Wissahickon School District | Case 21090-18-19 | 2019-03-15
Pennsylvania special education due-process decision
- Case number
- 21090-18-19
- Date
- 03/15/2019
- Parties / district (official listing)
- Wissahickon School District
- Hearing officer
- Brian Ford
- Issues (official listing)
- Transition Evaluation Procedural Violation Least Restrictive Environment
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania Special Education Due Process Hearing Officer
Final Decision and Order
ODR No. 21090-18-19
CLOSED HEARING
Child’s Name:
E.K.
Date of Birth:
[redacted]
Parents:
[redacted]
Counsel for Parent:
Judith A. Gran, Esq.
Reisman Carolla Gran LLP
19 Chestnut Street
Haddonfield, NJ 08033
Local Education Agency:
Wissahickon School District
601 Knight Road
Ambler, PA 19002
Counsel for the LEA:
Michele Mintz, Esq.
Fox Rothschild LLP
10 Sentry Parkway, Ste. 200
PO Box 3001
Blue Bell, PA 19422-3001
Hearing Officer:
Brian Jason Ford, JD, CHO
Date of Decision:
March 15, 2019
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Introduction
This matter concerns the educational rights of a student (the Student).1 The Student resides
with the Student’s parents (the Parents) within their local school district (the District). The
Student is a child with disabilities as defined by the Individuals with Disabilities Education Act,
20 U.S.C. § 1400 et seq. (IDEA).
The Student is diagnosed with a rare genetic condition that is associated with physical
disabilities and hearing loss, developmental delay, and hypotonia. The Student is also
diagnosed as having autism. The District has classified the Student as a child with multiple
disabilities for IDEA purposes.
After receiving early intervention services from an Intermediate Unit (the IU), the Student
enrolled in the District for kindergarten. The District evaluated the Student and offered an
Individual Education Program (IEP). Through the IEP the District offered special education
services to the Student and placed the Student outside of the Student’s neighborhood school to
receive some of those services in a specialized classroom.
The Parents take issue with the District’s evaluation and placement. The Parents claim that the
evaluation fell short of legal mandates. The Parents further claim that the IEP is inappropriate
both in terms of the Student’s placement and the services offered. Finally, the Parents claim that
the District predetermined the Student’s placement. The District denies these claims, taking the
position that its evaluation and IEP are appropriate, and that it did not predetermine the
Student’s placement.
For reasons discussed below, I find that the District’s evaluation of the Student complied with
legal mandates, but that the resulting IEP was not appropriate in terms of both the services
offered (or, more accurately, not offered) and the restrictiveness of the placement. I also find
that the District predetermined the Student’s placement, thereby denying the Parents an
opportunity to meaningfully participate in IEP development.
Issues and Remedies
The parties phrased the issues somewhat differently thorough the hearing and in their briefs, but
there is no substantive dispute about what issues are presented in this matter. The issues
presented and remedies demanded in this hearing are:
1. Did the District’s evaluation of the Student comply with legal mandates? If no, the
Parents demand an independent educational evaluation (IEE) at the District’s expense
as a remedy.
2. Is the District’s IEP appropriate? If no, the Parents demand compensatory education and
changes to the IEP to enable greater inclusion as a remedy.
3. Did the District predetermine the Student’s placement? If yes, the Parents demand
declaratory relief to that effect and compensatory education to remedy a violation of their
right to meaningful participation in the IEP development process.
1 Except for the cover page of this decision, identifying information is omitted to the extent possible.
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Findings of Fact
I carefully considered the record of this hearing in its entirety. I make findings of fact, however,
only as necessary to resolve the issues before me. Consequently, I do not reference substantial
portions of the record in this case. The record in this case is large, particularly in light of the
Student’s age and grade. Unfortunately, the size of the overall record is also large in
comparison to the portion of the record that is both outcome-determinative and concerns
disputed facts. I note that the threshold for admissibility in a Pennsylvania special education due
process hearing is low by any measure. Neither the state nor federal rules of civil or
administrative procedure apply. I use those rules are for guidance, but they are not controlling.
I find as follows:
1. The Student received EI services from the local IU from a young age. S-2.
2. The Student received EI services pursuant to an EI IEP. The last EI IEP is dated
September 29, 2017. S-7.
3. The Student received EI services, in part, delivered using the Verbal Behavior,
Milestones Assessment and Placement Program (VB-MAPP). S-4.
4. The IU also formally evaluated the Student at least twice. The last EI evaluation is dated
January 20, 2018. S-6.
5. The Student became eligible to participate in the District’s kindergarten program based
on age at the start of the 2018-19 school year. The Parents, working with the IU, notified
the District that they intended to register the Student for the 2018-19 school year on
January 31, 2018. S-10.
6. The District sought the Parents’ consent to evaluate the Student on February 8, 2018. S-
14. The consent form was sent with a Parent Information form for the Parents to
complete and return. The Parents signed and dated the form on February 10, 2018, but
they did not complete it. Instead, they wrote that the requested information had already
been provided during a registration meeting. S-15. The Parents did, however, provide
consent to evaluate.
7. The District received the Parents’ consent to evaluate and the incomplete Parent Input
form on February 22, 2018. S-15. The Parents did not provide requested audiology and
vision reports from a hospital. S-19.
8. On April 5, 2018, the District sent two behavioral rating scale forms to the Parents for
them to complete and return to the District by April 19, 2018. S-21.
9. The District’s evaluator, a certified school psychologist (the CSP), reviewed the
Student’s IU educational records, took input from the Student’s preschool teacher and
personal care assistant, assessed the Student using standardized, normative tests of
cognitive ability and academic achievement, and observed the Student in preschool. S-
22.
