Wyoming Area School District | Case 20601-17-18 | 2018-08-10
Pennsylvania special education due-process decision
- Case number
- 20601-17-18
- Date
- 08/10/2018
- Parties / district (official listing)
- Wyoming Area School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- IEP Least Restrictive Environment Procedural Violation Compensatory Education
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
Child’s Name:
A. B.
CLOSED HEARING
ODR Case #20601-1718KE
Date of Hearing:
June 19, 2018
Parents:
[redacted]
Phillip A. Drumheiser, Esquire – 2202 Circle Road
Carlisle, PA – 17013
Counsel for Parents
School District:
Wyoming Area School District – 20 Memorial Street – Exeter, PA – 18643
Sharon Montanye, Esquire – 331 Butler Avenue – P.O. Box 5069
New Britain, PA – 18901
Counsel for the School District
Date of Decision:
August 10, 2018
Hearing Officer:
Michael J. McElligott, Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
Student (“student”)1 is a late-teen aged student residing in the
District (“District”) who has been identified as a student with a disability
under the Individuals with Disabilities in Education Improvement Act of
2004 (“IDEIA”) and Pennsylvania special education regulations as a
student with a health impairment.2
Parent’s complaint at this file number centers on allegations in a
complaint filed by the student’s parent on April 3, 2018 that the student
was denied a free appropriate public education (“FAPE”) in the 2017-
2018 school year from approximately November 2017, when the student
enrolled in the District, through March 2018, when the student was
excluded from the District as the result of a disciplinary incident
allegedly involving the student. (Hearing Officer Exhibit [“HO”]-1 – April
3rd Complaint).
The April 3rd complaint encompassed a variety of claims. For a
complete understanding of those claims, and the consequent procedural
tracks that have unfolded since the filing of the complaint, the claims in
the April 3rd complaint can be understood broadly as follows:
1 To protect the confidentiality of the student, the generic use of “student”,
rather than a name or gender-specific pronouns, will be employed and will be
substituted in direct quotes throughout the decision.
2 It is this hearing officer’s preference to cite to the implementing regulation of
the IDEIA at 34 C.F.R. §§300.1-300.818. See also 24 PA Code §§14.101-14.163.
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1. Allegations related to procedural denial-of-FAPE in the
District’s handling of the manifestation determination
process held by the District after the March 2018
disciplinary incident.
2. Allegations related to substantive denial-of-FAPE in
the manifestation determination process in light of the
finding by school-based members of the student’s
individualized education program (“IEP”) team that the
behavior underlying the disciplinary incident was not a
result of the student’s disability.
3. Allegations that the student was denied FAPE over the
period November 2017 – March 2018 while the student
attended the District.
As indicated above, the decision at this file number addresses the
denial-of-FAPE allegations for the period November 2017 – March 2018
(#3 in the above list). The procedural denial-of-FAPE allegations related
to the manifestation determination process have not yet been placed at
issue in the context of a hearing—those claims will be heard in a
separate evidentiary process which has yet to convene under a separate
ODR file number (#1 in the above list).
The allegations related to the substantive result of the
manifestation determination process (#2 in the list above) have two
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aspects. One, the hearing at ODR file number 20467-1718 was convened
first in May 2018, but no result was reached on the merits. Neither party
was prepared to present evidence in that hearing process as to the
disciplinary incident underlying the student’s alleged involvement. (For
details as to the parties’ positions in that hearing, and their mutual view
that the evidence as to the underlying alleged behavior would not be
produced, see HO-2 – Decision at ODR file number 20467-1718). Two,
based on the decision of the District’s school board thereafter to move
forward in June 2018 with a formal hearing under 22 PA Code §12.8(b)
and expulsion of the student, the District recommended that the
student’s educational placement be changed. The appropriateness of the
District’s proposed placement for the 2018-2019 school year is at issue
at ODR file number 20828-1718. Evidentiary sessions were held on July
26, 2018 and August 8, 2018, and a decision is pending at that ODR file
number regarding the appropriateness of the District’s proposed
placement of the student in light of expulsion from the District.
