Wilson Area School District | Case 3483-12-13 | 2013-03-27
Pennsylvania special education due-process decision
- Case number
- 3483-12-13
- Date
- 03/27/2013
- Parties / district (official listing)
- Wilson Area School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Free Appropriate Public Education Autistic Spectrum IEP Evaluation Compensatory Education
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Decision text
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
ODR No. 3483-1213 KE
Child’s Name: B.Z.
Date of Birth: [redacted]
Dates of Hearing: 1/24/13, 1/31/13, 2/19/13
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Parent Attorney
Parents Michael Connolly, Esquire
Connolly, Jacobson & John
99 Lantern Drive, Suite 202
Doylestown, PA 18901
School District School District Attorney
Wilson Thomas Warner, Esq.
2601 Grandview Boulevard Sweet, Stevens, Katz & Williams
West Lawn, PA 19609-1324 331 Bu tler Avenue, P.O. Box 5069
New Britain, PA 18901-0934
Date Record Closed: March 11, 2013
Date of Decision: March 27, 2013
Hearing Officer: Anne L. Carroll, Esq.
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INTRODUCTION AND PROCEDURAL HISTORY
Student is presently in the second year of school-age programming in the District, having
previously received pre-school special education services from the local Intermediate Unit as an
eligible young child with an autism spectrum disorder (ASD).
Despite Parents’ concern about continuing with a verbal behavior (VB) program based on
Student’s slow progress in the local IU program, where instruction was also based on the VB
model, they accepted the District’s recommendation for Student’s placement in its primary
autistic support VB classroom. Because Parents perceived little progress during the first half of
Student’s kindergarten year, they contacted a consultant with expertise in programming for
children with ASD to observe Student at home and at school in order to develop a home program
to complement the school program. Still dissatisfied with Student’s progress by the spring of
2012, Parents asked the consultant to develop an alternative to the VB program. After a second
classroom observation in early April 2012, the consultant prepared a report proposing a
functional curriculum for Student and a change from instruction by VB methods to another
research-based, ABA inspired technique known as “pivotal response training.”
The District does not believe that a cha nge in methodology or curriculum is necessary
for Student, who, it contends, has made and continues making meaningful progress.
For the reasons that follow, notably slow pr ogress with limited generalization of skills
during the 2011/2012 school year that should have alerted the District of the need to try a
different instructional method and curriculum, and progress that has worsened during the current
school year, the District will be ordered to alter its instruction of Student to determine whether a
different kind of instruction and curriculum will result in meaningful progress. Parents will also
be awarded compensatory education for the current school year, to continue until new
instructional techniques are implemented.
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ISSUES
1. Has the School District appropriately:
a. Evaluated Student;
b. Developed appropriate IEPs reasonably calculated to yield meaningful educational
progress;
c. Provided sufficient, appropriate special education services?
2. Is the verbal behavior instructional approach currently appropriate and effective for
Student, or should the District be required to implement a different approach to
instructing Student, specifically, pivotal response training paired with a functional
curriculum?
3. Is Student entitled to an award of comp ensatory education for any period from the
time of Student’s enrollment in the School District at the beginning of the 2011/2012
school year, and if so, for what period, in what amount and in what form?
FINDINGS OF FACT
Background
1. Student, [an elementary school-aged] child, born [redacted] is a resident of the School
District and is eligible for special education services. (Stipulation, N.T. pp. 15, 16)
2. Student has current diagnoses of autism and speech/language impairment in accordance
with Federal and State Standards. 34 C.F.R. §300.8(a)(1), (c)(1), (11); 22 Pa. Code
§14.102 (2)(ii); (Stipulation, N.T. p.15 )
3. Student is reported to be an energetic, engaging child with significant global delays,
including limited cognitive ability, deficits in pre-academic, communication, motor and
social skills, who seeks a high level of sensory input/physical stimulation obtained
through gross motor movement and self stimulating behaviors. (N.T. pp. 50, 285, 286,
425; P-11)
4. From age 3 to 5, Student attended a pre-school autistic support program conducted by the
local Intermediate Unit. Instruction in the IU classroom was based on applied behavior
analysis principles, including errorless teaching with a 10-5-2 procedure that provides
practice of a single skill over 10 trials, reduced to 5 and then to 2 as the skill is acquired,
periodic reinforcement, mix of preferred/non-preferred activities, 80%/20% mix of easy
to difficult tasks and most to least prompting. Sensory/motor activities were interspersed
throughout the day and visual and auditory cues were provided. The District uses the
same instructional principles in its primary autistic support program. (N.T. pp. 212, 213;
S-1 pp. 3, 8)
5. Since Student remains largely non-verbal, an augmentative communication device is
essential for Student to engage in functional communication, including expressing wants
and needs. During most of the IU pre-school program, Student was using an I-Pad
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loaded with Proloquo2GO software as an augmentative communication device. After a
technology assessment, during the second half of 2010/2011 school year, and the IEP
team’s conclusion that Student needed a more advanced and versatile device, Student
began using a Dynavox Maestro early in 2011, and has learned to use it effectively.
