furthermore, the guidance counselor's testimony that before the cyber
placement, she arranged for the Student to meet with a District funded
counselor is revealing. After participating in two sessions, the counselor
discontinued counseling due to the Student's nonparticipation. Taken as a
whole, the teachers' comments, the guidance counselor's, and the
administrator's outside referrals support a conclusion that a "pattern of
behavior" existed prior to the cyber placement.
Accordingly, applying the "pattern of behavior" and "basis of knowledge"
standards, I now find that by April 2022, during the [redacted] grade school
year, the Student should have been identified as a "thought to be eligible"
pupil. Id. I also find that the Principal's actions and the inactions of others
substantially impeded the Student's and the Parent's IDEA and Section 504
participation rights. This cluster of violations substantially limited access to
important procedural safeguards like prior written notice, timely evaluations,
and the right to file a due process complaint.
A SECOND PATTERN OF BEHAVIOR REOCCURRED IN [redacted]
GRADE
The record is clear that during [redacted] grade, a second reoccurring series
of teacher communications about a repeated series of misbehavior was
properly communicated to an administrator. Acting on those
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communications, the administrator removed the Student from school or
class multiple times. The formal and informal removal pattern, coupled with
the communications from the guidance counselor and the Principal to outside
sources, created a second "basis of knowledge" and established a second
"pattern of behavior." Failing to act on this otherwise observable pattern
interfered with the Student's protected status under the IDEA and Section
504. The record is also preponderant that the Parent was not offered basic
procedural safeguards, which would have triggered "stay put" and an
expedited IDEA evaluation. These violations had a knock-on rippling effect
until today.
From August 2022 to November 2022, in [redacted] grade, the Student was
disciplined for numerous misbehaviors on multiple occasions (FOF #4 r-aa).
By my calculation, from September 2022 through mid-November 2022, the
Student was removed from school for upwards of 23 plus days. After that, in
December, the Student was removed for upwards of 12 days. Before the
December removal, the Principal asked the guidance counselor to refer the
Student to a different outside agency. This series of 35 removals out of the
81 or so school days and repeated referrals to outside behavioral health
entities form the basis for a second "pattern of behavior." Accordingly, "prior
to" the expulsion hearing, the District had a "basis of knowledge" that the
Student had substantive and procedural rights.
PROCEDURAL ERRORS HINDERED THE PARENT'S AND THE
STUDENT'S FOLLOW ALONG STAY PUT AND PARTICIPATION RIGHTS
After the Parent filed a request for an expedited due process hearing, the
District administrators, and by extension, the Board, either knew or should
have known, before the expulsion hearing, that the Student had substantive
and procedural rights. The filing of the expedited complaint should have
triggered the IDEA's "stay put" protections, which, in turn, would have
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allowed the Student to stay in school, but it did not.15 Had the District
followed the Board's suspension and expulsion practices, the expulsion
hearing would have been delayed. Instead, the Board voted to expel the
Student. Had the Board followed District policy, the Student would have
received an education while awaiting this Decision. (FOF #12, H.O. ##3-4,
and 34 CFR §300.518). This procedural violation caused substantive harm.
The demand in the Parent's complaint for the independent educational
evaluation should have triggered prior written notice, but it did not.16 Rather
than issue prior notice and file a complaint to defend its 2021 evaluation, the
District denied the IEE request in its Answer and then issued a permission to
reevaluate. It is black letter law that the District must file a complaint when
it denies an IEE request, but it did not.17 Simply put, the full merits of the
prior evaluation defense were lost when the District did not file a due
process complaint, defending its 2021 reevaluation.18
The record is preponderant that by November 2022, the Student was a
"thought to be eligible" pupil. The record is also preponderant that by
December 19, 2022, the Board should have known about the expedited due
process complaint and the Student's thought to be eligible" status.
15 OSEP in Letter to Anonymous, 72 IDELR 163 (OSERS 2018) stated that the district would be
required to maintain the student's current educational placement only if the parent or
district filed a due process complaint concerning the IEE request or when making eligibility
decisions.
16 Parents have the right to an IEE at public expense if they disagree with an evaluation
obtained by the district, unless: the district demonstrates in a due process hearing that its
own evaluation of the child was appropriate; or the district demonstrates in a due process
hearing that the evaluation obtained by the parents did not meet district criteria. 34 CFR
§300.502(b)(1)-(b)(2).
17 34 CFR § 300.502(b), Letter to Baus, 65 IDELR 81 (OSEP 2015), Letter to Carroll, 68 IDELR
279 (OSEP 2016).
18 When a parent seeks an IEE to make up for a missing assessment, the district may not
avoid either filing for due process or funding the IEE by simply conducting the missing
assessment. Letter to Carroll, 68 IDELR 279 (OSEP 2016), District of Columbia Pub.