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10. The District also conducted speech therapy, physical therapy, and occupational therapy
assessments. Those assessments were completed by well-qualified personnel and were
compiled by the CSP. S-22.
11. The CSP urged caution in interpreting standardized, normative tests for the Student,
believing that the Student’s focus and ability to take the tests (as opposed to the
Student’s actual knowledge) may have depressed test scores. Nevertheless, the CSP
concluded that the scores were reportable and, with caution, could be used as part of
the evaluation as a whole to derive useful information about the Student. S-22.
12. According to the standardized, normative assessments, the Student’s early reading skills
were in the “average” range, while listening comprehension and math problem solving
were both in the “low” range compared to same-age peers. The Student’s full-scale IQ
was assessed with a standard score of 43, which is below the first percentile for same-
age peers. While extreme caution is needed to interpret that result, the full-scale IQ
score was consistent with all verbal and non-verbal skills assessed by the test. S-22.
13. The CSP drafted an evaluation report for the Student and sent the report to the Parents
on April 23, 2018. S-22.2
14. The evaluation report lists the following “instructional levels and academic needs” –
these function as recommendations to the Student’s IEP team: academic readiness
skills, learning related behaviors, speech and language, occupational therapy, and
physical therapy. S-22
15. On May 8, 2018, the hospital faxed the requested vision and audiological report to the
District. S-23. This enabled the District to proceed with vision and hearing evaluations
designed to assess school-based needs. The District contracted with the IU for those
evaluations on May 9, 2018. S-25, S-26.
16. On May 15, 2018, the Parents provided a detailed, line-by-line response to the District’s
evaluation. S-27. Therein, the Parents reported that the input from preschool did not
come from the preschool teacher that knew the Student the best. The document also
includes a letter on letterhead from the Student’s preschool, but it is not completely clear
where the preschool’s comments end and the Parents’ comments begin. S-27.
17. On May 16, 2018, the Parent sent updated information about the Student progress
through the VB-MAPP to the District. S-29.
18. The Student’s IEP team convened on May 17, 2018. The District brought a draft IEP to
the meeting, and clearly indicated that the draft was a “working copy.” S-31.
19. The IEP includes goals and specially designed instruction (SDI) that are described in
greater detail below. For context, and in general, the IEP called for the Student to
continue to receive instruction using the VB-MAPP. Since the District only offers the VB-
MAPP in autistic support classrooms outside of the Student’s neighborhood school, the
IEP placed the Student in a different District elementary school. Under the IEP, the
Student would spend two hours of a 6.5-hour school day in regular education. S-32.
2 The District refers to the report as a reevaluation report although it was the Student’s first school-age
evaluation. I refer to the evaluation as an evaluation for simplicity. The difference is purely semantic.
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20. The IU completed a functional vision evaluation on June 7, 2018 and sent that
evaluation to the District. S-33.
21. On June 7, 2018, the District sent a NOREP proposing the May 17, 2018 IEP as a final
IEP without revisions. S-35. The Parents rejected the NOREP on June 15, 2018. From
the IEP team meeting through the NOREP and beyond, the Parents consistently stated
their position that the offered placement was too restrictive, and the offered program
would not enable the Student to achieve appropriate educational goals. See, e.g. S-35.
22. On June 21, 2018, the Parents and District administrators spoke by phone about the
Parents’ concerns. In response, the District revised the IEP to place the Student in
regular education for 3.25 hours of a 6.5-hour day (the Student would be in regular
education for 50% of the school day). The District sent the revised IEP to the Parents on
June 22, 2018, with a revised NOREP. S-36, S-37.
23. The SDI in the revised IEP was also revised to explicitly require the IEP team to
reconvene once the VB-MAPP was complete to review goals, SDI, and placement. S-36.
24. The Parents rejected the revised IEP via the second NOREP on July 2, 2018. At that
time, they noted that the revised IEP was substantively identical to the original IEP in
terms of the services that the Student would receive and did not constitute placement in
the LRE. S-37.
25. The Parents requested this hearing on August 24, 2018. Complaint.
26. On September 18, 2018, the District added an addendum to the evaluation report. The
addendum includes the results of the functional hearing evaluation, the functional vision
evaluation, and parent rating scales. None of those were available at the time the
evaluation report was completed. The addendum also includes information from the
Student’s preschool teacher, based on the documents that the Parents sent to the
District in response to the original evaluation report. S-45.
27. The Parents obtained a private neuropsychological consultation for the Student. A
doctoral-level Developmental Neuropsychologist (the DN) who is also a Pennsylvania
Licensed Psychologist and a Pennsylvania Certified School Psychologist observed the
Student on October 16, 2018. The DN then wrote a consultation report, which is almost
entirely a detailed accounting of the observation. Nevertheless, the DN found that the
goals and services in the Student’s IEP were appropriate but insufficient. The DN
recommended adding social skills goals and academic goals to the IEP. The DN also
recommended increased inclusion, but with the development of a specific plan to enable
that inclusion. S-57.
