Woodland Hills School District | Case 20275-17-18 | 2018-04-29
Pennsylvania special education due-process decision
- Case number
- 20275-17-18
- Date
- 04/29/2018
- Parties / district (official listing)
- Woodland Hills School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Independent Educational Evaluation Parent Rights
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select details have been
removed from the decision to preserve anonymity of the student as required by IDEA 2004.
Those portions of the decision which pertain to the student’s gifted education have been
removed in accordance with 22 Pa. Code § 16.63 regarding closed hearings.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
CLOSED HEARING
ODR File Numbers:
20275-17-18
20290-17-18
Child’s Name: A. M. Date of Birth: [redacted]
Dates of Hearing:
4/9/2018
Parents:
[redacted]
Counsel for Parent
Jonathan D. Steele, Esquire
428 Forbes Avenue, Suite 700
Pittsburgh, PA 15219
Local Education Agency:
Woodland Hills School District
531 Jones Avenue
North Braddock, PA 15104
Counsel for the LEA
John T. Vogel, Esquire
David J. Mongillo, Esquire
1500 One PPG Place
Pittsburgh, PA 15222
Hearing Officer: Cathy A. Skidmore, M.Ed., J.D. Date of Decision: 4/29/2018
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INTRODUCTION AND PROCEDURAL HISTORY
The student (hereafter Student)1 is an early teenaged student in the District (District).
After the District conducted a special education evaluation of Student that found Student not
eligible for special education, the Mother requested an Independent Educational Evaluation
(IEE) at public expense.2 The District denied that request, and both parties filed Due Process
Complaints to resolve that dispute.3
The case proceeded to a due process hearing that concluded in an efficient single
session.4 The Mother sought to establish that the District’s evaluation of Student was not
appropriate under the applicable law, while the District maintained that it complied with all of
the IDEA requirements and no remedy was due.
For the reasons set forth below, the District will be ordered to provide an IEE of Student
at public expense.
ISSUES
1. Whether the District’s evaluation of Student was appropriate
and compliant with the requirements in the IDEA and Chapter
14?
1 In order to provide confidentiality and privacy, Student’s name, gender, and other personal information are not
used in the body of this decision to the extent possible. All potentially identifiable information, including details
appearing on the cover page of this decision, will be redacted prior to its posting on the website of the Office for
Dispute Resolution in compliance with its obligation to make special education hearing officer decisions available to
the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 This request was made pursuant to the Individuals with Disabilities Education Act (IDEA), 20 U.S.C. §§ 1400-
1482, and its implementing regulations codified in 34 C.F.R. §§ 300.1 – 300. 818. The specific provision for an IEE
is found at 34 C.F.R. § 300.502. The applicable Pennsylvania regulations are set forth in 22 Pa. Code §§ 14.101 –
14.163 (Chapter 14).
3 Hearing Officer Exhibit (HO)-1 consolidated the Complaints on joint request of the parties. To accommodate
scheduling needs, the decision due date on the District Complaint was extended, also on joint request, to coincide
with that initially calculated for the Parent-filed Complaint.
4 References to the record throughout this decision will be to the Notes of Testimony (N.T.), Parent Exhibits (P -)
followed by the exhibit number, School District Exhibits (S-) followed by the exhibit number.
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2. If the District’s evaluation was not appropriate, should the
District be ordered to provide an Independent Educational
Evaluation at Public Expense?