Therefore, the decision at this file number is one of a series of
decisions— one already issued, one pending, and one yet to be
convened— involving the student as the claims brought forward in the
April 3rd complaint required different approaches (and involved different
resolution timelines) as the claims encompassed retrospective,
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contemporaneous, and forward-looking issues regarding the provision of
FAPE across various educational placements.3
For the reasons set forth below, I find in favor of the parent.
ISSUE
Did the District meet its obligation
to provide FAPE to the student
over the period November 2017 – March 2018?
FINDINGS OF FACT
2015-2016 / 8th Grade
1. Based on District enrollment records, the student attended the
District in the 2015-2016 school year, the student’s 8th grade year.
(School District Exhibit [“S”]-2).
2. In the midst of the 2015-2016 school year, the student withdrew
from the District and began to attend a nearby school district.
(Parent’s Exhibit [“P”]-4; S-3).
3 In the morning of the June 19h hearing session, the District, through counsel,
produced a letter from Luzerne County Office of Children & Youth Services (“CYS”),
signed by a caseworker. It was dated June 15, 2018 and addressed “To whom it may
concern”. The letter indicated that the student was in the custody of CYS and that the
student’s grandmother had been appointed as an emergency caregiver. The letter
indicated that the student’s grandmother had authority to make educational decisions.
The District declined to place on the record how it came into possession of the letter. To
confirm that the educational decision-making authority of the student’s mother had not
been removed or limited by court order, the undersigned hearing officer, in the presence
of counsel, contacted the caseworker by phone to ascertain the status of educational
decision-making by the student’s mother. The individual did not answer the telephone,
and the hearing officer left a voicemail message with pertinent details and a request to
return the call immediately. Over the course of the hearing day, there was no return call
to the hearing officer. Given this, however, at the outset of the hearing, the hearing
officer took the testimony of the student’s mother, confirming that her educational
decision-making authority had not been removed or limited by any court. (HO-3; Notes
of Testimony [“NT”] at 6-30).
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2016-2017 / 9th Grade
3. The student attended the nearby school district in the 2016-2017
school year, the student’s 9th grade year. (P-4; S-3).
4. In the fall of 2016, the nearby school district evaluated the student
for eligibility for special education. The evaluation was requested
by the school district given concerns about the student’s academic
performance (“unsatisfactory or below average performance”) in
most academic areas. Concerns were also noted in terms of
frequent absences and lack of assignment/project completion. (P-
4; S-3).
5. In December 2016, the nearby school district issued an evaluation
report (“ER”). (P-4; S-3).
6. The December 2016 ER included parental input. The parent
reported that the student did not have difficulty with peer or adult
relationships. The parent reported that the student’s challenges
included attention, impulsivity, immaturity, stubbornness, and
potentially engaging in dangerous behavior. The parent reported
that the student viewed school negatively. (P-4; S-3).
7. The December 2016 ER included input from the student’s
teachers. The teachers noted that the student had many strengths
(including, among other qualities, being cooperative, courteous,
and well-mannered, having good peer and adult relationships, and
exhibiting good reasoning and communication skills). The teachers
noted that the student might require support in certain areas
(including, among other areas, declining grades which did not
reflect the student’s potential, being unprepared, and poor task-
approach skills/work habits). (P-4; S-3).
8. An observation of the student in the classroom environment, and
further teacher input, indicated that the student exhibited
appropriate classroom behavior. The largest challenge, one teacher
reflected, was not the student’s intellectual ability or achievement
but, instead, was work completion, attention, and focus. (P-4; S-3).
9. The December 2016 ER indicated that the student’s poor school
attendance and unsettled home life were factors potentially
impacting on poor school performance. (P-4; S-3).
10. Intellectual testing in the December 2016 ER indicated that
the student had an IQ of 113, in the high average range.
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Achievement testing indicated scores consistently and solidly in
the average range across all domains. (P-4; S-3).
11. There was some indication in the December 2016 ER from
testing for attention-related challenges that the student may have
issues related to sustaining attention, but overall scores on this
assessment fell in the average range. (P-4; S-3).