Witness Credibly
During a due process hearing, the hearing officer is charged with the responsibility of judging
the credibility of witnesses, and must make “express, qualitative determinations regarding the
relative credibility and persuasiveness of the witnesses.” Blount v. Lancaster-Lebanon
Intermediate Unit, 2003 LEXIS 21639 at *28 (2003). One purpose of an explicit credibility
determination is to give courts the information that they need in the event of judicial review. See,
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D.K. v. Abington School District, 696 F.3d 233, 243 (3d Cir. 2014) (“[Courts] must accept the
state agency's credibility determinations unless the non-testimonial extrinsic evidence in the
record would justify a contrary conclusion.”). See also, generally David G. v. Council Rock
School District, 2009 WL 3064732 (E.D. Pa. 2009); T.E. v. Cumberland Valley School District,
2014 U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution
(Quakertown Community School District), 88 A.3d 256, 266 (Pa. Commw. 2014); Rylan M. v
Dover Area Sch. Dist., No. 1:16-CV-1260, 2017 U.S. Dist. LEXIS 70265 (M.D. Pa. May 9,
2017).
Different witnesses recalled events differently. Even so, I find that all witnesses testified
credibly. To the extent that witnesses recalled events differently, I find that the testimony of each
witness was the individual witness’ honest recollection of events. I do not, however, assign
equal weigh to each witnesses’ testimony. Rather, I used documentary evidence and
appropriately weighted testimony to reach the findings of fact above.
Applicable Laws
The Burden of Proof
The burden of proof, generally, consists of two elements: the burden of production and the
burden of persuasion. In special education due process hearings, the burden of persuasion lies
with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v. Ramsey Board
of Education, 435 F.3d 384, 392 (3d Cir. 2006). The party seeking relief must prove entitlement
to its demand by preponderant evidence and cannot prevail if the evidence rests in equipoise.
See N.M., ex rel. M.M. v. The School Dist. of Philadelphia, 394 Fed.Appx. 920, 922 (3rd Cir.
2010), citing Shore Reg'l High Sch. Bd. of Educ. v. P.S., 381 F.3d 194, 199 (3d Cir. 2004). In
this particular case, the Parent the party seeking relief and must bear the burden of persuasion.
Free Appropriate Public Education (FAPE)
The IDEA requires the states to provide a “free appropriate public education” to all students who
qualify for special education services. 20 U.S.C. §1412. Local education agencies, including
school districts, meet the obligation of providing a FAPE to eligible students through
development and implementation of IEPs, which must be “‘reasonably calculated’ to enable the
child to receive ‘meaningful educational benefits’ in light of the student’s ‘intellectual potential.’”
Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235, 240 (3d Cir. 2009) (citations
omitted). Substantively, the IEP must be responsive to each child’s individual educational
needs. 20 U.S.C. § 1414(d); 34 C.F.R. § 300.324.
This long-standing Third Circuit standard was confirmed by the United States Supreme Court in
Endrew F. v. Douglas Cnty. Sch. Dist. RE-1, 137 S. Ct. 988 (2017). The Endrew F. case was
the Court’s first consideration of the substantive FAPE standard since Board of Educ. of
Hendrick Hudson Central School District v. Rowley, 458 U.S. 176, 206-07, 102 S.Ct. 3034
(1982).
In Rowley, the Court found that a LEA satisfies its FAPE obligation to a child with a disability
when “the individualized educational program developed through the Act’s procedures is
reasonably calculated to enable the child to receive educational benefits.” Id at 3015.
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Historically the Third Circuit has interpreted Rowley to mean that the “benefits” to the child must
be meaningful, and the meaningfulness of the educational benefit is relative to the child’s
potential. See T.R. v. Kingwood Township Board of Education, 205 F.3d 572 (3rd Cir 2000);
Ridgewood Bd. of Education v. N.E., 172 F.3d 238 (3rd Cir. 1999); S.H. v. Newark, 336 F.3d
260 (3rd Cir. 2003).
LEAs are not required to maximize a child’s opportunity; it must provide a basic floor of
opportunity. See Lachman v. Illinois State Bd. of Educ., 852 F.2d 290 (7th Cir.), cert. denied,
488 U.S. 925 (1988). However, the meaningful benefit standard required LEAs to provide more
than “trivial” or “de minimis” benefit. See Polk v. Central Susquehanna Intermediate Unit 16, 853
F.2d 171, 1179 (3d Cir. 1998), cert. denied 488 U.S. 1030 (1989). See also Carlisle Area School
v. Scott P., 62 F.3d 520, 533-34 (3d Cir. 1995). It is well-established that an eligible student is
not entitled to the best possible program, to the type of program preferred by a parent, or to a
guaranteed outcome in terms of a specific level of achievement. See, e.g., J.L. v. North Penn
School District, 2011 WL 601621 (E.D. Pa. 2011). Thus, what the statute guarantees is an
“appropriate” education, “not one that provides everything that might be thought desirable by
‘loving parents.’” Tucker v. Bayshore Union Free Sch. Dist., 873 F.2d 563, 567 (2d Cir. 1989).
In Endrew F., the Supreme Court effectively agreed with the Third Circuit by rejecting a “merely
more than de minimis” standard, holding instead that the “IDEA demands more. It requires an
educational program reasonably calculated to enable a child to make progress appropriate in
light of the child’s circumstances.” Endrew F., 137 S. Ct. 988, 1001 (2017). Appropriate
progress, in turn, must be “appropriately ambitious in light of [the child’s] circumstances.” Id at
1000. In terms of academic progress, grade-to-grade advancement may be “appropriately
ambitious” for students capable of grade-level work. Id. Education, however, encompasses
much more than academics — as is clearly evident in this case.
The essence of the standard is that IDEA-eligible students must receive specially designed
instruction and related services, by and through an IEP that is reasonably calculated at the time
it is issued to offer an appropriately ambitious education in light of the Student’s circumstances.