FINDINGS OF FACT
1. Student enrolled in the District in September 2016. (N.T. 44, 46)
EVALUATION AND EDUCATIONAL BACKGROUND
2. Student was privately evaluated by a private licensed and certified school psychologist in
the fall of 2013. In the report of that evaluation, the psychologist conducted assessments
of Student’s cognitive ability (Wechsler Intelligence Scale for Children – Fourth Edition
(WISC-IV)) and academic achievement (Woodcock-Johnson Psychoeducational Battery
– Third Edition), as well as reading skills and visual motor skills, and child behavior
checklists from the Parents and a teacher were obtained. (S-18)
3. In that private evaluation, Student attained a Full Scale IQ in the high average range
(116) with significant discrepancy among the composite scores. Academic achievement
results were much lower than expected with respect to reading decoding, reading
comprehension, and spelling, with the remainder of scores commensurate with Student’s
abilities. The private psychologist determined that Student had a Specific Learning
Disability in reading. (S-18)
4. No behavioral concerns were identified in the private evaluation with the exception of
Somatic Complaints (Parent rating). (S-18)
5. The private psychologist recommended an occupational therapy evaluation based on
relatively poor performance on the visual integration measure. (S-18)
6. Student was diagnosed with Postural Orthostatic Tachycardia Syndrome (POTS) in
August 2016. (S-6 p. 2; S-12 p. 2; S-19 p. 1)
7. Based on the private evaluation and Student’s POTS diagnosis, a Section 504/Chapter 15
Service Agreement was developed in October 2016. Accommodations included in that
Service Agreement were for: access to water, the restroom, nurse, and items to help
regulate Student’s body temperature; classes in rooms with air conditioning; testing and
assignment accommodations; repeated and clarified directions; cues for focus and
attention; a software program to assist with reading; and interventions to assist with peer
relationships and self-confidence. The Parents approved the Service Agreement. (S-19
pp. 1-3)
8. [redacted]
9. [redacted]
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10. [redacted]
11. [redacted]
12. [redacted]
13. Student’s Service Agreement was revised in October 2017. Most of the previous
accommodations were retained but the interventions for peer relationships was removed;
preferential seating, peer assistance, check-in and check-out, and a planner were added.
The Mother requested a number of additional accommodations. (S-19 pp. 5-7)
2017 EVALUATION
14. On October 10, 2017, the Mother requested an evaluation of Student for special
education services. (S-1)
15. [redacted]
16. Student’s Parents were going through a contentious divorce at the time of the fall 2017
evaluation. (N.T. 185)
17. The school psychologist who conducted the evaluation has a doctoral degree in school
psychology as well as an undergraduate and master’s degrees in psychology. She
considers parental input to be important, especially with evaluations requested by parents.
(N.T. 18, 20-21)
18. The District proposed to conduct a review of records to include academic performance,
state and local assessments, parent and school input, and previous evaluations, as well as
assessment of Student’s cognitive ability and academic achievement; it also sought to
obtain behavior rating scales and one or more observations. (S-4)
19. [redacted]
20. When the Parent’s request for evaluation was received, the school psychologist compiled
packets to send to each Parent that included a permission to evaluate consent form, a
parent input form, and the procedural safeguards notice in addition to the Behavior
Assessment System for Children – Third Edition (BASC-3) Parent Rating Scales. (N.T.
25-26; S-2)
21. Both Parents provided consent to the evaluation. (N.T. 193; S-4)
22. The District sought to obtain the Parent Rating Scales from the BASC-3 from both
Parents, in part to consider whether symptoms of other conditions might impact Student
at school. (N.T. 22-23)
23. The District’s parent input form seeks information on developmental and family history,
medical information, and the parents’ views of the child’s strengths and needs across
environments. (N.T. 21)
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24. The Father returned the completed forms and BASC-3 Rating Scales on or about
November 1, 2017. His input form listed his view of Student’s strengths and weaknesses,
behavioral and academic input, and answered questions about medical and developmental
history. He noted overall academic strengths with mathematics as a weakness for
Student. There were also spaces for additional comments, and the Father mentioned
divorce and custody issues as impacting Student. (N.T. 32-33; S-6; S-9)
25. The Mother returned her completed BASC-3 Rating Scales and input form by dropping
them off at the administration building sometime after providing the signed Permission to
Evaluate form. (N.T. 193-94)
26. The school psychologist did not receive the Mother’s parent input form or BASC-3
Rating Scales. The school psychologist did not notice that the Mother’s information was
missing until she was writing the report. (N.T. 34, 36, 40-41, 99)
27. The school psychologist believed that the Mother’s concerns had been expressed in
another meetings, and further that her concerns were similar to those of the Father. (N.T.