Student continues to use the I-Pad when the Dynavox is unavailable. (N.T. pp. 32, 41,
72, 73, 286, 287, 425; P-2, P-4 p. 2)
6. The IU conducted a biennial re-evaluation of Student in the late fall/early winter of 2010,
as Student was nearing the end of the pre-school program. The reevaluation report (RR)
documented Student’s significant impairments and needs in the areas of cognitive skills,
communication, play and social skills, fine motor skills, adaptive skills, and sensory
processing (S-1 pp. 7—15)
7. The RR described skills Student had acquired in various areas by the middle of the
2010/2011 school year, including mastery of 7 imitated gross motor movements: clap
hands, arms up, stomp feet, arms out, slap table, tap tummy, touch cheeks. Student was
also reported to follow a variety of 1 step directions and some 2 step directions in the
classroom, as well as receptively identify a few items, but with a continuing need for
repetition and practice. (S-1 p. 8)
8. Prior to meeting with the District to begin planning for Student’s transition to
kindergarten at the beginning of the 2011/2012 school year, Parents obtained an
independent neuro-psychological evaluation of Student. Standardized assessments and
rating scales administered to Parents and teachers confirmed deficits in cognitive,
adaptive, communication, pre-academic and self-help skills (N.T. pp. 284, 285; P-3)
9. The District has not yet conducted its own comprehensive evaluation of Student. (N.T.
pp. 44)
The School District’s Primary Autistic Support Class/Verbal Behavior Program
10. The District implements the Verbal Behavior (VB) program in all autistic support classes
in its neighborhood elementary schools, and serves as an independent model site for the
statewide Autism Initiative. The District VB program is subject to periodic site reviews
by board certified behavior analysts (BCBAs ) to assure fidelity in program delivery and
that each child’s program is appropriate. Through the Autism Initiative, the District also
has immediate access to BCBAs and other consultants to assist the District in developing
programs to maximize each student’s motivators, to assist in creating individualized
programs and Natural Environment Teaching (NET) and in developing generalization
activities. (N.T. pp. 191—198, 397; S-27, S-28)
11. Natural environment teaching or training relies on determining the child’s interests
through observations in natural settings and using the items of interest to elicit responses
leading to acquisition of skills, such as using high interest toys to teach identification of
colors or shapes. (N.T. pp. 429, 430)
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12. The VB approach is based upon the principles and instructional techniques of applied
behavior analysis (ABA), with an emphasis on language acquisition/effective
communication. The function and effect of communications are described by “verbal
operants” (basic communicative forms) described as mands (requesting), tacts (labeling),
intraverbal (initiating, responding to conversation), echoic (verbal repetition of sounds
and words), imitation (of motor skills), and listener responding (following directions).
(N.T. p. 190, 199—202, 203, 427; S-27 p. 9)
13. The availability of positive and negative reinforcements encourages students to learn and
practice skills. Positive reinforcements add or give the child something to increase the
likelihood of repeating the same behavior. Negative reinforcements remove something
the child prefers to avoid, or allow the child to stop or escape from a non-preferred
activity. Progress in skill acquisition depends heavily on identifying strong
reinforcements for each child, which can vary day to day and often change over time.
(N.T. pp. 209—211, 350, 352, 353, 428)
14. There is some question whether a child who uses a communication device is actually
demonstrating the skill of tacting or labeling an object by finding it on the device, or is
simply matching pictures. (N.T. pp. 200, 201, 388—390)
15. There is also some question whether selection of a picture on an augmentative
communication device is truly an intraverbal response. (N.T. pp. 200, 201)
Overview of Student’s Program in Kindergarten (2011/2012) and 1
st Grade (2012/2013
16. When Student began kindergarten in the District, there were six (6) students in the
classroom, and five (5) adults (teacher and 4 paraprofessionals). During the current
school year, the autism support classroom to which Student is assigned includes eight (8)
students and six (6) adults (teacher and 5 paraprofessionals). Six of the children in the
classroom, including Student, are instructed using VB methods, specifically including
discrete trial training. (N.T. pp. 189—191, 300, 309—311, 313)
17. In Student’s classroom, the school day includes group activities to promote social skills,
play skills, attending to and participating in group instruction (circle time), generalizing
skills to other settings, as well as 1:1 intensive teaching based on each child’s specific
needs and goals. A variety of reinforcements are available, including equipment and
activities to provide opportunities for sensory input. (N.T. pp. 207—209, 211, 426)
18. Student participates in the general education setting for “specials” (art, gym, music,
library), as well as morning meeting in a regular education homeroom, recess and lunch,
although not for the entire periods. Student’s time in the regular education setting has
increased during the current school year as Student’s ability to attend to and participate in
the regular education classes has improved and another regular education special class,
math resource, was added. (N.T. pp. 209, 300—306, 370, 371)
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19. Student’s program focuses on receptive and expressive language/communication, self-
care, social and play skills, based on Student’s significant needs in those areas. Intensive
teaching, or discrete trial training, sessions are based on Student’s specific deficits in
developmental areas, as determined by the VB-MAPP, an individualized assessment of
developmental milestones based on the verbal operants and the skills in those areas
expected of typically developing children at three age levels. VB-MAPP assessments
identify skills that have been acquired and skills that need to be developed. At the time
Student began kindergarten, Student’s skills were at Level 1 in the VB-MAPP (0-18
months).1 (N.T. pp. 189, 205, 206, 284, 287, 366, 367; S-21 p. 1)
20. Student’s teacher has recently begun introducing some intraverbal skills by asking
Student to fill in missing words from familiar children’s songs using the communication
device. (N.T. pp. 201, 202)
21. Because Student remains primarily non-verbal, echoic skills are not targeted during
Student’s intensive teaching sessions, but Student’s vocalizations are always reinforced.