Schs., 121 LRP 36377 (SEA DC 09/20/21). (District of Columbia district failed to address a
child's anxiety diagnosis during its initial evaluation, it had to fund an independent
psychological evaluation, according to an independent hearing officer).
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The above legal conclusions now require me to award appropriate relief.19
WHAT TYPE OF APPROPRIATE RELIEF IS DUE AND OWING
THE STUDENT NEEDS A COMPREHENSIVE INDEPENDENT
EVALUATION
The record is clear that the Student now needs a comprehensive evaluation
in all areas of suspected disability. Although "stay put" requires the Student
to return to school, I now find a different, more direct path is needed under
these unique circumstances. I reach this conclusion mindful of the fact that
within hours of returning to school after serving the November 2022 10-day
suspension - the Student was involved in a fistfight. I now find that the
Student's behavioral dysregulation level appears to be increasing.
Accordingly, I now believe that under these circumstances maintaining the
Student's current placement at the high school is substantially likely to result
in injury to the Student or other students.20 To get the Student back on the
right path, the District is now ORDERED to find and fund a short-term 45-
day diagnostic educational placement outside the District and an expedited
independent educational evaluation (IEE).21 The school day provided during
the diagnostic placement must provide the Student with access to the
regular education [redacted] grade curriculum. Like all other students, the
diagnostic placement must allow for peer interaction and classroom
19 20 USC § 1415(i)(2)(C)(iii) (2016), 34 CFR § 300.516(c)(3), Douglas County Sch. Dist., 75
IDELR 22 (SEA NV 2019) (district violated the IDEA when it failed to conduct a compliant
MDR before expelling a 10th-grader with a other health impairment); and Thompson Sch.
Dist. R2-J, 70 IDELR 168 (SEA CO 2017) (absence of district MDR team members personally
familiar with a student with ADHD led the district to improperly expel the student for
statements about the Columbine shooting.).
20 34 CFR §300.532(a) and 34 CFR §300.532(b)(2)(ii).
21 A hearing officer may order a diagnostic evaluation outside the district without the parties'
agreement. A diagnostic evaluation is not an educational placement. Therefore, the out of
District evaluation will not affect the Student's current stay-put status. 34 CFR §300.300
(a)(3)(i), East Windsor Bd. of Educ., 114 LRP 36178 (SEA CT 05/15/14), Middletown Bd. of
Educ., 10 ECLPR 77 (SEA CT 2013), In re: Student with a Disability, 115 LRP 32147 (SEA
NM 05/21/15), (hearing office may order a diagnostic placement as appropriate relief), See,
Appendix A to the IDEA-Part B regulations, Question 14 (1999 regulations), In re: Student
with a Disability, 115 LRP 3214 (SEA NM 05/21/15).
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participation; otherwise, the independent examiners cannot complete an
observation. 22
THE DISTRICT IS ORDERED TO FUND INDEPENDENT EVALUATION
While at the diagnostic placement, the Student should receive a full
individual comprehensive independent educational evaluation in all areas of
suspected disability.23 The District should provide the Parents with a list of
independent evaluators from either the intermediate unit, the local
university, or private practitioners. The Parent has four school days to select
the evaluator(s). Likewise, the District has four school days to identify the
diagnostic placement. All independent evaluation reports must be completed
within 40 school days.
Assuming the District has completed some assessments, those results
should be transferred and incorporated into the independent examiner's
evaluation report. The independent examiner should, at a minimum,
administer the assessments listed in the permission to reevaluate. If the
examiner(s) feels the need to add to the list of assessments, they should do
so.
If, after four days, either Party is unable or unwilling to make a selection,
the other Party may step in and make the selection. The expedited
evaluation should meet all applicable requirements found at 34 CFR 300 et
seq. and 22 Pa Code Chapter 14 et seq. Delays in completing the evaluation
or finding the placement should be reported to the Pennsylvania Department
of Education for technical assistance.
22 IDEA authorizes hearing officers to order IEEs. See, Penn-Delco Sch. Dist., 11 ECLPR 7
(SEA PA 2013) (hearing officer may order an IEE at public expense), Pennridge Sch. Dist.,
12 ECLPR 45 (SEA PA 2014), Loleta Union School District, 118 LRP 34026 (OCR November
22, 2017), 34 CFR §300.502(d) and 22 PA Code §14.102(a)(2)(xxix).
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Once the independent assessments are concluded, the independent
examiner(s) shall prepare and distribute a written report within seven
calendar days. The Parties should then meet within six school days to review
the report and determine if the Student is otherwise eligible for IDEA or
Section 504 services. Assuming the Student is eligible, the Parties should
meet and develop an appropriate program in five (5) school days.