Least Restrictive Environment (LRE)
The IDEA requires LEAs to “ensure that a continuum of alternative placements is available to
meet the needs of children with disabilities for special education and related services.” 34
C.F.R. § 300.115(a). That continuum must include “instruction in regular classes, special
schools, home instruction, and instruction in hospitals and institutions.” 34 C.F.R. §
300.115(b)(1); see also 34 C.F.R. § 300.99(a)(1)(i). LEAs must place students with disabilities in
the least restrictive environment in which each student can receive FAPE. See 34 C.F.R. §
300.114. Generally, restrictiveness is measured by the extent to which a student with a disability
is educated with children who do not have disabilities. See id.
In Oberti v. Board of Education of Clementon School District, 995 F.2d 1204 (3d Cir. 1993), the
Third Circuit held that LEAs must determine whether a student can receive a FAPE by adding
supplementary aids and services to less restrictive placements. If a student cannot receive a
FAPE in a less restrictive placement, the LEA may offer a more restrictive placement. Even
then, the LEA must ensure that the student has as much access to non-disabled peers as
possible. Id at 1215-1218.
More specifically, the court articulated three factors to consider when judging the
appropriateness of a [restrictive] placement offer:
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“First, the court should look at the steps that the school has taken to try to include the child in a
regular classroom.” Here, the court or hearing officer should consider what supplementary aids
and services were already tried. Oberti v. Bd. of Educ., 995 F.2d 1204, 1216 (3d Cir. 1993)
“A second factor courts should consider in determining whether a child with disabilities can be
included in a regular classroom is the comparison between the educational benefits the child will
receive in a regular classroom (with supplementary aids and services) and the benefits the child
will receive in the segregated, special education classroom. The court will have to rely heavily in
this regard on the testimony of educational experts.” The court cautioned, however, that the
expectation of a child making greater progress in a segregated classroom is not determinative.
Oberti v. Bd. of Educ., 995 F.2d 1204, 1216-1217 (3d Cir. 1993).
“A third factor the court should consider in determining whether a child with disabilities can be
educated satisfactorily in a regular classroom is the possible negative effect the child's inclusion
may have on the education of the other children in the regular classroom.” The court explained
that a child’s disruptive behavior may have such a negative impact upon the learning of others
that removal is warranted. Moreover, the court reasoned that disruptive behaviors also impact
upon the child’s own learning. Even so, the court again cautioned that this factor is directly
related to the provision of supplementary aids and services. In essence, the court instructs that
hearing officers must consider what the LEA did or did not do (or could or could not do) to curb
the child’s behavior in less restrictive environments. Oberti v. Bd. of Educ., 995 F.2d 1204, 1217
(3d Cir. 1993)
There is no tension between the FAPE and LRE mandates. There may be a multitude of
potentially appropriate placements for any student. The IDEA requires LEAs to place students in
the least restrictive of all potentially appropriate placements. There is no requirement for an LEA
to place a student into an inappropriate placement simply because it is less restrictive. However,
LEAs must consider whether a less restrictive but inappropriate placement can be rendered
appropriate through the provision of supplementary aids and services.
Evaluation Criteria
The IDEA establishes requirements for evaluations. Substantively, those are the same for initial
evaluations and revaluations. 20 U.S.C. § 1414.
In substance, evaluations must “use a variety of assessment tools and strategies to gather
relevant functional, developmental, and academic information, including information provided by
the parent, that may assist in determining” whether the child is a child with a disability and, if so,
what must be provided through the child’s IEP in order for the child to receive FAPE. 20 U.S.C.
§ 1414(b)(2)(A).
Further, the evaluation must “not use any single measure or assessment as the sole criterion for
determining whether a child is a child with a disability or determining an appropriate educational
program for the child” and must “use technically sound instruments that may assess the relative
contribution of cognitive and behavioral factors, in addition to physical or developmental
factors”. 20 U.S.C. § 1414(b)(2)(B)-(C).
In addition, the District is obligated to ensure that:
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assessments and other evaluation materials... (i) are selected and administered
so as not to be discriminatory on a racial or cultural basis; (ii) are provided and
administered in the language and form most likely to yield accurate information
on what the child knows and can do academically, developmentally, and
functionally, unless it is not feasible to so provide or administer; (iii) are used for
purposes for which the assessments or measures are valid and reliable; (iv) are
administered by trained and knowledgeable personnel; and (v) are administered
in accordance with any instructions provided by the producer of such
assessments.
20 U.S.C. § 1414(b)(3)(A).
Finally, evaluations must assess “all areas of suspected disability”. 20 U.S.C. § 1414(b)(3)(B).
Independent Educational Evaluation (IEE) at Public Expense
Parental rights to an IEE at public expense are established by the IDEA and its implementing
regulations: “A parent has the right to an independent educational evaluation at public expense
if the parent disagrees with an evaluation obtained by the public agency…” 34 C.F.R. §
300.502(b)(1). “If a parent requests an independent educational evaluation at public expense,
the public agency must, without unnecessary delay, either – (i) File a due process complaint to
request a hearing to show that its evaluation is appropriate; or (ii) Ensure that an independent
educational evaluation is provided public expense.” 34 C.F.R. § 300.502(b)(2)(i)-(ii).
“If a parent requests an independent educational evaluation, the public agency may ask for the
parent's reason why he or she objects to the public evaluation. However, the public agency may
not require the parent to provide an explanation and may not unreasonably delay either
providing the independent educational evaluation at public expense or filing a due process
complaint to request a due process hearing to defend the public evaluation.” 34 C.F.R.
§ 300.502(b)(4).