(N.T. p 202)
22. On average, Student receives 3 20 minute intensive teaching/discrete trial training
sessions daily, as well as two manding sessions and one NET session daily, when Student
works on generalizing skills. (N.T. pp. 314—316)
Parent Concerns/Student’s IEPs and Progress
23. As Student began kindergarten, Parents were concerned about Student continuing with
the Verbal Behavior (VB) program in the District, since Parents saw limited progress
during the pre-school years. (N.T. pp. 53, 55—58)
24. Despite their concerns, Parents approved the initial IEP based primarily on the
opportunities for inclusion with typical peers, which Parents hoped would increase
Student’s social skills and provide an opportunity for higher level learning. (N.T. pp. 57,
58, 81; P-5)
25. The IEP developed for Student at the beginning of kindergarten in August 2011 was
largely based on the IU IEP that had been developed after the 2011 IU reevaluation.
Information from the independent evaluations Parents provided was also taken into
account, which called into question some of the goals in the prior IEP. The District,
however, typically defers developing a new IEP for students transitioning into the VB
program until its own staff has the opportunity to observe them and assess skills
demonstrated in the new setting. (N.T. pp. 214, 215, 289—293; P-5)
1 Level 2 = 18—30 months; Level 3 = 30—48 months. A child who acquires all of the skills described at each
level of the VB-MAPP is functioning at the level of a typically developing 4 year old. It is expected that all of the
skills and developmental milestones represented by the scoring blocks on the VB-MAPP assessment will be
acquired by children participating in a VB program. (N.T. pp. 366, 390; S-21 p. 1)
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26. Parents noted some regression in skills during Student’s early transition to the
kindergarten program as Student became accustomed to the new program. Parents were
aware that the first task was to “pair” Student effectively with the new teachers.
“Pairing” is a process in which staff members who deliver instruction become motivating
sources to the child. Parents were encouraged by emerging social skills, but were
uncertain that inclusion with typical peers provided meaningful experiences for Student.
(N.T. pp. 60—64, 205)
27. After conducting its first VB-MAPP assessment in September 2011, the District noted
that the results were not consistent with the results of the final IU VB-MAPP assessment.
A discrepancy of that kind is not uncommon for students transitioning from pre-school
programming and could be attributed to a number of factors, including variations in the
assessment materials and Student’s difficulty in generalizing skills to different people and
settings. (N.T. pp. 295, 366, 367, 382)
28. At an IEP meeting on November 15, 2011 various issues were discussed and Parent again
expressed concern that the program in place was not appropriate for Student. Parents had
received Student’s first quarter progress report indicating that some of the IEP goals had
not been addressed. The District concluded that the IEP goals needed to be revised to
better reflect Student’s skill levels observed in the classroom. The parties did not
complete the IEP discussion at the November meeting. (N.T. pp. 68, 69, 216)
29. Parents received a copy of the District’s proposed changes to the IEP approximately two
weeks later and were surprised at the reduction in goals from the IEP in place at the
beginning of the school year. Parents would have preferred adding short-term objectives
rather than eliminating or reducing goals. (N.T. pp. 80—83, 87, 343; P-5 pp. 19—36, P-
6 pp. 17—32, P-31 p. 49)
30. At the next IEP meeting on December 14, the District presented a draft IEP with updated
levels of academic achievement and functional performance indicating low skill levels in
manding (Student could spontaneously mand for 5 items when the items were present,
generalize six mands to two people and settings), visual–perceptual skills/matching to
sample (place items in a container and rings on a peg; match identical items) and motor
imitation (2 gross motor actions, clapping hands and tapping the table). Student could
not demonstrate tacking, or listener responding without a visual prompt. (S-8 p. 4)
31. The District provided more explanation of its proposal to remove goals for generating
noun + verb combinations, following 2 step directions, removing and putting on shirt,
socks and shoes. Other goals were modified to reflect present skill levels, a new goal for
behavior and a goal for documenting development of a functional mand repertoire with
the communication device were proposed. The District also proposed increasing criteria
for mastery to assure that Student wasn’t relying on rote memory but had truly acquired
the skills described in the IEP goals. (N.T. pp. 223, 224; P-8, S-8, pp. 5, 16—18, 21,
23—25, 27, 29—31; S-20 pp. 1, 3, 4, 11, 16)
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32. During and after the IEP team meeting, Parents expressed their preference to give Student
the opportunity to meet expectations rather than reduce or remove them. (N.T. pp. 89,
90, 92, 219; P-8, S-8, pp. 5, 16—18, 21, 23—25, 27, 29—31; S-20 pp. 1, 3, 4, 11, 16)
33. The parties met again in mid-January 2012 to continue discussing Student’s goals and
finalize the IEP. Most of the revisions proposed in the December 2011 draft were
incorporated into the final IEP. The goal for putting on socks and shoes was restored.