COMPENSATORY EDUCATION IS NOT APPROPRIATE RELIEF
When districts fail to provide a FAPE hearing, officers regularly award
compensatory education as an equitable make-whole remedy.24 Case law
awarding compensatory education for "thought to be eligible" students based
on a "pattern of behavior" is nonexistent; therefore, I decline to do so now
absent any precedent. However, if the Student is eligible, the IEP or Chapter
15 team can review the need for compensatory services.25
24 Hearing officer have the authority to "grant such relief as the court determines
appropriate." 20 USC 1415 (i)(2)(C)(iii); and 34 CFR 300.516 (c)(3), G.L. v. Ligonier Valley
School District Authority, 802 F.3d 601, 625 (3d Cir. 2015), Reid v. Dist. of Columbia, 43
IDELR 32 (D.C. Cir. 2005) (awards of compensatory education should "aim to place disabled
children in the same position they would have occupied but for the school district's violations
of IDEA"),; see also Reid v. District of Columbia Public Schools, 401 F.3d 516 (D.C. Cir.
2005), J.K. v. Annville v. Cleona School District, 39 F.Supp.3d 584 (M.D. Pa. 2014).
25 Guidance and Answers to FAQs on COVID-19 Compensatory
Services, https://www.education.pa.gov/K-
12/Special%20Education/FAQContact/Pages/COVID-19-
Compensatory-Services.aspx, Questions and Answers on Providing
Services To Children With Disabilities During The Coronavirus
Disease, 2019 Outbreak (March 12, 2020), See Return to School
Roadmap: Development and Implementation of Individualized
Education Programs in the Least Restrictive Environment Under the
Individuals with Disabilities Act (“Roadmap”), OSEP QA 21- 06
(September 30, 2021).
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SUMMARY AND CONCLUSION
I am deeply concerned about what will happen to the Student as we
advance. Before [redacted] grade, the Student did not have a prior
disciplinary history. It is possible that the Student has or does not have a
disability, and it is also possible that the disciplinary incident was or was not
a manifestation of the Student's disability. The independent evaluation and
the manifestation determination may answer those questions.
Under the unique facts of this case, the District, on more than one occasion,
had a "basis of knowledge" that the Student was "thought to be eligible" and
otherwise protected prior to the multiple removals. Consequently, the
District is now required to do what it should have done long ago, evaluate
the Student, collaborate with the Parent, determine eligibility, and then issue
prior written notice.
The current circumstances and the equities require the Parties to speed up
the decision-making. The independent evaluation combined with the
diagnostic placement will allow the Parties to resolve the underlying
unanswered questions quickly. Any further delay will deny both Parties
important procedural and substantive protections. Time is of the essence.
An ORDER consistent with the above follows.
FINAL ORDER
Now, on January 20, 2023, it is hereby ORDERED as follows:
1. Applying the IDEA's disciplinary rules, the District is "deemed" to have
had a basis of knowledge that the Student was "thought to be eligible"
Student prior to the April 2022 cyber school placement. Additionally,
under the IDEA's disciplinary rules, the District is "deemed" to have a
basis of knowledge that a Student was "thought to be eligible" Student
prior to the November 2022 10-day suspension and the December 9,
2022 expulsion. The above violations substantially impaired the Parent's
and Student's IDEA and Section 504 participation rights.
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2. Subject to the limitations described above, the District is ORDERED to
fund an independent educational evaluation at the District's expense.
3. The District is further ORDERED to fund a 45-day out of District
diagnostic placement. The District is next ORDERED to provide
transportation to and from the diagnostic placement.
4. Subject to the limitations above, the District has four school days to
select the diagnostic placement, and the Parent has the same four (4)
days to select the evaluator(s). The independent evaluation report should
be prepared and in the Parties' hands within 40 days after the Student's
placement.
5. Once in possession of the independent evaluation, the Parties should
meet within two school days to review the results and prepare an
"evaluation report." Assuming the Student is found to have a qualifying
disability and is otherwise eligible, the District should prepare an offer of
a free appropriate public education as described above.
6. The contract with the evaluators will end when the District issues a Notice
of Recommended Educational Placement with procedural safeguards. The
evaluators should participate, at their discretion, in all meetings, face-to-
face or video conferences.
7. As described above, the District is directed to assemble a team of
knowledgeable individuals who will complete a manifestation
determination review. After that, the District should issue prior written
notice explaining the team's decision.
8. The Parent's claim for compensatory education is DENIED for all the
above reasons.
9. All other claims and affirmative defenses relating to this expedited
hearing are exhausted and otherwise dismissed with prejudice.
January 20, 2023 /s/ Charles W. Jelley, Esq. LL.M.
HEARING OFFICER
ODR FILE #27332-22-23
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