100)
28. The school psychologist reviewed summaries of previous evaluations for Student before
completing the ER. (N.T. 55, 96, 114-15, 128, 180-81)
29. At a meeting of Student’s Service Agreement team on October 23, 2017, the participants
including both Parents decided to postpone the evaluation until December 2017, so that
cognitive testing (the Fifth Edition of the WISC (WISC-V)) could be repeated, having
last been done in December 2016. The school psychologist preferred to re-administer the
WISC-V rather than a different cognitive instrument. (N.T. 26-29, 182-83; P-1; S-4)
30. The school psychologist did not obtain Teacher Rating Scales for the BASC-3 because
Student’s Section 504 Service Agreement provided other input into Student’s behavioral
presentation, and Student’s academics were not impacted by behaviors. (N.T. 62-63,
130-36)
31. No classroom observation was conducted by the school psychologist. (N.T. 138-39)
32. The ER is dated December 24, 2017 and the reason for the referral is stated to be parental
request. The ER was provided to the Parents on December 24, 2017. (S-12 p. 1; S-17)
33. The Parent Input section of the ER includes the Father’s information, including strengths,
areas of need, and social skills. The Father’s input into a previous evaluation is also
included. (S-12 pp. 1-2)
34. The ER does not reflect that Mother’s input is not provided except that she had
completed the BASC-3 Rating Scales but they had not yet been received. (S-12)
35. The ER mentions that Student was previously evaluated outside of the District and notes
the diagnosis of Dyslexia with reported difficulty with decoding, spelling, and reading
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comprehension. An Attention Deficit Hyperactivity Disorder (ADHD) diagnosis is also
indicated. (S-12 pp. 1, 2, 3, 6)
36. The ER summarizes results of the previous District evaluation, including the cognitive
and achievement testing that had been conducted. (S-12 pp. 6-8)
37. The ER mentions school records reflecting Student’s difficulty with remaining focused
on tasks and completing assignments. (S-12 p. 2)
38. The ER summarizes input from Student’s general education teacher, who had only been
Student’s teacher for ten school days. Student reportedly was demonstrating grade level
reading comprehension but difficulty with spelling, and participated in class discussions.
(S-12 pp. 2-3)
39. The ER summarizes input from a different teacher provided when Student was previously
evaluated by the District. That input reflected that Student completed assignments and
was a “very good” student, with occasional need for clarification of directions. (S-12 pp.
3)
40. Cognitive ability was assessed for the ER with the WISC-V. Student’s scores were in the
average to high average range on all composites and the Full Scale IQ (110) was high
average at the 75th percentile. The GAI score (115) was above average, and the results
indicated that verbal reasoning was a relative strength for Student. (S-12 pp. 7-8)
41. On an administration of select subtests of the WIAT-III, Student scored in the average to
above average range on all subtests and composites, with the exception of the spelling
subtest where Student scored in the low average range. (S-12 pp. 8-9)
42. The school psychologist concluded that any discrepancies between Student’s cognitive
ability and academic achievement was not significant, with the exception of spelling.
However, the school psychologist also determined that any weakness in spelling skills
was not affecting Student’s academic performance. (N.T. 56-58, 118-21, 128)
43. The ER provided results of the Father’s BASC-3 Rating Scales, revealing concerns with
Anxiety, Somatization, and Attention Problems. (S-12 p. 10)
44. There are no teacher recommendations in the ER, but the document gleans from their
input that Student should continue to receive the accommodations in the Service
Agreement. (S-12 p. 3)
45. The ER summarizes Student’s developmental and medical background, including the
POTS diagnosis and how it impacts Student, and indicates that Student has a Service
Agreement to accommodate POTS symptoms. Adaptive behavior skills were not noted
to be of concern. (S-12 pp. 2, 3-4)
46. The ER summarizes portions of Student’s academic records, setting forth the
accommodations in the Service Agreement. Student’s attendance was noted for more
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than 28 days of absence during the 2016-17 school year and 9 absences through the date
of the ER for that school year. There were no disciplinary referrals. (S-12 pp. 4-6)
47. On state and local assessments, the ER reflected that Student was near or at grade level in
mathematics and reading and had scored in the proficient range on the Pennsylvania
System of School Assessment the prior school year. (S-12 pp. 5-6)
48. The ER concluded that Student had a disability but did not need specially designed
instruction and was therefore not eligible for special education, including on the basis of
a Specific Learning Disability. (S-12 pp. 12-13, 15-19)
49. Upon receipt of the ER, the Parent expressed concern that her input was not included.
The school psychologist offered to include a narrative of her input, but that a “final
conclusion” had already been reached within the sixty day timeline. (S-28; S-29; S-30)
50. A meeting convened to review the ER. The Father attended the meeting. The Mother did
not attend the meeting but had advised that she would not. (N.T. 41-43, 179)
51. The District issued a Notice of Recommended Educational Placement (NOREP) to both
Parents on January 26, 2018, recommending general education programming. The Father
attended the meeting and approved the NOREP. (S-12 pp. 20-29)
52. Following completion of the ER, the Mother requested an IEE at public expense. (N.T.
195)
DISCUSSION AND CONCLUSIONS OF LAW
GENERAL LEGAL PRINCIPLES
Generally speaking, the burden of proof consists of two elements: the burden of
production and the burden of persuasion. In special education cases, the burden of persuasion
generally lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v.
Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). There were two Complaints
filed, one filed by each party; this hearing officer assigned the burden of persuasion to the
District because, as discussed below, the law imposes an obligation on it to defend its evaluation
when it refuses a parents’ request for an IEE. It is also important to note that application of this
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principle determines which party prevails only in cases where the evidence is evenly balanced or
in “equipoise,” and the outcome is much more frequently determined by a preponderance of the
evidence.
Hearing officers, as fact-finders, are also charged with the responsibility of making
credibility determinations of the witnesses who testify. See J. P. v. County School Board, 516
F.3d 254, 261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014 U.S.
Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution (Quakertown
Community School District), 88 A.3d 256, 266 (Pa. Commw. 2014). This hearing officer found
both of the witnesses to be credible, each testifying to the best of her recollection from her own
perspective; in addition, there were few if any real inconsistencies in the testimony. In reviewing
the record, all of the testimony and the content of each exhibit, were thoroughly considered in
issuing this decision, as were the parties’ closing statements.
IDEA PRINCIPLES: CHILD FIND AND EVALUATION
The IDEA requires the states to provide a “free appropriate public education” (FAPE) to
all children who qualify for special education services. 20 U.S.C. §1412. The IDEA and state
and federal regulations obligate school districts to locate, identify, and evaluate children with
disabilities who need special education and related services. 20 U.S.C. § 1412(a)(3); 34 C.F.R. §
300.111(a); see also 22 Pa. Code §§ 14.121-14.125. The statute itself sets forth two purposes of
the required evaluation: to determine whether or not a child is a child with a disability as defined
in the law, and to “determine the educational needs of such child[.]” 20 U.S.C. §1414(a)(1)(C)(i).
The IDEA further defines a “child with a disability” as a child who has been evaluated
and identified with one of a number of specific classifications and who, “by reason thereof,
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needs special education and related services.” 20 U.S.C. § 1401; 34 C.F.R. § 300.8(a). “Special
education” means specially designed instruction which is designed to meet the child’s individual
learning needs. 34 C.F.R. § 300.39(a).
In conducting the evaluation, the law imposes certain requirements on LEAs to ensure
that sufficient and accurate information about the child is obtained:
(b) Conduct of evaluation. In conducting the evaluation, the public agency must—
(1) Use a variety of assessment tools and strategies to gather relevant
functional, developmental, and academic information about the child,
including information provided by the parent, that may assist in determining—
(i) Whether the child is a child with a disability under § 300.8; and
(ii) The content of the child’s IEP, including information related to
enabling the child to be involved in and progress in the general education
curriculum (or for a preschool child, to participate in appropriate
activities);
(2) Not use any single measure or assessment as the sole criterion for
determining whether a child is a child with a disability and for determining an
appropriate educational program for the child; and
(3) Use technically sound instruments that may assess the relative contribution
of cognitive and behavioral factors, in addition to physical or developmental
factors.
34 C.F.R. §§ 300.304(b). The evaluation must assess the child “in all areas related to the
suspected disability, including, if appropriate, health, vision, hearing, social and emotional status,
general intelligence, academic performance, communicative status, and motor abilities[.]” 34
C.F.R. § 304(c)(4); see also 20 U.S.C. § 1414(b)(3)(B). Additionally, the evaluation must be
“sufficiently comprehensive to identify all of the child’s special education and related services
needs, whether or not commonly linked to the disability category in which the child has been
classified,” and utilize “[a]ssessment tools and strategies that provide relevant information that
directly assists persons in determining the educational needs of the child[.]” 34 C.F.R. §§
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304(c)(6) and (c)(7); see also 20 U.S.C. § 1414(b)(3). In Pennsylvania, school districts are
required to provide a report of an evaluation within sixty days of receipt of consent excluding
summers. 22 Pa Code § 14.123(b). Upon completion of all appropriate assessments, “[a] group
of qualified professionals and the parent of the child determines whether the child is a child with
a disability … and the educational needs of the child[.]” 34 C.F.R.§ 300.306(a)(1).