(N.T. pp. 220—245; S-8 pp. 16—31, S-12 pp. 18—33)
34. Parents had developed a proposal to incorporate goals from a private speech/language
evaluation and to restore the goals that had been removed from the District’s proposed
IEP to present at the next IEP meeting, in January 2012. As a result of the meeting,
Parents felt that some of the goals the District had previously proposed removing
remained in the IEP in substance, if not in the same form. (N.T. pp. 91, 93, 96; P-31 pp.
53—60, 63; P-5 pp. 17—30, S-12 pp. 18—33)
35. At the December 2011 and January 2012 IEP meetings, the District also proposed a plan
to reduce negative behaviors in two areas, elopement from the work area during intensive
teaching sessions and mouthing fingers or objects. With respect to elopement, the
behavior plan focused on techniques to make the intensive teaching work area more
motivating to reduce the desire for escape. (N.T. pp. 247—250; S-8 pp. 32—36, S-12 pp.
35—37)
36. To reduce elopement during 1:1 intensive teaching sessions in kindergarten, Student was
often seated at a “station” where distractions were minimized, consisting of a desk
against the wall, a desk in front, a barrier to one side with a desk for the teacher or
paraprofessional delivering the instruction and an opening to the other side. (N.T. pp.
322—324, 433, 436)
37. Student’s eloping and mouthing fingers/objects behaviors increased during the
kindergarten school year in response to demands placed during intensive teaching
sessions. Student also began to exhibit aggressive behaviors toward staff in response to
demands and when overstimulated. Aggressive behaviors appear to have become less
frequent during the current school year. (N.T. pp. 325, 326, 347, 386)
38. During the 2011/2012 school year, the District provided quarterly reports of Student’s
progress toward IEP goals using four descriptors: Goal Not Addressed; Adequate
Progress; Some Progress, Good Progress; Mastered. Comments for each goal were also
recorded quarterly (November, January, March and June). The comments provide some
data that provides a more accurate picture of the Student’s progress. The descriptive
words, however, are not consistently quantified by corresponding to, e.g., the number or
percent of trials in which Student could perform a particular skill or intervals in which a
behavior was observed. (N.T. pp. 255, 256, 387, 388; S-20)
39. By June 2012, the District reported that Student had mastered the following 8 of 20 goals
in the areas of listener responding, motor imitation, self-care, visual
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performance/matching to sample and manding by demonstrating the skill when tested on
four consecutive daily cold probes:
a. Imitating 10 different fine/gross movements (10 gross/3 fine motor actions);
b. Imitating 10 different actions with objects;
c. Sorting ten different colors and shapes (cylinder, square, circle, triangle; blue, red,
green, orange, yellow purple);
d. Matching 25 non-identical pictures in a messy array of 10;
e. Matching 10 reinforcers and 10 common objects in pictures using the communication
device;
f. Independently pull pants up and down (Mastered by January 2012);
g. Manding for 3 missing items needed to complete a task;
h. Manding for 20 new items. (S-20 pp. 3, 4, 5, 6, 17)
2
40. In May 2012, the District proposed an IEP for the 2012/2013 school year with several
goals in the areas of listener responding, motor imitation, self-care, visual
performance/matching to sample and play that are either new or increased expectations.