12. The December 2016 ER contained testing for attention deficit
hyperactivity disorder (“ADHD”). Parent’s scales indicated very
elevated scores for inattention, hyperactivity/impulsivity, and
executive functioning, and an elevated score for
defiance/aggression. In terms of psychological diagnoses symptom
scales, parent’s scales indicated very elevated scores for
ADHD/inattentive-type, ADHD/hyperactive-impulsive-type, and
oppositional defiant disorder. One teacher’s scales indicated a very
elevated score in executive functioning and an elevated score in
defiance/aggression and, in terms of the diagnoses symptom
scales, a very elevated score for ADHD/inattentive-type. A second
teacher’s scales indicated a very elevated score in peer relations
and an elevated score in executive functioning and, in terms of the
diagnoses symptom scales, a very elevated score in oppositional
defiant disorder. (P-4; S-3).
13. Testing for executive functioning in the December 2016 ER
revealed elevated scores in all domains on the parents’ scales. Both
teachers’ scales were more moderated, although both consistently
noted areas of concern in task initiation, planning/organizing, and
self-monitoring behavior. (P-4; S-3).
14. The December 2016 ER found that the student was eligible
for special education as a student with a health impairment and
recommended that the student’s IEP team consider supports for
organization, task-initiation, and task-completion. (P-4; S-3).
15. In January 2017, the student’s IEP team in the nearby
school district met to craft the student’s IEP. (P-5).
16. The January 2017 IEP was in place at the nearby school
district through the end of the 2017-2018 school year. (P-5, P-6).
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2017-2018 / 10th Grade
17. At the beginning of the 2017-2018 school year, the student’s
10th grade year, the student continued to attend the nearby school
district. (P-5, P-6).
18. The January 2017 IEP governed the student’s educational
programming at the nearby school district. (P-5).
19. In November 2017, the student enrolled in the District. (S-2).
20. Upon enrollment, the District utilized its intake procedures
for a new student, reviewing the most recent ER and current IEP to
see if that IEP can be implemented for a 30-day period while the
District develops its own IEP. The District determined that it could
implement the January 2017 IEP from the nearby school district.
(P-8, P-15; S-8; NT at 50-54).
21. The District issued a notice of recommended educational
placement (“NOREP”) to accomplish this, and the parent approved
the NOREP. (P-8).
22. In December 2017, the District developed its own IEP. (P-9).
23. The District’s December 2017 IEP identified the student’s
needs as: grades not consistent with potential, poor study habits,
poor organizational skills, and coming to class unprepared. (P-9).
24. The teacher input in the December 2017 IEP from District
teachers indicated that the student was missing classes and had
very poor grades due to non-completion of assignments. (P-9).
25. Even at the time of the December 2017 IEP, the student was
often absent from, or tardy to, school. The District noted the
absences in the December 2017 IEP and non-attendance protocols
were initiated by the District. (P-9, P-12, P-15; S-8).
26. The December 2017 IEP contained two goals, one for the
student to come to school daily and arrive by 8:45 AM each day,
and one in math problem-solving. (P-9).
27. The December 2017 IEP contained program modifications
and specially designed instruction as follows: Study guides in
various classes ahead of tests/assessments, preferential seating,
class notes upon request, cuing, extended time on tests, access to
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the resource room for test-taking and review of class material. (P-
9).
28. There were no related services provided to the student
through the December 2017 IEP. (P-9).
29. Through the December 2017 IEP, the student received all
classes, lunch, and physical education in the regular education
setting with non-disabled peers, with the exception of time when
the student might access the resource room. The student’s
educational environment calculation indicated that the student
would spend 96% of the school day in regular education (6.50 out
of 6.75 hours each school day). (P-9).
30. The District issued a notice of recommended educational
placement (“NOREP”), and parent approved the recommendation.
(P-11; S-7).
31. The student’s absences continued and, in January 2018, the
District notified the student’s parent about the potential legal
consequences of continuing absences. (P-26).
32. In February 2018, a District school counselor contacted the
parent, informing her that, based on second quarter grades, the
student was failing various classes. (P-14).
33. In February 2018, the student’s parent met with various
District employees regarding the student’s failing academics. The
District placed the student in learning support classes for English
and mathematics. The student’s IEP was not revised substantively
to reflect the change nor was a NOREP issued to reflect the
increased special education services. (P-22; NT at 157-166, 176-
201).