Compensatory Education
Compensatory education is an appropriate remedy where a LEA knows, or should know, that a
child’s educational program is not appropriate or that he or she is receiving only a trivial
educational benefit, and the LEA fails to remedy the problem. M.C. v. Central Regional Sch.
District, 81 F.3d 389 (3d Cir. 1996). Compensatory education is an equitable remedy. Lester H.
v. Gilhool, 916 F.2d 865 (3d Cir. 1990).
Courts in Pennsylvania have recognized two methods for calculating the amount of
compensatory education that should be awarded to remedy substantive denials of FAPE. The
first method is called the “hour-for-hour” method. Under this method, students receive one hour
of compensatory education for each hour that FAPE was denied. M.C. v. Central Regional,
arguably, endorses this method.
More recently, the hour-for-hour method has come under considerable scrutiny. Some courts
outside of Pennsylvania have rejected the hour-for-hour method outright. See Reid ex rel. Reid
v. District of Columbia, 401 F.3d 516, 523 (D.D.C. 2005). These courts conclude that the
amount and nature of a compensatory education award must be crafted to put the student in the
position that she or he would be in, but for the denial of FAPE. This more nuanced approach
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was endorsed by the Pennsylvania Commonwealth Court in B.C. v. Penn Manor Sch. District,
906 A.2d 642, 650-51 (Pa. Commw. 2006) and the United States District Court for the Middle
District of Pennsylvania in Jana K. v. Annville Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414
(M.D. Pa. 2014). It is arguable that the Third Circuit also has embraced this approach in Ferren
C. v. Sch. District of Philadelphia, 612 F.3d 712, 718 (3d Cir. 2010)(quoting Reid and explaining
that compensatory education “should aim to place disabled children in the same position that
the child would have occupied but for the school district’s violations of the IDEA.”).
Despite the clearly growing preference for the “same position” method, that analysis poses
significant practical problems. In administrative due process hearings, evidence is rarely
presented to establish what position the student would be in but for the denial of FAPE – or
what amount or what type of compensatory education is needed to put the student back into
that position. Even cases that express a strong preference for the “same position” method
recognize the importance of such evidence, and suggest that hour-for-hour is the default when
no such evidence is presented:
… the appropriate and reasonable level of reimbursement will match the
quantity of services improperly withheld throughout that time period, unless the
evidence shows that the child requires more or less education to be placed in the
position he or she would have occupied absent the school district’s deficiencies.
Jana K. v. Annville Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414 at 36-37.
Finally, there are cases in which a denial of FAPE creates a harm that permeates the entirety of
a student’s school day. In such cases, full days of compensatory education (meaning one hour
of compensatory education for each hour that school was in session) may be warranted if the
LEA’s “failure to provide specialized services permeated the student’s education and resulted in
a progressive and widespread decline in [the Student’s] academic and emotional well-being”
Jana K. v. Annville Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414 at 39. See also Tyler W. ex
rel. Daniel W. v. Upper Perkiomen Sch. Dist., 963 F. Supp. 2d 427, 438-39 (E.D. Pa. Aug. 6,
2013); Damian J. v. School Dist. of Phila., Civ. No. 06-3866, 2008 WL 191176, *7 n.16 (E.D. Pa.
Jan. 22, 2008); Keystone Cent. Sch. Dist. v. E.E. ex rel. H.E., 438 F. Supp. 2d 519, 526 (M.D.
Pa. 2006); Penn Trafford Sch. Dist. v. C.F. ex rel. M.F., Civ. No. 04-1395, 2006 WL 840334, *9
(W.D. Pa. Mar. 28, 2006); M.L. v. Marple Newtown Sch. Dist., ODR No. 3225-11-12-KE, at 20
(Dec. 1, 2012); L.B. v. Colonial Sch. Dist., ODR No. 1631-1011AS, at 18-19 (Nov. 12, 2011).
Whatever the calculation, in all cases compensatory education begins to accrue not at the
moment a child stopped receiving a FAPE, but at the moment that the LEA should have
discovered the denial. M.C. v. Central Regional Sch. District, 81 F.3d 389 (3d Cir. 1996).
Usually, this factor is stated in the negative – the time reasonably required for a LEA to rectify
the problem is excluded from any compensatory education award. M.C. ex rel. J.C. v. Central
Regional Sch. Dist., 81 F.3d 389, 397 (3d Cir. N.J. 1996)
In sum, I subscribe to the logic articulated by Judge Rambo in Jana K. v. Annville Cleona. If a
denial of FAPE resulted in substantive harm, the resulting compensatory education award must
be crafted to place the student in the position that the student would be in but for the denial.
However, in the absence of evidence to prove whether the type or amount of compensatory
education is needed to put the student in the position that the student would be in but for the
denial, the hour-for-hour approach is a necessary default – unless the record clearly establishes
such a progressive and widespread decline that full days of compensatory education are
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warranted. In any case, compensatory education is reduced by the amount of time that it should
have taken for the LEA to find and correct the problem.
Discussion
Some case law suggests a tension between the IDEA’s FAPE and LRE obligations. I believe
that tension is an artifact of a false dichotomy. The LRE obligation is part of the FAPE
obligation; the concepts are completely compatible. For any student with disabilities, the IEP
team must determine current needs, set goals, and decide what special education will enable
the student to meet those goals. Once that is done, the IEP team must determine the least
restrictive environment in which the identified special education can be delivered. In this way,
the LRE obligation is relative to the individual student.