(S-17 pp. 12, 14—18)
41. With respect to manding, Student’s program is currently focusing on increasing
spontaneous requests, expanding the number and type of requests, e.g., actions as well as
edibles, and generalizing the skill beyond the intensive teaching setting. (N.T. p. 278)
42. The District’s progress reports for the 2012/2013 school year have eliminated the
descriptive words. For the first quarter of the current school year, comments for each
goal are more specific in terms of how far Student has progressed toward reaching the
annual goal or how frequently the skill or behavior was observed. (S-29)
43. Student’s progress report from the first quarter of the current school year discloses that
with respect to the new goal of selecting 50 items in pictures from a field of 6 in 4
consecutive cold probes, Student can correctly select 45 items in pictures and 26 items on
the Dynavox. Student has also been able to generalize by identifying 5 different objects
and finding 2 items in a book. (S-29 p. 1)
44. During the 2011/2012 school year, Student demonstrated significant difficulty in
responding to directions without visual models. By the end of the school year, Student
could follow two directives to demonstrate a motor skill, consistently showing clapping,
and mastered “touch your nose” by the end of the 4
th quarter with intensive 10-5-2
instruction, repeating 10 consecutive trials without allowing the opportunity for a
2 The IEP includes 13 additional goals in the areas of language and OT/fine motor skills, including the
area of oral/motor/echoic,/vocalization skills. Parents, however, have asserted no specific claims relating to
Speech/Language or OT services. Goals related to those areas, as well as goals related Student’s use of the
augmentative communication device were not included for the purpose of assessing the appropriateness of
Student’s program. See Stipulation, N.T. p.541 (No issue in dispute relating to the amount or level of
speech/language services or speech/language goals); School District Closing Argument p. 13, Ftnt. 2; S-20,
pp. 11—16)
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mistake and constant reinforcement for the correct response. (N.T. pp. 257, 258, 361; S-
20 p. 8)
45. As of the January 2013 progress report, Student could respond to a verbal direction to
perform 3 motor actions without a visual prompt. The goal for the current school year
was increased from 5 to 7 motor actions. (S-20 p. 1, S-29 p. 2)
46. With respect to the new goal of selecting 20 common objects, Student demonstrated the
ability to correctly select 5 items and correctly identified 2 items during play or NET
sessions. (S-29 p. 3)
47. With repetition and review, Student has maintained the ability to imitate 10 gross motor
actions and by January 2013, was able to imitate 5 fine motor actions with a visual model
and the direction, “Do this.” Student can also imitate 5 different motor actions requiring
selection from an array with a visual model. (S-29 pp. 4, 5)
48. In the area of visual performance/matching to sample, Student has demonstrated the
ability to match 2 block designs that contain 6 or more pieces, and to match 14 letters, as
well as an unspecified number of toy animals. (S-29, pp. 6, 7)
49. Student can put on a sock with verbal prompts and assistance to start the task and a shoe
with assistance to begin the task and gestural prompts to hold the tongue, and is able to
unfasten a 1 inch button with verbal prompts and modeling. Because of the desire to
reach a particular reinforcer, as of January 2013, Student was requiring more prompts to
complete the arrival routine at the start of the school day. Pursuant to a new goal,
Student has begun to participate in the departure routine, putting on a coat, putting books
in the book bag and zipping it with assistance and verbal/gestural prompts. (S-29 pp. 8—
10)
50. With prompts and re-direction, Student is able to play appropriately with 7 different toys
for an unspecified amount of and was observed to play with a color sort activity for two
minutes in four consecutive daily observations. (S-29 p. 11)
51. Student has increased the ability to play “pass the beanbag,” remaining at a table with 4
students and 2 adults for 13 minutes with an average of 1 prompt every 76 seconds.
Student requires more redirection to remain engaged in games that require standing and
movement. (S-29 p. 12 )
52. Student demonstrated the ability to engage in an independent activity for 3 minutes in 4
consecutive weekly observations with only a prompt to begin the task. A new annual
goal for the current school year provides that Student will appropriately engage in an
independent activity for 5 minutes. (S-29 p. 13)
53. The VB-MAPP assessments completed by the District in April 2012, September 2012
and January 2013 disclose that Student reached most of the developmental milestones at
Level 1 (0-18 months) by April 2012, as well as the visual-perceptual/matching to sample
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milestone at Level 2 (18—30 months). Student reached no milestones at either Level 1 or
Level 2 in the areas of tact and echoic. Student demonstrated a few Level 1 vocal skills
but did not reach the 18 month level of development. Between April 2012 and January
2013, Student added only a few Level 2 skills in the areas of mand, listener response,
play and imitation. (S-21 p. 1)
Parents’ Consultant’s Observations and Recommendations
54. Parents arranged for observations of Student in January 2012 at home and in the
classroom in February 2012, by an independent behavior analyst with expertise in
developing autistic support programs. Parents’ initial purpose in consulting with the
independent expert was to determine what they could do at home to better support
Student’s learning and increase progress. (N.T. pp. 107, 108, 173, 276, 420, 421, 424; P-
11, P-43)
55. After a second classroom observation in April 2012, Parents asked the independent
BCBA to propose an alternative to the VB program that the District could implement for
Student, since Parents had become convinced that the VB program was ineffective. (N.T.