34. Two of the student’s classes transitioned from regular
education setting to a special education setting (learning support)
but the student’s educational environment calculation indicated
that the student would continue to spend 96% of the school day in
regular education. (P-9, P-22; NT at 176-201).
35. The student’s special education case manager testified that
the District does not issue a NOREP when the level of support in a
student’s program (itinerant – less than 20% of the school day in
special education, supplemental – 20-80% of the school day in
special education, full-time –more than 80% of the school day in
special education) does not change. (NT at 199-201).
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36. In mid-March 2018, the disciplinary incident led to Student’s
exclusion from school thereafter. (HO-2).
37. The student’s parent and grandparent were engaged and
cooperative in attempting to work with the District to address the
student’s educational needs. (P-8, P-10, P-11, S-7, S-8; NT at 159-
162, 181-182, 192-196).
38. In preparing this decision, all exhibits of record were
reviewed and all testimony weighed. Lack of citation to any
particular exhibit or page(s) of transcript does not mean that such
evidence was not considered.
DISCUSSION AND CONCLUSION OF LAW
The provision of special education to students with disabilities is
governed by federal and Pennsylvania law. (34 C.F.R. §§300.1-300.818;
22 PA Code §§14.101-14.163)). To assure that an eligible child receives
FAPE (34 C.F.R. §300.17), an IEP must be reasonably calculated to yield
meaningful educational benefit to the student. (Board of Education v.
Rowley, 458 U.S. 176, 187-204 (1982). ‘Meaningful benefit’ means that a
student’s program affords the student the opportunity for significant
learning in light of his or her needs (Endrew F. ex rel. Joseph F. v.
Douglas County School District, 580 U.S. , 137 S. Ct. 988, 197 L. Ed.
2d 335, (2017); Ridgewood Board of Education v. N.E., 172 F.3d 238 (3rd
Cir. 1999)), not simply de minimis or minimal education progress.
(Endrew F.; M.C. v. Central Regional School District, 81 F.3d 389 (3rd
Cir. 1996)).
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Moreover, both federal and Pennsylvania law require that the
placement of a student with a disability be in the least restrictive
requirement (“LRE”). Educating a student in the LRE requires that
placement of a student with disabilities be supported, to the maximum
extent appropriate, in an educational setting which affords exposure to
non-disabled peers and regular education and that “separate
schooling…occurs only if the nature or severity of the disability is such
that education in regular classes with the use of supplementary aids and
services cannot be achieved satisfactorily.” (34 C.F.R. §300.114(a)(2) and,
generally, 34 C.F.R. §§300.114-120 ; 22 PA Code §14.145; Oberti v.
Board of Education, 995 F.2d 1204 (3d Cir. 1993)).
Here, the District’s December 2017 IEP was appropriate, and the
District was addressing the student’s needs. In February 2018, however,
the District materially changed the student’s placement by moving the
student out of the regular education environment and into a special
education environment for two periods (English and mathematics). This
more restrictive placement was not documented in the IEP or processed
through a NOREP. The result was that the student was receiving
markedly more special education support in a special education setting
without any substantive documentation or reflection of that change in
placement.
Most importantly, however, the record does not support that this
more restrictive placement was appropriate. The student clearly struggles
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with school attendance and assignment-completion. Academic concerns,
both in the nearby school district and in the District, were rooted in the
student not preparing and turning in work—there was no indication that
the student had learning difficulties. Even the math problem-solving goal
in the December 2017 IEP was the result of curriculum-based
assessment in the District, not any specified learning disability or
identified need in mathematics. The need to place the student in learning
support classes for English and mathematics isn’t supported by the
record and was an overly restrictive change in the student’s placement.
The District’s position, through the testimony of the special
education teacher, that the level of support did not change and, thus,
explicit documentation of the substantive change in the student’s
placement in the IEP, or notice of the change through the issuance of a
NOREP, must be rejected.