Two extreme examples illustrate the concept: A student may only require redirection from a
teacher in order to receive a FAPE. Redirection, more likely than not, can be delivered in any
educational environment. The least restrictive environment for that student is likely a regular
education classroom. In contrast, a different student may require intensive educational services
for nearly every waking hour. The least restrictive environment for that student could very well
be a residential placement. A regular education classroom is always less restrictive than a
residential placement in absolute terms. The relative restrictiveness of the placements to each
other, however, is not part of the ultimate analysis. The analysis concerns the restrictiveness of
the placement relative to the individual student. In this way, the IDEA prohibits placement of the
first student in a restrictive setting but does not require the second student to fail in a less
restrictive placement before obtaining a FAPE.
The same examples also illustrate the importance of determining what special education a
student requires before making any decisions about placement. It is impossible to know what
placement the least restrictive placement for any individual student is before knowing what
special education he or she will receive. Even then, the IEP team cannot make assumptions
about what forms of special education can be provided in any placement. Instead, when the IEP
team turns to placement, the team must also consider whether supplementary aids and services
can enable educators to provide special education in less restrictive settings.
With the foregoing in mind, analysis must begin with the District’s evaluation. The District’s
evaluation served as the basis of the District’s program recommendations. The appropriateness
of the District’s evaluation relates to the appropriateness of the District’s program
recommendations. I will, therefore, assess the appropriateness of the District’s program
recommendations second. Those program recommendations, in turn, should have driven the
District’s placement offer. I will examine the placement offer third. In doing so, I will consider the
appropriateness of the placement and the claims of predetermination separately. It is possible
for a placement to be inappropriate even if it was not predetermined. It is also possible for a
predetermined placement to be appropriate.
The District’s Evaluation
The Parents argue that the IDEA establishes more than procedural requirements for
evaluations. They argue that the substantive standard for IEPs established by the Supreme
Court in Endrew F., supra, also set the mark for evaluations. The Parents’ logic is sound. If an
IEP must be reasonably calculated to provide a FAPE, and also must be based upon a current
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evaluation3, the evaluation itself must provide sufficient information to enable the IEP team to
draft a substantively appropriate IEP. This concept is not new. The IDEA’s procedural mandates
for evaluations require schools to conduct the type of evaluations that are likely to yield
actionable information for the IEP team. A procedurally appropriate evaluation, by its nature,
should provide information about the Student’s educational levels and the special education that
is likely to result in a meaningful benefit.
The District evaluated the Student and drafted a Reevaluation Report dated April 23, 2018 (the
2018 RR). (S-22). The Student’s IEP team convened on May 17, 2018. (S-31). The 2018 RR
was supplemented on September 18, 2018 (the Addendum). (S-45). The Addendum includes
the entire 2018 RR with additional information from a Functional Hearing Evaluation and
Functional Vision evaluation that were completed after the 2018 RR. The Addendum also
includes parent rating scales that the Parents did not initially return, and information provided by
the Student’s teachers.
Altogether, the District’s evaluation included a review of the records of the Student’s early
intervention program (evaluations and early intervention IEPs), behavior rating scales
completed by the Parents, an observation of the Student in preschool by the District’s school
psychologist, information provided by the Student’s PCA and preschool teacher, and
standardized, normative assessments of the Student’s cognitive abilities and academic
achievement.
I recognize that I must evaluate the pre-Addendum evaluation. That evaluation [contained] all
information available to the District at the time. It was appropriate for the District to add
information to the evaluation as it became available.
I conclude that the evaluation satisfied the IDEA’s procedural requirements. The evaluation
used multiple assessment tools and strategies to gather relevant functional, developmental, and
academic information, including information provided by the Parents. There are no claims about
the technical soundness of any of the assessments, or any of the factors listed at 20 U.S.C. §
1414(b)(3)(A). More importantly, by following the IDEA’s procedural mandates, the District’s
evaluation did, in fact, gather information to enable the IEP team to develop the Student’s IEP.4
This is true of both the pre and post supplement evaluation reports.
The Parents argue that the District’s evaluation did not truly assess the Student’s need, but
rather assessed the Student’s ability to take tests. I disagree. The District’s evaluator was
candid that the Student’s disability likely impaired the Student’s performance on various
assessments. For that reason, the Student’s test results were interpreted with caution, and no
single assessment formed the basis of the District’s overall conclusions.
Given the standards for IEEs and public expense described above, I find that the Student is not
entitled to an IEE at public expense.
3 See 20 U.S.C. § 1414 et seq.
4 The Parents list the conclusions about the Student’s needs derived from the District’s evaluation in their
complaint at ¶ 35. With the exception of noting an incorrect statement about teacher recommendations in
the pre-addendum evaluation, however, the Parents do not truly dispute the District’s findings about the
Student’s needs. Rather, the Parents’ “principal issue” concerns the District’s conclusions that those
needs cannot be met predominantly in a regular education classroom. See Parents’ Closing Argument.
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The District’s Program Offer
The Parents argue that the IEP is inappropriate in part because it flows from an inappropriate
evaluation. Above, I find that the District’s evaluation was appropriate, and so I reject this aspect
of the Parents’ argument. The Parents also argue, however, that the IEP is inappropriate
because it does not help the Student advance in the areas of need identified in the District’s
own evaluation. I agree with the second prong of the Parents’ argument.
According to the Districts’ own evaluation, the Student needs to improve academic readiness
skills, social skills, expressive and receptive language, and functional communication skills (with
speech as a particular means of communication). (S-32). The District’s evaluation also revealed
that reading was a relative strength for the Student but cautioned that the Student’s ability to
comprehend written communication lagged behind the Student’s ability to read words.