pp. 108, 109, 443, 444; P-15)
56. At the end of the consultant’s first observation, Student’s classroom teacher shared her
concerns about Student’s slow progress. Although Parents’ consultant considers VB an
excellent program, generally, based on her observations, as well as the data she saw
briefly, she does not believe VB is a good fit for Student due to cognitive deficits, ADHD
behaviors, low adaptive skills and lack of functional spoken language. Her opinion was
also based on Student’s limited progress despite the number of years Student has been
exposed to the VB approach. (N.T. pp. 437, 438, 441, 444, 445)
57. After observing Student at school and at home and discussing Parents’ concerns, the
consultant proposed replacing the VB program for Student with Pivotal Response
Training (PRT). PRT is a research-supported program based on ABA principles, but
centers on using the child’s interests to improve responses, use of words and
generalization of skills. PRT emphasizes NET and use of play as the primary means of
acquiring pivotal skills, rather than discrete trial training to acquire separate, incremental
skills in a “table-top” setting. (N.T. pp. 127, 447, 448, 450; P-41, P-42)
58. The consultant believes that Student’s deficits, need for increasing and generalizing skills
and eliminating unwanted behaviors, including “stimming” manifested by hand flapping
and swinging beads or strings, requires a program based on identifying activities of
sufficiently high interest that Student will be motivated to decrease problem behaviors
and increase functional skills. The consultant considers a functional curriculum essential
to improving Student’s progress. (N.T. 446, 447, 454; P-15
59. The consultant noted Student’s lack if interest in table-top activities, manifested by
elopement from intensive teaching sessions, as well as the time and effort expended
between September 2011 through January 2013 to increase from 0 to 3 the number of
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motor action directions of questionable intrinsic value, such as “touch your nose,” that
Student can follow. (N.T. pp. 454, 455, 458, 459; P-24 p. 63, S-20 p.1)
60. With a functional curriculum, Student could be taught enduring and more valuable
“pivotal skills” such as independent hand-washing, pouring a drink, counting with 1:1
correspondence, and putting on a shirt when cold. (N.T. pp. 454, 455, 486)
61. Parents are requesting that the District obtain training and implement PRT for Student to
determine whether better progress is possible with a different methodology in light of
Student’s low rate of progress with the VB program after several years of implementation
in both the IU and District. Parents are concerned that given Student’s rate of progress
with the VB program, Student would not acquire the skills expected of a 4 year old child
until 5
th grade. (N.T. pp. 109, 111—113, 119; P-14)
DISCUSSION AND CONCLUSIONS OF LAW
The nature of the dispute in this case is reasonably straightforward. Parents contend that
the District has inappropriately provided, and continues to provide, a “One size fits all”
curriculum and methodology for Student despite an obvious lack of meaningful progress because
verbal behavior is the only method the District uses, and is willing to consider, for providing
special education services to children in the primary grades with an autism spectrum disorder.
The District, however, contends that this case is nothing more than a methodology dispute, with
Parents inappropriately and unreasonably trying to encroach on the District’s right to select a
curriculum and type of instruction for Student receives.
The record in this case generally supports Parents’ underlying contention. The evidence
established that although Student made progress, particularly in kindergarten, by the end of the
2011/2012 school year it should have been obvious to the District that a change was needed in
order to assure Student a special education program reasonably calculated to provide the
opportunity for meaningful progress going forward. As Parents’ expert witness pointed out, the
VB program that drives both curriculum and instruction for virtually all children with ASD in the
elementary school Student attends, as well as for most IDEA eligible students in at least the
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primary grades in the District, is well-regarded and generally very effective, but not universally
effective, and, therefore, appropriate for every child with ASD. (FF 56) Unfortunately, the
nature and severity of Student’s disability and the needs it creates make VB ineffective and
inappropriate in this case, at least as the sole source of the curriculum and instruction provided to
Student. (FF 58)
Parents’ specific claims and the parties’ arguments will be considered in more detail
following an overview of the applicable legal standards.
FAPE/Meaningful Benefit
The IDEA statute provides that a school-age child with a disability is entitled to receive a
free appropriate public education (FAPE) from his/her school district of residence. 20 U.S.C.
§1400, et seq.; 34 C.F.R. §300.300; 22 Pa. Code §14. The required services must be provided in
accordance with an appropriate IEP, i.e., one that is “reasonably calculated to yield meaningful
educational or early intervention benefit and student or child progress.” Board of Education v.
Rowley, 458 U.S. 176, 102 S.Ct. 3034 (1982); Mary Courtney T. v. School District of
Philadelphia, 575 F.3d at 249. “Meaningful benefit” means that an eligible child’s program
affords him or her the opportunity for “significant learning.” Ridgewood Board of Education v.
N.E., 172 F.3d 238 (3RD Cir. 1999). Consequently, in order to properly provide FAPE, the
child’s IEP must specify educational instruction designed to meet his/her unique needs and must
be accompanied by such services as are necessary to permit the child to benefit from the
instruction. Rowley; Oberti v. Board of Education, 995 F.2d 1204 (3rd Cir. 1993). An eligible
student is denied FAPE if his program is not likely to produce progress, or if the program affords
the child only a “trivial” or “de minimis” educational benefit. M.C. v. Central Regional School
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District, 81 F.3d 389, 396 (3rd Cir. 1996); Polk v. Central Susquehanna Intermediate Unit 16,
853 F. 2d 171 (3rd Cir. 1988).
Due Process Hearings/Burden of Proof
The IDEA statute and regulations provide pr ocedural safeguards to parents and school
districts, including the opportunity to present a complaint and request a due process hearing in
the event special education disputes between parents and school districts cannot be resolved by
other means. 20 U.S.C. §1415 (b)(6), (f); 34 C.F.R. §§300.507, 300.511; Mary Courtney T. v.
School District of Philadelphia, 575 F.3d at 240.
In Schaffer v. Weast, 546 U.S. 49; 126 S. Ct. 528; 163 L. Ed. 2d 387 (2005), the Supreme
Court established the principle that in IDEA due process hearings, as in other civil cases, the
party seeking relief bears the burden of persuasion. Consequently, because Parents have
challenged the District’s actions during the period in dispute, Parents must establish the
violations they alleged.
The Supreme Court limited its holding in Schaffer to allocating the burden of persuasion,
explicitly not specifying which party should bear the burden of production or going forward with
the evidence at various points in the proceeding. Allocating the burden of persuasion affects the
outcome of a due process hearing only in that rare situation where the evidence is in “equipoise,”
i.e., completely in balance, with neither party having produced sufficient evidence to establish its
position.