When parents disagree with a school district’s educational evaluation, they may request
an IEE at public expense. 20 U.S.C. § 1415(b)(1); 34 C.F.R. § 300.502(b). When such a request
is made, the LEA must either file a request for a due process hearing to establish that its
evaluation was appropriate, or ensure that an IEE is provided at public expense. 34 C.F.R. §
300.502(b)(2). Here, the Mother disagreed with the ER and sought an IEE at public expense,
and the District refused; thus, the District had the burden of establishing that its evaluation was
appropriate.
The ER reflects assessment of Student’s cognitive ability and academic achievement.
The District school psychologist also considered and summarized the available historical
information, as well as input from professionals who worked with Student at school.
Nevertheless, there are also flaws. There was no observation of Student conducted, an especially
glaring concern with Student’s teacher only having had experience with Student for ten school
days. Only summaries of previous outside evaluations were available and therefore the complete
contents could not be considered. The BASC-3 consisted of a single informant, and teacher
perspectives on Student’s behavioral presentation was dependent upon the subjective input they
provided to the school psychologist. There are no direct teacher recommendations. The ER as a
whole focused on Student’s overall good academic performance without any true consideration
of how behaviors, such as exhibiting difficulty with focusing and completing assignments, could
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be impacting Student’s education. Finally, one of the most critical flaws in the District’s ER is
that it did not have input from Student’s Mother as part of the evaluation process, who made the
request in the fall of 2017, and who undoubtedly could have provided significant and useful
information about Student’s strengths, needs, and abilities. Even the District school psychologist
acknowledged the importance of that type of input.
While it is perhaps understandable that the District school psychologist did not realize
that the Mother’s input had not been received until the ER was nearing completion, it is
perplexing that the Mother was effectively discouraged from providing any current information
since report was already “final” at that time. Compliance with the sixty calendar day deadline
that local educational agencies are required to meet when conducting an evaluation
unquestionably elevated form over substance and risked an incomplete, non-comprehensive
evaluation.
There can be no question that a major premise of the IDEA is that parents must be
permitted to participate meaningfully in making educational decisions about their children, and
that they serve “a significant role” in that process. Schaffer, supra, at 53. They are also part of
the team that determines eligibility. Thus, ensuring meaningful parent participation in the
evaluation process is critical to ensuring compliance with the mandates in the IDEA. Here, the
Mother as the Parent who requested the evaluation was effectively denied the opportunity to be
part of the team deciding the crucial question of eligibility since that determination had already
been made. This flaw is fatal to Student’s ER and, accordingly, an IEE must be provided by the
District.
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CONCLUSION
Based on the foregoing findings of fact and for all of the above reasons, Student must be
provided an IEE at public expense.
ORDER
AND NOW, this 29th day of April, 2018, in accordance with the foregoing findings of
fact and conclusions of law, it is hereby ORDERED as follows.
1. Student must be provided with an Independent Educational Evaluation at public expense.
2. Within ten calendar days of the date of this Order, the District shall provide to both
Parents a list of not less than three local qualified individuals to perform an Independent
Educational Evaluation.
a. Student’s Mother shall make the decision on the individual to perform the
Independent Educational Evaluation.
b. If the Mother does not notify the District, in writing, of her selection within ten
calendar days of sending her the list, the District shall make the selection from
that same list.
c. The selected evaluator shall be given access to Student’s education records, and
shall determine the scope of the evaluation.
d. The selected evaluator shall provide a written report of his or her Independent
Educational Evaluation within a reasonable time, not to exceed 45 calendar days
from the date of engagement, unless otherwise agreed by the parties. The
Independent Educational Evaluation Report shall be provided to both Parents and
the District.
e. The Independent Educational Evaluation shall be at public expense.
3. Following completion of the Independent Educational Evaluation Report, and within
fifteen calendar days of receipt by the District, a meeting shall be scheduled with the
Parents to consider the Report and all other relevant information in order to make a
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determination on eligibility. The meeting shall be held at a time that is mutually
agreeable to both Parents.
4. Nothing in this Order should be read to prevent the parties from mutually agreeing to
alter any of its terms.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed.
Cathy A. Skidmore
_____________________________
Cathy A. Skidmore
HEARING OFFICER
ODR File Nos. 20275-1718KE
20290-1718KE