First, comparing the December 2017 IEP (P-9) to the IEP that
documented the meeting which led to the change in placement as a
result of the February 2018 meeting (P-22),4 nothing would indicate that
the student’s daily schedule was changed and that the student was now
attending two periods of special education, compared to an entirely
regular education placement with minimal support. And that is perhaps
the best way to conceive of the significant change in placement the
4 And contrary to what District counsel tried to establish through cross-examination of the
special education teacher, the IEP that resulted from the February 2018 meeting documents only
the meeting itself, not the substantive change in placement. (P-22 at page 2; NT at 199-200).
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District undertook—under the terms of the December 2017 IEP, the
student was in regular education with occasional test-taking and
assignment checking; after the February 2018 change in placement, the
student was in a special education classroom for two periods per day.
That is a material change in the student’s special education
programming—a change in placement to a markedly more restrictive
placement.
Second, to adopt the District’s position would be to deliver over to
an arithmetic calculation the handling of the substance of the driving
document of a student’s special education program (the IEP) and/or the
mandatory prior written notice to parents (the NOREP) before changing a
student’s placement. That is untenable under the nature and purposes
of the IDEIA.5
Also, it must be pointed out that the District’s handling of the
change in placement is not merely procedural. A procedural violation of
IDEIA is not, in and of itself, grounds for a finding of a denial-of-FAPE. A
procedural violation of IDEIA may be grounds for a finding of denial-of-
FAPE only where the procedural violation impeded the student’s right to
FAPE, or significantly impeded a parent’s right to participate in
educational decision-making, or caused a deprivation of educational
benefit. (34 C.F.R. §300.513(a)(2)). The District’s actions here are not
5 Here, the District cannot even assert that as a matter of fact, as the arithmetic
re-calculation of the reduced time the student would spend in regular education
was not included in the IEP. (P-9 at page 26, P-22 at page 26).
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merely procedural—the student’s school day was changed, the student
attended different classes, and those classes were special education
classes not regular education classes. The student’s placement was
inappropriately and substantively changed to a more restrictive
placement.
Accordingly, the student will be awarded compensatory education
as the result of a substantive denial-of-FAPE by moving the student to a
more restrictive placement.
Compensatory Education
Where a school district has denied FAPE to a student under the
terms of IDEIA, compensatory education is an equitable remedy that is
available to a student. (Lester H. v. Gilhool, 916 F.2d 865 (3d Cir. 1990);
Big Beaver Falls Area Sch. Dist. v. Jackson, 615 A.2d 910 (Pa.
Commonw. 1992)). The award of compensatory education accrues from a
point where a school district knows, or should have known, that a
student was being denied FAPE, accounting for a reasonable rectification
period to remedy the proven denial-of-FAPE. (Ridgewood; M.C.).
In this case, the District should have known even at the time that
it inappropriately changed the student’s placement that the more
restrictive placement was inappropriate. The February 2018 meeting took
place on February 5th. Approximately six weeks later, in mid-March
2018, the student was excluded from school based on the disciplinary
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incident. Therefore, the student was not in the inappropriately restrictive
placement for an extensive period of time. This impacts the equities of
the compensatory education award. Accordingly, as a matter of equitable
remedy, the student is awarded 50 hours of compensatory education for
the approximately six weeks that the student was in an inappropriately
restrictive placement.
As for the nature of the compensatory education award, the parent may
decide in her sole discretion how the hours should be spent so long as those
hours take the form of appropriate developmental, remedial, or enriching
instruction or services that further the goals of the student’s current or future
IEPs. These hours must be in addition to any then-current IEP and may not
be used to supplant an IEP. These hours may be employed after school, on
weekends and/or during the summer months, at a time and place convenient
for, and through providers who are convenient to, the student and the family.
Nothing in this paragraph, however, should be read to limit the parties’ ability
to agree mutually and otherwise as to any use of the compensatory
education hours.
•
ORDER
In accord with the foregoing, the School District denied the student
a free appropriate public education over the period of approximately
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February through mid-March 2018 by inappropriately changing the
student’s placement to a more restrictive educational environment. The
student is awarded 50 hours of compensatory education.
Michael J. McElligott, Esquire
Michael J. McElligott, Esquire
Special Education Hearing Officer
August 10, 2018