This case presents a closer than usual approach to the “equipoise” that affects the
outcome of the case, but on their fundamental claim, lack of meaningful progress, the evidence
tipped the balance in favor of Parents.
Choice of Instructional Methods
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As the District pointed out, school districts have significant discretion to choose the
means and method of providing special education services. Even when services requested by
parents might be equally appropriate, or better than a public agency’s program, a school district
is generally permitted to deny parents’ preference and select its own program and services, as
long as the school district’s methods and curriculum appropriately meet the child’s needs. See,
e.g., J.E. v. Boyertown ASD, 2011 WL 476537 (E.D. Pa. 2011); J.C. v. New Fairfield Bd. of
Educ. 2011 WL 1322563 at *16 (D.Conn. 2011); D.G. v. Cooperstown Cent. Sch. Dist., 746
F.Supp.2d 435 (N.D.N.Y. 2010); Rosinsky v. Green Bay Area School Dist., 667 F.Supp.2d 964,
984 (E.D.Wis. 2009).
Moreover, as the court pointed out in I.H. ex rel. D.S. v. Cumberland Valley School Dist.
2012 WL 2979038 at *11 (M.D.Pa. 2012),
…[O]ptimal services and entirely satis factory results are not the measuring
stick for a FAPE. See Carlisle Area Sch. v. Scott P. by and through Bess P.,
62 F.3d 520, 533–34 (3d Cir.1995) (“Districts need not provide the optimal
level of services, or even a level that would confer additional benefits, since
the IEP required by IDEA represents only a ‘basic floor of opportunity.’ ”).
The standard is virtually minimal, indeed, “modest.” See, e.g., A.B. v. Lawson,
354 F.3d 315, 350 (4th Cir.2004) (“IDEA's FAPE standards are far more
modest than to require that a child excel or thrive.”) (citing Rowley, 458 U.S. at
206–07.
As noted above, the minimal standard for deni al of FAPE has been met in this case, but
only with respect to the curriculum and services provided during this school year and in the near
future.
Parties’ Specific Claims/Arguments
Evaluation
Parents suggested that the District might have been better prepared to meet Student’s
needs from the beginning of kindergarten if it had conducted its own evaluation of Student prior
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to the 2011/2012 school year. It was and remains unclear, however, how and why a full psycho-
educational District evaluation before or during the 2011/2012 school year would have added
important information. Student was evaluated twice near the end of the 2010/2011 school year,
by the IU and an independent neuro-psychologist with similar results. (FF 6, 7, 8) Indeed,
Student’s Mother acknowledged during her testimony at the hearing that the 2011 evaluations
were consistent with each other, with Student’s functioning at the time they were conducted, and
with Student’s classroom functioning during the classroom observations conducted by the autism
consultant they engaged to recommend first a home program, and later a different school
program. Nothing in the evidence presented at the hearing suggests that at the time Student
began the District’s kindergarten program, the District lacked sufficient information about any
aspect of Student’s functioning that could have been obtained by more or different standardized
assessments in the areas of cognition, achievement, language, social/emotional functioning,
behavior or adaptive skills.
The testimony of Student’s classroom teacher to the effect that the most important
information about Student missing at the beginning of the 2011/2012 school year was how
Student would react to the change of setting from the IU program to the District classroom was
persuasive because it makes sense. The teacher testified that the District had as much
information as it could obtain without actually knowing the child, noting that although
standardized assessments provide an overview, a true understanding of the child could only
develop with experience. (N.T. pp. 292, 293) The District’s determination that recent IU and
private evaluations provided an accurate general assessment of Student’s significant needs, and
that additional information of that nature was unnecessary was reasonable. No amount of pre-
enrollment data could have accurately predicted how Student would react to unfamiliar staff and
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a new peer group, and, therefore, provide the District with a better “blueprint” for developing
appropriate goals or effective teaching strategies.
There is no doubt and no dispute that Student has very limited skills in all areas, with
virtually no ability, at least none discernible to this point, to acquire new skills or generalize
skills to different settings without intensive, explicit instruction and repetition. Parents, however,
did not clearly articulate how and why the District’s decision not to conduct its own formal
evaluation caused or contributed to a lack of progress at any time during the past two school
years.
The true evaluation issue in this case is whether the District effectively used the
information it gathered from its experience with Student in the classroom, and the VB-MAPP
assessments it conducted, to appropriately inform instruction, particularly in choosing skills to
target and instructional methods.
2011/2012 School Year (Kindergarten)
Parents were understandably cautious about the likely effectiveness of a verbal behavior
program since they believed Student showed little growth in the pre-school VB program, it was
not unreasonable for the District to propose an IEP based on its own VB program and the most
recent IU IEP. (FF 25) The District has a well-regarded VB program, as well as access to
assistance from behavior analysts and other consultants through the statewide Autism Initiative.
(FF 10) It was entirely reasonable for the District to take the position that it should have the
opportunity to implement its own VB program.