The IEP includes four speech goals. Two of those goals concern the Student’s ability to label
objects and identify numbers and letters. Another goal concerns the Student’s ability to
independently request items using any form of communication. A fourth goal concerns the
Student’s ability to articulate certain sounds. These goals are appropriate in light of the District’s
evaluation. It is unfortunate that only one of the goals contains a baseline.
The IEP includes three other goals that target the Student’s independence.5 All three of those
goals concern the Student’s ability to follow the daily kindergarten routine. Only one of those
goals is baselined. I find that these goals are appropriate based on the District’s evaluation. I
also find that it was appropriate to determine baselines for these goals after the start of school,
and then adjust the IEP if necessary, because the Student was entering a completely new
environment.
The District also identified needs in the areas of attention, focus, and age-appropriate social
skills. Those needs are reflected in the IEP itself in the present education levels. Despite this,
the IEP contains no goals targeting these domains. It is not clear that research-based programs
exist for children with the Student’s cognitive profile that address these deficits, but the IEP’s
silence after identifying the type of deficits that are routinely targeted through special education
is unacceptable. Perhaps the programs do not exist, or perhaps the District thought it best to
target other domains first, but the IEP does not say so. Either a goal or an explanation was
needed. The District provided neither.
The District’s inclusion of SDI accommodating the Student’s short attention is insufficient to
mitigate the lack of a goal in this domain. I do not doubt that breaking work into small chunks is
important for the Student. That accommodation, however, does nothing to remediate the
Student’s deficits in this domain.
The IEP contains no academic goals. The IEP does not contain a plan to build off of the
Student’s relative academic strengths or boost the Student’s academic weaknesses. Nothing in
the IEP sets an expectation that the Student will achieve any of the reading, writing, or math
skills that kindergarteners are expected to master. Every student with a disability, regardless of
cognitive profile, must have an opportunity to derive an academic benefit from being in school.
For individuals with cognitive profiles like the Student’s, such academic benefit is unlikely to
come incidentally from being in a regular classroom environment. Rather, goals and SDI are
required to ensure academic progress.
5 The IEP also contains occupational therapy goals, which are not the subject of this hearing.
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To be clear, the IDEA does not require the same results for all children. The Supreme Court
recognized this in Endrew by distinguishing between students who have the ability to advance
from grade to grade (like the student in Rowley) and those who may never achieve grade-level
standards.6 But it is difficult to conceptualize a student who is completely incapable of any form
of academic progress. More importantly, the District’s evaluation does not suggest that the
Student cannot make academic progress. I do not suggest that it is appropriate for the Student
to master the regular kindergarten curriculum in one school year. The Student’s cognitive profile
suggests otherwise. It is inappropriate, however, to expect nothing.
For many students, it is appropriate to emphasize independent living skills over academics. It is
also possible for an IEP to be appropriate without academic goals if the purpose of the IEP is to
prepare a student to live on his or her own. The Student in this case is in kindergarten, and
there is no reason to believe that the Student cannot derive an academic benefit from schooling
with potentially 13 years of education to come. The Student’s current IEP must be the start of
that process, but it is not. The IEP is inappropriate for that reason.
A substantial portion of this due process hearing concerned the District’s use of the VB-MAPP.
The VB-MAPP program has been adopted by the Pennsylvania Training and Technical
Assistance Network (PaTTAN), which provides training and technical support to schools. The
Parents argue, in essence, that the District offered VB-MAPP because that is the system that
the District has in house – that the District’s choice in program has nothing to do with the
Student’s needs. The District argues that VB-MAPP happens to be the right program for the
Student.
I find that VB-MAPP is the methodology selected by the District to effectuate the IEP. The
District is owed considerable deference in this regard. Ridley School Dist. v. M.R., 680 F.3d
260, 275 (3d Cir. 2012); K.C. v. Nazareth Area Sch. Dist., 806 F.Supp. 806, 813-814 (E.D. Pa.
2011); Leighty v. Laurel Sch. Dis., 457 F.Supp. 2d 546 (W.D.Pa. 2006). Under the methodology
standards established by case law, I do not find preponderant evidence that VB-MAPP is
inappropriate for the Student. Like the DN, I find that the IEP is inappropriate for what it lacks,
not for what it contains.
The District’s Placement Offer
The District’s placement offer is inappropriately restrictive. For the past 26 years, schools have
operated under an unequivocal mandate to consider how placement in less restrictive
environments can be effectuated before removing students into segregated settings. I have no
doubt that District personnel truly believed that they were offering an excellent program for the
Student. Unfortunately, their enthusiasm for their placement blinded them to other options. The
record of this matter is devoid of anything evidencing serious consideration supplementary aids
and services before concluding that the Student could spend only two hours of a 6.5-hour
school day inside a regular education classroom. Of equal concern, the District’s acquiescence
to the Parents’ demands to increase inclusion was just that – a reluctant offer for no other
purpose than appeasement. As a result, the District’s decision that the Student should spend
half of the school day outside of regular education was arbitrary. Further, the IEP was not
revised to include any plan to facilitate the Student’s inclusion (the supplementary aids and
services Oberti requires) or enable the Student to derive a benefit from exposure to the regular
education curriculum.
6 I recognize the infinite permutations in between.
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I will not completely discount the possibility that serious consideration of supplementary aids
and services would have brought the IEP team to the same conclusions about time spent
outside of regular education. The fact that the District ignored this critical step in the analysis,
however, leads me to not return the same question back to the IEP team for further
consideration. As discussed above, the IDEA does not create a ‘forced to fail’ scenario for
students who require restrictive placements. Yet under the facts of this case, the Student must
be given a chance for success not only with more time in a regular education, but with some
plan for the Student to derive a benefit from that time. I will leave it to the IEP team to determine
what supplementary aids and services will enable a greater amount of more productive time in
regular education. I leave no discretion about whether the Student’s time in regular education
should be increased.
The placement dispute also concerns the District’s determination to place the Student outside of
the Student’s neighborhood school. The District’s building selection was based on the
unavailability of the VB-MAPP program in the Student’s neighborhood school. Above, I conclude
that the dispute about VB-MAPP is a methodology dispute and that the District is due deference
in its methodology selection. I affirm the District’s building selection for the same reason. School
districts are not obligated to reproduce all services in all buildings and may take a centers-based
approach to building selection. Lebron v. North Penn Sch. Dist., 769 F.Supp.2d 788, 801 (E.D.
Pa. 2011). Parents must have some voice in the building selection process, but nothing in the
District’s building selection in this case violates the IDEA. See P.V. v. Sch. Dist., No. 2:11-cv-
04027, 2013 U.S. Dist. LEXIS 21913 (E.D. Pa. Feb. 19, 2013) (LEAs may not exclude parents
completely from building selection).
In addition to violating the IDEA’s LRE mandate, the District also predetermined the Student’s
placement. The lack of consideration of any alternatives brings me to this conclusion. The
District came to the table with its placement in mind, and then refused to consider any
alternatives. It is perfectly permissible for LEAs and parents to simply disagree about what
placement any student needs. Similarly, a LEAs refusal to consider inappropriate programs is
not evidence of predetermination. However, the District’s failure to consider supplementary aids
and services, even with a plea from Parents to do so, establishes predetermination in this case.
Summary and Conclusions
In sum, the District’s evaluation is appropriate, and so the Parents’ demand for an IEE at public
expense is denied. The District’s proposed IEP is inappropriate for its failure to address the
Student’s attention and focus, social skills, and academic needs. The IEP must be revised, and
the Student is owed compensatory education to remedy this deficiency.
The District’s selection of VB-MAPP as a methodology is appropriate, considering the deference
that the District is owed in methodology disputes. The District’s building selection is also
appropriate for the same reason.
The District’s proposed IEP also violates the Student’s right to be educated in the LRE. The
totality of the record in this case compels me to order the District to place the Student in a
regular education classroom for no less than 65% of the school day for at least four months that
school is in session (roughly ½ of a school year). The Student’s IEP team must determine what
supplementary aids and services will enable that placement, and what data must be collected to
determine the Student’s success in that placement. Nothing herein prohibits the parties from
agreeing to decrease the amount of time that the Student spends in regular education before
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the four-month period ends if doing so is necessary to ensure the provision of FAPE. Any such
agreement, however, must be written and signed by the Parents and a District representative.
The District also predetermined the Student’s placement, thereby denying the Parents a
meaningful opportunity to participate in the IEP development process. I do not imply that the
Parents had any difficulty making their opinions known – they are zealous advocates. Rather,
the infraction lies in the District’s unwillingness to consider parental input concerning the
restrictiveness of the Student’s placement and academic goals. Additional compensatory
education is owed to remedy the District’s predetermination.
Neither party presents evidence to enable a Reid analysis. With no better evidence, I consider
the amount of time that the Student was outside of the regular education classroom compared
to what I order herein, and the absent goals from the Student’s IEP to conclude that the Student
is owed 3.5 hours of compensatory education per day that the Student attended school from the
first day of the 2018-19 school year through the date of this order to remedy a denial of FAPE.
An additional half hour (0.5) of compensatory education per day that the Student attended
school from the first day of the 2018-19 school year through the date of this order is owed to
remedy the District’s predetermination.
The Parents may decide how the hours of compensatory education are spent within the
following limitations: Compensatory education may take the form of any appropriate
developmental remedial or enriching educational service, product or device, purchased at or
below prevailing market rates in the District’s geographical area. Compensatory education shall
be in addition to, and shall not be used to supplant, educational and related services that should
appropriately be provided through the Student’s IEP. Compensatory education shall not be used
to purchase transportation, products or services that are primarily recreational in nature, or
products and services that are used by persons other than the Student except for group or
family therapies.
ORDER
Now, March 15, 2019, it is hereby ORDERED as follows:
1. The District violated the Student’s right to a FAPE by failing to address the Student’s
identified attentional, social, and academic needs in its offered IEP. The Student’s IEP
team shall reconvene in no less than 15 school days to add goals and specially
designed instruction to address those domains.
2. The District violated the Student’s right to a FAPE by placing the Student in a restrictive
environment without considering what supplementary aids and services could be added
to the Student’s IEP to enable a less-restrictive placement. The Student’s IEP team shall
reconvene in no less than 15 school days to determine what supplementary aids and
services must be added to the Student’s IEP in order to enable the Student’s
participation in a regular education classroom for no less than 65% of the school day.
3. The District violated the Parents’ rights to meaningful participation in the IEP
development process by predetermining the Student’s placement.
4. For all of the violations above, the Student is owed four (4) hours of compensatory
education total for each day that the Student attended school from the start of the 2018-
19 school year through the date of this order.
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5. All of the Parents’ other claims and demands are DENIED and DISMISSED.
It is FURTHER ORDERED that any claim not specifically addressed in this order is DENIED
and DISMISSED.
/s/ Brian Jason Ford
HEARING OFFICER