Although Parents expressed concerns about the changes the District proposed to
Student’s IEP after the first quarter of kindergarten, it was also not unreasonable for the District
to make goal changes to reflect the skills Student was actually demonstrating. (FF 30, 31) In
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the end, Parents acknowledged that the updated version of the IEP that resulted from the January
2012 IEP meeting did not include a significant reduction in goals. (FF 34)
Moreover, by the end of the school year , Student had reached the developmental
milestones at Level 1 on the VB-MAPP, other than those that were affected by Student’s use of
an augmentative communication device and inability to speak and had mastered a number of IEP
goals. (FF 17, 18, 39, 53)
Most tellingly, the consultant who observed th e District’s program at Parents’ request did
not express to either Parents or the District that the program Student was receiving was
fundamentally flawed after the February 2012 observation. See P-11.
Student is severely affected by ASD and tran sitioned into a new program with new staff
and a new peer group at the beginning of the 2011/2012 school year. It was not unreasonable for
the District to have the entire school year to get to know Student and implement the program that
has been successful with many other children with significant needs resulting from ASD.
In light of all the circumstances, the Dist rict did not deny Student a FAPE during the
2011/2012 school year. No compensatory education, therefore will be awarded for that period,
including ESY. Parents presented no evidence that Student did not maintain skills during the
summer s a result of inadequate or inappropriate ESY services.
2012/2013 School Year
The circumstances changed, however, at th e end of the 2011/2012 school year. By then,
the District had an analysis from a recognized expert in the area of autism programming,
explaining why VB was not likely to yield significant learning in the future, based on Student’s
unique characteristics and constellation of needs. (FF 57—60) Moreover, Parents’ expert
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witness testified that Student’s teacher had expressed some concerns about Student’s rate of
progress, which the District did not refute. (FF 56)
The information available to the District from the consultant was confirmed by the
District’s VB-MAPP assessments in September 2012 and January 2013. Student gained very
few skills from April 2012 through January 2013. (FF 53) In addition, the January progress
reports indicate little progress on skills needed to advance to higher levels in the VB program.
Although Student was making some progress, for the most part, the progress Student made via
intensive teaching, in particular, was not meaningful in that Student was not gaining intrinsically
useful skills, especially in light of the effort needed to gain and maintain those skills. See FF
43—47.
The District, however, did add some goals for developing functional skills, such as a goal
for engaging in an independent activity and began introducing some skills of apparently higher
interest to Student, such as identifying letters. (FF 48, 52) Considering Student’s low level of
skills in some areas, Student’s ability to identify 14 letters is surprising and supportive of
Parents’ expert’s opinion that identifying and working from high interest activities is reasonably
likely to yield meaningful progress.
Parents requested compensatory educati on for the entire current school year, and
presumably hour for hour. There is, however, no reasonable basis for such an award. Much of
Student’s school day is spent in activities as to which Parents did not pursue a claim, and/or as to
which there is insufficient evidence to support an award of compensatory education.
Consequently, because many of the skills taught during approximately one hour daily that
instruction is delivered are those that do not represent meaningful progress, Student will be
awarded an hour of compensatory education daily for the current school year until such time as
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the District offers a fully appropriate program with a curriculum and methodology reasonably
likely to yield meaningful educational progress for Student.
Future Educational Program
Although Parents’ expert witness was persua sive and her recommendations appear sound
and sensible in light of the record since the recommendations were made at the end of the
2011/2012 school year, it is still the District’s prerogative to select an appropriate educational
program for Student. Nothing in the record suggests that the District is not entirely capable of
doing so.
Consequently, although the Distri ct will be ordered to alter Student’s program, it will not
be ordered to provide PRT or any other program. There are at least two other programs that
might be used to develop appropriate goals and an appropriate method of instruction for Student,
and as noted above, the District has access to resources through the Autism Initiative. The
District is free to use whatever resources it chooses, as long as it proposes an appropriate
program.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, the School
District is hereby ORDERED to take the following actions with respect to Student:
1. Obtain consultation, as needed, through the Autism Initiative and/or
other public or private sources, to fully consider whether/how research-based
programs, other than verbal behavior, that are recognized as effective in
addressing the core deficits of autism spectrum disorders, such as pivotal response
training and/or other approaches/methods, e.g., TEAACH or Lovaas, could be
used to develop an appropriate program for Student that is reasonably calculated
to yield meaningful educational progress;
2. Within 60 days of the date of this order, convene Student’s IEP
team to propose an appropriate special education program and related services for
Student for the 2013/2014 school year and work cooperatively with the family to
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assure that such a program can be implemented beginning with the first day of the
2013/2014 school year;
3. Provide Student with compensatory education equal to 1 hour for
everyday that school was/will be in session from the beginning to the end of
the 2012/2013 school year, or until such time as the parties agree upon a new
IEP, whichever comes first. Parents may use the hours of compensatory
education for services that address Student’s identified need arising autism
spectrum disorder, including consultation for a home program and summer
programming to supplement or replace ESY services offered by the District.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed.
Anne L. Carroll
_____________________________
Anne L. Carroll, Esq.
HEARING OFFICER
March 27, 2013
